13F HOLDINGS REPORT
CALTON & ASSOCIATES, INC.
Quarter ended Q4 2023 · Filed November 1, 2023 · Accession 0001172661-23-003567
Total Value
$68.4M
Positions
101
Other Managers
0
Confidential Omitted
No
Holdings (101)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | PACER FDS TR | 69374H881 | 105,358 | $5.2M | 7.61% |
| 2 | APPLE INC | AAPL | 23,624 | $4.0M | 5.91% |
| 3 | PACER FDS TR | 69374H709 | 116,917 | $3.8M | 5.56% |
| 4 | SPDR S&P 500 ETF TR | SPY | 7,991 | $3.4M | 4.99% |
| 5 | EXXON MOBIL CORP | XOM | 25,713 | $3.0M | 4.42% |
| 6 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 6,907 | $2.4M | 3.54% |
| 7 | SPDR SER TR | 78464A409 | 34,665 | $2.1M | 3.00% |
| 8 | WISDOMTREE TR | WT | 38,756 | $2.0M | 2.85% |
| 9 | MICROSOFT CORP | MSFT | 5,487 | $1.7M | 2.53% |
| 10 | J P MORGAN EXCHANGE TRADED F | 46641Q332 | 30,990 | $1.7M | 2.43% |
| 11 | UNITEDHEALTH GROUP INC | UNH | 3,060 | $1.5M | 2.26% |
| 12 | INVESCO QQQ TR | IVZ | 4,304 | $1.5M | 2.25% |
| 13 | AMAZON COM INC | AMZN | 11,762 | $1.5M | 2.19% |
| 14 | SCHWAB STRATEGIC TR | 808524797 | 20,483 | $1.4M | 2.12% |
| 15 | SELECT SECTOR SPDR TR | 81369Y209 | 8,560 | $1.1M | 1.61% |
| 16 | VANGUARD INDEX FDS | 922908652 | 7,640 | $1.1M | 1.60% |
| 17 | SELECT SECTOR SPDR TR | 81369Y506 | 11,674 | $1.1M | 1.54% |
| 18 | NVIDIA CORPORATION | NVDA | 2,131 | $927,094 | 1.36% |
| 19 | VISA INC | V | 4,003 | $920,727 | 1.35% |
| 20 | LOCKHEED MARTIN CORP | LMT | 2,069 | $846,234 | 1.24% |
| 21 | VANGUARD SCOTTSDALE FDS | 92206C102 | 13,975 | $804,960 | 1.18% |
| 22 | AT&T INC | T-PC | 39,775 | $741,567 | 1.08% |
| 23 | ISHARES GOLD TR | IAU | 21,110 | $738,639 | 1.08% |
| 24 | VERIZON COMMUNICATIONS INC | VZ | 22,586 | $732,025 | 1.07% |
| 25 | INVESCO EXCHANGE TRADED FD T | IVZ | 6,895 | $629,100 | 0.92% |
| 26 | WALMART INC | WMT | 3,905 | $624,510 | 0.91% |
| 27 | MICRON TECHNOLOGY INC | MU | 8,644 | $588,051 | 0.86% |
| 28 | PHILLIPS EDISON & CO INC | PECO | 16,955 | $568,671 | 0.83% |
| 29 | PACER FDS TR | 69374H303 | 8,732 | $536,494 | 0.78% |
| 30 | JANUS DETROIT STR TR | 47103U886 | 10,859 | $520,890 | 0.76% |
| 31 | VANGUARD INDEX FDS | 922908736 | 1,912 | $520,657 | 0.76% |
| 32 | ISHARES TR | 464287812 | 2,721 | $507,511 | 0.74% |
| 33 | FIDELITY NATL INFORMATION SV | 31620M106 | 9,006 | $497,762 | 0.73% |
| 34 | TESLA INC | TSLA | 1,981 | $495,686 | 0.72% |
| 35 | ALPHABET INC | GOOG | 3,758 | $491,772 | 0.72% |
| 36 | VANECK ETF TRUST | 92189F643 | 6,299 | $477,719 | 0.70% |
| 37 | ISHARES TR | 464287176 | 4,531 | $469,955 | 0.69% |
| 38 | VANGUARD INDEX FDS | 922908744 | 3,339 | $460,548 | 0.67% |
| 39 | SELECT SECTOR SPDR TR | 81369Y803 | 2,742 | $449,503 | 0.66% |
| 40 | FS KKR CAP CORP | FSK | 22,352 | $440,107 | 0.64% |
| 41 | J P MORGAN EXCHANGE TRADED F | 46654Q203 | 9,237 | $433,502 | 0.63% |
| 42 | INNOVATOR ETFS TR | INHD | 9,905 | $414,221 | 0.61% |
| 43 | INNOVATOR ETFS TR | INHD | 12,040 | $405,748 | 0.59% |
| 44 | VANECK ETF TRUST | 92189F106 | 15,034 | $404,565 | 0.59% |
| 45 | INNOVATOR ETFS TR | INHD | 7,960 | $404,368 | 0.59% |
| 46 | INNOVATOR ETFS TR | INHD | 12,820 | $401,394 | 0.59% |
| 47 | ABBVIE INC | ABBV | 2,573 | $383,577 | 0.56% |
| 48 | META PLATFORMS INC | META | 1,247 | $374,362 | 0.55% |
| 49 | SPDR SER TR | 78464A508 | 9,020 | $372,153 | 0.54% |
| 50 | JOHNSON & JOHNSON | JNJ | 2,348 | $365,648 | 0.53% |
| 51 | VANGUARD TAX-MANAGED FDS | 921943858 | 7,994 | $349,498 | 0.51% |
| 52 | FIDELITY COVINGTON TRUST | 316092840 | 8,903 | $343,567 | 0.50% |
| 53 | SCHRODINGER INC | SDGR | 11,850 | $335,000 | 0.49% |
| 54 | WILLIAMS COS INC | 969457100 | 9,525 | $320,897 | 0.47% |
| 55 | RBB FD INC | 74933W601 | 8,115 | $318,920 | 0.47% |
| 56 | HOME DEPOT INC | HD | 1,051 | $317,570 | 0.46% |
| 57 | WISDOMTREE TR | WT | 8,326 | $312,058 | 0.46% |
| 58 | ISHARES SILVER TR | SLV | 15,175 | $308,660 | 0.45% |
| 59 | AMERICAN CENTY ETF TR | 025072109 | 6,806 | $302,818 | 0.44% |
| 60 | PACER FDS TR | 69374H857 | 7,143 | $297,863 | 0.44% |
| 61 | CHEVRON CORP NEW | CVX | 1,765 | $297,575 | 0.44% |
| 62 | J P MORGAN EXCHANGE TRADED F | 46641Q837 | 5,876 | $294,858 | 0.43% |
| 63 | INTERNATIONAL BUSINESS MACHS | INTR | 2,040 | $286,219 | 0.42% |
| 64 | CATERPILLAR INC | CAT | 1,047 | $285,960 | 0.42% |
| 65 | INNOVATOR ETFS TR | INHD | 9,357 | $284,982 | 0.42% |
| 66 | DNP SELECT INCOME FD INC | 23325P104 | 29,756 | $283,277 | 0.41% |
| 67 | SCHWAB STRATEGIC TR | 808524300 | 3,887 | $282,663 | 0.41% |
| 68 | GENCO SHIPPING & TRADING LTD | GNK | 20,160 | $282,038 | 0.41% |
| 69 | PROCTER AND GAMBLE CO | 742718109 | 1,869 | $272,574 | 0.40% |
| 70 | SPDR GOLD TR | GLD | 1,580 | $270,848 | 0.40% |
| 71 | JPMORGAN CHASE & CO | VYLD | 1,863 | $270,132 | 0.39% |
| 72 | INVESCO EXCH TRADED FD TR II | IVZ | 7,205 | $262,406 | 0.38% |
| 73 | VANGUARD SPECIALIZED FUNDS | 921908844 | 1,645 | $255,612 | 0.37% |
| 74 | BROADCOM INC | AVGO | 300 | $249,007 | 0.36% |
| 75 | PIMCO DYNAMIC INCOME FD | 72201Y101 | 14,385 | $248,564 | 0.36% |
| 76 | PALO ALTO NETWORKS INC | PANW | 1,043 | $244,521 | 0.36% |
| 77 | MASTERCARD INCORPORATED | MA | 611 | $241,901 | 0.35% |
| 78 | DUKE ENERGY CORP NEW | DUKB | 2,723 | $240,354 | 0.35% |
| 79 | SELECT SECTOR SPDR TR | 81369Y605 | 7,111 | $235,867 | 0.34% |
| 80 | ALTRIA GROUP INC | MO | 5,527 | $232,393 | 0.34% |
| 81 | VANGUARD SCOTTSDALE FDS | 92206C409 | 3,017 | $226,728 | 0.33% |
| 82 | SCHWAB STRATEGIC TR | 808524862 | 4,669 | $223,598 | 0.33% |
| 83 | ISHARES TR | 464288513 | 3,007 | $221,676 | 0.32% |
| 84 | NUVEEN FLOATING RATE INCOME | 67072T108 | 26,450 | $217,155 | 0.32% |
| 85 | COCA COLA CO | KO | 3,690 | $206,546 | 0.30% |
| 86 | VANECK ETF TRUST | 92189H300 | 8,543 | $203,919 | 0.30% |
| 87 | FIDELITY COVINGTON TRUST | 316092865 | 5,370 | $203,647 | 0.30% |
| 88 | SOCIEDAD QUIMICA Y MINERA DE | 833635105 | 3,391 | $202,341 | 0.30% |
| 89 | VALE S A | VALE | 13,350 | $178,890 | 0.26% |
| 90 | MIMEDX GROUP INC | MDXG | 24,334 | $177,395 | 0.26% |
| 91 | SFL CORPORATION LTD | SFL | 15,763 | $175,757 | 0.26% |
| 92 | FORD MTR CO DEL | 345370860 | 13,650 | $169,533 | 0.25% |
| 93 | SOFI TECHNOLOGIES INC | SOFI | 20,000 | $159,800 | 0.23% |
| 94 | BEAM GLOBAL | BEEM | 19,400 | $143,172 | 0.21% |
| 95 | PENNANTPARK FLOATING RATE CA | PFLT | 12,205 | $130,105 | 0.19% |
| 96 | NUVEEN AMT FREE QLTY MUN INC | NU | 13,146 | $127,255 | 0.19% |
| 97 | ADVENT CONV & INCOME FD | 00764C109 | 11,580 | $121,469 | 0.18% |
| 98 | EDITAS MEDICINE INC | EDIT | 13,420 | $104,676 | 0.15% |
| 99 | OXFORD LANE CAP CORP | OXLCZ | 20,185 | $100,723 | 0.15% |
| 100 | CEL-SCI CORP | CVM | 19,300 | $24,125 | 0.04% |
| 101 | AKOUSTIS TECHNOLOGIES INC | 00973N102 | 19,880 | $14,968 | 0.02% |