13F HOLDINGS REPORT (Amended)

CALTON & ASSOCIATES, INC.

Quarter ended Q3 2024 · Filed October 21, 2024 · Accession 0001172661-24-004314

Total Value

$261.7M

Positions

241

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (241)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	INVESCO QQQ TR	IVZ	28,895	$14.1M	5.39%
2	SPDR S&P 500 ETF TR	SPY	21,538	$12.4M	4.72%
3	APPLE INC	AAPL	52,118	$12.1M	4.64%
4	PACER FDS TR	69374H881	175,417	$10.1M	3.88%
5	WISDOMTREE TR	WT	167,431	$8.4M	3.21%
6	BERKSHIRE HATHAWAY INC DEL	BRK-A	13,213	$6.1M	2.32%
7	SPDR SER TR	78468R200	178,172	$5.5M	2.10%
8	VANGUARD WORLD FD	92204A405	47,463	$5.2M	1.99%
9	NORTHERN LTS FD TR II	NTRSO	184,529	$5.1M	1.94%
10	VANGUARD INDEX FDS	922908736	11,693	$4.5M	1.72%
11	MICROSOFT CORP	MSFT	9,855	$4.2M	1.62%
12	SPDR SER TR	78464A854	60,303	$4.1M	1.56%
13	CAPITAL GROUP GROWTH ETF	14020G101	111,001	$3.9M	1.48%
14	J P MORGAN EXCHANGE TRADED F	46641Q332	61,275	$3.6M	1.39%
15	VANGUARD WORLD FD	921910873	16,936	$3.5M	1.34%
16	VANGUARD WORLD FD	92204A504	11,487	$3.2M	1.24%
17	HOME DEPOT INC	HD	7,786	$3.2M	1.21%
18	ISHARES TR	464287655	14,224	$3.1M	1.20%
19	J P MORGAN EXCHANGE TRADED F	46654Q724	49,785	$3.0M	1.16%
20	SPDR SER TR	78468R788	64,340	$2.9M	1.12%
21	AMAZON COM INC	AMZN	15,240	$2.8M	1.09%
22	SELECT SECTOR SPDR TR	81369Y803	12,496	$2.8M	1.08%
23	INVESCO EXCHANGE TRADED FD T	IVZ	24,663	$2.6M	0.99%
24	SELECT SECTOR SPDR TR	81369Y209	16,326	$2.5M	0.96%
25	NVIDIA CORPORATION	NVDA	20,653	$2.5M	0.96%
26	PACER FDS TR	69374H303	32,069	$2.4M	0.90%
27	SSGA ACTIVE ETF TR	78467V608	54,316	$2.3M	0.87%
28	ISHARES TR	464287242	19,991	$2.3M	0.86%
29	FIDELITY COVINGTON TRUST	316092840	42,095	$2.1M	0.81%
30	ISHARES TR	46429B267	89,301	$2.1M	0.80%
31	SPDR SER TR	78464A300	23,484	$2.0M	0.78%
32	PACER FDS TR	69374H857	43,292	$2.0M	0.77%
33	CHEVRON CORP NEW	CVX	13,359	$2.0M	0.75%
34	VANGUARD TAX-MANAGED FDS	921943858	36,961	$2.0M	0.75%
35	VANGUARD INDEX FDS	922908363	3,359	$1.8M	0.68%
36	PACER FDS TR	69374H709	46,839	$1.7M	0.65%
37	SPDR SER TR	78464A508	31,680	$1.7M	0.64%
38	JPMORGAN CHASE & CO.	VYLD	7,866	$1.7M	0.63%
39	ELI LILLY & CO	LLY	1,836	$1.6M	0.62%
40	LOCKHEED MARTIN CORP	LMT	2,755	$1.6M	0.62%
41	SPDR SER TR	78464A698	27,483	$1.6M	0.59%
42	VICTORY PORTFOLIOS II	92647N782	22,278	$1.6M	0.59%
43	UNITEDHEALTH GROUP INC	UNH	2,652	$1.6M	0.59%
44	ISHARES TR	464287176	13,795	$1.5M	0.58%
45	VANGUARD WORLD FD	92204A207	6,733	$1.5M	0.56%
46	WALMART INC	WMT	18,216	$1.5M	0.56%
47	AT&T INC	T-PC	56,181	$1.5M	0.56%
48	PHILLIPS EDISON & CO INC	PECO	37,233	$1.4M	0.54%
49	VANGUARD WORLD FD	921910840	10,786	$1.4M	0.53%
50	EXXON MOBIL CORP	XOM	11,008	$1.3M	0.49%
51	VERIZON COMMUNICATIONS INC	VZ	28,366	$1.3M	0.49%
52	VANGUARD BD INDEX FDS	921937827	15,645	$1.2M	0.47%
53	SPDR GOLD TR	GLD	4,928	$1.2M	0.46%
54	INVESCO ACTIVELY MANAGED EXC	IVZ	46,350	$1.2M	0.44%
55	CAPITAL GROUP GBL GROWTH EQT	14020X104	37,770	$1.1M	0.44%
56	SELECT SECTOR SPDR TR	81369Y605	24,231	$1.1M	0.42%
57	JOHNSON & JOHNSON	JNJ	6,467	$1.0M	0.40%
58	VANECK ETF TRUST	92189F106	25,753	$1.0M	0.39%
59	GRAINGER W W INC	384802104	951	$987,910	0.38%
60	DISNEY WALT CO	254687106	10,248	$985,811	0.38%
61	VANGUARD WORLD FD	92204A603	3,687	$959,083	0.37%
62	ISHARES TR	464288687	28,022	$931,184	0.36%
63	CAPITAL GROUP DIVIDEND VALUE	14020W106	24,802	$903,795	0.35%
64	SELECT SECTOR SPDR TR	81369Y506	10,280	$902,630	0.34%
65	FS KKR CAP CORP	FSK	45,035	$888,543	0.34%
66	ISHARES TR	464288760	5,900	$882,994	0.34%
67	ABBVIE INC	ABBV	4,408	$870,633	0.33%
68	ISHARES TR	464287200	1,492	$861,145	0.33%
69	FIRST TR EXCHANGE-TRADED FD	336920103	7,777	$856,991	0.33%
70	ALPS ETF TR	00162Q668	37,259	$853,942	0.33%
71	AMERICAN CENTY ETF TR	025072109	17,407	$840,935	0.32%
72	FIDELITY MERRIMACK STR TR	316188101	17,136	$828,210	0.32%
73	VANECK ETF TRUST	92189F676	3,372	$827,676	0.32%
74	UNITED PARCEL SERVICE INC	UPS	6,042	$823,835	0.31%
75	GOLDMAN SACHS GROUP INC	GSCE	1,644	$814,362	0.31%
76	VISA INC	V	2,920	$802,946	0.31%
77	BRISTOL-MYERS SQUIBB CO	CELG-RI	15,503	$802,167	0.31%
78	ADVANCED MICRO DEVICES INC	AMD	4,752	$779,789	0.30%
79	INVESCO EXCHANGE TRADED FD T	IVZ	6,671	$764,003	0.29%
80	RITHM CAPITAL CORP	RITM-PF	67,214	$762,880	0.29%
81	WISDOMTREE TR	WT	15,015	$757,657	0.29%
82	LAZARD INC	LAZ	8,704	$735,783	0.28%
83	ALPHABET INC	GOOG	4,409	$731,278	0.28%
84	INVESCO EXCHANGE TRADED FD T	IVZ	7,034	$726,393	0.28%
85	VANECK ETF TRUST	92189F643	7,408	$718,246	0.27%
86	BANK AMERICA CORP	060505104	17,981	$713,519	0.27%
87	META PLATFORMS INC	META	1,234	$706,731	0.27%
88	ISHARES TR	46429B598	11,889	$695,920	0.27%
89	PNC FINL SVCS GROUP INC	693475105	3,750	$693,188	0.26%
90	SSGA ACTIVE ETF TR	78467V848	16,513	$683,656	0.26%
91	MICRON TECHNOLOGY INC	MU	6,557	$680,041	0.26%
92	J P MORGAN EXCHANGE TRADED F	46654Q203	12,321	$676,816	0.26%
93	ISHARES TR	464287150	5,258	$660,632	0.25%
94	SPDR INDEX SHS FDS	78463X202	12,399	$660,147	0.25%
95	SPDR SER TR	78464A359	8,559	$655,600	0.25%
96	OLD DOMINION FREIGHT LINE IN	ODFL	3,300	$655,512	0.25%
97	ISHARES TR	464287226	6,442	$652,452	0.25%
98	ISHARES TR	46429B614	7,530	$647,621	0.25%
99	SPDR SER TR	78464A797	11,729	$620,362	0.24%
100	VANGUARD INDEX FDS	922908744	3,539	$617,916	0.24%
101	PROCTER AND GAMBLE CO	742718109	3,536	$612,485	0.23%
102	ALPHABET INC	GOOG	3,525	$589,385	0.23%
103	RBB FD INC	74933W601	10,413	$585,741	0.22%
104	ISHARES TR	464287812	8,247	$582,010	0.22%
105	PUBLIC SVC ENTERPRISE GRP IN	744573106	6,504	$580,274	0.22%
106	INVESCO EXCHANGE TRADED FD T	IVZ	3,209	$575,087	0.22%
107	ISHARES SILVER TR	SLV	20,234	$574,848	0.22%
108	ISHARES TR	464287184	16,769	$532,930	0.20%
109	BROADCOM INC	AVGO	3,076	$530,761	0.20%
110	TESLA INC	TSLA	2,013	$526,661	0.20%
111	SCHWAB STRATEGIC TR	808524300	5,009	$521,875	0.20%
112	AMERICAN EXPRESS CO	AXP	1,912	$518,537	0.20%
113	CISCO SYS INC	CSCO	9,740	$518,409	0.20%
114	ENERGY TRANSFER L P	ET-PI	31,943	$512,687	0.20%
115	MERCK & CO INC	MRK	4,490	$509,936	0.19%
116	VANGUARD SPECIALIZED FUNDS	921908844	2,564	$507,876	0.19%
117	CATERPILLAR INC	CAT	1,296	$507,270	0.19%
118	PFIZER INC	PFE	17,465	$505,459	0.19%
119	JANUS DETROIT STR TR	47103U886	9,793	$480,249	0.18%
120	MORGAN STANLEY	MS-PQ	4,572	$476,595	0.18%
121	CUMMINS INC	CMI	1,462	$473,381	0.18%
122	ISHARES TR	464287101	1,704	$471,694	0.18%
123	SPDR SER TR	78464A409	5,647	$468,384	0.18%
124	CONSTELLATION ENERGY CORP	CEG	1,789	$465,256	0.18%
125	INVESCO EXCH TRADED FD TR II	IVZ	2,281	$458,284	0.18%
126	CAPITAL GRP FIXED INCM ETF T	14020Y300	16,422	$457,190	0.17%
127	SOUTHSTATE CORPORATION	SSB	4,478	$435,258	0.17%
128	UNIVERSAL DISPLAY CORP	OLED	2,054	$431,280	0.16%
129	VICTORY PORTFOLIOS II	92647N824	6,556	$426,096	0.16%
130	PALANTIR TECHNOLOGIES INC	PLTR	11,355	$422,406	0.16%
131	ISHARES TR	46429B655	8,246	$420,927	0.16%
132	EATON CORP PLC	ETN	1,264	$419,204	0.16%
133	FMC CORP	FMC	6,330	$417,400	0.16%
134	BLACKROCK CAP ALLOCATION TER	BLK	25,344	$416,925	0.16%
135	ISHARES TR	464287234	8,885	$407,471	0.16%
136	COCA COLA CO	KO	5,660	$406,732	0.16%
137	VANGUARD SCOTTSDALE FDS	92206C102	6,873	$405,644	0.16%
138	T ROWE PRICE ETF INC	87283Q305	10,734	$404,315	0.15%
139	NEXTERA ENERGY INC	NEE-PW	4,714	$398,524	0.15%
140	SPDR SER TR	78464A755	6,191	$394,530	0.15%
141	WILLIAMS COS INC	969457100	8,519	$388,928	0.15%
142	CROWDSTRIKE HLDGS INC	CRWD	1,362	$382,000	0.15%
143	INVESCO EXCH TRADED FD TR II	IVZ	8,321	$380,365	0.15%
144	HONEYWELL INTL INC	438516106	1,839	$380,140	0.15%
145	ISHARES TR	464287556	2,582	$375,976	0.14%
146	PALO ALTO NETWORKS INC	PANW	1,094	$373,929	0.14%
147	PAYPAL HLDGS INC	PYPL	4,737	$369,659	0.14%
148	POLARIS INC	PII	4,402	$366,459	0.14%
149	TORONTO DOMINION BK ONT	TORO	5,777	$365,460	0.14%
150	FORD MTR CO	345370860	34,124	$360,352	0.14%
151	ISHARES INC	464286509	8,548	$354,944	0.14%
152	INNOVATOR ETFS TRUST	INHD	9,192	$354,168	0.14%
153	ISHARES TR	464287168	2,593	$350,308	0.13%
154	DOUBLELINE INCOME SOLUTIONS	DSL	26,698	$346,552	0.13%
155	SPDR INDEX SHS FDS	78463X889	9,096	$341,661	0.13%
156	INVESCO EXCHANGE TRADED FD T	IVZ	2,839	$341,617	0.13%
157	DBX ETF TR	233051200	8,069	$339,081	0.13%
158	AST SPACEMOBILE INC	ASTS	12,600	$329,490	0.13%
159	DNP SELECT INCOME FD INC	23325P104	32,630	$327,608	0.13%
160	SPDR INDEX SHS FDS	78463X509	7,933	$327,494	0.13%
161	SOFI TECHNOLOGIES INC	SOFI	40,440	$317,858	0.12%
162	RAYMOND JAMES FINL INC	754730109	2,550	$312,273	0.12%
163	ALTRIA GROUP INC	MO	6,105	$311,640	0.12%
164	WISDOMTREE TR	WT	7,019	$308,906	0.12%
165	INVESCO ACTIVELY MANAGED EXC	IVZ	6,028	$302,497	0.12%
166	VANGUARD MUN BD FDS	922907746	5,916	$302,445	0.12%
167	CITIGROUP INC	C-PR	4,789	$299,834	0.11%
168	NUVEEN FLOATING RATE INCOME	67072T108	33,750	$297,675	0.11%
169	GENCO SHIPPING & TRADING LTD	GNK	15,225	$296,888	0.11%
170	INNOVATOR ETFS TRUST	INHD	6,330	$294,068	0.11%
171	INNOVATOR ETFS TRUST	INHD	8,111	$292,320	0.11%
172	ISHARES TR	464287804	2,498	$292,178	0.11%
173	SERVICENOW INC	NOW	325	$290,922	0.11%
174	3M CO	MMM	2,121	$289,941	0.11%
175	ISHARES TR	46434V860	5,720	$289,474	0.11%
176	ALIBABA GROUP HLDG LTD	BBAAY	2,658	$282,122	0.11%
177	MICROSTRATEGY INC	STRK	1,660	$279,876	0.11%
178	INNOVATOR ETFS TRUST	INHD	5,743	$279,340	0.11%
179	WISDOMTREE TR	WT	5,430	$277,641	0.11%
180	DUKE ENERGY CORP NEW	DUKB	2,402	$276,969	0.11%
181	ISHARES TR	464288513	3,404	$273,369	0.10%
182	AMGEN INC	AMGN	844	$272,171	0.10%
183	DEERE & CO	DE	647	$270,130	0.10%
184	BOEING CO	BA-PA	1,774	$269,821	0.10%
185	SPDR SER TR	78464A490	6,587	$265,421	0.10%
186	SCHWAB CHARLES CORP	SCHW-PJ	4,094	$265,371	0.10%
187	VANGUARD SCOTTSDALE FDS	92206C409	3,314	$263,266	0.10%
188	ALLSTATE CORP	ALL-PJ	1,385	$262,684	0.10%
189	ISHARES TR	464287622	823	$258,937	0.10%
190	GSK PLC	GLAXF	6,315	$258,179	0.10%
191	J P MORGAN EXCHANGE TRADED F	46641Q837	5,045	$255,983	0.10%
192	DELTA AIR LINES INC DEL	DAL	4,875	$247,601	0.09%
193	BLACKROCK ESG CAP ALLC TERM	BLK	13,942	$247,347	0.09%
194	TRUIST FINL CORP	89832Q109	5,775	$247,023	0.09%
195	GENERAL MLS INC	370334104	3,245	$239,652	0.09%
196	ISHARES TR	46432F842	3,057	$238,643	0.09%
197	VICTORY PORTFOLIOS II	92647N766	2,748	$236,765	0.09%
198	INTERNATIONAL BUSINESS MACHS	INTR	1,070	$236,751	0.09%
199	FIRST TR MORNINGSTAR DIVID L	336917109	5,567	$233,557	0.09%
200	ISHARES TR	464288356	3,979	$231,257	0.09%
201	ISHARES TR	46436E718	2,270	$228,639	0.09%
202	SPDR SER TR	78468R663	2,476	$227,399	0.09%
203	ISHARES TR	46434VBD1	8,928	$224,093	0.09%
204	SPDR SER TR	78468R804	1,315	$222,567	0.09%
205	EXELON CORP	EXC	5,466	$221,661	0.08%
206	VANGUARD INDEX FDS	922908751	921	$218,613	0.08%
207	SCHWAB STRATEGIC TR	808524862	4,459	$218,404	0.08%
208	OPERA LTD	OPRA	14,132	$218,350	0.08%
209	ARES CAPITAL CORP	ARCC	10,353	$216,794	0.08%
210	DTE ENERGY CO	DTK	1,675	$215,101	0.08%
211	SOUTHERN CO	SOMN	2,383	$214,899	0.08%
212	CALAMOS CONV OPPORTUNITIES &	128117108	18,359	$213,710	0.08%
213	COSTCO WHSL CORP NEW	22160K105	237	$210,816	0.08%
214	SHOPIFY INC	SHOP	2,622	$210,176	0.08%
215	ISHARES TR	464289180	8,464	$209,338	0.08%
216	ISHARES TR	464288588	2,158	$206,769	0.08%
217	VANECK ETF TRUST	92189H300	8,128	$206,477	0.08%
218	FREEPORT-MCMORAN INC	FCX	4,115	$205,430	0.08%
219	SALESFORCE INC	CRM	747	$204,461	0.08%
220	INTEL CORP	INTC	8,702	$204,153	0.08%
221	BLOCK INC	BSQKZ	3,036	$203,833	0.08%
222	EXCHANGE LISTED FDS TR	30151E806	9,024	$200,792	0.08%
223	PACER FDS TR	69374H469	6,993	$200,747	0.08%
224	MCDONALDS CORP	MCD	658	$200,440	0.08%
225	CALAMOS STRATEGIC TOTAL RETU	CSQ	11,348	$196,889	0.08%
226	SEVEN HILLS REALTY TRUST	SEVN	13,538	$186,418	0.07%
227	SFL CORPORATION LTD	SFL	15,233	$176,246	0.07%
228	VALE S A	VALE	15,025	$175,492	0.07%
229	ADVENT CONV & INCOME FD	00764C109	12,971	$152,287	0.06%
230	MIMEDX GROUP INC	MDXG	23,234	$137,313	0.05%
231	INVESCO EXCH TRADED FD TR II	IVZ	10,368	$128,047	0.05%
232	OXFORD LANE CAP CORP	OXLCZ	23,776	$124,588	0.05%
233	PENNANTPARK FLOATING RATE CA	PFLT	10,271	$118,837	0.05%
234	WARNER BROS DISCOVERY INC	WBD	13,851	$114,276	0.04%
235	BEAM GLOBAL	BEEM	19,000	$93,290	0.04%
236	NEW YORK MTG TR INC	ADAMZ	12,955	$82,006	0.03%
237	NIO INC	NIOIF	10,549	$70,467	0.03%
238	CEL-SCI CORP	CVM	47,140	$49,968	0.02%
239	CREATIVE MEDIA & CMNTY TR	125525584	96,098	$47,232	0.02%
240	SELLAS LIFE SCIENCES GROUP I	SLS	14,000	$17,500	0.01%
241	EVENTBRITE INC	EVEX-WT	10,000	$9,635	0.00%