13F HOLDINGS REPORT

L.M. KOHN & COMPANY

Quarter ended Q4 2023 · Filed November 6, 2023 · Accession 0001214659-23-014581

Total Value

$274.0M

Positions

238

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (238)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC COM	AAPL	185,392	$31.7M	11.58%
2	GERMAN AMERN BANCORP INC COM	373865104	569,557	$15.4M	5.63%
3	SPDR SER TR BLOOMBERG 1-3 MO	78468R663	121,837	$11.2M	4.08%
4	AMAZON COM INC COM	AMZN	87,670	$11.1M	4.07%
5	COSTCO WHSL CORP NEW COM	22160K105	15,426	$8.7M	3.18%
6	SPDR S&P 500 ETF TR TR UNIT	SPY	19,622	$8.4M	3.06%
7	NVIDIA CORPORATION COM	NVDA	17,623	$7.7M	2.80%
8	MICROSOFT CORP COM	MSFT	21,561	$6.8M	2.48%
9	ALPHABET INC CAP STK CL A	GOOG	45,564	$6.0M	2.18%
10	WISDOMTREE TR FLOATNG RAT TREA	WT	114,196	$5.7M	2.10%
11	BERKSHIRE HATHAWAY INC DEL CL B NEW	BRK-A	15,203	$5.3M	1.94%
12	VISA INC COM CL A	V	18,718	$4.3M	1.57%
13	MASTERCARD INCORPORATED CL A	MA	9,245	$3.7M	1.34%
14	VANGUARD INDEX FDS TOTAL STK MKT	922908769	16,233	$3.4M	1.26%
15	VANGUARD INDEX FDS S&P 500 ETF SHS	922908363	7,409	$2.9M	1.06%
16	PROCTER AND GAMBLE CO COM	742718109	19,641	$2.9M	1.05%
17	HOME DEPOT INC COM	HD	9,148	$2.8M	1.01%
18	PEPSICO INC COM	PEP	15,603	$2.6M	0.96%
19	JPMORGAN CHASE & CO COM	VYLD	15,139	$2.2M	0.80%
20	JOHNSON & JOHNSON COM	JNJ	14,044	$2.2M	0.80%
21	ABBVIE INC COM	ABBV	13,578	$2.0M	0.74%
22	UNITEDHEALTH GROUP INC COM	UNH	3,928	$2.0M	0.72%
23	TESLA INC COM	TSLA	7,812	$2.0M	0.71%
24	UNITED PARCEL SERVICE INC CL B	UPS	11,704	$1.8M	0.67%
25	SALESFORCE INC COM	CRM	8,652	$1.8M	0.64%
26	ADOBE INC COM	ADBE	3,434	$1.8M	0.64%
27	ORACLE CORP COM	ORCL-PD	15,868	$1.7M	0.61%
28	FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV	33738R506	35,669	$1.6M	0.60%
29	BOOKING HOLDINGS INC COM	BKNG	523	$1.6M	0.59%
30	DEERE & CO COM	DE	4,225	$1.6M	0.58%
31	FLEXSHARES TR US QUALITY CAP	FLEX	32,863	$1.6M	0.57%
32	EXXON MOBIL CORP COM	XOM	13,264	$1.6M	0.57%
33	SPDR SER TR BBG CONV SEC ETF	78464A359	22,629	$1.5M	0.56%
34	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT	IVZ	10,762	$1.5M	0.56%
35	FIFTH THIRD BANCORP COM	FITBM	58,921	$1.5M	0.54%
36	LULULEMON ATHLETICA INC COM	LULU	3,861	$1.5M	0.54%
37	SPDR SER TR PORTFOLIO SH TSR	78468R101	50,717	$1.5M	0.53%
38	DISNEY WALT CO COM	254687106	17,520	$1.4M	0.52%
39	SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP	MDY	3,082	$1.4M	0.51%
40	SPDR SER TR PRTFLO S&P500 VL	78464A508	34,069	$1.4M	0.51%
41	WALMART INC COM	WMT	8,675	$1.4M	0.51%
42	BROWN FORMAN CORP CL B	BF-B	23,758	$1.4M	0.50%
43	CVS HEALTH CORP COM	CVS	19,334	$1.3M	0.49%
44	VANGUARD SPECIALIZED FUNDS DIV APP ETF	921908844	8,272	$1.3M	0.47%
45	MCDONALDS CORP COM	MCD	4,784	$1.3M	0.46%
46	SPDR GOLD TR GOLD SHS	GLD	7,346	$1.3M	0.46%
47	SELECT SECTOR SPDR TR ENERGY	81369Y506	13,548	$1.2M	0.45%
48	LOCKHEED MARTIN CORP COM	LMT	2,961	$1.2M	0.44%
49	BLACKSTONE INC COM	BX	11,169	$1.2M	0.44%
50	INVESCO QQQ TR UNIT SER 1	IVZ	3,168	$1.1M	0.41%
51	SPDR SER TR PRTFLO S&P500 GW	78464A409	18,927	$1.1M	0.41%
52	QUALCOMM INC COM	QCOM	10,070	$1.1M	0.41%
53	CHEVRON CORP NEW COM	CVX	6,452	$1.1M	0.40%
54	FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ	33740F755	42,474	$1.0M	0.38%
55	ELI LILLY & CO COM	LLY	1,936	$1.0M	0.38%
56	CSX CORP COM	CSX	33,806	$1.0M	0.38%
57	WD 40 CO COM	WDFC	5,054	$1.0M	0.37%
58	SOUTHERN CO COM	SOMN	15,741	$1.0M	0.37%
59	ISHARES TR IBONDS DEC23 ETF	46434VAX8	38,778	$983,410	0.36%
60	SERVICENOW INC COM	NOW	1,731	$967,560	0.35%
61	SPDR SER TR PORTFLI INTRMDIT	78464A672	34,833	$958,952	0.35%
62	PFIZER INC COM	PFE	28,802	$955,349	0.35%
63	SELECT SECTOR SPDR TR TECHNOLOGY	81369Y803	5,708	$935,712	0.34%
64	PAYCHEX INC COM	PAYX	7,957	$917,667	0.33%
65	WASTE MGMT INC DEL COM	94106L109	5,949	$906,798	0.33%
66	LOWES COS INC COM	548661107	4,273	$888,025	0.32%
67	ALPHABET INC CAP STK CL C	GOOG	6,686	$881,549	0.32%
68	NIKE INC CL B	NKE	9,175	$877,324	0.32%
69	STRYKER CORPORATION COM	SYK	3,165	$865,034	0.32%
70	MERCK & CO INC COM	MRK	8,361	$860,784	0.31%
71	UNION PAC CORP COM	UNP	4,185	$852,286	0.31%
72	VALERO ENERGY CORP COM	VLO	6,000	$850,260	0.31%
73	SELECT SECTOR SPDR TR SBI HEALTHCARE	81369Y209	6,573	$846,208	0.31%
74	FIRST TR VALUE LINE DIVID IN SHS	33734H106	22,517	$841,924	0.31%
75	VANGUARD INDEX FDS REAL ESTATE ETF	922908553	10,586	$800,933	0.29%
76	SELECT SECTOR SPDR TR SBI CONS STPLS	81369Y308	11,425	$786,187	0.29%
77	ISHARES TR RUSSELL 2000 ETF	464287655	4,423	$781,721	0.29%
78	BOEING CO COM	BA-PA	4,070	$780,184	0.28%
79	INVESCO EXCH TRADED FD TR II S&P500 HDL VOL	IVZ	19,658	$770,392	0.28%
80	CISCO SYS INC COM	CSCO	14,260	$766,597	0.28%
81	LEGG MASON ETF INVT FRANKLIN INTL LW	52468L505	27,695	$754,973	0.28%
82	REALTY INCOME CORP COM	O	14,902	$744,223	0.27%
83	SELECT SECTOR SPDR TR SBI INT-UTILS	81369Y886	12,498	$736,491	0.27%
84	VANGUARD SCOTTSDALE FDS SHORT TERM TREAS	92206C102	12,770	$735,552	0.27%
85	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT	921943858	16,735	$731,654	0.27%
86	FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID	33734X200	34,105	$702,902	0.26%
87	PHILIP MORRIS INTL INC COM	718172109	7,385	$683,700	0.25%
88	APPLIED MATLS INC COM	038222105	4,915	$680,420	0.25%
89	FIRST TR EXCHANGE-TRADED FD FT CBOE VEST GLD	33733E856	37,156	$672,869	0.25%
90	RTX CORPORATION COM	RTX	9,086	$653,947	0.24%
91	COCA COLA CO COM	KO	11,638	$651,484	0.24%
92	ISHARES TR MSCI INDIA ETF	46429B598	14,392	$636,414	0.23%
93	BLACKROCK INC COM	BLK	980	$633,648	0.23%
94	SPDR DOW JONES INDL AVERAGE UT SER 1	78467X109	1,841	$616,643	0.23%
95	VERIZON COMMUNICATIONS INC COM	VZ	18,777	$608,569	0.22%
96	FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX	33733E302	3,780	$603,326	0.22%
97	WISDOMTREE TR ITL HDG QTLY DIV	WT	15,432	$597,836	0.22%
98	ISHARES TR CORE S&P500 ETF	464287200	1,389	$596,478	0.22%
99	FIRST TR MORNINGSTAR DIVID L SHS	336917109	17,614	$589,012	0.21%
100	PROSHARES TR S&P MDCP 400 DIV	74347B680	8,811	$588,055	0.21%
101	ISHARES TR CORE S&P SCP ETF	464287804	6,223	$587,056	0.21%
102	BRISTOL-MYERS SQUIBB CO COM	CELG-RI	10,077	$584,893	0.21%
103	ISHARES TR PFD AND INCM SEC	464288687	19,169	$577,933	0.21%
104	GOLDMAN SACHS GROUP INC COM	GSCE	1,776	$574,524	0.21%
105	FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF	33738R605	12,840	$568,812	0.21%
106	FLEXSHARES TR MORNSTAR UPSTR	FLEX	13,978	$565,270	0.21%
107	FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF	33733E104	7,642	$562,680	0.21%
108	PROSHARES TR II VIX SH TRM FUTRS	74347Y789	24,000	$559,200	0.20%
109	INVESCO DB US DLR INDEX TR BULLISH FD	IVZ	18,719	$556,516	0.20%
110	ADVANCED MICRO DEVICES INC COM	AMD	5,406	$555,845	0.20%
111	ISHARES TR RUS MD CP GR ETF	464287481	6,064	$553,946	0.20%
112	YUM BRANDS INC COM	YUM	4,403	$550,079	0.20%
113	AMGEN INC COM	AMGN	2,028	$545,127	0.20%
114	OREILLY AUTOMOTIVE INC COM	67103H107	580	$527,139	0.19%
115	DIAGEO PLC SPON ADR NEW	DGEAF	3,533	$527,001	0.19%
116	BCE INC COM NEW	BCPPF	13,629	$520,219	0.19%
117	HONEYWELL INTL INC COM	438516106	2,687	$496,421	0.18%
118	CATERPILLAR INC COM	CAT	1,813	$494,883	0.18%
119	SELECT SECTOR SPDR TR FINANCIAL	81369Y605	14,804	$491,049	0.18%
120	SYSCO CORP COM	SYY	7,426	$490,466	0.18%
121	VANGUARD BD INDEX FDS SHORT TRM BOND	921937827	6,523	$490,334	0.18%
122	DUKE ENERGY CORP NEW COM NEW	DUKB	5,411	$477,573	0.17%
123	NEXTERA ENERGY INC COM	NEE-PW	8,186	$468,965	0.17%
124	PROSHARES TR RUSS 2000 DIVD	74347B698	8,265	$467,613	0.17%
125	SPDR SER TR PRTFLO S&P500 HI	78468R788	13,292	$466,135	0.17%
126	PARKER-HANNIFIN CORP COM	PH	1,162	$452,622	0.17%
127	ISHARES TR 7-10 YR TRSY BD	464287440	4,909	$449,615	0.16%
128	ALTRIA GROUP INC COM	MO	10,475	$440,493	0.16%
129	PROSHARES TR S&P 500 DV ARIST	74348A467	4,888	$432,868	0.16%
130	FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P	33739Q705	8,714	$430,123	0.16%
131	WISDOMTREE TR INDIA ERNGS FD	WT	11,417	$419,689	0.15%
132	INTERPUBLIC GROUP COS INC COM	INTR	14,467	$414,626	0.15%
133	AMERICAN TOWER CORP NEW COM	03027X100	2,475	$407,045	0.15%
134	BROADCOM INC COM	AVGO	487	$404,666	0.15%
135	ISHARES TR 20 YR TR BD ETF	464287432	4,530	$401,766	0.15%
136	GENERAL MLS INC COM	370334104	6,034	$386,140	0.14%
137	META PLATFORMS INC CL A	META	1,286	$386,070	0.14%
138	SPDR SER TR PORTFOLI S&P1500	78464A805	7,339	$385,214	0.14%
139	FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX	33734X127	21,745	$378,798	0.14%
140	ISHARES TR CORE S&P TTL STK	464287150	3,955	$372,521	0.14%
141	SPDR SER TR NUVEEN BLMBRG MU	78468R721	8,500	$371,450	0.14%
142	SSGA ACTIVE ETF TR BLACKSTONE SENR	78467V608	8,809	$369,378	0.13%
143	M & T BK CORP COM	55261F104	2,898	$366,472	0.13%
144	SPDR SER TR PORTFOLIO LN TSR	78464A664	14,008	$366,309	0.13%
145	UBER TECHNOLOGIES INC COM	UBER	7,930	$364,701	0.13%
146	STARBUCKS CORP COM	SBUX	3,872	$353,390	0.13%
147	EMERSON ELEC CO COM	EMR	3,632	$350,742	0.13%
148	SPDR SER TR PORTFOLIO S&P500	78464A854	6,940	$348,804	0.13%
149	COMCAST CORP NEW CL A	CCZ	7,726	$342,578	0.13%
150	INVESCO CURRENCYSHARES CDN D CDN DLR SHS	IVZ	4,738	$341,941	0.12%
151	ISHARES TR CORE S&P MCP ETF	464287507	1,355	$337,989	0.12%
152	FIRST TR EXCH TRADED FD III PFD SECS INC ETF	33739E108	20,219	$322,900	0.12%
153	ISHARES TR MSCI JP VALUE	46435U374	11,247	$321,102	0.12%
154	INNOVATOR ETFS TR S&P INVT GRD PFD	INHD	18,073	$318,356	0.12%
155	FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH	33734X143	3,262	$316,936	0.12%
156	MONDELEZ INTL INC CL A	609207105	4,484	$311,164	0.11%
157	INTERNATIONAL BUSINESS MACHS COM	INTR	2,203	$309,058	0.11%
158	SUNOCO LP/SUNOCO FIN CORP COM UT REP LP	SUN	6,300	$308,385	0.11%
159	ISHARES TR RUS 1000 ETF	464287622	1,311	$307,967	0.11%
160	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF	922042858	7,798	$305,760	0.11%
161	TARGET CORP COM	TGT	2,720	$300,720	0.11%
162	CALAMOS CONV OPPORTUNITIES & SH BEN INT	128117108	28,508	$300,479	0.11%
163	GAMING & LEISURE PPTYS INC COM	36467J108	6,472	$294,786	0.11%
164	SELECT SECTOR SPDR TR SBI CONS DISCR	81369Y407	1,825	$293,789	0.11%
165	VANGUARD INDEX FDS EXTEND MKT ETF	922908652	2,045	$293,110	0.11%
166	ISHARES TR NATIONAL MUN ETF	464288414	2,850	$292,239	0.11%
167	FLEXSHARES TR IBOXX 5YR TRGT	FLEX	12,699	$291,315	0.11%
168	CHIPOTLE MEXICAN GRILL INC COM	CMG	159	$291,261	0.11%
169	FORD MTR CO DEL COM	345370860	23,433	$291,034	0.11%
170	VANGUARD INDEX FDS MID CAP ETF	922908629	1,397	$290,927	0.11%
171	IRON MTN INC DEL COM	46284V101	4,875	$289,819	0.11%
172	DOW INC COM	DOW	5,621	$289,801	0.11%
173	WHIRLPOOL CORP COM	WHR-PA	2,167	$289,728	0.11%
174	INVESCO EXCH TRADED FD TR II INVESCO PHLX SM	IVZ	10,675	$288,759	0.11%
175	SHERWIN WILLIAMS CO COM	SHW	1,130	$288,229	0.11%
176	VANGUARD BD INDEX FDS TOTAL BND MRKT	921937835	4,111	$286,866	0.10%
177	THERMO FISHER SCIENTIFIC INC COM	TMO	562	$284,474	0.10%
178	INVESCO EXCH TRADED FD TR II SR LN ETF	IVZ	13,316	$279,503	0.10%
179	CENTENE CORP DEL COM	CNC	4,024	$277,173	0.10%
180	BLACKROCK HEALTH SCIENCES TR COM	BLK	7,078	$277,095	0.10%
181	VANGUARD CHARLOTTE FDS TOTAL INT BD ETF	92203J407	5,755	$275,262	0.10%
182	PNC FINL SVCS GROUP INC COM	693475105	2,233	$274,193	0.10%
183	INTEL CORP COM	INTC	7,642	$271,667	0.10%
184	COLUMBIA SELIGM PREM TECH GR COM	19842X109	9,931	$270,334	0.10%
185	VANGUARD INDEX FDS VALUE ETF	922908744	1,955	$269,634	0.10%
186	GLOBAL X FDS GLOBAL X URANIUM	37954Y871	9,861	$266,641	0.10%
187	LEGGETT & PLATT INC COM	LEG	10,344	$262,849	0.10%
188	FIRST TR EXCHANGE-TRADED FD NASDQ SEMCNDTR	33738R811	3,863	$261,253	0.10%
189	TEXAS INSTRS INC COM	882508104	1,642	$261,111	0.10%
190	SPDR SER TR BLOOMBERG INVT	78468R200	8,467	$260,106	0.09%
191	VANGUARD STAR FDS VG TL INTL STK F	921909768	4,751	$254,274	0.09%
192	LINDE PLC SHS	LIN	680	$253,261	0.09%
193	GLOBAL X FDS CYBRSCURTY ETF	37954Y384	10,412	$252,907	0.09%
194	AT&T INC COM	T-PC	16,708	$250,955	0.09%
195	FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE	33737A108	2,658	$249,560	0.09%
196	ISHARES TR IBOXX INV CP ETF	464287242	2,442	$249,133	0.09%
197	HORIZON THERAPEUTICS PUB L SHS	G46188101	2,125	$245,841	0.09%
198	HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW	409735206	9,341	$245,284	0.09%
199	SPDR SER TR BLOOMBERG 1 10 Y	78468R861	13,418	$242,597	0.09%
200	ISHARES TR IBONDS DEC24 ETF	46434VBG4	9,500	$234,935	0.09%
201	VANGUARD MALVERN FDS STRM INFPROIDX	922020805	4,813	$227,565	0.08%
202	KKR & CO INC COM	KKRT	3,645	$224,532	0.08%
203	THE TRADE DESK INC COM CL A	88339J105	2,830	$221,165	0.08%
204	WP CAREY INC COM	92936U109	4,061	$219,619	0.08%
205	ISHARES TR CORE HIGH DV ETF	46429B663	2,200	$217,558	0.08%
206	MARATHON PETE CORP COM	MARA	1,411	$213,611	0.08%
207	ZOETIS INC CL A	ZTS	1,225	$213,135	0.08%
208	FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE	33734X101	4,169	$212,661	0.08%
209	ABBOTT LABS COM	ABLZF	2,160	$209,235	0.08%
210	FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD	33739H101	8,664	$207,936	0.08%
211	TRANSDIGM GROUP INC COM	TDG	240	$202,351	0.07%
212	SPDR SER TR S&P BIOTECH	78464A870	2,749	$200,732	0.07%
213	CLEVELAND-CLIFFS INC NEW COM	CLF	12,730	$198,970	0.07%
214	FIRST TR ENERGY INCOME & GRO COM	33738G104	14,964	$196,777	0.07%
215	PIMCO DYNAMIC INCOME FD SHS	72201Y101	11,360	$196,301	0.07%
216	NUVEEN AMT FREE QLTY MUN INC COM	NU	20,145	$195,004	0.07%
217	FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI	33738R100	12,362	$180,423	0.07%
218	CALAMOS CONV & HIGH INCOME F COM SHS	12811P108	14,201	$158,483	0.06%
219	COHEN & STEERS CLOSED-END OP COM	19248P106	14,287	$147,444	0.05%
220	MFS CHARTER INCOME TR SH BEN INT	MCR	24,574	$143,757	0.05%
221	EATON VANCE TAX-MANAGED GLOB COM	ETN	18,788	$143,540	0.05%
222	HUNTINGTON BANCSHARES INC COM	HBANP	12,840	$133,532	0.05%
223	EATON VANCE TAX-MANAGED DIVE COM	ETN	11,104	$128,138	0.05%
224	HIGH INCOME SECS FD SHS BEN INT	42968F108	20,640	$127,762	0.05%
225	ABRDN GLOBAL PREMIER PPTYS F COM SH BEN INT	00302L108	33,080	$120,410	0.04%
226	MADISON COVERED CALL & EQUIT COM	MCN	16,275	$115,062	0.04%
227	TRIPLEPOINT VENTURE GROWTH B COM	TPVG	10,998	$115,039	0.04%
228	GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT	36465A109	28,230	$103,323	0.04%
229	CALAMOS GBL DYN INCOME FUND COM	12811L107	17,594	$97,471	0.04%
230	GAMCO NAT RES GOLD & INCOME SH BEN INT	36465E101	18,718	$92,469	0.03%
231	GABELLI CONV & INC SECS FD I COM	36240B109	23,708	$88,904	0.03%
232	OXFORD LANE CAP CORP COM	OXLCZ	17,270	$86,177	0.03%
233	MFS INTER INCOME TR SH BEN INT	55273C107	31,125	$83,414	0.03%
234	BLACKROCK ENHANCED EQUITY DI COM	BLK	10,007	$76,156	0.03%
235	MEDICAL PPTYS TRUST INC COM	58463J304	10,617	$57,863	0.02%
236	MFS GOVT MKTS INCOME TR SH BEN INT	552939100	16,467	$50,389	0.02%
237	NEUBERGER BERMAN REAL ESTATE COM	NRO	15,158	$42,290	0.02%
238	MFS INTER HIGH INCOME FD SH BEN INT	59318T109	17,625	$27,671	0.01%