13F HOLDINGS REPORT (Amended)
Alpine Global Management, LLC
Quarter ended Q4 2023 · Filed November 21, 2023 · Accession 0001581655-23-000009
Total Value
$395.7M
Positions
146
Other Managers
0
Confidential Omitted
No
Holdings (146)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | CHINDATA GROUP HLDGS LTD | 16955F107 | 6,750,000 | $56.0M | 14.16% |
| 2 | VMWARE INC | 928563402 | 300,000 | $49.9M | 12.62% |
| 3 | IMMUNOVANT INC | IMVT | 1,252,474 | $48.1M | 12.15% |
| 4 | CORNERSTONE STRATEGIC VALUE | CLM | 5,381,672 | $43.3M | 10.95% |
| 5 | ROBINHOOD MKTS INC | 770700102 | 2,129,168 | $20.9M | 5.28% |
| 6 | CORNERSTONE TOTAL RETURN FD | 21924U300 | 2,561,482 | $20.5M | 5.17% |
| 7 | ARCHER AVIATION INC | ACHR-WT | 3,137,169 | $15.9M | 4.01% |
| 8 | ACTIVISION BLIZZARD INC | 00507V109 | 120,000 | $11.2M | 2.84% |
| 9 | HORIZON THERAPEUTICS PUB L | G46188101 | 89,450 | $10.3M | 2.62% |
| 10 | SEAGEN INC | SE | 38,500 | $8.2M | 2.06% |
| 11 | FS CREDIT OPPORTUNITIES CORP | FSCO | 1,176,000 | $6.4M | 1.61% |
| 12 | LIBERTY MEDIA CORP DEL | FWONB | 235,065 | $6.0M | 1.51% |
| 13 | CRH PLC | CRH | 100,700 | $5.5M | 1.39% |
| 14 | POST HLDGS INC | POST | 40,100 | $3.4M | 0.87% |
| 15 | SELECT SECTOR SPDR TR | 81369Y605 | 96,753 | $3.2M | 0.81% |
| 16 | FORD MTR CO DEL | 345370860 | 253,400 | $3.1M | 0.80% |
| 17 | IMMUNOME INC | IMNM | 365,971 | $3.1M | 0.77% |
| 18 | NUVEEN FLOATING RATE INCOME | 67072T108 | 340,000 | $2.8M | 0.71% |
| 19 | AKAMAI TECHNOLOGIES INC | AKAM | 26,200 | $2.8M | 0.71% |
| 20 | FS KKR CAP CORP | FSK | 121,750 | $2.4M | 0.61% |
| 21 | HOLLY ENERGY PARTNERS L P | 435763107 | 96,168 | $2.1M | 0.53% |
| 22 | BRIGHTSPIRE CAPITAL INC | BRSP | 315,000 | $2.0M | 0.50% |
| 23 | CION INVT CORP | 17259U204 | 180,849 | $1.9M | 0.48% |
| 24 | CHASE CORP | WHLT | 15,000 | $1.9M | 0.48% |
| 25 | BLACKROCK CAP INVT CORP | BLK | 512,774 | $1.9M | 0.48% |
| 26 | BROOKFIELD REAL ASSETS INCOM | RA | 152,765 | $1.9M | 0.47% |
| 27 | ETSY INC | ETSY | 28,000 | $1.8M | 0.46% |
| 28 | CONSTELLATION ENERGY CORP | CEG | 16,200 | $1.8M | 0.45% |
| 29 | RUNWAY GROWTH FINANCE CORP | RWAYL | 137,700 | $1.8M | 0.45% |
| 30 | VERALTO CORP | VLTO | 20,000 | $1.7M | 0.43% |
| 31 | EQRX INC | 26886C107 | 750,643 | $1.7M | 0.42% |
| 32 | OPERA LTD | OPRA | 146,604 | $1.7M | 0.42% |
| 33 | VIRTUS TOTAL RETURN FD INC | 92835W107 | 338,222 | $1.6M | 0.41% |
| 34 | SPDR S AND P MIDCAP 400 ETF TR | MDY | 3,345 | $1.5M | 0.39% |
| 35 | DANAHER CORPORATION | 235851102 | 6,000 | $1.5M | 0.38% |
| 36 | CLEARBRIDGE ENERGY MIDSTRM O | 18469P209 | 44,300 | $1.4M | 0.35% |
| 37 | SARATOGA INVT CORP | 80349A208 | 52,000 | $1.3M | 0.34% |
| 38 | CAPRI HOLDINGS LIMITED | CPRI | 25,000 | $1.3M | 0.33% |
| 39 | GRUPO AEROPORTUARIO DEL SURE | 40051E202 | 5,303 | $1.3M | 0.33% |
| 40 | SERITAGE GROWTH PPTYS | 81752R100 | 157,841 | $1.2M | 0.31% |
| 41 | CLEARBRIDGE MLP AND MIDSTRM | 184692200 | 33,200 | $1.2M | 0.30% |
| 42 | EATON VANCE LTD DURATION INC | ETN | 127,500 | $1.2M | 0.29% |
| 43 | ALBERTSONS COS INC | 013091103 | 50,000 | $1.1M | 0.29% |
| 44 | BLACKROCK CAP ALLOCATION TER | BLK | 74,854 | $1.1M | 0.27% |
| 45 | GREEN PLAINS PARTNERS LP | GPRE | 72,574 | $1.1M | 0.27% |
| 46 | BLACKROCK HEALTH SCIENCES TE | BLK | 74,554 | $1.1M | 0.27% |
| 47 | BLACKSTONE STRATEGIC CRED 20 | BX | 97,623 | $1.1M | 0.27% |
| 48 | SELECT SECTOR SPDR TR | 81369Y860 | 31,429 | $1.1M | 0.27% |
| 49 | BLACKROCK INNOVATION AND GRW | BLK | 145,098 | $1.0M | 0.26% |
| 50 | BLACKROCK ESG CAP ALLC TERM | BLK | 63,113 | $933,441 | 0.24% |
| 51 | BARINGS BDC INC | BBDC | 102,500 | $913,275 | 0.23% |
| 52 | SELECT SECTOR SPDR TR | 81369Y803 | 5,547 | $909,320 | 0.23% |
| 53 | INTERCEPT PHARMACEUTICALS IN | INTR | 44,660 | $827,996 | 0.21% |
| 54 | SABA CAPITAL INCOME AND OPRNT | 78518H202 | 104,785 | $804,749 | 0.20% |
| 55 | NUVEEN MULTI ASSET INCOME FU | 670750108 | 71,456 | $794,591 | 0.20% |
| 56 | FEDERATED HERMES PREM MUNI I | FHI | 78,312 | $750,229 | 0.19% |
| 57 | UNITED STATES STL CORP NEW | UNTCW | 22,500 | $730,800 | 0.18% |
| 58 | BLACKROCK MUNI INCOME TR II | BLK | 76,626 | $700,362 | 0.18% |
| 59 | UTZ BRANDS INC | UTZ | 52,000 | $698,360 | 0.18% |
| 60 | ENERGY FUELS INC | UUUU | 80,000 | $657,600 | 0.17% |
| 61 | GRUPO AEROPUERTO DEL PACIFIC | 400506101 | 3,966 | $651,891 | 0.16% |
| 62 | URANIUM ENERGY CORP | UEC | 125,000 | $643,750 | 0.16% |
| 63 | NORTHERN OIL AND GAS INC | NOG | 15,000 | $603,450 | 0.15% |
| 64 | NUVEEN QUALITY MUNCP INCOME | NU | 57,009 | $578,071 | 0.15% |
| 65 | NEUBERGER BERMAN NEXT GENERA | NBXG | 55,219 | $575,382 | 0.15% |
| 66 | XERIS BIOPHARMA HOLDINGS INC | XERS | 300,000 | $558,000 | 0.14% |
| 67 | INTEGER HLDGS CORP | ITGR | 7,100 | $556,853 | 0.14% |
| 68 | ISHARES TR | 464287804 | 5,794 | $546,548 | 0.14% |
| 69 | BLACKROCK MUNIHOLDINGS QUALI | BLK | 61,174 | $537,108 | 0.14% |
| 70 | SELECT SECTOR SPDR TR | 81369Y506 | 5,891 | $532,487 | 0.13% |
| 71 | BROOKFIELD INFRASTRUCTURE CO | BIPC | 14,049 | $496,492 | 0.13% |
| 72 | FLUOR CORP NEW | FLR | 12,500 | $458,750 | 0.12% |
| 73 | NEXTERA ENERGY INC | NEE-PW | 8,000 | $458,320 | 0.12% |
| 74 | NUVEEN REAL ASSET INCOME AND G | 67074Y105 | 38,876 | $412,863 | 0.10% |
| 75 | SPIRIT AIRLS INC | 848577102 | 25,000 | $412,500 | 0.10% |
| 76 | AIR LEASE CORP | AIIR | 10,000 | $394,100 | 0.10% |
| 77 | WESTERN ASSET MUN PARTNERS F | 95766P108 | 36,639 | $387,641 | 0.10% |
| 78 | GRUPO AEROPORTUARIO DEL CENT | 400501102 | 4,318 | $375,277 | 0.09% |
| 79 | DEVON ENERGY CORP NEW | 25179M103 | 7,800 | $372,060 | 0.09% |
| 80 | SELECT SECTOR SPDR TR | 81369Y704 | 3,452 | $349,964 | 0.09% |
| 81 | NEWMONT CORP | NEMCL | 9,402 | $347,404 | 0.09% |
| 82 | EVERSOURCE ENERGY | ES | 5,897 | $342,911 | 0.09% |
| 83 | ULTRAPAR PARTICIPACOES SA | UGP | 91,600 | $336,172 | 0.08% |
| 84 | ANTERO MIDSTREAM CORP | AM | 27,534 | $329,857 | 0.08% |
| 85 | LUCID GROUP INC | LCID | 57,500 | $321,425 | 0.08% |
| 86 | BARRICK GOLD CORP | 067901108 | 21,504 | $312,883 | 0.08% |
| 87 | SELECT SECTOR SPDR TR | 81369Y852 | 4,696 | $307,917 | 0.08% |
| 88 | TARO PHARMACEUTICAL INDS LTD | M8737E108 | 8,158 | $307,638 | 0.08% |
| 89 | PROVIDENT FINL SVCS INC | 74386T105 | 19,931 | $304,745 | 0.08% |
| 90 | FIRST TR SPECIALTY FIN AND FIN | 33733G109 | 89,346 | $301,096 | 0.08% |
| 91 | IONQ INC | IONQ-WT | 20,000 | $297,600 | 0.08% |
| 92 | NEXTERA ENERGY PARTNERS LP | NEE-PW | 10,000 | $297,000 | 0.08% |
| 93 | FRANCO NEV CORP | FNV | 2,193 | $292,744 | 0.07% |
| 94 | BLACKROCK MUNICIPAL INCOME | BLK | 28,675 | $291,051 | 0.07% |
| 95 | SELECT SECTOR SPDR TR | 81369Y886 | 4,836 | $284,985 | 0.07% |
| 96 | BROOKFIELD RENEWABLE PARTNER | G16258108 | 12,950 | $281,533 | 0.07% |
| 97 | MEDICAL PPTYS TRUST INC | 58463J304 | 50,000 | $272,500 | 0.07% |
| 98 | EXTREME NETWORKS | EXTR | 10,905 | $264,010 | 0.07% |
| 99 | AGNICO EAGLE MINES LTD | AEM | 5,786 | $262,974 | 0.07% |
| 100 | PG AND E CORP | PCG-PX | 15,714 | $253,467 | 0.06% |
| 101 | HERZFELD CARIBBEAN BASIN FD | HERZ | 75,000 | $250,500 | 0.06% |
| 102 | CENTRAIS ELETRICAS BRASILEIR | 15234Q207 | 34,100 | $249,271 | 0.06% |
| 103 | ENEL CHILE S.A. | ENIC | 80,200 | $237,392 | 0.06% |
| 104 | SPECIAL OPPORTUNITIES FD INC | 84741T104 | 20,404 | $223,016 | 0.06% |
| 105 | LUMIRADX LTD | G5709L109 | 923,366 | $218,930 | 0.06% |
| 106 | BROOKFIELD RENEWABLE CORP | BEPC | 9,000 | $215,460 | 0.05% |
| 107 | BLACKROCK MUNIVEST FD INC | BLK | 35,391 | $214,469 | 0.05% |
| 108 | WHEATON PRECIOUS METALS CORP | WPM | 5,278 | $214,023 | 0.05% |
| 109 | SCORPIO TANKERS INC | STNG | 3,900 | $211,068 | 0.05% |
| 110 | BLACKROCK MUNIYIELD QUALITY | BLK | 22,278 | $200,279 | 0.05% |
| 111 | COMPANHIA DE SANEAMENTO BASI | SBS | 16,128 | $195,471 | 0.05% |
| 112 | DWS MUN INCOME TR | 233368109 | 25,078 | $193,101 | 0.05% |
| 113 | SABRE CORP | SABR | 40,000 | $179,600 | 0.05% |
| 114 | COUPANG INC | CPNG | 10,000 | $170,000 | 0.04% |
| 115 | 89BIO INC | 282559103 | 10,287 | $158,831 | 0.04% |
| 116 | DESTINATION XL GROUP INC | DXLG | 33,117 | $148,364 | 0.04% |
| 117 | COMPANHIA PARANAENSE ENERG C | 20441B605 | 16,900 | $148,213 | 0.04% |
| 118 | MIDCAP FINANCIAL INVSTMNT CO | 03761U502 | 10,000 | $137,500 | 0.03% |
| 119 | VILLAGE FARMS INTL INC | 92707Y108 | 160,000 | $127,600 | 0.03% |
| 120 | NAVITAS SEMICONDUCTOR CORP | NVTS | 17,065 | $118,602 | 0.03% |
| 121 | ALLURION TECHNOLOGIES INC | ALURW | 22,536 | $96,905 | 0.02% |
| 122 | UR-ENERGY INC | URG | 62,500 | $96,250 | 0.02% |
| 123 | ZEROFOX HLDGS INC | 98955G103 | 106,617 | $93,738 | 0.02% |
| 124 | GUARDFORCE AI CO LTD | GFAIW | 20,000 | $92,200 | 0.02% |
| 125 | LL FLOORING HOLDINGS INC | 55003T107 | 27,487 | $87,134 | 0.02% |
| 126 | BRASKEM S A | BAK | 10,000 | $82,100 | 0.02% |
| 127 | YEXT INC | YEXT | 12,955 | $82,005 | 0.02% |
| 128 | LIVEONE INC | LVO | 75,000 | $71,715 | 0.02% |
| 129 | SNAIL INC | SNAL | 60,000 | $69,600 | 0.02% |
| 130 | EMEREN GROUP LTD | 75971T301 | 19,976 | $61,526 | 0.02% |
| 131 | SUMMIT THERAPEUTICS INC | SMMT | 30,000 | $56,100 | 0.01% |
| 132 | SES AI CORPORATION | SES-WT | 20,033 | $45,475 | 0.01% |
| 133 | ENERGY VAULT HOLDINGS INC | NRGV | 14,969 | $38,171 | 0.01% |
| 134 | THE LION ELECTRIC COMPANY | 536221104 | 17,763 | $33,927 | 0.01% |
| 135 | FTC SOLAR INC | FTCI | 18,728 | $23,972 | 0.01% |
| 136 | VBI VACCINES INC CDA | 91822J202 | 25,000 | $16,655 | 0.00% |
| 137 | TRITIUM DCFC LIMITED | Q9225T108 | 41,844 | $12,670 | 0.00% |
| 138 | KNOW LABS INC | 499238103 | 50,000 | $12,500 | 0.00% |
| 139 | GRAB HOLDINGS LIMITED | GRABW | 17,800 | $6,141 | 0.00% |
| 140 | ZALATORIS II ACQUISITION COR | G9831X122 | 99,580 | $5,975 | 0.00% |
| 141 | AURORA INNOVATION INC | AUROW | 12,500 | $4,000 | 0.00% |
| 142 | THE ONCOLOGY INSTITUTE INC | 68236X118 | 25,024 | $2,127 | 0.00% |
| 143 | LEAFLY HOLDINGS INC | 52178J113 | 49,750 | $1,741 | 0.00% |
| 144 | GENEDX HOLDINGS CORP | WGSWW | 20,000 | $598 | 0.00% |
| 145 | ARTELO BIOSCIENCES INC | ARTL | 14,099 | $565 | 0.00% |
| 146 | ENERGEM CORP | G30449121 | 10,300 | $489 | 0.00% |