13F HOLDINGS REPORT

UBS OCONNOR LLC

Quarter ended Q1 2025 · Filed May 15, 2025 · Accession 0001132716-25-000010

Total Value

$1.23B

Positions

304

Other Managers

Confidential Omitted

Yes

View on SEC.gov

Holdings (304)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	INTRA-CELL	46116X101	3,091,133	$407.8M	33.23%
2	MONEYLION	60938K304	436,111	$37.7M	3.07%
3	PELOTON IN	PTON	27,352,000	$25.8M	2.11%
4	OCCIDENTAL	674599105	466,400	$23.0M	1.88%
5	REPUBLIC S	760759100	88,200	$21.4M	1.74%
6	HALOZYME T	HALO	15,000,000	$19.3M	1.57%
7	SOUTHERN C	SOMN	209,700	$19.3M	1.57%
8	MATTEL INC	MAT	969,029	$18.8M	1.53%
9	NVIDIA COR	NVDA	137,635	$14.9M	1.22%
10	CANADIAN N	136375102	133,975	$13.1M	1.06%
11	FUBOTV INC	FUBO	13,500,000	$13.0M	1.06%
12	XCEL ENERG	XELLL	182,510	$12.9M	1.05%
13	LINDE PLC	LIN	26,670	$12.4M	1.01%
14	ENTERGY CO	ENO	143,600	$12.3M	1.00%
15	SPOTIFY US	84921RAB6	10,000,000	$11.9M	0.97%
16	NORFOLK SO	655844108	48,113	$11.4M	0.93%
17	LEXINFINTE	LX	1,111,750	$11.2M	0.91%
18	NISOURCE I	NI	277,340	$11.1M	0.91%
19	GRAPHIC PA	GPK	411,200	$10.7M	0.87%
20	AIR PRODS	AIIR	34,995	$10.3M	0.84%
21	GATES INDL	G39108108	548,435	$10.1M	0.82%
22	INTERNATIO	460146103	188,700	$10.1M	0.82%
23	CRH PLC	CRH	113,520	$10.0M	0.81%
24	ITAU UNIBA	465562106	1,789,588	$9.8M	0.80%
25	EMBRAER S.	EMBJ	205,445	$9.5M	0.77%
26	AMAZON COM	AMZN	48,335	$9.2M	0.75%
27	UNITED PAR	UPS	81,000	$8.9M	0.73%
28	MERCADOLIB	MELI	4,480	$8.7M	0.71%
29	VULCAN MAT	929160109	36,900	$8.6M	0.70%
30	PENTAIR PL	PNR	92,600	$8.1M	0.66%
31	STANDARDAE	SARO	300,000	$8.0M	0.65%
32	SHERWIN WI	SHW	22,870	$8.0M	0.65%
33	AMPHENOL C	032095101	119,940	$7.9M	0.64%
34	CACI INTL	127190304	20,950	$7.7M	0.63%
35	AKAMAI TEC	AKAM	7,500,000	$7.3M	0.60%
36	AMERICAN A	02376R102	9,425,000	$6.1M	0.49%
37	FORTIVE CO	FTV	81,300	$5.9M	0.48%
38	BOEING CO	BA-PA	34,000	$5.8M	0.47%
39	KASPI KZ J	48581R205	62,020	$5.8M	0.47%
40	FUTU HLDGS	FUTU	54,922	$5.6M	0.46%
41	NRG ENERGY	NRG	58,566	$5.6M	0.46%
42	B2GOLD COR	BTG	1,922,600	$5.5M	0.45%
43	BECTON DIC	BDX	23,088	$5.3M	0.43%
44	MASTERCARD	MA	9,300	$5.1M	0.42%
45	PDD HOLDIN	PDD	42,300	$5.0M	0.41%
46	HONEYWELL	438516106	23,250	$4.9M	0.40%
47	DELTA AIR	DAL	111,114	$4.8M	0.39%
48	VINE HILL	G93Y09107	475,000	$4.8M	0.39%
49	INTER & CO	INTR	869,275	$4.8M	0.39%
50	ARCOS DORA	ARCO	590,357	$4.8M	0.39%
51	ALIBABA GR	BBAAY	35,447	$4.7M	0.38%
52	OAKTREE AC	OACCW	450,000	$4.6M	0.38%
53	CARTESIAN	REEWF	356,946	$4.2M	0.35%
54	CHURCHILL	CCIXW	387,480	$4.2M	0.34%
55	BOLD EAGLE	BEAGU	400,000	$4.1M	0.34%
56	KINDER MOR	EP-PC	144,600	$4.1M	0.34%
57	STEEL DYNA	STLD	32,450	$4.1M	0.33%
58	L3HARRIS T	LHX	19,020	$4.0M	0.32%
59	PARKER-HAN	PH	6,480	$3.9M	0.32%
60	COMMERCIAL	CMC	85,020	$3.9M	0.32%
61	AMERICA MO	AMXOF	253,922	$3.6M	0.29%
62	GLOBANT S	GLOB	30,345	$3.6M	0.29%
63	AGRICULTUR	G0131Y100	334,160	$3.6M	0.29%
64	NORWEGIAN	NCLH	178,031	$3.4M	0.28%
65	COMMUNITY	203668108	1,250,000	$3.4M	0.28%
66	BEYOND MEA	BYND	29,000,000	$3.3M	0.27%
67	FULL TRUCK	YMM	257,750	$3.3M	0.27%
68	VALE S A	VALE	327,259	$3.3M	0.27%
69	ALTICE USA	OPTU	1,200,000	$3.2M	0.26%
70	ULTRAGENYX	RARE	87,811	$3.2M	0.26%
71	LUCID GROU	LCID	2,840,100	$3.2M	0.26%
72	VERASTEM I	VSTM	521,960	$3.1M	0.26%
73	KINIKSA PH	G52694109	139,275	$3.1M	0.25%
74	LIVE OAK A	LOKVW	300,000	$3.0M	0.25%
75	HUBBELL IN	HUBB	9,000	$3.0M	0.24%
76	SHARKNINJA	SN	35,000	$2.9M	0.24%
77	AXALTA COA	AXTA	85,250	$2.8M	0.23%
78	BROADCOM I	AVGO	16,576	$2.8M	0.23%
79	KANZHUN LI	BZ	143,000	$2.7M	0.22%
80	IONIS PHAR	IONS	90,779	$2.7M	0.22%
81	APTIV PLC	APTV	46,000	$2.7M	0.22%
82	COMMSCOPE	20337X109	500,000	$2.7M	0.22%
83	WALMART IN	WMT	30,000	$2.6M	0.21%
84	BANCO SANT	BSAC	115,443	$2.6M	0.21%
85	ISHARES IN	464286400	100,000	$2.6M	0.21%
86	MOUNTAIN L	MLACU	250,000	$2.6M	0.21%
87	NABORS ENE	G6363K106	233,912	$2.6M	0.21%
88	INCYTE COR	INCY	40,903	$2.5M	0.20%
89	SILVERBOX	SBXD-WT	242,175	$2.5M	0.20%
90	POOL CORP	POOL	7,724	$2.5M	0.20%
91	LPL FINL H	50212V100	7,500	$2.5M	0.20%
92	EQV VENTUR	G3106N109	242,175	$2.5M	0.20%
93	DEXCOM INC	DXCM	35,851	$2.4M	0.20%
94	ACCEL ENTE	ACEL	246,728	$2.4M	0.20%
95	REPLIMUNE	REPL	250,420	$2.4M	0.20%
96	SALESFORCE	CRM	8,896	$2.4M	0.19%
97	ALDEL FINL	G01558116	225,000	$2.3M	0.19%
98	NEWHOLD IN	G6486E128	225,000	$2.3M	0.19%
99	X FINL	98372W202	156,714	$2.3M	0.18%
100	TRADEWEB M	892672106	15,000	$2.2M	0.18%
101	APPLE INC	AAPL	10,000	$2.2M	0.18%
102	ON HLDG AG	H5919C104	50,000	$2.2M	0.18%
103	HERTZ GLOB	HTZWW	1,194,300	$2.1M	0.18%
104	AMER SPORT	AS	80,000	$2.1M	0.17%
105	LEGATO MER	LEGT-WT	193,740	$2.0M	0.17%
106	RIGEL PHAR	RIGL	110,384	$2.0M	0.16%
107	ALPHATEC H	ATEC	194,237	$2.0M	0.16%
108	KALVISTA P	KALV	169,692	$2.0M	0.16%
109	INSMED INC	INSM	25,427	$1.9M	0.16%
110	GENERAL MT	37045V100	40,300	$1.9M	0.15%
111	OCULAR THE	OCUL	258,363	$1.9M	0.15%
112	COOPER COS	216648501	22,278	$1.9M	0.15%
113	ADT INC DE	ADT	229,607	$1.9M	0.15%
114	BAXTER INT	071813109	54,155	$1.9M	0.15%
115	ORTHOPEDIA	KIDS	74,862	$1.8M	0.15%
116	ALPHABET I	GOOG	11,900	$1.8M	0.15%
117	MICROSOFT	MSFT	4,794	$1.8M	0.15%
118	DRAFTKINGS	DKNG	2,000,000	$1.8M	0.14%
119	TESLA INC	TSLA	12,500	$1.8M	0.14%
120	AGIOS PHAR	AGIO	58,722	$1.7M	0.14%
121	SPRINGWORK	85205L107	38,968	$1.7M	0.14%
122	MICROSTRAT	STRD	20,000	$1.7M	0.14%
123	ISHARES TR	464287432	1,650,000	$1.7M	0.14%
124	PROCEPT BI	PRCT	28,000	$1.6M	0.13%
125	AXOGEN INC	AXGN	87,428	$1.6M	0.13%
126	COLOMBIER	CLBR-WT	150,000	$1.6M	0.13%
127	INFINERA C	45667GAG8	1,250,000	$1.6M	0.13%
128	TEVA PHARM	881624209	100,788	$1.5M	0.13%
129	CREDICORP	BAP	8,311	$1.5M	0.13%
130	ANDRETTI A	POLEW	150,000	$1.5M	0.12%
131	REZOLUTE I	RZLT	502,908	$1.5M	0.12%
132	ORTHOFIX M	OFIX	89,059	$1.5M	0.12%
133	VIRIDIAN T	VRDN	107,088	$1.4M	0.12%
134	ALIGN TECH	ALGN	9,050	$1.4M	0.12%
135	IRHYTHM TE	IRTC	13,506	$1.4M	0.12%
136	GENMAB A/S	GNMSF	71,877	$1.4M	0.11%
137	ADAPTIVE B	ADTI	187,789	$1.4M	0.11%
138	ARES ACQUI	G33033104	125,000	$1.4M	0.11%
139	CRINETICS	CRNX	40,613	$1.4M	0.11%
140	PALVELLA T	PVLA	48,664	$1.4M	0.11%
141	EVOLV TECH	EVLVW	430,223	$1.3M	0.11%
142	IMMUNOCORE	IMCR	45,196	$1.3M	0.11%
143	DOLLAR GEN	256677105	15,000	$1.3M	0.11%
144	BLUEPRINT	09627Y109	14,865	$1.3M	0.11%
145	INSPIRE ME	457730109	8,000	$1.3M	0.10%
146	BICYCLE TH	BCYC	148,722	$1.3M	0.10%
147	TREACE MED	89455T109	147,695	$1.2M	0.10%
148	XEROX HOLD	XRXDW	278,300	$1.2M	0.10%
149	UNIQURE NV	QURE	114,889	$1.2M	0.10%
150	SOLENO THE	SLNO	17,022	$1.2M	0.10%
151	INGERSOLL	IR	15,000	$1.2M	0.10%
152	PTC THERAP	PTCT	23,353	$1.2M	0.10%
153	KEROS THER	KROS	115,518	$1.2M	0.10%
154	SCHRODINGE	SDGR	59,043	$1.2M	0.09%
155	MINERALYS	MLYS	73,348	$1.2M	0.09%
156	DADA NEXUS	23344D108	618,986	$1.1M	0.09%
157	IDEAYA BIO	IDYA	69,474	$1.1M	0.09%
158	ALCHEMY IN	G0232F109	100,248	$1.1M	0.09%
159	DOLLAR TRE	DLTR	14,900	$1.1M	0.09%
160	HAYMAKER A	G4375F108	100,248	$1.1M	0.09%
161	VERONA PHA	925050106	17,150	$1.1M	0.09%
162	TAPESTRY I	TPR	15,000	$1.1M	0.09%
163	NUVATION B	NUVB	592,119	$1.0M	0.08%
164	GAP INC	GAP	50,000	$1.0M	0.08%
165	MERUS N V	N5749R100	24,232	$1.0M	0.08%
166	MIRUM PHAR	MIRM	22,560	$1.0M	0.08%
167	KROGER CO	KR	15,000	$1.0M	0.08%
168	PRAXIS PRE	PRAX	26,793	$1.0M	0.08%
169	ARCUS BIOS	RCUS	128,688	$1.0M	0.08%
170	RELAY THER	RLAY	382,900	$1.0M	0.08%
171	KALA BIO I	KALA	170,917	$979,354	0.08%
172	COSTCO WHS	22160K105	1,000	$945,780	0.08%
173	TERNS PHAR	TERN	336,144	$927,757	0.08%
174	TRANSOCEAN	RIG	803,400	$926,613	0.08%
175	ANNEXON IN	ANNX	466,819	$900,961	0.07%
176	DAY ONE BI	DAWN	113,250	$898,072	0.07%
177	SCHOLAR RO	SRRK	27,617	$887,887	0.07%
178	AURA BIOSC	AURA	151,108	$885,493	0.07%
179	IQVIA HLDG	IQV	5,000	$881,500	0.07%
180	BRIDGEBIO	BBIO	25,492	$881,258	0.07%
181	EDGEWISE T	EWTX	40,014	$880,308	0.07%
182	ANAPTYSBIO	ANABV	47,051	$874,678	0.07%
183	SKILLSOFT	SKILW	41,692	$802,154	0.07%
184	EDWARDS LI	EW	10,920	$791,482	0.06%
185	UWM HOLDIN	UWMC	143,000	$780,780	0.06%
186	ENVVENO ME	NVNO	296,031	$778,562	0.06%
187	AKERO THER	00973Y108	18,800	$761,024	0.06%
188	ALCON AG	ALC	8,000	$759,440	0.06%
189	MGM RESORT	MGM	82,600	$751,645	0.06%
190	SYNDAX PHA	SNDX	59,438	$730,196	0.06%
191	SPARK I AC	SPKLW	66,832	$722,454	0.06%
192	DISC MEDIC	IRON	13,621	$676,146	0.06%
193	NEUROGENE	NGNE	56,015	$655,936	0.05%
194	CHARTER CO	16119P108	20,500	$653,635	0.05%
195	TESLA INC	TSLA	2,500	$647,900	0.05%
196	PROTAGONIS	PTGX	13,340	$645,122	0.05%
197	HARLEY DAV	HOG	240,000	$642,000	0.05%
198	ADVANCED M	AMD	6,000	$616,440	0.05%
199	PELOTON IN	PTON	290,500	$588,262	0.05%
200	ONECONNECT	68248T204	83,257	$557,822	0.05%
201	CHEMOURS C	CC	46,900	$546,385	0.04%
202	VERA THERA	VERA	22,525	$541,050	0.04%
203	BEIGENE LT	BEIGF	1,880	$511,680	0.04%
204	TAL EDUCAT	TAL	37,000	$488,770	0.04%
205	ASTRAZENEC	AZN	6,611	$485,908	0.04%
206	META PLATF	META	16,000	$452,000	0.04%
207	ROIVANT SC	ROIV	42,819	$432,044	0.04%
208	WERIDE INC	WRDIF	31,350	$425,420	0.03%
209	VIASAT INC	VSAT	73,300	$425,140	0.03%
210	JANUX THER	JANX	15,040	$406,080	0.03%
211	MELCO RESO	585464100	76,800	$404,736	0.03%
212	LARIMAR TH	LRMR	180,027	$387,058	0.03%
213	BIOMARIN P	BMRN	5,258	$371,688	0.03%
214	LIVE NATIO	LYV	32,500	$370,450	0.03%
215	HERBALIFE	HLF	82,400	$366,680	0.03%
216	SELECT SEC	81369Y704	113,500	$361,055	0.03%
217	SPDR S&P 5	SPY	85,000	$346,375	0.03%
218	SPDR SER T	78464A870	200,000	$328,500	0.03%
219	GRAB HOLDI	GRABW	70,291	$318,418	0.03%
220	SPRINGWORK	85205L107	45,000	$315,000	0.03%
221	SABRE CORP	SABR	688,600	$302,984	0.02%
222	LAS VEGAS	LVS	37,200	$286,705	0.02%
223	TOURMALINE	89157D105	17,860	$271,651	0.02%
224	NORWEGIAN	NCLH	188,800	$267,152	0.02%
225	ORIC PHARM	ORIC	47,642	$265,842	0.02%
226	LIONSGATE	LION	35,000	$261,450	0.02%
227	CULLINAN T	CGEM	32,903	$249,076	0.02%
228	DYNE THERA	DYN	21,422	$224,074	0.02%
229	BRIGHT MIN	DRUG	5,963	$215,085	0.02%
230	EHANG HLDG	EH	10,000	$208,900	0.02%
231	ARCUTIS BI	ARQT	13,201	$206,464	0.02%
232	PERSPECTIV	CATX	96,060	$204,608	0.02%
233	ABBVIE INC	ABBV	973	$203,863	0.02%
234	SILENCE TH	SLNCF	62,639	$176,642	0.01%
235	ISHARES TR	464287655	45,000	$172,050	0.01%
236	EDGEWISE T	EWTX	45,000	$168,750	0.01%
237	XPLR INFRA	NEE-PW	20,600	$164,800	0.01%
238	STARWOOD P	STHO	172,500	$159,562	0.01%
239	CONNECT BI	CNTB	268,946	$147,920	0.01%
240	ONEMAIN HL	OMF	34,400	$135,080	0.01%
241	MEDICAL PP	58463J304	396,500	$128,862	0.01%
242	SOLENO THE	SLNO	15,000	$123,000	0.01%
243	OCULAR THE	OCUL	120,000	$123,000	0.01%
244	FORD MTR C	345370860	195,500	$115,300	0.01%
245	AMC ENTMT	00165C302	39,688	$113,905	0.01%
246	COMMSCOPE	20337X109	450,000	$112,500	0.01%
247	ERASCA INC	ERAS	75,627	$103,609	0.01%
248	VERA THERA	VERA	40,000	$103,000	0.01%
249	KARYOPHARM	KPTI	23,640	$88,414	0.01%
250	TRI POINTE	TPH	18,000	$85,500	0.01%
251	CARNIVAL C	CUKPF	120,000	$83,400	0.01%
252	EVOLV TECH	EVLVW	463,341	$77,007	0.01%
253	VYNE THERA	VYNE	45,557	$71,980	0.01%
254	INVESCO QQ	IVZ	16,000	$71,760	0.01%
255	INCYTE COR	INCY	55,000	$70,750	0.01%
256	COLOMBIER	CLBR-WT	90,000	$69,300	0.01%
257	CORVUS PHA	CRVS	20,850	$66,303	0.01%
258	C4 THERAPE	CCCC	39,868	$63,789	0.01%
259	B & G FOOD	BGS	113,600	$59,640	0.00%
260	X4 PHARMAC	XFOR	252,602	$59,614	0.00%
261	INFLARX NV	IFRX	58,073	$59,234	0.00%
262	AERCAP HOL	AER	112,500	$59,062	0.00%
263	SYNCHRONY	SYF-PB	21,900	$57,488	0.00%
264	IMMUNIC IN	IMUX	48,865	$53,263	0.00%
265	AES CORP	AES	150,000	$52,500	0.00%
266	ENERGY TRA	ET-PI	320,000	$49,600	0.00%
267	VERU INC	VERU	101,018	$49,499	0.00%
268	MAGNITE IN	MGNI	107,000	$48,150	0.00%
269	INOVIO PHA	INO	29,375	$47,881	0.00%
270	FIRSTENERG	FE	26,000	$44,850	0.00%
271	CONTEXT TH	CNTX	67,631	$41,390	0.00%
272	CELANESE C	CE	70,000	$40,250	0.00%
273	PEPGEN INC	PEPG	26,559	$37,315	0.00%
274	MERSANA TH	59045L106	97,731	$33,619	0.00%
275	VORNADO RL	929042109	33,500	$32,662	0.00%
276	INOZYME PH	45790W108	34,788	$31,657	0.00%
277	ACRIVON TH	ACRV	15,576	$31,619	0.00%
278	BLUEPRINT	09627Y109	10,000	$30,750	0.00%
279	UNIQURE NV	QURE	65,000	$29,250	0.00%
280	PROCEPT BI	PRCT	15,000	$27,375	0.00%
281	OCCIDENTAL	674599105	90,000	$24,650	0.00%
282	CARNIVAL C	CUKPF	150,000	$24,000	0.00%
283	ARES ACQUI	G33033120	82,711	$23,573	0.00%
284	SUTRO BIOP	STRO	28,278	$18,409	0.00%
285	AKAMAI TEC	AKAM	37,500	$14,062	0.00%
286	NEKTAR THE	NKTR	19,923	$13,548	0.00%
287	ALLIANCE E	AENTW	60,000	$13,428	0.00%
288	LONGEVITY	142922111	371,250	$13,365	0.00%
289	COOPER COS	216648501	15,000	$9,375	0.00%
290	TEVOGEN BI	TVGNW	181,387	$8,979	0.00%
291	BOREALIS F	BRLSW	70,030	$8,320	0.00%
292	MULTISENSO	MSAIW	142,585	$7,714	0.00%
293	PROTAGONIS	PTGX	20,000	$7,500	0.00%
294	CARTESIAN	REEWF	118,982	$7,401	0.00%
295	GILEAD SCI	GILD	26,000	$7,020	0.00%
296	ROYALTY MG	02369M110	221,686	$5,320	0.00%
297	BORR DRILL	BORR	200,000	$5,000	0.00%
298	INVESTCORP	G49219127	209,630	$4,507	0.00%
299	DIGIASIA C	G27617110	135,667	$4,423	0.00%
300	BOLT PROJS	09769B115	110,914	$4,303	0.00%
301	ROADZEN IN	RDZNW	65,696	$3,686	0.00%
302	BRAND ENGA	BNAIW	150,251	$3,065	0.00%
303	SYNTEC OPT	OPTXW	32,034	$1,932	0.00%
304	SOLENO THE	SLNO	18,000	$450	0.00%