13F HOLDINGS REPORT
B. Riley Securities, Inc.
Quarter ended Q1 2023 · Filed February 7, 2023 · Accession 0001213900-23-009008
Total Value
$459.7M
Positions
73
Other Managers
1
Confidential Omitted
No
Holdings (73)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | BABCOCK & WILCOX ENTERPRISES | BW-PA | 15,256,240 | $88.0M | 19.15% |
| 2 | BABCOCK & WILCOX ENTERPRISES | BW-PA | 12,032,399 | $69.4M | 15.10% |
| 3 | ALTA EQUIPMENT GROUP INC | ALTG-PA | 4,979,629 | $65.7M | 14.29% |
| 4 | THE ARENA GROUP HOLDINGS INC | 040044109 | 3,433,532 | $36.4M | 7.93% |
| 5 | DOUBLEDOWN INTERACTIVE CO LT | DDI | 3,801,523 | $32.1M | 6.99% |
| 6 | FAZE HOLDINGS INC | 31423J102 | 11,028,151 | $20.4M | 4.44% |
| 7 | LILIUM N V | LILMF | 16,130,163 | $18.4M | 4.00% |
| 8 | CHARAH SOLUTIONS INC | 15957P105 | 2,888,889 | $15.6M | 3.39% |
| 9 | ALTA EQUIPMENT GROUP INC | ALTG-PA | 1,021,134 | $13.5M | 2.93% |
| 10 | THE ARENA GROUP HOLDINGS INC | 040044109 | 1,159,261 | $12.3M | 2.68% |
| 11 | AST SPACEMOBILE INC | ASTS | 1,725,471 | $8.3M | 1.81% |
| 12 | PERPETUA RESOURCES CORP | PPTA | 2,530,641 | $7.4M | 1.61% |
| 13 | NEXTNAV INC | NXNVW | 2,517,876 | $7.4M | 1.60% |
| 14 | TRANSACT TECHNOLOGIES INC | TACT | 1,112,633 | $7.0M | 1.53% |
| 15 | B RILEY PRIN 250 MERGER CORP | 05602L203 | 600,000 | $6.0M | 1.30% |
| 16 | INNOVATE CORP | VATE | 2,813,687 | $5.3M | 1.14% |
| 17 | MARCHEX INC | MCHX | 3,017,496 | $4.8M | 1.05% |
| 18 | SORRENTO THERAPEUTICS INC | 83587F202 | 5,216,250 | $4.6M | 1.01% |
| 19 | SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | 7,369,596 | $4.6M | 0.99% |
| 20 | PLAYAGS INC | 72814N104 | 840,530 | $4.3M | 0.93% |
| 21 | QUANTUM CORP | 747906501 | 3,824,811 | $4.2M | 0.91% |
| 22 | LAZYDAYS HLDGS INC | 52110H100 | 281,507 | $3.4M | 0.73% |
| 23 | SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | 4,710,903 | $2.9M | 0.64% |
| 24 | HARROW HEALTH INC | HROW | 155,825 | $2.3M | 0.50% |
| 25 | LIFEMD INC | LFMDP | 1,081,712 | $2.1M | 0.46% |
| 26 | KLUDEIN I ACQUISITION CORP | 49878L109 | 202,089 | $2.1M | 0.45% |
| 27 | NEXTNAV INC | NXNVW | 568,916 | $1.7M | 0.36% |
| 28 | JOURNEY MED CORP | DERM | 864,695 | $1.7M | 0.36% |
| 29 | SEQUANS COMMUNICATIONS S A | SQNS | 374,296 | $1.2M | 0.27% |
| 30 | THE LION ELECTRIC COMPANY | 536221104 | 459,502 | $1.0M | 0.22% |
| 31 | ARES ACQUISITION CORPORATION | G33032106 | 81,910 | $824,834 | 0.18% |
| 32 | SEAPORT GLOBAL ACQUISITION I | SE | 75,000 | $764,250 | 0.17% |
| 33 | EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | 73,264 | $733,006 | 0.16% |
| 34 | DOUBLEDOWN INTERACTIVE CO LT | DDI | 74,694 | $631,164 | 0.14% |
| 35 | THE LION ELECTRIC COMPANY | 536221120 | 689,755 | $482,829 | 0.11% |
| 36 | RUMBLEON INC | RUMBW | 62,521 | $404,511 | 0.09% |
| 37 | PELOTON INTERACTIVE INC | PTON | 500,000 | $354,410 | 0.08% |
| 38 | MINIM INC | 60365W102 | 1,565,364 | $294,288 | 0.06% |
| 39 | GARRETT MOTION INC | GTX | 30,000 | $261,000 | 0.06% |
| 40 | NUSTAR ENERGY LP | NU | 14,000 | $224,000 | 0.05% |
| 41 | SHOPIFY INC | SHOP | 120,000 | $102,450 | 0.02% |
| 42 | EOS ENERGY ENTERPRISES INC | EOSE | 325,000 | $78,000 | 0.02% |
| 43 | GENIUS SPORTS LIMITED | GENI | 19,888 | $71,000 | 0.02% |
| 44 | IMEDIA BRANDS INC | 452465206 | 91,911 | $58,823 | 0.01% |
| 45 | CHEGG INC | CHGG | 51,000 | $46,538 | 0.01% |
| 46 | INNOVATE CORP | VATE | 22,904 | $42,830 | 0.01% |
| 47 | LIBERTY LATIN AMERICA LTD | LILAB | 38,000 | $33,725 | 0.01% |
| 48 | ALGOMA STL GROUP INC | 015658115 | 20,754 | $23,971 | 0.01% |
| 49 | WAYFAIR INC | W | 42,000 | $23,785 | 0.01% |
| 50 | AVAYA HLDGS CORP | 05351XAB7 | 600,000 | $22,500 | 0.00% |
| 51 | NEOGENOMICS INC | NEO | 33,000 | $21,328 | 0.00% |
| 52 | CHEGG INC | CHGG | 27,000 | $21,179 | 0.00% |
| 53 | NEXTNAV INC | NXNVW | 55,974 | $20,850 | 0.00% |
| 54 | FAZE HOLDINGS INC | 31423J110 | 156,001 | $20,280 | 0.00% |
| 55 | TEEKAY CORPORATION | TK | 15,000 | $15,002 | 0.00% |
| 56 | YOTTA ACQUISITION CORPORATIO | YOTA | 81,368 | $13,214 | 0.00% |
| 57 | COLOMBIER ACQUISITION CORP | CLBR-WT | 146,714 | $11,106 | 0.00% |
| 58 | INSEEGO CORP | INSG | 18,000 | $10,800 | 0.00% |
| 59 | INFINT ACQUISITION CORP | CURR | 100,000 | $8,000 | 0.00% |
| 60 | BEYOND MEAT INC | BYND | 30,000 | $7,590 | 0.00% |
| 61 | D AND Z MEDIA ACQUISITION CO | 23305Q114 | 100,000 | $5,140 | 0.00% |
| 62 | ECARX HOLDINGS INC | ECXWW | 43,550 | $4,272 | 0.00% |
| 63 | YOTTA ACQUISITION CORPORATIO | YOTA | 100,000 | $3,000 | 0.00% |
| 64 | DEEP MEDICINE ACQUISITION CO | 243733110 | 47,599 | $2,856 | 0.00% |
| 65 | SWVL HOLDINGS CORP | SWVLW | 20,000 | $2,740 | 0.00% |
| 66 | VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | 159,670 | $1,677 | 0.00% |
| 67 | MSP RECOVERY INC | MSPRZ | 60,146 | $1,510 | 0.00% |
| 68 | BLUE SAFARI GRP ACQUISITN CO | G1195R130 | 10,339 | $1,218 | 0.00% |
| 69 | ALSP ORCHID ACQUISITION CORP | G0231L123 | 36,800 | $1,104 | 0.00% |
| 70 | LOGISTICS INNOVTN TECHNLGS C | 54141L118 | 12,432 | $373 | 0.00% |
| 71 | ARROWROOT ACQUISITION CORP | 04282M110 | 42,940 | $249 | 0.00% |
| 72 | BLUERIVER ACQUISITION CORP | G1261Q115 | 10,000 | $150 | 0.00% |
| 73 | KISMET ACQUISITION TWO CORP | G52807115 | 29,909 | $90 | 0.00% |