13F HOLDINGS REPORT

CALTON & ASSOCIATES, INC.

Quarter ended Q3 2024 · Filed October 18, 2024 · Accession 0001172661-24-004305

Total Value

$257.0M

Positions

242

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (242)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	VICTORY PORTFOLIOS II	92647N782	28,895	$14.1M	5.49%
2	TORONTO DOMINION BK ONT	TORO	21,539	$12.4M	4.81%
3	ISHARES TR	464287226	52,118	$12.1M	4.72%
4	VANGUARD TAX-MANAGED FDS	921943858	175,418	$10.1M	3.95%
5	ALTRIA GROUP INC	MO	167,431	$8.4M	3.27%
6	NVIDIA CORPORATION	NVDA	13,213	$6.1M	2.37%
7	UNITEDHEALTH GROUP INC	UNH	178,173	$5.5M	2.14%
8	CAPITAL GRP FIXED INCM ETF T	14020Y300	47,463	$5.2M	2.03%
9	MICRON TECHNOLOGY INC	MU	184,530	$5.1M	1.97%
10	EXXON MOBIL CORP	XOM	11,694	$4.5M	1.75%
11	ALIBABA GROUP HLDG LTD	BBAAY	9,856	$4.2M	1.65%
12	ISHARES TR	46429B614	60,303	$4.1M	1.58%
13	VANGUARD WORLD FD	92204A207	111,001	$3.9M	1.50%
14	VANGUARD MUN BD FDS	922907746	61,276	$3.6M	1.42%
15	VICTORY PORTFOLIOS II	92647N824	16,937	$3.5M	1.36%
16	SPDR SER TR	78464A755	11,487	$3.2M	1.26%
17	DBX ETF TR	233051200	7,787	$3.2M	1.23%
18	SELECT SECTOR SPDR TR	81369Y605	14,225	$3.1M	1.22%
19	INVESCO ACTIVELY MANAGED EXC	IVZ	49,785	$3.0M	1.18%
20	INNOVATOR ETFS TRUST	INHD	64,341	$2.9M	1.14%
21	META PLATFORMS INC	META	15,240	$2.8M	1.10%
22	ISHARES TR	464288687	12,497	$2.8M	1.10%
23	SOFI TECHNOLOGIES INC	SOFI	16,326	$2.5M	0.98%
24	JOHNSON & JOHNSON	JNJ	20,653	$2.5M	0.98%
25	TESLA INC	TSLA	32,069	$2.4M	0.91%
26	ISHARES TR	46434V860	54,317	$2.3M	0.88%
27	CAPITAL GROUP GROWTH ETF	14020G101	19,992	$2.3M	0.88%
28	FREEPORT-MCMORAN INC	FCX	42,096	$2.1M	0.83%
29	SPDR SER TR	78468R804	89,301	$2.1M	0.81%
30	VERIZON COMMUNICATIONS INC	VZ	23,484	$2.0M	0.79%
31	SPDR INDEX SHS FDS	78463X889	43,293	$2.0M	0.78%
32	INVESCO EXCHANGE TRADED FD T	IVZ	13,360	$2.0M	0.77%
33	ALPHABET INC	GOOG	36,961	$2.0M	0.76%
34	CUMMINS INC	CMI	3,359	$1.8M	0.69%
35	SPDR S&P 500 ETF TR	SPY	46,840	$1.7M	0.66%
36	VANGUARD INDEX FDS	922908363	31,680	$1.7M	0.65%
37	VANGUARD WORLD FD	92204A603	7,866	$1.7M	0.65%
38	PUBLIC SVC ENTERPRISE GRP IN	744573106	1,836	$1.6M	0.63%
39	AST SPACEMOBILE INC	ASTS	2,755	$1.6M	0.63%
40	CALAMOS STRATEGIC TOTAL RETU	CSQ	27,484	$1.6M	0.61%
41	SPDR SER TR	78464A508	22,279	$1.6M	0.60%
42	ISHARES TR	464287556	2,652	$1.6M	0.60%
43	AMERICAN CENTY ETF TR	025072109	13,796	$1.5M	0.59%
44	FIDELITY COVINGTON TRUST	316092840	6,734	$1.5M	0.57%
45	JANUS DETROIT STR TR	47103U886	18,217	$1.5M	0.57%
46	LOCKHEED MARTIN CORP	LMT	56,182	$1.5M	0.57%
47	UNITED PARCEL SERVICE INC	UPS	37,233	$1.4M	0.55%
48	VANGUARD INDEX FDS	922908736	10,787	$1.4M	0.54%
49	SALESFORCE INC	CRM	11,009	$1.3M	0.50%
50	PALANTIR TECHNOLOGIES INC	PLTR	28,367	$1.3M	0.50%
51	J P MORGAN EXCHANGE TRADED F	46654Q724	15,645	$1.2M	0.48%
52	PACER FDS TR	69374H303	4,928	$1.2M	0.47%
53	AT&T INC	T-PC	46,350	$1.2M	0.45%
54	VANGUARD BD INDEX FDS	921937827	37,770	$1.1M	0.44%
55	ISHARES TR	464287655	24,231	$1.1M	0.43%
56	SPDR INDEX SHS FDS	78463X509	6,468	$1.0M	0.41%
57	TRUIST FINL CORP	89832Q109	951	$987,910	0.38%
58	VANGUARD INDEX FDS	922908744	10,249	$985,811	0.38%
59	DOUBLELINE INCOME SOLUTIONS	DSL	3,688	$959,083	0.37%
60	SPDR SER TR	78464A854	28,022	$931,184	0.36%
61	SSGA ACTIVE ETF TR	78467V608	24,802	$903,795	0.35%
62	GOLDMAN SACHS GROUP INC	GSCE	10,281	$902,630	0.35%
63	FIDELITY MERRIMACK STR TR	316188101	45,035	$888,543	0.35%
64	J P MORGAN EXCHANGE TRADED F	46641Q837	5,901	$882,994	0.34%
65	ABBVIE INC	ABBV	4,409	$870,633	0.34%
66	ISHARES TR	46429B267	1,493	$861,145	0.34%
67	INVESCO EXCHANGE TRADED FD T	IVZ	7,777	$856,991	0.33%
68	DTE ENERGY CO	DTK	37,259	$853,942	0.33%
69	INVESCO EXCHANGE TRADED FD T	IVZ	17,407	$840,935	0.33%
70	INTERNATIONAL BUSINESS MACHS	INTR	17,137	$828,210	0.32%
71	EVENTBRITE INC	EVEX-WT	3,372	$827,676	0.32%
72	ISHARES TR	464287184	6,043	$823,835	0.32%
73	ISHARES INC	464286509	1,645	$814,362	0.32%
74	SELECT SECTOR SPDR TR	81369Y803	2,920	$802,946	0.31%
75	PROCTER AND GAMBLE CO	742718109	15,504	$802,167	0.31%
76	ADVANCED MICRO DEVICES INC	AMD	4,752	$779,789	0.30%
77	SPDR SER TR	78464A490	6,671	$764,003	0.30%
78	SPDR SER TR	78464A300	67,214	$762,880	0.30%
79	DUKE ENERGY CORP NEW	DUKB	15,015	$757,657	0.29%
80	COCA COLA CO	KO	8,704	$735,783	0.29%
81	BOEING CO	BA-PA	4,409	$731,278	0.28%
82	SPDR SER TR	78468R788	7,035	$726,393	0.28%
83	MERCK & CO INC	MRK	17,982	$713,519	0.28%
84	BENSON HILL INC	082490202	1,235	$706,731	0.27%
85	BROADCOM INC	AVGO	11,890	$695,920	0.27%
86	WARNER BROS DISCOVERY INC	WBD	3,750	$693,188	0.27%
87	FIRST TR EXCHANGE-TRADED FD	336920103	16,513	$683,656	0.27%
88	OPERA LTD	OPRA	6,557	$680,041	0.26%
89	ISHARES TR	464287622	12,321	$676,816	0.26%
90	MICROSTRATEGY INC	STRK	5,259	$660,632	0.26%
91	PACER FDS TR	69374H881	12,399	$660,147	0.26%
92	INVESCO EXCH TRADED FD TR II	IVZ	8,560	$655,600	0.26%
93	MCDONALDS CORP	MCD	3,300	$655,512	0.26%
94	VANGUARD WORLD FD	92204A405	6,443	$652,452	0.25%
95	ISHARES TR	464288513	7,530	$647,621	0.25%
96	VISA INC	V	11,729	$620,362	0.24%
97	SFL CORPORATION LTD	SFL	3,540	$617,916	0.24%
98	OXFORD LANE CAP CORP	OXLCZ	3,536	$612,485	0.24%
99	CITIGROUP INC	C-PR	3,525	$589,385	0.23%
100	ISHARES TR	46429B598	10,413	$585,741	0.23%
101	PAYPAL HLDGS INC	PYPL	8,247	$582,010	0.23%
102	RBB FD INC	74933W601	6,505	$580,274	0.23%
103	RAYMOND JAMES FINL INC	754730109	3,210	$575,087	0.22%
104	WISDOMTREE TR	WT	20,234	$574,848	0.22%
105	INNOVATOR ETFS TRUST	INHD	16,769	$532,930	0.21%
106	SPDR SER TR	78464A409	3,077	$530,761	0.21%
107	INVESCO EXCHANGE TRADED FD T	IVZ	2,013	$526,661	0.20%
108	GSK PLC	GLAXF	5,009	$521,875	0.20%
109	ISHARES TR	464287168	1,912	$518,537	0.20%
110	WALMART INC	WMT	9,741	$518,409	0.20%
111	CEL-SCI CORP	CVM	31,943	$512,687	0.20%
112	SOUTHSTATE CORPORATION	SSB	4,490	$509,936	0.20%
113	SSGA ACTIVE ETF TR	78467V848	2,564	$507,876	0.20%
114	VANGUARD WORLD FD	921910840	1,297	$507,270	0.20%
115	PALO ALTO NETWORKS INC	PANW	17,466	$505,459	0.20%
116	ISHARES TR	464288760	9,793	$480,249	0.19%
117	DISNEY WALT CO	254687106	4,572	$476,595	0.19%
118	PACER FDS TR	69374H857	1,462	$473,381	0.18%
119	VANGUARD WORLD FD	921910873	1,704	$471,694	0.18%
120	SCHWAB STRATEGIC TR	808524862	5,647	$468,384	0.18%
121	INNOVATOR ETFS TRUST	INHD	1,789	$465,256	0.18%
122	VANGUARD WORLD FD	92204A504	2,282	$458,284	0.18%
123	SPDR SER TR	78468R663	16,422	$457,190	0.18%
124	FS KKR CAP CORP	FSK	4,479	$435,258	0.17%
125	SPDR INDEX SHS FDS	78463X202	2,055	$431,280	0.17%
126	NEXTERA ENERGY INC	NEE-PW	6,556	$426,096	0.17%
127	SHOPIFY INC	SHOP	11,355	$422,406	0.16%
128	GENCO SHIPPING & TRADING LTD	GNK	8,247	$420,927	0.16%
129	BEAM GLOBAL	BEEM	1,265	$419,204	0.16%
130	EXCHANGE LISTED FDS TR	30151E806	6,330	$417,400	0.16%
131	PNC FINL SVCS GROUP INC	693475105	25,345	$416,925	0.16%
132	SELECT SECTOR SPDR TR	81369Y209	8,885	$407,471	0.16%
133	INNOVATOR ETFS TRUST	INHD	5,660	$406,732	0.16%
134	COSTCO WHSL CORP NEW	22160K105	6,873	$405,644	0.16%
135	FIRST TR MORNINGSTAR DIVID L	336917109	10,734	$404,315	0.16%
136	INVESCO EXCH TRADED FD TR II	IVZ	4,715	$398,524	0.16%
137	PACER FDS TR	69374H469	6,192	$394,530	0.15%
138	ISHARES TR	464287176	8,520	$388,928	0.15%
139	J P MORGAN EXCHANGE TRADED F	46654Q203	1,362	$382,000	0.15%
140	ISHARES TR	46436E718	8,321	$380,365	0.15%
141	CAPITAL GROUP GBL GROWTH EQT	14020X104	1,839	$380,140	0.15%
142	SELECT SECTOR SPDR TR	81369Y506	2,582	$375,976	0.15%
143	BRISTOL-MYERS SQUIBB CO	CELG-RI	1,094	$373,929	0.15%
144	DEERE & CO	DE	4,737	$369,659	0.14%
145	WILLIAMS COS INC	969457100	4,402	$366,459	0.14%
146	INVESCO EXCH TRADED FD TR II	IVZ	5,777	$365,460	0.14%
147	SERVICENOW INC	NOW	34,124	$360,352	0.14%
148	GRAINGER W W INC	384802104	8,549	$354,944	0.14%
149	CROWDSTRIKE HLDGS INC	CRWD	9,192	$354,168	0.14%
150	VANGUARD SCOTTSDALE FDS	92206C409	2,594	$350,308	0.14%
151	VANGUARD SPECIALIZED FUNDS	921908844	26,699	$346,552	0.13%
152	3M CO	MMM	9,096	$341,661	0.13%
153	ALLSTATE CORP	ALL-PJ	2,839	$341,617	0.13%
154	J P MORGAN EXCHANGE TRADED F	46641Q332	8,070	$339,081	0.13%
155	ISHARES TR	464287812	12,600	$329,490	0.13%
156	VANGUARD SCOTTSDALE FDS	92206C102	32,630	$327,608	0.13%
157	PFIZER INC	PFE	7,933	$327,494	0.13%
158	BANK AMERICA CORP	060505104	40,440	$317,858	0.12%
159	CAPITAL GROUP DIVIDEND VALUE	14020W106	2,550	$312,273	0.12%
160	EXELON CORP	EXC	6,106	$311,640	0.12%
161	BLACKROCK ESG CAP ALLC TERM	BLK	7,019	$308,906	0.12%
162	SELLAS LIFE SCIENCES GROUP I	SLS	5,916	$302,445	0.12%
163	VALE S A	VALE	4,790	$299,834	0.12%
164	JPMORGAN CHASE & CO.	VYLD	33,750	$297,675	0.12%
165	INVESCO ACTIVELY MANAGED EXC	IVZ	15,225	$296,888	0.12%
166	INTEL CORP	INTC	6,330	$294,068	0.11%
167	CONSTELLATION ENERGY CORP	CEG	8,111	$292,320	0.11%
168	ENERGY TRANSFER L P	ET-PI	2,498	$292,178	0.11%
169	FMC CORP	FMC	325	$290,922	0.11%
170	DNP SELECT INCOME FD INC	23325P104	2,121	$289,941	0.11%
171	VANECK ETF TRUST	92189F643	5,721	$289,474	0.11%
172	APPLE INC	AAPL	2,659	$282,122	0.11%
173	BERKSHIRE HATHAWAY INC DEL	BRK-A	1,660	$279,876	0.11%
174	CALAMOS CONV OPPORTUNITIES &	128117108	5,743	$279,340	0.11%
175	NIO INC	NIOIF	5,430	$277,641	0.11%
176	ADVENT CONV & INCOME FD	00764C109	2,402	$276,969	0.11%
177	ISHARES TR	464287804	3,404	$273,369	0.11%
178	ISHARES TR	464287200	845	$272,171	0.11%
179	VANECK ETF TRUST	92189H300	647	$270,130	0.11%
180	WISDOMTREE TR	WT	1,775	$269,821	0.10%
181	VANECK ETF TRUST	92189F106	6,588	$265,421	0.10%
182	CREATIVE MEDIA & CMNTY TR	125525584	4,095	$265,371	0.10%
183	SOUTHERN CO	SOMN	3,315	$263,266	0.10%
184	AMAZON COM INC	AMZN	1,385	$262,684	0.10%
185	ISHARES TR	464288588	824	$258,937	0.10%
186	ISHARES TR	464289180	6,316	$258,179	0.10%
187	POLARIS INC	PII	5,045	$255,983	0.10%
188	T ROWE PRICE ETF INC	87283Q305	4,875	$247,601	0.10%
189	SPDR GOLD TR	GLD	13,943	$247,347	0.10%
190	ISHARES TR	464288356	5,776	$247,023	0.10%
191	ISHARES TR	464287101	3,245	$239,652	0.09%
192	VANGUARD INDEX FDS	922908751	3,058	$238,643	0.09%
193	HONEYWELL INTL INC	438516106	2,748	$236,765	0.09%
194	SPDR SER TR	78468R200	1,071	$236,751	0.09%
195	PENNANTPARK FLOATING RATE CA	PFLT	5,568	$233,557	0.09%
196	NORTHERN LTS FD TR II	NTRSO	3,980	$231,257	0.09%
197	BLACKROCK CAP ALLOCATION TER	BLK	2,270	$228,639	0.09%
198	INVESCO QQQ TR	IVZ	2,477	$227,399	0.09%
199	GENERAL MLS INC	370334104	8,928	$224,093	0.09%
200	ISHARES TR	46432F842	1,315	$222,567	0.09%
201	DELTA AIR LINES INC DEL	DAL	5,466	$221,661	0.09%
202	SCHWAB CHARLES CORP	SCHW-PJ	922	$218,613	0.09%
203	CISCO SYS INC	CSCO	4,459	$218,404	0.08%
204	MORGAN STANLEY	MS-PQ	14,133	$218,350	0.08%
205	ISHARES TR	464287234	10,353	$216,794	0.08%
206	WISDOMTREE TR	WT	1,675	$215,101	0.08%
207	HOME DEPOT INC	HD	2,383	$214,899	0.08%
208	SPDR SER TR	78464A698	18,360	$213,710	0.08%
209	SEVEN HILLS REALTY TRUST	SEVN	238	$210,816	0.08%
210	EATON CORP PLC	ETN	2,623	$210,176	0.08%
211	AMGEN INC	AMGN	8,465	$209,338	0.08%
212	ISHARES SILVER TR	SLV	2,158	$206,769	0.08%
213	OLD DOMINION FREIGHT LINE IN	ODFL	8,129	$206,477	0.08%
214	INVESCO EXCHANGE TRADED FD T	IVZ	4,115	$205,430	0.08%
215	LAZARD INC	LAZ	747	$204,461	0.08%
216	ALPS ETF TR	00162Q668	8,702	$204,153	0.08%
217	SCHWAB STRATEGIC TR	808524300	3,036	$203,833	0.08%
218	SPDR SER TR	78464A797	9,024	$200,792	0.08%
219	SPDR SER TR	78464A359	6,993	$200,747	0.08%
220	UNIVERSAL DISPLAY CORP	OLED	658	$200,440	0.08%
221	RITHM CAPITAL CORP	RITM-PF	11,348	$196,889	0.08%
222	NUVEEN FLOATING RATE INCOME	67072T108	13,538	$186,418	0.07%
223	BLOCK INC	BSQKZ	15,233	$176,246	0.07%
224	VICTORY PORTFOLIOS II	92647N766	15,025	$175,492	0.07%
225	ALPHABET INC	GOOG	12,972	$152,287	0.06%
226	CHEVRON CORP NEW	CVX	23,234	$137,313	0.05%
227	VANECK ETF TRUST	92189F676	10,368	$128,047	0.05%
228	PHILLIPS EDISON & CO INC	PECO	23,776	$124,588	0.05%
229	NEW YORK MTG TR INC	ADAMZ	10,271	$118,837	0.05%
230	ARES CAPITAL CORP	ARCC	13,852	$114,276	0.04%
231	ELI LILLY & CO	LLY	19,000	$93,290	0.04%
232	FORD MTR CO	345370860	12,955	$82,006	0.03%
233	ISHARES TR	464287150	10,549	$70,467	0.03%
234	WISDOMTREE TR	WT	47,140	$49,968	0.02%
235	ISHARES TR	464287242	96,098	$47,232	0.02%
236	AMERICAN EXPRESS CO	AXP	14,000	$17,500	0.01%
237	CATERPILLAR INC	CAT	10,000	$9,635	0.00%
238	MICROSOFT CORP	MSFT	10,000	$11	0.00%
239	ISHARES TR	46429B655	15,000	$0	0.00%
240	PACER FDS TR	69374H709	50,000	$0	0.00%
241	MIMEDX GROUP INC	MDXG	44,000	$0	0.00%
242	ISHARES TR	46434VBD1	22,000	$0	0.00%