13F HOLDINGS REPORT

Klingman & Associates, LLC

Quarter ended Q3 2023 · Filed July 31, 2023 · Accession 0001172661-23-002679

Total Value

$1.24B

Positions

216

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (216)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ISHARES TR	464287200	471,077	$210.0M	16.94%
2	ISHARES TR	464287507	231,087	$60.4M	4.88%
3	VANGUARD MALVERN FDS	922020805	1,215,124	$57.6M	4.65%
4	SPDR S&P 500 ETF TR	SPY	128,897	$57.1M	4.61%
5	SPDR SER TR	78464A508	1,165,137	$50.3M	4.06%
6	APPLE INC	AAPL	239,642	$46.5M	3.75%
7	SPDR SER TR	78464A409	737,117	$45.0M	3.63%
8	ISHARES TR	464287804	437,071	$43.6M	3.51%
9	ISHARES TR	46429B697	428,966	$31.9M	2.57%
10	ISHARES TR	46432F842	446,032	$30.1M	2.43%
11	SPDR SER TR	78464A763	218,819	$26.8M	2.16%
12	INVESCO EXCHANGE TRADED FD T	IVZ	153,945	$25.2M	2.03%
13	ISHARES TR	46435U515	1,013,122	$24.8M	2.00%
14	ISHARES TR	46436E205	1,097,552	$24.6M	1.99%
15	ISHARES TR	46435UAA9	1,042,721	$24.5M	1.98%
16	SPDR SER TR	78464A839	355,753	$24.5M	1.97%
17	FLEXSHARES TR	FLEX	1,025,619	$24.1M	1.95%
18	ISHARES TR	46435GAA0	1,024,180	$24.0M	1.94%
19	VANGUARD TAX-MANAGED FDS	921943858	495,738	$22.9M	1.85%
20	PJT PARTNERS INC	PJT	327,560	$22.8M	1.84%
21	SPDR SER TR	78464A821	310,385	$22.2M	1.79%
22	SPDR S&P MIDCAP 400 ETF TR	MDY	46,099	$22.1M	1.78%
23	DATADOG INC	DDOG	205,614	$20.2M	1.63%
24	SPDR SER TR	78464A300	257,118	$19.8M	1.60%
25	INVESCO EXCH TRADED FD TR II	IVZ	197,307	$15.8M	1.27%
26	SPDR SER TR	78464A201	176,427	$13.6M	1.10%
27	ISHARES TR	464288273	181,902	$10.7M	0.87%
28	J P MORGAN EXCHANGE TRADED F	46641Q654	209,605	$10.6M	0.86%
29	VANGUARD INDEX FDS	922908769	44,484	$9.8M	0.79%
30	MICROSOFT CORP	MSFT	28,505	$9.7M	0.78%
31	CITIZENS FINL GROUP INC	CIA	336,368	$8.8M	0.71%
32	DIMENSIONAL ETF TRUST	25434V856	181,625	$7.5M	0.61%
33	VANGUARD INTL EQUITY INDEX F	922042858	183,057	$7.4M	0.60%
34	ISHARES TR	464287655	33,197	$6.2M	0.50%
35	ISHARES TR	464287168	49,836	$5.6M	0.46%
36	ISHARES TR	464287622	22,123	$5.4M	0.44%
37	CROCS INC	CROX	47,374	$5.3M	0.43%
38	ISHARES INC	46434G103	101,691	$5.0M	0.40%
39	AMAZON COM INC	AMZN	38,100	$5.0M	0.40%
40	J P MORGAN EXCHANGE TRADED F	46641Q837	92,251	$4.6M	0.37%
41	VANGUARD INDEX FDS	922908553	54,686	$4.6M	0.37%
42	INVESCO EXCH TRADED FD TR II	IVZ	70,911	$4.5M	0.36%
43	VANGUARD INDEX FDS	922908363	8,356	$3.4M	0.27%
44	DIMENSIONAL ETF TRUST	25434V609	63,071	$2.9M	0.24%
45	MASTERCARD INCORPORATED	MA	7,433	$2.9M	0.24%
46	EXXON MOBIL CORP	XOM	25,308	$2.7M	0.22%
47	ISHARES TR	46436E726	126,642	$2.7M	0.22%
48	BERKSHIRE HATHAWAY INC DEL	BRK-A	7,853	$2.7M	0.22%
49	JOHNSON & JOHNSON	JNJ	16,141	$2.7M	0.22%
50	VANGUARD INDEX FDS	922908751	11,793	$2.3M	0.19%
51	BROWN & BROWN INC	BRO	33,527	$2.3M	0.19%
52	APPLIED MATLS INC	038222105	15,802	$2.3M	0.18%
53	ISHARES U S ETF TR	46431W507	45,913	$2.3M	0.18%
54	ISHARES TR	464287523	4,400	$2.2M	0.18%
55	ISHARES TR	46429B689	32,606	$2.2M	0.18%
56	ISHARES TR	46429B663	21,809	$2.2M	0.18%
57	INVESCO EXCHANGE TRADED FD T	IVZ	14,548	$2.2M	0.18%
58	JPMORGAN CHASE & CO	VYLD	14,368	$2.1M	0.17%
59	ISHARES TR	464287465	28,822	$2.1M	0.17%
60	PIMCO ETF TR	72201R833	20,500	$2.0M	0.17%
61	ALPHABET INC	GOOG	14,988	$1.8M	0.15%
62	MERCK & CO INC	MRK	15,680	$1.8M	0.15%
63	HOME DEPOT INC	HD	5,758	$1.8M	0.14%
64	VANGUARD INTL EQUITY INDEX F	922042775	32,788	$1.8M	0.14%
65	ISHARES TR	464287630	12,547	$1.8M	0.14%
66	ISHARES TR	46436E486	83,464	$1.7M	0.14%
67	ALPHABET INC	GOOG	13,778	$1.6M	0.13%
68	ISHARES TR	46435U259	59,066	$1.5M	0.12%
69	ISHARES TR	46435U283	58,522	$1.5M	0.12%
70	ORACLE CORP	ORCL-PD	12,218	$1.5M	0.12%
71	ISHARES TR	464287101	6,715	$1.4M	0.11%
72	PROCTER AND GAMBLE CO	742718109	9,103	$1.4M	0.11%
73	VANGUARD ADMIRAL FDS INC	921932885	14,897	$1.3M	0.11%
74	INVESCO EXCH TRADED FD TR II	IVZ	13,694	$1.3M	0.11%
75	ISHARES TR	464287150	13,354	$1.3M	0.11%
76	BLACKSTONE INC	BX	13,873	$1.3M	0.10%
77	ISHARES TR	46432F834	19,436	$1.2M	0.10%
78	SCHWAB STRATEGIC TR	808524805	33,560	$1.2M	0.10%
79	VANGUARD SPECIALIZED FUNDS	921908844	7,109	$1.2M	0.09%
80	INVESCO EXCH TRADED FD TR II	IVZ	10,033	$1.1M	0.09%
81	ISHARES TR	46435U325	45,162	$1.1M	0.09%
82	ABBVIE INC	ABBV	8,193	$1.1M	0.09%
83	VANGUARD SCOTTSDALE FDS	92206C102	18,917	$1.1M	0.09%
84	NEXTERA ENERGY INC	NEE-PW	14,625	$1.1M	0.09%
85	META PLATFORMS INC	META	3,638	$1.0M	0.08%
86	VANGUARD WHITEHALL FDS	921946406	9,614	$1.0M	0.08%
87	VANGUARD ADMIRAL FDS INC	921932828	10,934	$1.0M	0.08%
88	INVESCO QQQ TR	IVZ	2,699	$997,065	0.08%
89	AUTOMATIC DATA PROCESSING IN	ADP	4,476	$983,781	0.08%
90	TJX COS INC NEW	872540109	11,583	$982,123	0.08%
91	VANGUARD INDEX FDS	922908611	5,848	$967,297	0.08%
92	GENERAL ELECTRIC CO	369604301	8,671	$952,510	0.08%
93	UNITED BANKSHARES INC WEST V	UNTCW	30,596	$907,784	0.07%
94	HERSHEY CO	HSY	3,486	$870,455	0.07%
95	VANGUARD INDEX FDS	922908736	3,071	$868,971	0.07%
96	ABBOTT LABS	ABLZF	7,937	$865,292	0.07%
97	LOCKHEED MARTIN CORP	LMT	1,810	$833,288	0.07%
98	COMPASS INC	COMP	237,009	$829,532	0.07%
99	FORD MTR CO DEL	345370860	54,390	$822,921	0.07%
100	PEPSICO INC	PEP	4,424	$819,414	0.07%
101	OREILLY AUTOMOTIVE INC	67103H107	857	$818,693	0.07%
102	INVESCO EXCH TRADED FD TR II	IVZ	36,567	$813,616	0.07%
103	INVESCO EXCH TRADED FD TR II	IVZ	25,305	$779,394	0.06%
104	ROSS STORES INC	ROST	6,949	$779,192	0.06%
105	MCDONALDS CORP	MCD	2,585	$771,390	0.06%
106	ISHARES TR	46435U432	29,141	$767,429	0.06%
107	GOLUB CAP BDC INC	38173M102	55,750	$752,625	0.06%
108	DIMENSIONAL ETF TRUST	25434V401	15,010	$722,882	0.06%
109	AMERICAN CENTY ETF TR	025072877	9,265	$719,041	0.06%
110	ISHARES TR	464287176	6,414	$690,275	0.06%
111	ISHARES TR	464287499	9,437	$689,185	0.06%
112	VISA INC	V	2,837	$673,731	0.05%
113	TESLA INC	TSLA	2,527	$661,493	0.05%
114	NVIDIA CORPORATION	NVDA	1,550	$655,681	0.05%
115	INTEL CORP	INTC	19,507	$652,315	0.05%
116	LILLY ELI & CO	LLY	1,305	$612,019	0.05%
117	CISCO SYS INC	CSCO	11,816	$611,382	0.05%
118	COSTCO WHSL CORP NEW	22160K105	1,094	$588,988	0.05%
119	ISHARES TR	464287614	2,125	$584,758	0.05%
120	HONEYWELL INTL INC	438516106	2,715	$563,363	0.05%
121	ISHARES TR	464287408	3,439	$554,333	0.04%
122	CHEVRON CORP NEW	CVX	3,482	$547,893	0.04%
123	VANGUARD INDEX FDS	922908652	3,572	$531,621	0.04%
124	ISHARES TR	464287234	13,282	$525,436	0.04%
125	ROYAL BK CDA	780087102	5,433	$518,906	0.04%
126	BERKSHIRE HATHAWAY INC DEL	BRK-A	1	$517,810	0.04%
127	UNITEDHEALTH GROUP INC	UNH	1,060	$509,479	0.04%
128	ELME COMMUNITIES	ELME	29,750	$489,090	0.04%
129	ISHARES TR	464287309	6,879	$484,832	0.04%
130	UNION PAC CORP	UNP	2,368	$484,541	0.04%
131	PPG INDS INC	693506107	3,213	$476,488	0.04%
132	PFIZER INC	PFE	12,799	$469,468	0.04%
133	VERIZON COMMUNICATIONS INC	VZ	12,359	$459,632	0.04%
134	SYSCO CORP	SYY	6,169	$457,740	0.04%
135	SCHWAB STRATEGIC TR	808524409	6,819	$457,487	0.04%
136	INTERNATIONAL BUSINESS MACHS	INTR	3,359	$449,468	0.04%
137	SELECT SECTOR SPDR TR	81369Y803	2,565	$445,951	0.04%
138	VANGUARD INDEX FDS	922908744	3,109	$441,789	0.04%
139	COCA COLA CO	KO	7,246	$436,355	0.04%
140	WISDOMTREE TR	WT	13,435	$435,352	0.04%
141	STARBUCKS CORP	SBUX	4,382	$434,081	0.04%
142	VANGUARD STAR FDS	921909768	7,660	$429,573	0.03%
143	SCHWAB STRATEGIC TR	808524300	5,631	$422,039	0.03%
144	ISHARES TR	464287598	2,576	$406,571	0.03%
145	VANGUARD INDEX FDS	922908512	2,938	$406,561	0.03%
146	WISDOMTREE TR	WT	6,080	$405,293	0.03%
147	WISDOMTREE TR	WT	10,432	$399,233	0.03%
148	NETFLIX INC	NFLX	904	$398,203	0.03%
149	SOUTHERN CO	SOMN	5,642	$396,351	0.03%
150	NATURA &CO HLDG S A	63884N108	56,777	$395,736	0.03%
151	GENERAL MLS INC	370334104	5,061	$388,179	0.03%
152	VANGUARD INDEX FDS	922908538	1,814	$373,267	0.03%
153	CREDIT ACCEP CORP MICH	225310101	731	$371,297	0.03%
154	DISNEY WALT CO	254687106	4,049	$361,493	0.03%
155	FRANKLIN BSP RLTY TR INC	35243J101	25,030	$354,425	0.03%
156	L3HARRIS TECHNOLOGIES INC	LHX	1,799	$352,191	0.03%
157	LINDE PLC	LIN	914	$348,308	0.03%
158	JACOBS SOLUTIONS INC	J	2,921	$347,278	0.03%
159	DANAHER CORPORATION	235851102	1,442	$346,080	0.03%
160	ADOBE SYSTEMS INCORPORATED	ADBE	697	$340,827	0.03%
161	EQUITY RESIDENTIAL	EQR	5,119	$337,701	0.03%
162	WALMART INC	WMT	2,120	$333,222	0.03%
163	ACCENTURE PLC IRELAND	ACN	1,068	$329,564	0.03%
164	TRUIST FINL CORP	89832Q109	10,854	$329,419	0.03%
165	VANGUARD INDEX FDS	922908595	1,407	$323,245	0.03%
166	DIMENSIONAL ETF TRUST	25434V807	9,721	$319,335	0.03%
167	VANGUARD INDEX FDS	922908629	1,423	$313,288	0.03%
168	VANGUARD INTL EQUITY INDEX F	922042718	2,832	$312,880	0.03%
169	SPDR GOLD TR	GLD	1,743	$310,725	0.03%
170	INVESCO EXCH TRADED FD TR II	IVZ	6,846	$307,793	0.02%
171	SALESFORCE INC	CRM	1,422	$300,412	0.02%
172	VANGUARD INDEX FDS	922908637	1,469	$297,796	0.02%
173	SCHWAB STRATEGIC TR	808524102	5,610	$290,037	0.02%
174	PHILIP MORRIS INTL INC	718172109	2,915	$284,607	0.02%
175	BANK AMERICA CORP	060505104	9,765	$280,158	0.02%
176	BROADCOM INC	AVGO	313	$271,506	0.02%
177	LOWES COS INC	548661107	1,198	$270,389	0.02%
178	DEERE & CO	DE	666	$269,857	0.02%
179	BLACKROCK INC	BLK	390	$269,545	0.02%
180	AT&T INC	T-PC	16,761	$267,343	0.02%
181	ALLIANT ENERGY CORP	LNT	5,093	$267,281	0.02%
182	AMGEN INC	AMGN	1,200	$266,424	0.02%
183	GOLDMAN SACHS GROUP INC	GSCE	793	$255,809	0.02%
184	SMUCKER J M CO	832696405	1,723	$254,436	0.02%
185	CONSOLIDATED EDISON INC	ED	2,790	$252,216	0.02%
186	CSX CORP	CSX	7,386	$251,863	0.02%
187	BHP GROUP LTD	BHPLF	4,197	$250,435	0.02%
188	F5 INC	FFIV	1,711	$250,251	0.02%
189	TEXAS INSTRS INC	882508104	1,384	$249,148	0.02%
190	MONDELEZ INTL INC	609207105	3,395	$247,632	0.02%
191	COMCAST CORP NEW	CCZ	5,944	$246,967	0.02%
192	BLACKROCK FLOATING RATE INCO	BLK	20,143	$245,942	0.02%
193	RIO TINTO PLC	RTNTF	3,724	$237,741	0.02%
194	GE HEALTHCARE TECHNOLOGIES I	GEHC	2,889	$234,703	0.02%
195	CARMAX INC	KMX	2,760	$231,012	0.02%
196	GOLDMAN SACHS ETF TR	NVGLF	2,638	$230,298	0.02%
197	THERMO FISHER SCIENTIFIC INC	TMO	439	$229,049	0.02%
198	SCHWAB STRATEGIC TR	808524797	3,154	$229,044	0.02%
199	COLGATE PALMOLIVE CO	CL	2,941	$226,575	0.02%
200	CVS HEALTH CORP	CVS	3,238	$223,843	0.02%
201	ADVANCED MICRO DEVICES INC	AMD	1,938	$220,758	0.02%
202	BROADSTONE NET LEASE INC	BNL	14,288	$220,607	0.02%
203	CAMDEN PPTY TR	133131102	2,022	$220,136	0.02%
204	CORNING INC	GLW	6,267	$219,596	0.02%
205	DUKE ENERGY CORP NEW	DUKB	2,440	$218,966	0.02%
206	ISHARES INC	464286525	2,231	$218,747	0.02%
207	ISHARES TR	464287663	2,690	$210,520	0.02%
208	SCHWAB CHARLES CORP	SCHW-PJ	3,661	$207,506	0.02%
209	ISHARES TR	464288802	2,194	$205,447	0.02%
210	ISHARES TR	464287606	2,732	$204,900	0.02%
211	ENHABIT INC	EHAB	15,000	$172,500	0.01%
212	NUVEEN FLOATING RATE INCOME	6706EN100	20,038	$156,299	0.01%
213	BLACKROCK MUNIHLDGS NY QLTY	BLK	14,485	$151,803	0.01%
214	WESTERN ASSET EMERGING MKTS	95766A101	13,581	$117,069	0.01%
215	DARIOHEALTH CORP	DRIO	17,850	$71,579	0.01%
216	PHENOMEX INC	084310101	13,005	$6,373	0.00%