13F HOLDINGS REPORT
Knott David M Jr
Quarter ended Q2 2025 · Filed August 11, 2025 · Accession 0001104659-25-076007
Total Value
$220.6M
Positions
89
Other Managers
1
Confidential Omitted
No
Holdings (89)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Calumet, Inc. | CLMT | 3,275,231 | $51.6M | 23.39% |
| 2 | Apollo Global Management, Inc. | 03769M106 | 225,000 | $31.9M | 14.47% |
| 3 | Janus Henderson AAA CLO ETF | 47103U845 | 393,831 | $20.0M | 9.06% |
| 4 | Alphabet Inc-Cl C | GOOG | 112,000 | $19.9M | 9.01% |
| 5 | JPMorgan Chase & Co. | VYLD | 20,985 | $6.1M | 2.76% |
| 6 | Verona Pharma PLC. | 925050106 | 55,000 | $5.2M | 2.36% |
| 7 | Janus Henderson AAA CLO ETF | 47103U845 | 101,423 | $5.1M | 2.33% |
| 8 | Xeris Biopharma Holdings, Inc. | XERS | 1,060,000 | $5.0M | 2.24% |
| 9 | DocGo, Inc. | DCGO | 3,070,850 | $4.8M | 2.19% |
| 10 | Protagonist Therapeutics, Inc | PTGX | 80,000 | $4.4M | 2.00% |
| 11 | Travere Therapeutics, Inc. | TVTX | 260,000 | $3.8M | 1.74% |
| 12 | Catalyst Pharmaceuticals, Inc. | CPRX | 176,000 | $3.8M | 1.73% |
| 13 | Avadel Pharmaceuticals plc | G29687103 | 426,000 | $3.8M | 1.71% |
| 14 | Bridgebio Pharma, Inc. | BBIO | 80,000 | $3.5M | 1.57% |
| 15 | Syndax Pharmaceutical, Inc. | SNDX | 352,778 | $3.3M | 1.50% |
| 16 | BioCryst Pharmaceuticals, Inc. | BCRX | 332,625 | $3.0M | 1.35% |
| 17 | Inozyme Pharma, Inc. | 45790W108 | 666,204 | $2.7M | 1.21% |
| 18 | Enstar Group Limited | G3075P101 | 7,500 | $2.5M | 1.14% |
| 19 | LENZ Therapeutics, Inc. | LENZ | 82,000 | $2.4M | 1.09% |
| 20 | CSX Corporation | CSX | 70,000 | $2.3M | 1.04% |
| 21 | AllianceBernstein Holding L.P. | 01881G106 | 48,000 | $2.0M | 0.89% |
| 22 | Ultragenyx Pharmaceutical Inc. | RARE | 52,000 | $1.9M | 0.86% |
| 23 | Pfizer Inc. | PFE | 74,537 | $1.8M | 0.82% |
| 24 | Arcellx Inc | ACLX | 25,700 | $1.7M | 0.77% |
| 25 | AtriCure, Inc. | ATRC | 46,443 | $1.5M | 0.69% |
| 26 | Tectonic Therapeutic, Inc. | TECX | 74,000 | $1.5M | 0.67% |
| 27 | Alkermes PLC | ALKS | 49,000 | $1.4M | 0.64% |
| 28 | Viridian Therapeutics, Inc. | VRDN | 91,483 | $1.3M | 0.58% |
| 29 | The Panagram BBB-B CLO ETF | 81752T528 | 47,807 | $1.3M | 0.58% |
| 30 | Bristol-Myers Squibb Company | CELG-RI | 27,000 | $1.2M | 0.57% |
| 31 | Ryman Hospitality Properties, Inc. | 78377T107 | 12,000 | $1.2M | 0.54% |
| 32 | Liquidia Corporation | LQDA | 90,000 | $1.1M | 0.51% |
| 33 | Myriad Genetics, Inc. | MYGN | 180,000 | $955,800 | 0.43% |
| 34 | AbbVie Inc. | ABBV | 5,037 | $934,968 | 0.42% |
| 35 | Johnson & Johnson | JNJ | 6,000 | $916,500 | 0.42% |
| 36 | Mereo BioPharm Group PLC | MREO | 319,337 | $865,403 | 0.39% |
| 37 | Corteva, Inc. | CTVA | 11,051 | $823,631 | 0.37% |
| 38 | Microsoft Corporation | MSFT | 1,600 | $795,856 | 0.36% |
| 39 | Solid Bioscience Inc. | SLDB | 162,440 | $791,083 | 0.36% |
| 40 | Kimberly-Clark Corporation | KMB | 6,000 | $773,520 | 0.35% |
| 41 | Collegium Pharmaceutical, Inc. | COLL | 23,511 | $695,220 | 0.32% |
| 42 | DuPont de Nemours, Inc. | DD | 9,418 | $645,981 | 0.29% |
| 43 | International Business Machines | INTR | 2,142 | $631,419 | 0.29% |
| 44 | Axsome Therapeutics, Inc. | AXSM | 6,000 | $626,340 | 0.28% |
| 45 | Autolus Therapeutics PLC | AUTL | 270,000 | $615,600 | 0.28% |
| 46 | Mondelez International Inc. | KHC | 9,000 | $606,960 | 0.28% |
| 47 | Madrigal Pharmaaceuticals, Inc. | MDGL | 2,000 | $605,280 | 0.27% |
| 48 | Arcus Biosciences, Inc. | RCUS | 70,000 | $569,800 | 0.26% |
| 49 | Cybin Inc | HELP | 66,880 | $561,123 | 0.25% |
| 50 | Canadian Natural Resources Limited | 136385101 | 16,800 | $527,520 | 0.24% |
| 51 | Apple Inc. | AAPL | 2,494 | $511,694 | 0.23% |
| 52 | Vera Therapeutics, Inc. | VERA | 20,000 | $471,200 | 0.21% |
| 53 | Xenon Pharmaceuticals Inc. | XENE | 10,962 | $343,111 | 0.16% |
| 54 | Orchestra Biomed Holdings, Inc. | OBIO | 100,000 | $268,000 | 0.12% |
| 55 | Wave Life Science Ltd. | WVE | 40,000 | $260,000 | 0.12% |
| 56 | aTyr Pharma, Inc. | ATYR | 50,367 | $255,361 | 0.12% |
| 57 | iShares Nasdaq Biotechnology ETF | 464287556 | 2,000 | $253,020 | 0.11% |
| 58 | SPDR S&P Biotech ETF | 78464A870 | 3,000 | $248,790 | 0.11% |
| 59 | Eli Lilly & Co. | LLY | 300 | $233,859 | 0.11% |
| 60 | Day One Biopharmaceuticals, Inc. | DAWN | 33,714 | $219,141 | 0.10% |
| 61 | Nvidia Corp | NVDA | 1,280 | $202,227 | 0.09% |
| 62 | Broadcom, Inc. | AVGO | 710 | $195,711 | 0.09% |
| 63 | Coca-Cola Co. | KO | 2,000 | $141,500 | 0.06% |
| 64 | Johnson & Johnson | JNJ | 922 | $140,836 | 0.06% |
| 65 | iShares Russell Mid-Cap Growth | 464287481 | 695 | $96,383 | 0.04% |
| 66 | Legacy Housing Corporation | LEGH | 4,000 | $90,640 | 0.04% |
| 67 | Eastern Bankshares Inc | EBC | 5,000 | $76,350 | 0.03% |
| 68 | TotalEnergies SE - ADR | TTE | 1,200 | $73,668 | 0.03% |
| 69 | Quanta Services, Inc. | 74762E102 | 176 | $66,542 | 0.03% |
| 70 | Amazon.com Inc. | AMZN | 300 | $65,817 | 0.03% |
| 71 | FS KKR Capital Corp. | FSK | 2,875 | $59,656 | 0.03% |
| 72 | United Rental, Inc. | URI | 78 | $58,765 | 0.03% |
| 73 | FS Bancorp, Inc. | FSBW | 1,460 | $57,495 | 0.03% |
| 74 | Alphabet Inc CL A | GOOG | 300 | $52,869 | 0.02% |
| 75 | International Game Technology PLC | INTR | 2,500 | $39,525 | 0.02% |
| 76 | Alphabet Inc-Cl C | GOOG | 220 | $39,026 | 0.02% |
| 77 | Danaher Corporation | 235851102 | 180 | $35,557 | 0.02% |
| 78 | Dow Inc. | DOW | 1,206 | $31,935 | 0.01% |
| 79 | Blackstone Group LP | BX | 210 | $31,412 | 0.01% |
| 80 | Arc Resources Ltd. | 00208D408 | 1,110 | $23,401 | 0.01% |
| 81 | Salesforce, Inc. | CRM | 77 | $20,997 | 0.01% |
| 82 | Occidental Petroleum Corporation | 674599105 | 469 | $19,703 | 0.01% |
| 83 | Thermo Fisher Scientific, Inc. | TMO | 45 | $18,246 | 0.01% |
| 84 | Kyndryl Holdings Inc. | KD | 428 | $17,959 | 0.01% |
| 85 | United Healthcare Corp. | UNH | 57 | $17,782 | 0.01% |
| 86 | Starwood Property Trust, Inc. | STHO | 400 | $8,028 | 0.00% |
| 87 | Occidential Pertro Wts exp. 8/3/27 | 674599105 | 194 | $4,268 | 0.00% |
| 88 | GE HealthCare Technologies Inc | GEHC | 50 | $3,703 | 0.00% |
| 89 | Wabtec Corporation | 929740108 | 6 | $1,256 | 0.00% |