13F HOLDINGS REPORT
Knott David M Jr
Quarter ended Q3 2024 · Filed November 13, 2024 · Accession 0001104659-24-117555
Total Value
$284,570
Positions
99
Other Managers
1
Confidential Omitted
No
Holdings (99)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Calumet Specialty Products Partners, LP | CLMT | 4,325,000 | $77,072 | 27.08% |
| 2 | Apollo Global Management, Inc. | 03769M106 | 225,000 | $28,105 | 9.88% |
| 3 | Alphabet Inc-Cl C | GOOG | 112,000 | $18,725 | 6.58% |
| 4 | AllianceBernstein Holding L.P. | 01881G106 | 48,000 | $16,747 | 5.89% |
| 5 | DocGo, Inc. | DCGO | 3,070,850 | $10,195 | 3.58% |
| 6 | AbbVie Inc. | ABBV | 5,037 | $9,947 | 3.50% |
| 7 | The Panagram BBB-B CLO ETF | 81752T528 | 288,789 | $7,763 | 2.73% |
| 8 | The Panagram BBB-B CLO ETF | 81752T528 | 254,079 | $6,830 | 2.40% |
| 9 | Apple Inc. | AAPL | 2,494 | $5,809 | 2.04% |
| 10 | Medical Facilities Corp | 58457V503 | 534,207 | $5,328 | 1.87% |
| 11 | Verona Pharma PLC. | 925050106 | 180,000 | $5,179 | 1.82% |
| 12 | OmniAB, Inc. | OABIW | 1,148,505 | $4,858 | 1.71% |
| 13 | Ardelyx, Inc. | ARDX | 682,867 | $4,705 | 1.65% |
| 14 | JPMorgan Chase & Co. | VYLD | 20,985 | $4,425 | 1.55% |
| 15 | Avadel Pharmaceuticals plc | 05337M104 | 332,000 | $4,354 | 1.53% |
| 16 | Catalyst Pharmaceuticals, Inc. | CPRX | 212,000 | $4,215 | 1.48% |
| 17 | Pfizer Inc. | PFE | 140,000 | $4,052 | 1.42% |
| 18 | Travere Therapeutics, Inc. | TVTX | 258,231 | $3,613 | 1.27% |
| 19 | The Invesco AAA Floating Rate Note ETF | IVZ | 118,385 | $3,035 | 1.07% |
| 20 | Inozyme Pharma, Inc. | 45790W108 | 564,549 | $2,953 | 1.04% |
| 21 | BioCryst Pharmaceuticals Inc. | BCRX | 382,000 | $2,903 | 1.02% |
| 22 | Xeris Biopharma Holdings, Inc. | XERS | 1,000,000 | $2,850 | 1.00% |
| 23 | Janus Henderson AAA CLO ETF | 47103U845 | 53,397 | $2,717 | 0.95% |
| 24 | GSK plc | GLAXF | 65,000 | $2,657 | 0.93% |
| 25 | Immunovant Inc. | IMVT | 92,000 | $2,623 | 0.92% |
| 26 | Viking Therapeutics, Inc. | VKTX | 39,036 | $2,471 | 0.87% |
| 27 | Pfizer Inc. | PFE | 84,537 | $2,447 | 0.86% |
| 28 | CSX Corporation | CSX | 70,000 | $2,417 | 0.85% |
| 29 | Enstar Group Limited | G3075P101 | 7,500 | $2,412 | 0.85% |
| 30 | BioMarin Pharmaceuticals Inc. | BMRN | 34,000 | $2,390 | 0.84% |
| 31 | Protagonist Therapeutics, Inc | PTGX | 52,368 | $2,357 | 0.83% |
| 32 | Syndax Pharmaceutical, Inc. | SNDX | 122,144 | $2,351 | 0.83% |
| 33 | Digimarc Corporation | DMRC | 83,557 | $2,246 | 0.79% |
| 34 | The Invesco AAA Floating Rate Note ETF | IVZ | 70,502 | $1,808 | 0.64% |
| 35 | Janus Henderson AAA CLO ETF | 47103U845 | 31,432 | $1,599 | 0.56% |
| 36 | Mereo BioPharm Group PLC | MREO | 331,000 | $1,360 | 0.48% |
| 37 | Ryman Hospitality Properties, Inc. | 78377T107 | 12,000 | $1,287 | 0.45% |
| 38 | SPDR S&P Biotech ETF | 78464A870 | 10,000 | $988 | 0.35% |
| 39 | Evolus, Inc. | EOLS | 57,570 | $933 | 0.33% |
| 40 | Vertex Pharmaceuticals, Inc. | VRTX | 2,000 | $930 | 0.33% |
| 41 | DuPont de Nemours, Inc. | DD | 9,930 | $885 | 0.31% |
| 42 | Kimberly-Clark Corporation | KMB | 6,000 | $854 | 0.30% |
| 43 | Ironwood Pharmaceuticalss, Inc. | IRWD | 207,033 | $853 | 0.30% |
| 44 | Xenon Pharmaceuticals Inc. | XENE | 20,866 | $821 | 0.29% |
| 45 | Lexicon Pharmaceuticals Inc. | LXRX | 500,000 | $785 | 0.28% |
| 46 | Roivant Science Ltd. | ROIV | 61,583 | $711 | 0.25% |
| 47 | Microsoft Corporation | MSFT | 1,600 | $688 | 0.24% |
| 48 | Corteva, Inc. | CTVA | 11,563 | $680 | 0.24% |
| 49 | Mondelez International, Inc. | 609207105 | 9,000 | $663 | 0.23% |
| 50 | Zimvie Inc. | 98888T107 | 35,750 | $567 | 0.20% |
| 51 | Amazon.com Inc. | AMZN | 300 | $559 | 0.20% |
| 52 | Canadian Natural Resources Limited | 136385101 | 16,800 | $558 | 0.20% |
| 53 | XOMA Corporation | XOMAP | 19,722 | $522 | 0.18% |
| 54 | Alphabet Inc CL A | GOOG | 300 | $497 | 0.17% |
| 55 | International Business Machines | INTR | 2,142 | $474 | 0.17% |
| 56 | Editas Medicine, Inc. | EDIT | 135,853 | $463 | 0.16% |
| 57 | Kura Oncology Inc. | KURA | 19,000 | $371 | 0.13% |
| 58 | Alphabet Inc-Cl C | GOOG | 220 | $368 | 0.13% |
| 59 | The Panagram AAA CLO ETF | 81752T486 | 13,806 | $353 | 0.12% |
| 60 | Eli Lilly & Co. | LLY | 300 | $266 | 0.09% |
| 61 | aTyr Pharma, Inc. | ATYR | 107,174 | $189 | 0.07% |
| 62 | Arc Resources Ltd. | 03940R107 | 1,110 | $187 | 0.07% |
| 63 | Adobe | ADBE | 35 | $181 | 0.06% |
| 64 | Legacy Housing Corporation | LEGH | 6,500 | $178 | 0.06% |
| 65 | Leap Therapeutics, Inc. | CYPH | 65,328 | $168 | 0.06% |
| 66 | Revance Therapeutics Inc. | 761330109 | 31,355 | $163 | 0.06% |
| 67 | Nvidia Corp | NVDA | 1,280 | $155 | 0.05% |
| 68 | Johnson & Johnson | JNJ | 922 | $149 | 0.05% |
| 69 | The Panagram AAA CLO ETF | 81752T486 | 5,766 | $147 | 0.05% |
| 70 | Coca-Cola Co. | KO | 2,000 | $144 | 0.05% |
| 71 | Broadcom, Inc. | AVGO | 710 | $122 | 0.04% |
| 72 | X4 Pharmaceutials, Inc. | XFOR | 154,071 | $103 | 0.04% |
| 73 | iShares Russell Mid-Cap Growth | 464287481 | 695 | $82 | 0.03% |
| 74 | Eastern Bankshares Inc | EBC | 5,000 | $82 | 0.03% |
| 75 | TotalEnergies SE - ADR | TTE | 1,200 | $78 | 0.03% |
| 76 | Dow Inc. | DOW | 1,206 | $66 | 0.02% |
| 77 | FS Bancorp, Inc. | FSBW | 1,460 | $65 | 0.02% |
| 78 | United Rental, Inc. | URI | 78 | $63 | 0.02% |
| 79 | FS KKR Capital Corp. | FSK | 2,875 | $57 | 0.02% |
| 80 | Occidental Petroleum Corporation | 674599105 | 1,055 | $54 | 0.02% |
| 81 | International Game Technology PLC | INTR | 2,500 | $53 | 0.02% |
| 82 | Kenvue, Inc. | KVUE | 2,235 | $52 | 0.02% |
| 83 | Quanta Services, Inc. | 74762E102 | 176 | $52 | 0.02% |
| 84 | South State Corporation | SSB | 534 | $52 | 0.02% |
| 85 | Danaher Corporation | 235851102 | 180 | $50 | 0.02% |
| 86 | Linde PLC | LIN | 70 | $33 | 0.01% |
| 87 | United Healthcare Corp. | UNH | 57 | $33 | 0.01% |
| 88 | Blackstone Group LP | BX | 210 | $32 | 0.01% |
| 89 | Home Depot Inc. | HD | 80 | $32 | 0.01% |
| 90 | Chipotle Mexican Grill, Inc. | CMG | 500 | $29 | 0.01% |
| 91 | General Electric Company | 369604301 | 150 | $28 | 0.01% |
| 92 | Thermo Fisher Scientific, Inc. | TMO | 45 | $28 | 0.01% |
| 93 | Salesforce, Inc. | CRM | 77 | $21 | 0.01% |
| 94 | MeiraGTx Holdings PLC | MGTX | 4,703 | $20 | 0.01% |
| 95 | Kyndryl Holdings Inc. | KD | 428 | $10 | 0.00% |
| 96 | Starwood Property Trust, Inc. | STHO | 400 | $8 | 0.00% |
| 97 | GE HealthCare Technologies Inc | GEHC | 50 | $5 | 0.00% |
| 98 | Occidential Pertro Wts exp. 8/3/27 | 674599105 | 194 | $4 | 0.00% |
| 99 | Wabtec Corporation | 929740108 | 6 | $1 | 0.00% |