13F HOLDINGS REPORT
Knott David M Jr
Quarter ended Q1 2025 · Filed May 12, 2025 · Accession 0001104659-25-047243
Total Value
$212.0M
Positions
88
Other Managers
1
Confidential Omitted
No
Holdings (88)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Calumet, Inc. | CLMT | 3,297,194 | $41.8M | 19.73% |
| 2 | Apollo Global Management, Inc. | 03769M106 | 225,000 | $30.8M | 14.54% |
| 3 | Janus Henderson AAA CLO ETF | 47103U845 | 393,831 | $20.0M | 9.42% |
| 4 | Alphabet Inc-Cl C | GOOG | 112,000 | $17.5M | 8.26% |
| 5 | DocGo, Inc. | DCGO | 3,070,850 | $8.1M | 3.82% |
| 6 | Janus Henderson AAA CLO ETF | 47103U845 | 157,932 | $8.0M | 3.78% |
| 7 | Xeris Biopharma Holdings, Inc. | XERS | 1,110,000 | $6.1M | 2.88% |
| 8 | Verona Pharma PLC. | 925050106 | 88,000 | $5.6M | 2.64% |
| 9 | JPMorgan Chase & Co. | VYLD | 20,985 | $5.1M | 2.43% |
| 10 | Catalyst Pharmaceuticals, Inc. | CPRX | 212,000 | $5.1M | 2.43% |
| 11 | Pfizer Inc. | PFE | 170,000 | $4.3M | 2.03% |
| 12 | Travere Therapeutics, Inc. | TVTX | 228,000 | $4.1M | 1.93% |
| 13 | Protagonist Therapeutics, Inc | PTGX | 76,000 | $3.7M | 1.73% |
| 14 | BioCryst Pharmaceuticals, Inc. | BCRX | 460,000 | $3.5M | 1.63% |
| 15 | Avadel Pharmaceuticals plc | G29687103 | 426,000 | $3.3M | 1.57% |
| 16 | Enstar Group Limited | G3075P101 | 7,500 | $2.5M | 1.18% |
| 17 | Ardelyx, Inc. | ARDX | 493,807 | $2.4M | 1.14% |
| 18 | OmniAB, Inc. | OABIW | 982,336 | $2.4M | 1.11% |
| 19 | Pfizer Inc. | PFE | 84,537 | $2.1M | 1.01% |
| 20 | CSX Corporation | CSX | 70,000 | $2.1M | 0.97% |
| 21 | AllianceBernstein Holding L.P. | 01881G106 | 48,000 | $1.8M | 0.87% |
| 22 | The Invesco AAA Floating Rate Note ETF | IVZ | 70,502 | $1.8M | 0.85% |
| 23 | Ultragenyx Pharmaceutical Inc. | RARE | 48,000 | $1.7M | 0.82% |
| 24 | Syndax Pharmaceutical, Inc. | SNDX | 128,000 | $1.6M | 0.74% |
| 25 | Myriad Genetics, Inc. | MYGN | 160,000 | $1.4M | 0.67% |
| 26 | Cogent Biosciences Inc. | COGT | 213,302 | $1.3M | 0.60% |
| 27 | The Panagram BBB-B CLO ETF | 81752T528 | 47,807 | $1.3M | 0.60% |
| 28 | Regeneron Pharmaceuticals, Inc. | REGN | 2,000 | $1.3M | 0.60% |
| 29 | Bristol-Myers Squibb Company | CELG-RI | 19,000 | $1.2M | 0.55% |
| 30 | Collegium Pharmaceutical, Inc. | COLL | 38,473 | $1.1M | 0.54% |
| 31 | SPDR S&P Biotech ETF | 78464A870 | 13,643 | $1.1M | 0.52% |
| 32 | Ryman Hospitality Properties, Inc. | 78377T107 | 12,000 | $1.1M | 0.52% |
| 33 | AbbVie Inc. | ABBV | 5,037 | $1.1M | 0.50% |
| 34 | Arcellx Inc | ACLX | 15,000 | $984,000 | 0.46% |
| 35 | Kimberly-Clark Corporation | KMB | 6,000 | $853,320 | 0.40% |
| 36 | MeiraGTx Holdings plc | MGTX | 125,010 | $847,568 | 0.40% |
| 37 | AtriCure, Inc. | ATRC | 24,620 | $794,241 | 0.37% |
| 38 | Mereo BioPharm Group PLC | MREO | 319,337 | $718,508 | 0.34% |
| 39 | Tectonic Therapeutic, Inc. | TECX | 40,000 | $708,400 | 0.33% |
| 40 | DuPont de Nemours, Inc. | DD | 9,418 | $703,336 | 0.33% |
| 41 | Corteva, Inc. | CTVA | 11,051 | $695,439 | 0.33% |
| 42 | aTyr Pharma, Inc. | ATYR | 223,407 | $674,689 | 0.32% |
| 43 | Autolus Therapeutics PLC | AUTL | 420,000 | $651,000 | 0.31% |
| 44 | Mondelez International Inc. | 609207105 | 9,000 | $610,650 | 0.29% |
| 45 | Inozyme Pharma, Inc. | 45790W108 | 666,204 | $606,246 | 0.29% |
| 46 | Microsoft Corporation | MSFT | 1,600 | $600,624 | 0.28% |
| 47 | Apple Inc. | AAPL | 2,494 | $553,992 | 0.26% |
| 48 | International Business Machines | INTR | 2,142 | $532,630 | 0.25% |
| 49 | Xenon Pharmaceuticals Inc. | XENE | 15,866 | $532,304 | 0.25% |
| 50 | Canadian Natural Resources Limited | 136385101 | 16,800 | $517,440 | 0.24% |
| 51 | Solid Bioscience Inc. | SLDB | 132,000 | $488,400 | 0.23% |
| 52 | Cybin Inc | HELP | 66,880 | $424,019 | 0.20% |
| 53 | Viridian Therapeutics, Inc. | VRDN | 30,000 | $404,400 | 0.19% |
| 54 | Immunovant Inc. | IMVT | 22,443 | $383,551 | 0.18% |
| 55 | Eli Lilly & Co. | LLY | 300 | $247,773 | 0.12% |
| 56 | Vera Therapeutics, Inc. | VERA | 10,000 | $240,200 | 0.11% |
| 57 | Legacy Housing Corporation | LEGH | 6,500 | $163,930 | 0.08% |
| 58 | Johnson & Johnson | JNJ | 922 | $152,905 | 0.07% |
| 59 | The Panagram AAA CLO ETF | 81752T486 | 5,766 | $147,091 | 0.07% |
| 60 | Coca-Cola Co. | KO | 2,000 | $143,240 | 0.07% |
| 61 | Nvidia Corp | NVDA | 1,280 | $138,726 | 0.07% |
| 62 | Broadcom, Inc. | AVGO | 710 | $118,875 | 0.06% |
| 63 | Arcus Biosciences, Inc. | RCUS | 12,000 | $94,200 | 0.04% |
| 64 | Eastern Bankshares Inc | EBC | 5,000 | $82,000 | 0.04% |
| 65 | iShares Russell Mid-Cap Growth | 464287481 | 695 | $81,656 | 0.04% |
| 66 | Wave Life Science Ltd. | WVE | 10,000 | $80,800 | 0.04% |
| 67 | TotalEnergies SE - ADR | TTE | 1,200 | $77,628 | 0.04% |
| 68 | FS KKR Capital Corp. | FSK | 2,875 | $60,231 | 0.03% |
| 69 | Amazon.com Inc. | AMZN | 300 | $57,078 | 0.03% |
| 70 | FS Bancorp, Inc. | FSBW | 1,460 | $55,495 | 0.03% |
| 71 | United Rental, Inc. | URI | 78 | $48,883 | 0.02% |
| 72 | Alphabet Inc CL A | GOOG | 300 | $46,392 | 0.02% |
| 73 | Quanta Services, Inc. | 74762E102 | 176 | $44,736 | 0.02% |
| 74 | Dow Inc. | DOW | 1,206 | $42,114 | 0.02% |
| 75 | International Game Technology PLC | INTR | 2,500 | $40,650 | 0.02% |
| 76 | Danaher Corporation | 235851102 | 180 | $36,900 | 0.02% |
| 77 | Alphabet Inc-Cl C | GOOG | 220 | $34,371 | 0.02% |
| 78 | United Healthcare Corp. | UNH | 57 | $29,854 | 0.01% |
| 79 | Blackstone Group LP | BX | 210 | $29,354 | 0.01% |
| 80 | Occidental Petroleum Corporation | 674599105 | 469 | $23,150 | 0.01% |
| 81 | Thermo Fisher Scientific, Inc. | TMO | 45 | $22,392 | 0.01% |
| 82 | Arc Resources Ltd. | 00208D408 | 1,110 | $22,289 | 0.01% |
| 83 | Salesforce, Inc. | CRM | 77 | $20,664 | 0.01% |
| 84 | Kyndryl Holdings Inc. | KD | 428 | $13,439 | 0.01% |
| 85 | Starwood Property Trust, Inc. | STHO | 400 | $7,908 | 0.00% |
| 86 | Occidential Pertro Wts exp. 8/3/27 | 674599105 | 194 | $4,268 | 0.00% |
| 87 | GE HealthCare Technologies Inc | GEHC | 50 | $4,035 | 0.00% |
| 88 | Wabtec Corporation | 929740108 | 6 | $1,088 | 0.00% |