13F HOLDINGS REPORT (Amended)
Almitas Capital LLC
Quarter ended Q4 2023 · Filed November 21, 2023 · Accession 0001596468-23-000005
Total Value
$208.8M
Positions
88
Other Managers
0
Confidential Omitted
No
Holdings (88)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Great Ajax Corp | 38983D409 | 893,646 | $21.6M | 10.32% |
| 2 | BlackRock ESG Capital Allocation Term Trust | BLK | 997,868 | $14.8M | 7.07% |
| 3 | Nuveen Core Plus Impact Fund | NPCT | 1,524,947 | $14.0M | 6.69% |
| 4 | Templeton Global Income Fund | 880198106 | 3,097,815 | $12.0M | 5.73% |
| 5 | Miller/Howard High Dividend Fund | 600379101 | 1,061,308 | $10.5M | 5.04% |
| 6 | Center Coast Brookfield MLP & Energy Infrastructure Fund | 151461209 | 295,700 | $6.3M | 3.00% |
| 7 | PIMCO Energy & Tactical Credit Opportunities Fund | PDX | 304,821 | $6.0M | 2.89% |
| 8 | Tortoise Midstream Energy Fund Inc | 89148B200 | 162,123 | $5.5M | 2.65% |
| 9 | BlackRock California Municipal Income Trust | BLK | 528,375 | $5.4M | 2.60% |
| 10 | Great Ajax Corp | 38983D300 | 807,622 | $5.2M | 2.49% |
| 11 | Eaton Vance New York Municipal Bond Fund | ETN | 574,428 | $4.8M | 2.28% |
| 12 | BrightSpire Capital Inc | BRSP | 755,710 | $4.7M | 2.27% |
| 13 | General American Investors Co Inc | 368802104 | 119,406 | $4.7M | 2.23% |
| 14 | ClearBridge MLP & Midstream Total Return Fund Inc | 18469Q207 | 126,266 | $4.0M | 1.94% |
| 15 | Nuveen Corporate Income 2023 Target Term Fund | NU | 413,984 | $3.9M | 1.89% |
| 16 | First Trust Dynamic Europe Equity Income Fund | 33740D107 | 317,469 | $3.9M | 1.89% |
| 17 | Two Harbors Investment Corp | 90187BAB7 | 4,250,000 | $3.9M | 1.87% |
| 18 | MFS Investment Grade Municipal Trust | 59318B108 | 542,641 | $3.8M | 1.84% |
| 19 | Nuveen Pennsylvania Quality Municipal Income Fund | NU | 344,236 | $3.5M | 1.68% |
| 20 | NXG NextGen Infrastructure Income Fund | 231647207 | 92,355 | $3.5M | 1.66% |
| 21 | New York Mortgage Trust Inc | ADAMZ | 392,845 | $3.3M | 1.60% |
| 22 | Eaton Vance California Municipal Bond Fund | ETN | 407,541 | $3.3M | 1.58% |
| 23 | BlackRock Capital Investment Corp | BLK | 853,697 | $3.2M | 1.52% |
| 24 | PGIM Short Duration High Yield Opportunities Fund | 69355J104 | 192,161 | $2.8M | 1.33% |
| 25 | VMware Inc | 928563402 | 15,408 | $2.6M | 1.23% |
| 26 | Mexico Fund Inc/The | 592835102 | 155,646 | $2.6M | 1.23% |
| 27 | Morgan Stanley India Investment Fund Inc | MS-PQ | 113,652 | $2.5M | 1.22% |
| 28 | Tortoise Energy Infrastructure Corp | TYG | 85,273 | $2.5M | 1.18% |
| 29 | Taiwan Fund Inc/The/MD | 874036106 | 78,924 | $2.4M | 1.13% |
| 30 | Morgan Stanley Emerging Markets Domestic Debt Fund Inc | MS-PQ | 548,796 | $2.3M | 1.12% |
| 31 | Destra Multi-Alternative Fund | 25065A502 | 356,014 | $2.1M | 1.02% |
| 32 | MFA Financial Inc | 55272X607 | 220,471 | $2.1M | 1.01% |
| 33 | BNY Mellon Municipal Income Inc | 05589T104 | 342,744 | $1.9M | 0.93% |
| 34 | Nuveen Preferred & Income Term Fund | NU | 111,076 | $1.9M | 0.91% |
| 35 | New America High Income Fund Inc/The | 641876800 | 266,198 | $1.7M | 0.83% |
| 36 | SRH Total Return Fund Inc | STEW | 132,881 | $1.7M | 0.83% |
| 37 | BlackRock Health Sciences Term Trust | BLK | 104,194 | $1.5M | 0.72% |
| 38 | Western Asset Inflation-Linked Opportunities & Income Fund | 95766R104 | 164,733 | $1.4M | 0.65% |
| 39 | Calamos Long/Short Equity & Dynamic Income Trust | 12812C106 | 87,130 | $1.3M | 0.62% |
| 40 | Central Securities Corp | 155123102 | 36,483 | $1.3M | 0.60% |
| 41 | Arlington Asset Investment Corp | 041356205 | 285,885 | $1.2M | 0.59% |
| 42 | Eaton Vance California Municipal Income Trust | ETN | 131,118 | $1.2M | 0.58% |
| 43 | DWS Strategic Municipal Income Trust | 23342Q101 | 148,543 | $1.1M | 0.54% |
| 44 | MFS High Income Municipal Trust | 59318D104 | 346,618 | $1.1M | 0.52% |
| 45 | abrdn National Municipal Income Fund | 24610T108 | 108,001 | $929,889 | 0.45% |
| 46 | Carlyle Credit Income Fund | CCID | 106,297 | $869,509 | 0.42% |
| 47 | DWS Municipal Income Trust | 233368109 | 93,546 | $720,304 | 0.34% |
| 48 | ClearBridge Energy Midstream Opportunity Fund Inc | 18469P209 | 21,953 | $695,910 | 0.33% |
| 49 | Clough Global Dividend and Income Fund | 18913Y103 | 138,223 | $686,968 | 0.33% |
| 50 | Reading International Inc | 755408101 | 320,584 | $679,638 | 0.33% |
| 51 | Japan Smaller Capitalization Fund Inc | JOF | 92,088 | $654,746 | 0.31% |
| 52 | BlackRock Municipal 2030 Target Term Trust | BLK | 33,400 | $648,294 | 0.31% |
| 53 | Radian Group Inc | RDN | 25,359 | $636,764 | 0.30% |
| 54 | MGIC Investment Corp | 552848103 | 37,926 | $632,985 | 0.30% |
| 55 | Voya Infrastructure Industrials and Materials Fund | 92912X101 | 64,159 | $605,019 | 0.29% |
| 56 | Morgan Stanley China A Share Fund Inc | MS-PQ | 48,425 | $603,376 | 0.29% |
| 57 | PhenixFIN Corp | PFXNZ | 15,337 | $581,289 | 0.28% |
| 58 | BlackRock MuniHoldings California Quality Fund Inc | BLK | 59,661 | $570,359 | 0.27% |
| 59 | Blackstone Strategic Credit 2027 Term Fund | BX | 48,111 | $528,740 | 0.25% |
| 60 | Invesco Pennsylvania Value Municipal Income Trust | IVZ | 56,029 | $501,460 | 0.24% |
| 61 | Nicholas Financial Inc | NODK | 103,024 | $492,465 | 0.24% |
| 62 | Barings Participation Investors | 06761A103 | 35,183 | $472,508 | 0.23% |
| 63 | PennyMac Corp | 70932AAF0 | 500,000 | $448,750 | 0.21% |
| 64 | Kayne Anderson NextGen Energy & Infrastructure Inc | 48661E108 | 62,228 | $443,063 | 0.21% |
| 65 | Neuberger Berman California Municipal Fund Inc | 64123C101 | 43,410 | $424,984 | 0.20% |
| 66 | Ladder Capital Corp | LADR | 40,431 | $414,822 | 0.20% |
| 67 | Western Asset Intermediate Muni Fund Inc | 958435109 | 56,603 | $405,277 | 0.19% |
| 68 | Ecofin Sustainable and Social | 27901F109 | 32,613 | $390,704 | 0.19% |
| 69 | Blackstone Senior Floating Rate 2027 Term Fund | BX | 26,436 | $350,277 | 0.17% |
| 70 | WHEELER REIT INC | 963025804 | 5,272 | $289,960 | 0.14% |
| 71 | Gabelli Healthcare & WellnessRx Trust/The | 36246K103 | 31,790 | $272,758 | 0.13% |
| 72 | DTF Tax-Free Income 2028 Term Fund Inc | DTF | 24,372 | $260,049 | 0.12% |
| 73 | Safeguard Scientifics Inc | SFES | 257,491 | $257,491 | 0.12% |
| 74 | MFS Municipal Income Trust | 552738106 | 56,434 | $256,775 | 0.12% |
| 75 | Special Opportunities Fund Inc | 84741T104 | 23,058 | $252,024 | 0.12% |
| 76 | Mexico Equity and Income Fund Inc/The | 592834105 | 25,653 | $241,138 | 0.12% |
| 77 | Western Asset Investment Grade Defined Opportunity Trust Inc | 95790A101 | 14,018 | $221,905 | 0.11% |
| 78 | Ellington Residential Mortgage REIT | ELLA | 31,192 | $193,702 | 0.09% |
| 79 | Clough Global Equity Fund | 18914C100 | 31,323 | $171,650 | 0.08% |
| 80 | Nuveen New Jersey Quality Municipal Income Fund | NU | 15,888 | $168,095 | 0.08% |
| 81 | Velocity Financial Inc | 92262D101 | 12,120 | $136,956 | 0.07% |
| 82 | BNY Mellon Strategic Municipals Inc | 05588W108 | 23,538 | $125,458 | 0.06% |
| 83 | BlackRock MuniYield Pennsylvania Quality Fund | BLK | 11,469 | $118,934 | 0.06% |
| 84 | Barings BDC Inc | BBDC | 11,747 | $104,666 | 0.05% |
| 85 | Western Asset Mortgage Capital Corp | 95790D204 | 10,608 | $99,715 | 0.05% |
| 86 | BNY Mellon Strategic Municipal Bond Fund Inc | 09662E109 | 16,024 | $79,639 | 0.04% |
| 87 | Templeton Emerging Markets Income Fund | 880192109 | 17,088 | $78,776 | 0.04% |
| 88 | First Trust Specialty Finance and Financial Opportunities Fund | 33733G109 | 12,134 | $40,892 | 0.02% |