13F HOLDINGS REPORT

Klingman & Associates, LLC

Quarter ended Q1 2023 · Filed February 3, 2023 · Accession 0001172661-23-000422

Total Value

$1.14B

Positions

203

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (203)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ISHARES TR	464287200	448,713	$172.4M	15.12%
2	VANGUARD MALVERN FDS	922020805	1,123,254	$52.5M	4.60%
3	ISHARES TR	464287507	214,162	$51.8M	4.54%
4	SPDR S&P 500 ETF TR	SPY	130,196	$49.8M	4.37%
5	SPDR SER TR	78464A508	1,148,677	$44.7M	3.92%
6	ISHARES TR	464287804	407,678	$38.6M	3.38%
7	SPDR SER TR	78464A409	734,075	$37.2M	3.26%
8	J P MORGAN EXCHANGE TRADED F	46641Q654	691,368	$34.9M	3.06%
9	ISHARES TR	46429B697	459,612	$33.1M	2.91%
10	PJT PARTNERS INC	PJT	406,853	$30.0M	2.63%
11	SPDR SER TR	78464A763	225,563	$28.2M	2.48%
12	APPLE INC	AAPL	216,652	$28.1M	2.47%
13	ISHARES TR	46432F842	426,600	$26.3M	2.31%
14	INVESCO EXCHANGE TRADED FD T	IVZ	154,240	$23.9M	2.10%
15	FLEXSHARES TR	FLEX	1,005,778	$23.7M	2.07%
16	SPDR SER TR	78464A839	364,056	$23.6M	2.07%
17	ISHARES TR	46435U515	943,071	$22.9M	2.01%
18	ISHARES TR	46435UAA9	973,507	$22.8M	2.00%
19	ISHARES TR	46435GAA0	973,236	$22.7M	1.99%
20	ISHARES TR	46436E205	1,021,610	$22.6M	1.99%
21	SPDR SER TR	78464A821	315,095	$20.6M	1.81%
22	J P MORGAN EXCHANGE TRADED F	46641Q837	409,429	$20.5M	1.80%
23	SPDR S&P MIDCAP 400 ETF TR	MDY	46,329	$20.5M	1.80%
24	SPDR SER TR	78464A300	261,395	$19.4M	1.70%
25	VANGUARD TAX-MANAGED FDS	921943858	449,519	$18.9M	1.65%
26	DATADOG INC	DDOG	220,501	$16.2M	1.42%
27	INVESCO EXCH TRADED FD TR II	IVZ	196,771	$14.5M	1.28%
28	SPDR SER TR	78464A201	176,656	$12.8M	1.12%
29	CITIZENS FINL GROUP INC	CIA	317,025	$12.5M	1.09%
30	ISHARES TR	464288273	181,443	$10.2M	0.90%
31	VANGUARD INDEX FDS	922908769	46,536	$8.9M	0.78%
32	DIMENSIONAL ETF TRUST	25434V856	178,158	$7.3M	0.64%
33	MICROSOFT CORP	MSFT	27,046	$6.5M	0.57%
34	VANGUARD INTL EQUITY INDEX F	922042858	161,693	$6.3M	0.55%
35	ISHARES TR	464287655	32,955	$5.7M	0.50%
36	CROCS INC	CROX	50,205	$5.4M	0.48%
37	ISHARES TR	464287622	22,123	$4.7M	0.41%
38	INVESCO EXCH TRADED FD TR II	IVZ	71,671	$4.6M	0.40%
39	VANGUARD INDEX FDS	922908553	54,685	$4.5M	0.40%
40	ISHARES U S ETF TR	46431W507	91,434	$4.5M	0.40%
41	ISHARES INC	46434G103	91,136	$4.3M	0.37%
42	ISHARES TR	464287168	32,722	$3.9M	0.35%
43	AMAZON COM INC	AMZN	40,235	$3.4M	0.30%
44	JOHNSON & JOHNSON	JNJ	17,515	$3.1M	0.27%
45	DIMENSIONAL ETF TRUST	25434V609	63,146	$2.8M	0.24%
46	VANGUARD INDEX FDS	922908363	7,869	$2.8M	0.24%
47	EXXON MOBIL CORP	XOM	24,426	$2.7M	0.24%
48	BERKSHIRE HATHAWAY INC DEL	BRK-A	8,022	$2.5M	0.22%
49	MASTERCARD INCORPORATED	MA	7,055	$2.5M	0.22%
50	ISHARES TR	46429B663	21,794	$2.3M	0.20%
51	ISHARES TR	46429B689	34,505	$2.2M	0.19%
52	INVESCO EXCHANGE TRADED FD T	IVZ	14,368	$2.0M	0.18%
53	PIMCO ETF TR	72201R833	20,500	$2.0M	0.18%
54	VANGUARD INDEX FDS	922908751	10,929	$2.0M	0.18%
55	BROWN & BROWN INC	BRO	33,534	$1.9M	0.17%
56	ISHARES TR	464287465	28,822	$1.9M	0.17%
57	JPMORGAN CHASE & CO	VYLD	13,980	$1.9M	0.16%
58	HOME DEPOT INC	HD	5,679	$1.8M	0.16%
59	MERCK & CO INC	MRK	15,717	$1.7M	0.15%
60	ISHARES TR	464287630	12,516	$1.7M	0.15%
61	VANGUARD INTL EQUITY INDEX F	922042775	33,297	$1.7M	0.15%
62	APPLIED MATLS INC	038222105	15,745	$1.5M	0.13%
63	ISHARES TR	464287523	4,400	$1.5M	0.13%
64	ALPHABET INC	GOOG	14,587	$1.3M	0.11%
65	ABBVIE INC	ABBV	7,947	$1.3M	0.11%
66	PROCTER AND GAMBLE CO	742718109	8,361	$1.3M	0.11%
67	ALPHABET INC	GOOG	13,864	$1.2M	0.11%
68	VANGUARD ADMIRAL FDS INC	921932885	7,449	$1.2M	0.11%
69	ISHARES TR	46435U259	46,982	$1.2M	0.10%
70	NEXTERA ENERGY INC	NEE-PW	14,146	$1.2M	0.10%
71	ISHARES TR	46435U283	45,623	$1.1M	0.10%
72	ISHARES TR	464287101	6,685	$1.1M	0.10%
73	SCHWAB STRATEGIC TR	808524805	34,849	$1.1M	0.10%
74	ISHARES TR	46432F834	19,373	$1.1M	0.10%
75	INVESCO EXCH TRADED FD TR II	IVZ	12,954	$1.1M	0.10%
76	ISHARES TR	464287150	12,621	$1.1M	0.09%
77	AUTOMATIC DATA PROCESSING IN	ADP	4,454	$1.1M	0.09%
78	INVESCO EXCH TRADED FD TR II	IVZ	9,703	$1.1M	0.09%
79	VANGUARD INDEX FDS	922908611	6,504	$1.0M	0.09%
80	BLACKSTONE INC	BX	13,913	$1.0M	0.09%
81	VANGUARD WHITEHALL FDS	921946406	8,854	$958,091	0.08%
82	ISHARES TR	464287176	8,914	$948,806	0.08%
83	VANGUARD ADMIRAL FDS INC	921932828	5,467	$947,486	0.08%
84	TJX COS INC NEW	872540109	11,753	$935,539	0.08%
85	ABBOTT LABS	ABLZF	8,303	$911,586	0.08%
86	COMPASS INC	COMP	390,896	$910,788	0.08%
87	VANGUARD SPECIALIZED FUNDS	921908844	5,661	$859,659	0.08%
88	INVESCO EXCH TRADED FD TR II	IVZ	37,567	$841,125	0.07%
89	UNITED BANKSHARES INC WEST V	UNTCW	20,596	$833,932	0.07%
90	LOCKHEED MARTIN CORP	LMT	1,698	$826,060	0.07%
91	ROSS STORES INC	ROST	7,095	$823,517	0.07%
92	PEPSICO INC	PEP	4,434	$801,046	0.07%
93	INVESCO EXCH TRADED FD TR II	IVZ	25,543	$756,584	0.07%
94	GENERAL ELECTRIC CO	369604301	8,806	$737,855	0.06%
95	OREILLY AUTOMOTIVE INC	67103H107	866	$730,930	0.06%
96	AMERICAN CENTY ETF TR	025072877	9,197	$685,261	0.06%
97	PFIZER INC	PFE	13,263	$679,596	0.06%
98	GOLUB CAP BDC INC	38173M102	50,000	$658,000	0.06%
99	ISHARES TR	464287499	9,715	$655,277	0.06%
100	ISHARES TR	46435U325	26,010	$652,721	0.06%
101	MCDONALDS CORP	MCD	2,446	$644,644	0.06%
102	CHEVRON CORP NEW	CVX	3,567	$640,241	0.06%
103	ORACLE CORP	ORCL-PD	7,827	$639,779	0.06%
104	DIMENSIONAL ETF TRUST	25434V401	15,010	$624,566	0.05%
105	ISHARES TR	46435U432	22,890	$603,609	0.05%
106	VANGUARD INDEX FDS	922908744	4,300	$603,549	0.05%
107	INVESCO QQQ TR	IVZ	2,246	$598,065	0.05%
108	HONEYWELL INTL INC	438516106	2,706	$579,896	0.05%
109	VANGUARD INDEX FDS	922908736	2,719	$579,446	0.05%
110	UNITEDHEALTH GROUP INC	UNH	1,088	$576,836	0.05%
111	CISCO SYS INC	CSCO	11,730	$558,840	0.05%
112	VANGUARD SCOTTSDALE FDS	92206C409	7,049	$530,014	0.05%
113	ELME COMMUNITIES	ELME	29,750	$529,550	0.05%
114	INTEL CORP	INTC	20,019	$529,102	0.05%
115	HERSHEY CO	HSY	2,274	$526,590	0.05%
116	ROYAL BK CDA SUSTAINABL	780087102	5,579	$524,538	0.05%
117	VANGUARD INDEX FDS	922908512	3,866	$522,882	0.05%
118	ISHARES TR	464287234	13,282	$503,388	0.04%
119	VANGUARD INDEX FDS	922908652	3,572	$474,576	0.04%
120	BERKSHIRE HATHAWAY INC DEL	BRK-A	1	$468,711	0.04%
121	UNION PAC CORP	UNP	2,224	$460,524	0.04%
122	INTERNATIONAL BUSINESS MACHS	INTR	3,244	$457,047	0.04%
123	ISHARES TR	464287457	5,610	$455,364	0.04%
124	SYSCO CORP	SYY	5,949	$454,801	0.04%
125	META PLATFORMS INC	META	3,717	$447,304	0.04%
126	SCHWAB STRATEGIC TR	808524409	6,661	$439,759	0.04%
127	COSTCO WHSL CORP NEW	22160K105	963	$439,610	0.04%
128	VISA INC	V	2,058	$427,570	0.04%
129	GENERAL MLS INC	370334104	5,047	$423,191	0.04%
130	DANAHER CORPORATION	235851102	1,560	$414,055	0.04%
131	ISHARES TR	464287614	1,919	$411,127	0.04%
132	VERIZON COMMUNICATIONS INC	VZ	10,363	$408,302	0.04%
133	VANGUARD STAR FDS	921909768	7,889	$408,019	0.04%
134	COCA COLA CO	KO	6,412	$407,867	0.04%
135	PPG INDS INC	693506107	3,240	$407,398	0.04%
136	WISDOMTREE TR	WT	13,435	$403,482	0.04%
137	SOUTHERN CO	SOMN	5,644	$403,038	0.04%
138	LILLY ELI & CO	LLY	1,088	$398,034	0.03%
139	DISNEY WALT CO	254687106	4,427	$384,616	0.03%
140	L3HARRIS TECHNOLOGIES INC	LHX	1,816	$378,109	0.03%
141	VANGUARD SCOTTSDALE FDS	92206C870	4,876	$377,961	0.03%
142	WISDOMTREE TR	WT	6,080	$366,989	0.03%
143	JACOBS SOLUTIONS INC	J	2,975	$357,208	0.03%
144	CREDIT ACCEP CORP MICH	225310101	731	$346,786	0.03%
145	SCHWAB CHARLES CORP	SCHW-PJ	4,128	$343,697	0.03%
146	BLEND LABS INC	BLND	237,000	$341,280	0.03%
147	ISHARES TR	464287598	2,218	$336,360	0.03%
148	EQUITY RESIDENTIAL	EQR	5,565	$328,335	0.03%
149	VANGUARD INDEX FDS	922908538	1,820	$327,163	0.03%
150	ISHARES TR	464287408	2,251	$326,553	0.03%
151	WISDOMTREE TR	WT	9,130	$325,393	0.03%
152	SELECT SECTOR SPDR TR	81369Y803	2,565	$319,189	0.03%
153	NUVEEN TAXABLE MUNICPAL INM	NU	19,845	$316,726	0.03%
154	CVS HEALTH CORP	CVS	3,371	$314,143	0.03%
155	SCHWAB STRATEGIC TR	808524300	5,631	$312,853	0.03%
156	DEERE & CO	DE	698	$299,274	0.03%
157	SPDR GOLD TR	GLD	1,743	$295,683	0.03%
158	DIMENSIONAL ETF TRUST	25434V807	9,721	$295,518	0.03%
159	BANK AMERICA CORP	060505104	8,912	$295,165	0.03%
160	VANGUARD INTL EQUITY INDEX F	922042718	2,796	$287,457	0.03%
161	VANGUARD INDEX FDS	922908595	1,413	$283,363	0.02%
162	WALMART INC	WMT	1,997	$283,155	0.02%
163	WALGREENS BOOTS ALLIANCE INC	931427108	7,482	$279,528	0.02%
164	ALLIANT ENERGY CORP	LNT	5,059	$279,307	0.02%
165	CSX CORP	CSX	8,910	$276,032	0.02%
166	SMUCKER J M CO	832696405	1,725	$273,344	0.02%
167	ISHARES TR	46435U697	10,593	$272,770	0.02%
168	ACCENTURE PLC IRELAND	ACN	1,012	$270,042	0.02%
169	BHP GROUP LTD	BHPLF	4,333	$268,863	0.02%
170	CONSOLIDATED EDISON INC	ED	2,805	$267,345	0.02%
171	STARBUCKS CORP	SBUX	2,673	$265,162	0.02%
172	RIO TINTO PLC	RTNTF	3,724	$265,149	0.02%
173	DUKE ENERGY CORP NEW	DUKB	2,518	$259,329	0.02%
174	ADOBE SYSTEMS INCORPORATED	ADBE	752	$253,071	0.02%
175	NETFLIX INC	NFLX	852	$251,238	0.02%
176	F5 INC	FFIV	1,710	$245,402	0.02%
177	TESLA INC	TSLA	1,955	$240,817	0.02%
178	INVESCO EXCH TRADED FD TR II	IVZ	5,725	$237,830	0.02%
179	THERMO FISHER SCIENTIFIC INC	TMO	431	$237,347	0.02%
180	COLGATE PALMOLIVE CO	CL	3,006	$236,843	0.02%
181	SCHWAB STRATEGIC TR	808524797	3,073	$232,134	0.02%
182	BROADSTONE NET LEASE INC	BNL	14,288	$231,608	0.02%
183	AMGEN INC	AMGN	881	$231,386	0.02%
184	CAMDEN PPTY TR	133131102	2,067	$231,256	0.02%
185	NVIDIA CORPORATION	NVDA	1,556	$227,394	0.02%
186	COMCAST CORP NEW	CCZ	6,409	$224,134	0.02%
187	MONDELEZ INTL INC	609207105	3,357	$223,744	0.02%
188	ISHARES INC	464286525	2,345	$222,808	0.02%
189	ISHARES TR	464287564	4,052	$222,212	0.02%
190	AT&T INC	T-PC	11,903	$219,136	0.02%
191	BLACKROCK FLOATING RATE INCO	BLK	19,130	$215,403	0.02%
192	TYSON FOODS INC	TSN	3,361	$209,222	0.02%
193	SCHWAB STRATEGIC TR	808524102	4,664	$208,994	0.02%
194	TEXAS INSTRS INC	882508104	1,263	$208,673	0.02%
195	LOWES COS INC	548661107	1,021	$203,424	0.02%
196	CORNING INC	GLW	6,278	$200,519	0.02%
197	NATURA &CO HLDG S A	63884N108	46,069	$199,479	0.02%
198	ENHABIT INC	EHAB	15,000	$197,400	0.02%
199	NUVEEN FLOATING RATE INCOME	6706EN100	21,828	$170,479	0.01%
200	BLACKROCK MUNIHLDGS NY QLTY	BLK	14,485	$148,761	0.01%
201	WESTERN ASSET EMERGING MKTS	95766A101	13,581	$123,723	0.01%
202	NEKTAR THERAPEUTICS	NKTR	35,063	$79,242	0.01%
203	DARIOHEALTH CORP	DRIO	17,850	$76,398	0.01%