13F HOLDINGS REPORT
Knott David M Jr
Quarter ended Q4 2024 · Filed February 12, 2025 · Accession 0001104659-25-012093
Total Value
$276.5M
Positions
93
Other Managers
1
Confidential Omitted
No
Holdings (93)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Calumet, Inc. | CLMT | 3,651,361 | $80.4M | 29.08% |
| 2 | Apollo Global Management, Inc. | 03769M106 | 225,000 | $37.2M | 13.44% |
| 3 | Janus Henderson AAA CLO ETF | 47103U845 | 590,397 | $29.9M | 10.83% |
| 4 | Alphabet Inc-Cl C | GOOG | 112,000 | $21.3M | 7.71% |
| 5 | DocGo, Inc. | DCGO | 3,070,850 | $13.0M | 4.71% |
| 6 | Janus Henderson AAA CLO ETF | 471034845 | 157,932 | $8.0M | 2.90% |
| 7 | Verona Pharma PLC. | 925050106 | 159,300 | $7.4M | 2.68% |
| 8 | JPMorgan Chase & Co. | VYLD | 20,985 | $5.0M | 1.82% |
| 9 | Pfizer Inc. | PFE | 170,000 | $4.5M | 1.63% |
| 10 | Catalyst Pharmaceuticals, Inc. | CPRX | 210,000 | $4.4M | 1.58% |
| 11 | Travere Therapeutics, Inc. | TVTX | 228,000 | $4.0M | 1.44% |
| 12 | OmniAb Inc. | OABIW | 1,094,505 | $3.9M | 1.40% |
| 13 | Avadel Pharmaceuticals plc | G29687103 | 346,904 | $3.6M | 1.32% |
| 14 | Xeris Biopharma Holdings, Inc. | XERS | 1,000,000 | $3.4M | 1.23% |
| 15 | The Invesco AAA Floating Rate Note ETF | IVZ | 130,985 | $3.4M | 1.21% |
| 16 | BioCryst Pharmaceuticals, Inc. | BCRX | 440,000 | $3.3M | 1.20% |
| 17 | Ardelyx, Inc. | ARDX | 612,270 | $3.1M | 1.12% |
| 18 | Enstar Group Limited | G3075P101 | 7,500 | $2.4M | 0.87% |
| 19 | Immunovant Inc. | IMVT | 92,000 | $2.3M | 0.82% |
| 20 | CSX Corporation | CSX | 70,000 | $2.3M | 0.82% |
| 21 | Pfizer Inc. | PFE | 84,537 | $2.2M | 0.81% |
| 22 | Protagonist Therapeutics, Inc | PTGX | 52,368 | $2.0M | 0.73% |
| 23 | Inozyme Pharma, Inc. | 45790W108 | 695,000 | $1.9M | 0.70% |
| 24 | The Invesco AAA Floating Rate Note ETF | IVZ | 70,502 | $1.8M | 0.65% |
| 25 | AllianceBernstein Holding L.P. | 01881G106 | 48,000 | $1.8M | 0.64% |
| 26 | Syndax Pharmaceutical, Inc. | SNDX | 128,000 | $1.7M | 0.61% |
| 27 | Viking Therapeutics, Inc. | VKTX | 39,036 | $1.6M | 0.57% |
| 28 | The Panagram BBB-B CLO ETF | 81752T528 | 47,807 | $1.3M | 0.47% |
| 29 | Ryman Hospitality Properties, Inc. | 78377T107 | 12,000 | $1.3M | 0.45% |
| 30 | Mereo BioPharm Group PLC | MREO | 331,000 | $1.2M | 0.42% |
| 31 | aTyr Pharma, Inc. | ATYR | 308,133 | $1.1M | 0.40% |
| 32 | Collegium Pharmaceutical, Inc. | COLL | 32,927 | $943,359 | 0.34% |
| 33 | SPDR S&P Biotech ETF | 78464A870 | 10,000 | $900,600 | 0.33% |
| 34 | AbbVie Inc. | ABBV | 5,037 | $895,075 | 0.32% |
| 35 | Xenon Pharmaceuticals Inc. | XENE | 20,866 | $817,947 | 0.30% |
| 36 | Vertex Pharmaceuticals, Inc. | VRTX | 2,000 | $805,400 | 0.29% |
| 37 | Kimberly-Clark Corporation | KMB | 6,000 | $786,240 | 0.28% |
| 38 | DuPont de Nemours, Inc. | DD | 9,930 | $757,162 | 0.27% |
| 39 | Microsoft Corporation | MSFT | 1,600 | $674,400 | 0.24% |
| 40 | Corteva, Inc. | CTVA | 11,563 | $658,628 | 0.24% |
| 41 | Medtronic, Inc. | MDT | 8,000 | $639,040 | 0.23% |
| 42 | Evolus, Inc. | EOLS | 57,570 | $635,573 | 0.23% |
| 43 | Apple Inc. | AAPL | 2,494 | $624,547 | 0.23% |
| 44 | MeiraGTx Holdings plc | MGTX | 95,080 | $579,037 | 0.21% |
| 45 | Mondelez International Inc. | 609207105 | 9,000 | $537,570 | 0.19% |
| 46 | Cybin Inc | HELP | 60,446 | $533,134 | 0.19% |
| 47 | Canadian Natural Resources Limited | 136385101 | 16,800 | $518,616 | 0.19% |
| 48 | XOMA Corporation | XOMAP | 19,722 | $518,294 | 0.19% |
| 49 | Viridian Therapeutics, Inc. | VRDN | 25,000 | $479,250 | 0.17% |
| 50 | International Business Machines | INTR | 2,142 | $470,876 | 0.17% |
| 51 | BioMarin Phamaceutical Inc. | BMRN | 5,800 | $381,234 | 0.14% |
| 52 | Eli Lilly & Co. | LLY | 300 | $231,600 | 0.08% |
| 53 | Nvidia Corp | NVDA | 1,280 | $171,891 | 0.06% |
| 54 | Broadcom, Inc. | AVGO | 710 | $164,606 | 0.06% |
| 55 | Legacy Housing Corporation | LEGH | 6,500 | $160,420 | 0.06% |
| 56 | The Panagram AAA CLO ETF | 81752T486 | 5,766 | $146,802 | 0.05% |
| 57 | Johnson & Johnson | JNJ | 922 | $133,340 | 0.05% |
| 58 | Daktronics, Inc. | DAKT | 7,803 | $131,559 | 0.05% |
| 59 | Coca-Cola Co. | KO | 2,000 | $124,520 | 0.05% |
| 60 | X4 Pharmaceutials, Inc. | XFOR | 154,071 | $113,026 | 0.04% |
| 61 | iShares Russell Mid-Cap Growth | 464287481 | 695 | $88,091 | 0.03% |
| 62 | Eastern Bankshares Inc | EBC | 5,000 | $86,250 | 0.03% |
| 63 | Leap Therapeutics, Inc. | CYPH | 23,626 | $67,925 | 0.02% |
| 64 | Amazon.com Inc. | AMZN | 300 | $65,817 | 0.02% |
| 65 | TotalEnergies SE - ADR | TTE | 1,200 | $65,400 | 0.02% |
| 66 | FS KKR Capital Corp. | FSK | 2,875 | $62,445 | 0.02% |
| 67 | FS Bancorp, Inc. | FSBW | 1,460 | $59,948 | 0.02% |
| 68 | Alphabet Inc CL A | GOOG | 300 | $56,790 | 0.02% |
| 69 | Quanta Services, Inc. | 74762E102 | 176 | $55,625 | 0.02% |
| 70 | United Rental, Inc. | URI | 78 | $54,946 | 0.02% |
| 71 | South State Corporation | SSB | 534 | $53,122 | 0.02% |
| 72 | Occidental Petroleum Corporation | 674599105 | 1,055 | $52,128 | 0.02% |
| 73 | Dow Inc. | DOW | 1,206 | $48,397 | 0.02% |
| 74 | Kenvue, Inc. | KVUE | 2,235 | $47,717 | 0.02% |
| 75 | Roivant Science Ltd. | ROIV | 4,005 | $47,379 | 0.02% |
| 76 | International Game Technology PLC | INTR | 2,500 | $44,150 | 0.02% |
| 77 | Alphabet Inc-Cl C | GOOG | 220 | $41,897 | 0.02% |
| 78 | Danaher Corporation | 235851102 | 180 | $41,319 | 0.01% |
| 79 | Blackstone Group LP | BX | 210 | $36,208 | 0.01% |
| 80 | Home Depot Inc. | HD | 80 | $31,119 | 0.01% |
| 81 | Chipotle Mexican Grill, Inc. | CMG | 500 | $30,150 | 0.01% |
| 82 | Linde PLC | LIN | 70 | $29,307 | 0.01% |
| 83 | Arc Resources Ltd. | 03940R107 | 1,110 | $28,938 | 0.01% |
| 84 | United Healthcare Corp. | UNH | 57 | $28,834 | 0.01% |
| 85 | Salesforce, Inc. | CRM | 77 | $25,743 | 0.01% |
| 86 | GE Aerospace | 369604301 | 150 | $25,018 | 0.01% |
| 87 | Thermo Fisher Scientific, Inc. | TMO | 45 | $23,410 | 0.01% |
| 88 | Adobe | ADBE | 35 | $15,564 | 0.01% |
| 89 | Kyndryl Holdings Inc. | KD | 428 | $14,809 | 0.01% |
| 90 | Starwood Property Trust, Inc. | STHO | 400 | $7,580 | 0.00% |
| 91 | Occidential Pertro Wts exp. 8/3/27 | 674599105 | 194 | $4,268 | 0.00% |
| 92 | GE HealthCare Technologies Inc | GEHC | 50 | $3,909 | 0.00% |
| 93 | Wabtec Corporation | 929740108 | 6 | $1,138 | 0.00% |