13F HOLDINGS REPORT
ADVENT CAPITAL MANAGEMENT /DE/
Quarter ended Q3 2023 · Filed August 11, 2023 · Accession 0001140361-23-039257
Total Value
$5.17B
Positions
231
Other Managers
2
Confidential Omitted
No
Holdings (231)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP | 060505682 | 184,072 | $216.2M | 4.18% |
| 2 | SOUTHWEST AIRLINES CO | 844741BG2 | 178,319,000 | $205.1M | 3.97% |
| 3 | WELLS FARGO & COMPANY | 949746804 | 177,185 | $204.9M | 3.96% |
| 4 | AFFIRM HOLDINGS INC | AFRM | 138,365,000 | $102.8M | 1.99% |
| 5 | NCL CORPORATION LTD | 62886HBD2 | 106,430,000 | $98.6M | 1.91% |
| 6 | BOOKING HOLDINGS INC | BKNG | 63,905,000 | $96.1M | 1.86% |
| 7 | EQT CORP | EQT | 33,673,000 | $94.9M | 1.84% |
| 8 | PIONEER NATURAL RESOURCE | 723787AP2 | 39,546,000 | $87.1M | 1.69% |
| 9 | SNAP INC | SNAP | 90,897,000 | $84.2M | 1.63% |
| 10 | ENPHASE ENERGY INC | ENPH | 86,307,000 | $81.5M | 1.58% |
| 11 | FORD MOTOR COMPANY | 345370CZ1 | 67,755,000 | $74.6M | 1.44% |
| 12 | DIGITALOCEAN HOLDINGS | DOCN | 90,877,000 | $71.4M | 1.38% |
| 13 | KKR & CO INC | KKRT | 1,072,349 | $71.0M | 1.37% |
| 14 | DRAFTKINGS HOLDINGS INC | DKNG | 93,807,000 | $70.9M | 1.37% |
| 15 | EXPEDIA GROUP INC | EXPE | 79,740,000 | $70.1M | 1.36% |
| 16 | FIVE9 INC | FIVN | 70,687,000 | $68.3M | 1.32% |
| 17 | NEXTERA ENERGY INC | NEE-PW | 1,375,090 | $67.3M | 1.30% |
| 18 | NISOURCE INC | NI | 651,680 | $66.8M | 1.29% |
| 19 | BLOCK INC | BSQKZ | 70,202,000 | $66.5M | 1.29% |
| 20 | PELOTON INTERACTIVE INC | PTON | 83,403,000 | $63.6M | 1.23% |
| 21 | JETBLUE AIRWAYS CORP | JBLU | 76,583,000 | $63.3M | 1.22% |
| 22 | UNITY SOFTWARE INC | U | 76,771,000 | $61.7M | 1.19% |
| 23 | BURLINGTON STORES INC | BURL | 58,477,000 | $61.1M | 1.18% |
| 24 | BILL HOLDINGS INC | BILL | 55,141,000 | $57.9M | 1.12% |
| 25 | SPLUNK INC | 848637AD6 | 57,563,000 | $57.7M | 1.12% |
| 26 | ALTERYX INC | 02156BAF0 | 67,500,000 | $57.0M | 1.10% |
| 27 | AKAMAI TECHNOLOGIES INC | AKAM | 56,626,000 | $55.0M | 1.06% |
| 28 | OMNICELL INC | OMCL | 53,189,000 | $54.1M | 1.05% |
| 29 | NUTANIX INC | NTNX | 62,375,000 | $53.1M | 1.03% |
| 30 | TYLER TECHNOLOGIES INC | 902252AB1 | 50,815,000 | $52.6M | 1.02% |
| 31 | JAZZ INVESTMENTS I LTD | 472145AF8 | 48,352,000 | $49.4M | 0.96% |
| 32 | WESTERN DIGITAL CORP | WDC | 46,974,000 | $45.8M | 0.89% |
| 33 | HAEMONETICS CORP | HAE | 53,348,000 | $45.7M | 0.88% |
| 34 | LYFT INC | LYFT | 50,209,000 | $45.2M | 0.87% |
| 35 | EXACT SCIENCES CORP | 30063PAC9 | 43,541,000 | $44.8M | 0.87% |
| 36 | SHIFT4 PAYMENTS INC | 82452JAB5 | 39,987,000 | $43.6M | 0.84% |
| 37 | EURONET WORLDWIDE INC | EEFT | 43,706,000 | $42.9M | 0.83% |
| 38 | DROPBOX INC | DBX | 43,150,000 | $41.5M | 0.80% |
| 39 | BLACKLINE INC | BL | 46,848,000 | $39.9M | 0.77% |
| 40 | ETSY INC | ETSY | 45,338,000 | $38.0M | 0.74% |
| 41 | SNAP INC | SNAP | 53,261,000 | $38.0M | 0.74% |
| 42 | SHIFT4 PAYMENTS INC | 82452JAD1 | 42,014,000 | $37.3M | 0.72% |
| 43 | PALO ALTO NETWORKS | PANW | 14,398,000 | $37.1M | 0.72% |
| 44 | BIOMARIN PHARMACEUTICAL | BMRN | 35,695,000 | $36.1M | 0.70% |
| 45 | UBER TECHNOLOGIES INC | UBER | 38,921,000 | $35.7M | 0.69% |
| 46 | BENTLEY SYSTEMS | BSY | 38,770,000 | $35.2M | 0.68% |
| 47 | NICE LTD | NCSYF | 36,031,000 | $35.1M | 0.68% |
| 48 | OKTA INC | OKTA | 40,850,000 | $35.1M | 0.68% |
| 49 | CLOUDFLARE INC | NET | 41,078,000 | $35.1M | 0.68% |
| 50 | LUMENTUM HOLDINGS INC | LITE | 38,160,000 | $33.9M | 0.66% |
| 51 | ZILLOW GROUP INC | Z | 32,079,000 | $33.8M | 0.65% |
| 52 | RAPID7 INC | RPD | 38,626,000 | $33.7M | 0.65% |
| 53 | SPIRIT AIRLINES INC | 848577AB8 | 40,014,000 | $32.5M | 0.63% |
| 54 | AMERICAN ELECTRIC POWER | 02557T307 | 647,494 | $32.2M | 0.62% |
| 55 | NEXTERA ENERGY INC | NEE-PW | 700,919 | $31.6M | 0.61% |
| 56 | ENPHASE ENERGY INC | ENPH | 33,020,000 | $31.2M | 0.60% |
| 57 | SPDR S&P 500 ETF Trust | SPY | 70,000 | $31.0M | 0.60% |
| 58 | CHEESECAKE FACTORY (THE) | CAKE | 36,767,000 | $31.0M | 0.60% |
| 59 | GUARDANT HEALTH INC | GH | 43,035,000 | $31.0M | 0.60% |
| 60 | RINGCENTRAL INC | RNG | 37,001,000 | $30.9M | 0.60% |
| 61 | CHART INDUSTRIES INC | 16115Q407 | 465,062 | $30.3M | 0.59% |
| 62 | REALOGY GROUP/CO-ISSUER | 75606DAP6 | 40,299,000 | $30.3M | 0.59% |
| 63 | WOLFSPEED INC | WOLF | 38,812,000 | $29.9M | 0.58% |
| 64 | SPLUNK INC | 848637AF1 | 34,386,000 | $29.8M | 0.58% |
| 65 | PEBBLEBROOK HOTEL TRUST | PEB-PH | 35,002,000 | $29.7M | 0.58% |
| 66 | TELADOC HEALTH INC | TDOC | 37,051,000 | $29.6M | 0.57% |
| 67 | LUMENTUM HOLDINGS INC | LITE | 36,779,000 | $29.1M | 0.56% |
| 68 | ETSY INC | ETSY | 36,440,000 | $28.3M | 0.55% |
| 69 | BLOCK INC | BSQKZ | 36,393,000 | $28.1M | 0.54% |
| 70 | ZSCALER INC. | ZS | 23,639,000 | $27.7M | 0.54% |
| 71 | WAYFAIR INC | W | 32,038,000 | $26.5M | 0.51% |
| 72 | CONFLUENT INC | 20717MAB9 | 30,000,000 | $25.1M | 0.48% |
| 73 | NCL CORPORATION LTD | 62886HAX9 | 17,588,000 | $24.2M | 0.47% |
| 74 | VERINT SYSTEMS INC | 92343XAC4 | 27,250,000 | $24.2M | 0.47% |
| 75 | IMAX CORP | IMAX | 26,249,000 | $24.1M | 0.47% |
| 76 | NEOGENOMICS INC | NEO | 25,516,000 | $24.0M | 0.46% |
| 77 | CABLE ONE INC | CABO | 29,000,000 | $23.9M | 0.46% |
| 78 | DEXCOM INC | DXCM | 22,227,000 | $23.8M | 0.46% |
| 79 | Q2 HOLDINGS INC | QTWO | 27,351,000 | $23.8M | 0.46% |
| 80 | BIOMARIN PHARMACEUTICAL | BMRN | 24,020,000 | $23.7M | 0.46% |
| 81 | Walmart Inc | WMT | 150,000 | $23.6M | 0.46% |
| 82 | EVOLENT HEALTH INC | EVH | 19,997,000 | $22.9M | 0.44% |
| 83 | CYBERARK SOFTWARE LTD | 23248VAB1 | 19,318,000 | $22.0M | 0.43% |
| 84 | BENTLEY SYSTEMS INC | BSY | 21,191,000 | $21.9M | 0.42% |
| 85 | FARFETCH LTD | 30744WAD9 | 26,832,000 | $21.9M | 0.42% |
| 86 | Wynn Resorts Ltd | WYNN | 200,000 | $21.1M | 0.41% |
| 87 | NEOGENOMICS INC | NEO | 27,718,000 | $20.5M | 0.40% |
| 88 | ZILLOW GROUP INC | Z | 16,173,000 | $20.5M | 0.40% |
| 89 | AIRBNB INC | ABNB | 23,397,000 | $20.5M | 0.40% |
| 90 | LITHIUM AMERICAS CORP | LAR | 26,062,000 | $20.4M | 0.39% |
| 91 | NRG ENERGY INC | NRG | 18,261,000 | $19.4M | 0.37% |
| 92 | ARES CAPITAL CORP | ARCC | 19,063,000 | $19.1M | 0.37% |
| 93 | HERBALIFE LTD | HLF | 19,432,000 | $18.9M | 0.37% |
| 94 | CONMED CORP | CNMD | 16,650,000 | $18.7M | 0.36% |
| 95 | PERFICIENT INC | 71375UAF8 | 22,520,000 | $18.6M | 0.36% |
| 96 | ITRON INC | ITRI | 20,500,000 | $18.3M | 0.35% |
| 97 | AMERICAN AIRLINES GROUP | AAL | 13,767,000 | $17.7M | 0.34% |
| 98 | LIVE NATION ENTERTAINMEN | LYV | 16,523,000 | $17.6M | 0.34% |
| 99 | DROPBOX INC | DBX | 17,888,000 | $16.9M | 0.33% |
| 100 | BIGCOMMERCE HOLDINGS INC | CMRC | 21,516,000 | $16.9M | 0.33% |
| 101 | CABLE ONE INC | CABO | 21,802,000 | $16.5M | 0.32% |
| 102 | NATIONAL VISION HOLDINGS | EYE | 15,638,000 | $16.4M | 0.32% |
| 103 | BOX INC | BXCAP | 12,898,000 | $16.1M | 0.31% |
| 104 | MONGODB INC | MDB | 7,966,000 | $15.9M | 0.31% |
| 105 | NEW MOUNTAIN FINANCE COR | 647551AC4 | 15,670,000 | $15.6M | 0.30% |
| 106 | INSULET CORPORATION | PODD | 11,336,000 | $15.6M | 0.30% |
| 107 | REDFIN CORP | 75737FAC2 | 18,395,000 | $15.1M | 0.29% |
| 108 | BLOOM ENERGY CORP | BE | 12,025,000 | $14.7M | 0.29% |
| 109 | AES CORP/THE | AES | 174,317 | $14.2M | 0.27% |
| 110 | BILL HOLDINGS INC | BILL | 17,000,000 | $14.0M | 0.27% |
| 111 | EXACT SCIENCES CORP | 30063PAB1 | 12,763,000 | $13.8M | 0.27% |
| 112 | DATADOG INC | DDOG | 10,249,000 | $12.8M | 0.25% |
| 113 | PENN ENTERTAINMENT INC | PENN | 9,869,000 | $12.3M | 0.24% |
| 114 | TJX Cos Inc/The | 872540109 | 142,500 | $12.1M | 0.23% |
| 115 | PAGERDUTY INC. | PD | 12,516,000 | $11.9M | 0.23% |
| 116 | ETSY INC | ETSY | 9,999,000 | $11.9M | 0.23% |
| 117 | ALGONQUIN PWR & | 015857873 | 349,873 | $10.3M | 0.20% |
| 118 | SOLAR EDGE TECHNOLOGIES | SEDG | 8,464,000 | $10.1M | 0.20% |
| 119 | PARAMOUNT GLOBAL | 92556H305 | 408,241 | $9.3M | 0.18% |
| 120 | Home Depot Inc/The | HD | 27,500 | $8.5M | 0.17% |
| 121 | ENVISTA HOLDINGS CORP | NVST | 5,000,000 | $8.4M | 0.16% |
| 122 | SUMMIT HOTEL PROPERTIES | 866082AA8 | 9,000,000 | $7.7M | 0.15% |
| 123 | Ford Motor Co | 345370860 | 500,000 | $7.6M | 0.15% |
| 124 | Crowdstrike Holdings Inc | CRWD | 50,000 | $7.3M | 0.14% |
| 125 | NATERA INC | NTRA | 5,000,000 | $7.2M | 0.14% |
| 126 | NY COMMUNITY CAP TRUST V | FLG-PU | 177,720 | $7.2M | 0.14% |
| 127 | BLACKSTONE MORTGAGE TR | 09257WAE0 | 8,398,000 | $7.2M | 0.14% |
| 128 | AIR TRANSPORT SERVICES G | AIIR | 7,500,000 | $7.1M | 0.14% |
| 129 | PARSONS CORP | PSN | 5,991,000 | $6.9M | 0.13% |
| 130 | Alibaba Group Holding Ltd | BBAAY | 80,000 | $6.7M | 0.13% |
| 131 | ROYAL CARIBBEAN CRUISES | 780153BF8 | 4,704,000 | $6.0M | 0.12% |
| 132 | Box Inc | BXCAP | 200,000 | $5.9M | 0.11% |
| 133 | MIDDLEBY CORP | MIDD | 4,710,000 | $5.9M | 0.11% |
| 134 | ON SEMICONDUCTOR CORP | ON | 3,000,000 | $5.5M | 0.11% |
| 135 | RAPID7 INC | RPD | 5,383,000 | $5.5M | 0.11% |
| 136 | UNITED STATES STEEL CORP | UNTCW | 2,730,000 | $5.3M | 0.10% |
| 137 | INTEGRA LIFESCIENCES HLD | IART | 5,634,000 | $5.2M | 0.10% |
| 138 | GUESS INC | 401617AD7 | 5,000,000 | $5.1M | 0.10% |
| 139 | AKAMAI TECHNOLOGIES INC | AKAM | 4,500,000 | $4.8M | 0.09% |
| 140 | DEXCOM INC | DXCM | 1,537,000 | $4.8M | 0.09% |
| 141 | HALOZYME THERAPEUTICS IN | HALO | 5,702,000 | $4.8M | 0.09% |
| 142 | CINEMARK HOLDINGS INC | CNK | 3,440,000 | $4.7M | 0.09% |
| 143 | RINGCENTRAL INC | RNG | 5,065,000 | $4.7M | 0.09% |
| 144 | Home Depot Inc/The | HD | 15,000 | $4.7M | 0.09% |
| 145 | Deere & Co | DE | 11,000 | $4.5M | 0.09% |
| 146 | Caterpillar Inc | CAT | 17,500 | $4.3M | 0.08% |
| 147 | MARRIOTT VACATION WORLDW | VAC | 4,392,000 | $4.1M | 0.08% |
| 148 | Johnson Controls International | G51502105 | 60,000 | $4.1M | 0.08% |
| 149 | MGP INGREDIENTS INC | MGPI | 3,300,000 | $4.1M | 0.08% |
| 150 | FASTLY INC | FSLY | 4,900,000 | $4.1M | 0.08% |
| 151 | IBM | INTR | 30,000 | $4.0M | 0.08% |
| 152 | COHERUS BIOSCIENCES INC | 19249HAB9 | 6,344,000 | $3.9M | 0.08% |
| 153 | ZILLOW GROUP INC | Z | 3,125,000 | $3.9M | 0.07% |
| 154 | REPLIGEN CORP | RGEN | 2,780,000 | $3.7M | 0.07% |
| 155 | LUMENTUM HOLDINGS INC | LITE | 3,439,000 | $3.7M | 0.07% |
| 156 | Danaher Corp | 235851102 | 15,000 | $3.6M | 0.07% |
| 157 | WINNEBAGO INDUSTRIES | 974637AB6 | 2,800,000 | $3.4M | 0.07% |
| 158 | Halliburton Co | HAL | 100,000 | $3.3M | 0.06% |
| 159 | JAZZ INVESTMENTS I LTD | 472145AD3 | 3,280,000 | $3.1M | 0.06% |
| 160 | Honeywell International Inc | 438516106 | 15,000 | $3.1M | 0.06% |
| 161 | Home Depot Inc/The | HD | 10,000 | $3.1M | 0.06% |
| 162 | Eaton Corp PLC | ETN | 15,000 | $3.0M | 0.06% |
| 163 | LIVONGO HEALTH | 539183AA1 | 3,279,000 | $3.0M | 0.06% |
| 164 | SEA LTD | SE | 3,592,000 | $2.9M | 0.06% |
| 165 | HEALTH CATALYST INC | HCAT | 3,000,000 | $2.9M | 0.06% |
| 166 | Bank of America Corp | 060505104 | 100,000 | $2.9M | 0.06% |
| 167 | Bank of America Corp | 060505104 | 100,000 | $2.9M | 0.06% |
| 168 | Verizon Communications Inc | VZ | 75,000 | $2.8M | 0.05% |
| 169 | T-Mobile US Inc | TMUSZ | 20,000 | $2.8M | 0.05% |
| 170 | Hertz Global Holdings Inc | HTZWW | 150,000 | $2.8M | 0.05% |
| 171 | H WORLD GROUP LTD | HWLDF | 2,400,000 | $2.7M | 0.05% |
| 172 | ILLUMINA INC | ILMN | 2,722,000 | $2.7M | 0.05% |
| 173 | AbbVie Inc | ABBV | 20,000 | $2.7M | 0.05% |
| 174 | Target Corp | TGT | 20,000 | $2.6M | 0.05% |
| 175 | Morgan Stanley | MS-PQ | 30,000 | $2.6M | 0.05% |
| 176 | EQT Corp | EQT | 60,000 | $2.5M | 0.05% |
| 177 | UPSTART HOLDINGS INC | UPST | 3,500,000 | $2.4M | 0.05% |
| 178 | Valero Energy Corp | VLO | 20,000 | $2.3M | 0.05% |
| 179 | MAKEMYTRIP LIMITED | MMYT | 2,378,000 | $2.3M | 0.04% |
| 180 | Ready Capital Corp | RC-PE | 200,000 | $2.3M | 0.04% |
| 181 | PGIM Global High Yield Fund In | 69346J106 | 200,000 | $2.2M | 0.04% |
| 182 | Expedia Group Inc | EXPE | 20,000 | $2.2M | 0.04% |
| 183 | Norwegian Cruise Line Holdings | NCLH | 100,000 | $2.2M | 0.04% |
| 184 | Southwest Airlines Co | 844741108 | 60,000 | $2.2M | 0.04% |
| 185 | Morgan Stanley | MS-PQ | 25,000 | $2.1M | 0.04% |
| 186 | First Trust High Yield Opportu | 33741Q107 | 150,000 | $2.1M | 0.04% |
| 187 | SNAP INC | SNAP | 2,100,000 | $2.0M | 0.04% |
| 188 | Frontier Group Holdings Inc | ULCC | 210,100 | $2.0M | 0.04% |
| 189 | BRIDGEBIO PHARMA INC | BBIO | 2,550,000 | $2.0M | 0.04% |
| 190 | Enphase Energy Inc | ENPH | 11,000 | $1.8M | 0.04% |
| 191 | Crowdstrike Holdings Inc | CRWD | 12,500 | $1.8M | 0.04% |
| 192 | Doximity Inc | DOCS | 50,000 | $1.7M | 0.03% |
| 193 | PNC Financial Services Group I | 693475105 | 13,000 | $1.6M | 0.03% |
| 194 | SEA LTD | SE | 1,600,000 | $1.6M | 0.03% |
| 195 | Snowflake Inc | SNOW | 9,000 | $1.6M | 0.03% |
| 196 | Amgen Inc | AMGN | 7,000 | $1.6M | 0.03% |
| 197 | ATI INC | ATI | 500,000 | $1.4M | 0.03% |
| 198 | ArcelorMittal SA | ARCXF | 50,000 | $1.4M | 0.03% |
| 199 | Synovus Financial Corp | 87161C501 | 45,100 | $1.4M | 0.03% |
| 200 | Bloom Energy Corp | BE | 80,000 | $1.3M | 0.03% |
| 201 | Uber Technologies Inc | UBER | 30,000 | $1.3M | 0.03% |
| 202 | Bristol-Myers Squibb Co | CELG-RI | 20,000 | $1.3M | 0.02% |
| 203 | Snowflake Inc | SNOW | 7,000 | $1.2M | 0.02% |
| 204 | Farfetch Ltd | 30744W107 | 200,000 | $1.2M | 0.02% |
| 205 | BRIDGEBIO PHARMA INC | BBIO | 1,800,000 | $1.1M | 0.02% |
| 206 | Pioneer Natural Resources Co | 723787107 | 5,000 | $1.0M | 0.02% |
| 207 | Wayfair Inc | W | 15,000 | $975,150 | 0.02% |
| 208 | NIO Inc | NIOIF | 100,000 | $969,000 | 0.02% |
| 209 | UPWORK INC | UPWK | 1,174,000 | $956,677 | 0.02% |
| 210 | Brandywine Realty Trust | 105368203 | 200,000 | $930,000 | 0.02% |
| 211 | Western Alliance Bancorp | WAL-PA | 25,000 | $911,750 | 0.02% |
| 212 | MGM Resorts International | MGM | 20,000 | $878,400 | 0.02% |
| 213 | Uber Technologies Inc | UBER | 20,000 | $863,400 | 0.02% |
| 214 | Grab Holdings Ltd | GRABW | 250,000 | $857,500 | 0.02% |
| 215 | Topgolf Callaway Brands Corp | 131193104 | 40,000 | $794,000 | 0.02% |
| 216 | Advent Convertible and Income | 00764C109 | 59,048 | $692,043 | 0.01% |
| 217 | Nice Ltd | NCSYF | 3,300 | $681,450 | 0.01% |
| 218 | Bridgebio Pharma Inc | BBIO | 35,000 | $602,000 | 0.01% |
| 219 | Etsy Inc | ETSY | 7,000 | $592,270 | 0.01% |
| 220 | Fisker Inc | 33813J106 | 100,000 | $564,000 | 0.01% |
| 221 | Micron Technology Inc | MU | 6,350 | $400,749 | 0.01% |
| 222 | Domino's Pizza Inc | DPZ | 1,000 | $336,990 | 0.01% |
| 223 | Costco Wholesale Corp | 22160K105 | 550 | $296,109 | 0.01% |
| 224 | Manchester United Plc | G5784H106 | 10,000 | $243,800 | 0.00% |
| 225 | Ulta Beauty Inc | ULTA | 500 | $235,298 | 0.00% |
| 226 | CARNIVAL CORP | CUKPF | 102,000 | $201,909 | 0.00% |
| 227 | VIAVI SOLUTIONS INC | VIAV | 188,000 | $187,182 | 0.00% |
| 228 | Snap Inc | SNAP | 14,940 | $176,890 | 0.00% |
| 229 | LIBERTY MEDIA CORP | FWONB | 150,000 | $174,225 | 0.00% |
| 230 | PERMIAN RESOURC OPTG LLC | PR | 75,000 | $144,673 | 0.00% |
| 231 | GRAB HOLDINGS LTD - CL A | GRABW | 170,314 | $76,641 | 0.00% |