13F HOLDINGS REPORT (Amended)
OTA Financial Group L.P.
Quarter ended Q2 2023 · Filed May 4, 2023 · Accession 0001317346-23-000007
Total Value
$113,614
Positions
46
Other Managers
2
Confidential Omitted
No
Holdings (46)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR BLOOMBERG 1-3 MONTH T-B | 78468R663 | 260,169 | $23,888 | 21.03% |
| 2 | OCCIDENTAL PETROLEUM CORP | 674599162 | 564,880 | $23,160 | 20.38% |
| 3 | MICROSOFT CORP | MSFT | 50,000 | $14,415 | 12.69% |
| 4 | META PLATFORMS INC-CLASS A | META | 50,000 | $10,597 | 9.33% |
| 5 | SCILEX HOLDING CO | SCLXW | 1,038,600 | $8,516 | 7.50% |
| 6 | ALPHABET INC-CL C | GOOG | 37,260 | $3,875 | 3.41% |
| 7 | YAMANA GOLD INC | 98462Y100 | 524,471 | $3,068 | 2.70% |
| 8 | LIBERTY BROADBAND-C | LBRDP | 32,120 | $2,624 | 2.31% |
| 9 | TORTOISE ENERGY INFRASTRUCT | TYG | 73,232 | $2,153 | 1.90% |
| 10 | CHARLES SCHWAB CORP-NEW | SCHW-PJ | 34,032 | $1,782 | 1.57% |
| 11 | ISHARES 0-5 YR HY CORP BOND | 46434V407 | 41,591 | $1,733 | 1.53% |
| 12 | SCHWAB US AGGREGATE BOND ETF | 808524839 | 33,869 | $1,588 | 1.40% |
| 13 | VANGUARD INT-TERM CORPORATE | 92206C870 | 17,576 | $1,409 | 1.24% |
| 14 | PLAINS ALL AMER PIPELINE LP | 726503105 | 110,127 | $1,373 | 1.21% |
| 15 | EATON VANCE ENH EQT INC II | ETN | 52,511 | $861 | 0.76% |
| 16 | BROADMARK REALTY CAPITAL INC | 11135B100 | 176,628 | $830 | 0.73% |
| 17 | ROYCE VALUE TR INC | RVT | 54,450 | $738 | 0.65% |
| 18 | ISHARES 1-5Y INV GRADE CORP | 464288646 | 12,110 | $612 | 0.54% |
| 19 | FIRST TRUST MLP AND ENERGY I | 33739B104 | 79,879 | $610 | 0.54% |
| 20 | BROOKFIELD RENEWABLE PARTNER | G16258108 | 18,094 | $570 | 0.50% |
| 21 | KAYNE ANDERSON ENERGY INFRAS | 486606106 | 62,558 | $540 | 0.48% |
| 22 | BANNER ACQUISITION CORP | BANR | 50,186 | $513 | 0.45% |
| 23 | SPDR PORTFOLIO AGGREGATE BON | 78464A649 | 19,108 | $492 | 0.43% |
| 24 | SPORTSMAP TECH ACQUISITION C | 84921J108 | 46,022 | $478 | 0.42% |
| 25 | TEMPLETON DRAGON FUND INC | 88018T101 | 41,083 | $435 | 0.38% |
| 26 | TG VENTURE ACQUISITION CORP | 87251T109 | 39,817 | $412 | 0.36% |
| 27 | INTEGRAL ACQUISITION CORP-A | 45827K101 | 39,287 | $403 | 0.35% |
| 28 | CLEARWAY ENERGY INC-C | CWEN-A | 12,868 | $403 | 0.35% |
| 29 | CALAMOS CONV OPP & INC | 128117108 | 37,853 | $398 | 0.35% |
| 30 | BLACKROCK RESOURCES & COMMOD | BLK | 39,025 | $372 | 0.33% |
| 31 | COLOMBIER ACQUISITION CORP-A | CLBR-WT | 35,541 | $360 | 0.32% |
| 32 | RF ACQUISITION CORP - CL A | 74954L104 | 34,988 | $360 | 0.32% |
| 33 | EG ACQUISITION CORP-A | 26846A100 | 35,082 | $357 | 0.31% |
| 34 | NEWBURY STREET ACQUISITION C | 65101L104 | 34,044 | $348 | 0.31% |
| 35 | WELSBACH TECHNOLOGY METALS | 950415109 | 32,577 | $338 | 0.30% |
| 36 | CALAMOS CVT AND HIGH INCOME | 12811P108 | 29,803 | $325 | 0.29% |
| 37 | BLACKROCK DEBT STRATEGIES FD | BLK | 33,221 | $315 | 0.28% |
| 38 | RIVERNORTH CAPITAL AND INCOM | 76882B108 | 19,999 | $308 | 0.27% |
| 39 | FG MERGER CORP | 30324Y101 | 28,417 | $295 | 0.26% |
| 40 | BLACKROCK CREDIT ALLOCATION | BLK | 28,325 | $291 | 0.26% |
| 41 | NUVEEN AMT-FR MUNI CREDIT FD | NU | 24,574 | $289 | 0.25% |
| 42 | BIORA THERAPEUTICS INC | 74319F905 | 98,500 | $272 | 0.24% |
| 43 | ABRDN INCOME CREDIT STRATEGI | ACP-PA | 39,038 | $260 | 0.23% |
| 44 | UNDER ARMOUR INC-CLASS A | UA | 25,747 | $244 | 0.21% |
| 45 | B RILEY PRINCIPAL 250 MERG-A | 05602L104 | 20,055 | $203 | 0.18% |
| 46 | 1ST TRUST FOUR CORNERS | 33733U108 | 20,208 | $201 | 0.18% |