13F HOLDINGS REPORT
Knott David M Jr
Quarter ended Q2 2024 · Filed August 12, 2024 · Accession 0001104659-24-088269
Total Value
$250,627
Positions
106
Other Managers
1
Confidential Omitted
No
Holdings (106)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Calumet Specialty Products Partners, LP | 131476103 | 4,325,000 | $69,416 | 27.70% |
| 2 | Apollo Global Management, Inc. | 03769M106 | 225,000 | $26,566 | 10.60% |
| 3 | Alphabet Inc-Cl C | GOOG | 112,000 | $20,543 | 8.20% |
| 4 | DocGo, Inc. | DCGO | 3,070,850 | $9,489 | 3.79% |
| 5 | The Panagram BBB-B CLO ETF | 81752T528 | 288,789 | $7,780 | 3.10% |
| 6 | The Panagram BBB-B CLO ETF | 81752T528 | 254,079 | $6,845 | 2.73% |
| 7 | Ardelyx, Inc. | ARDX | 772,867 | $5,727 | 2.29% |
| 8 | Medical Facilities Corp | 58457V503 | 534,207 | $4,939 | 1.97% |
| 9 | Avadel Pharmaceuticals plc | 05337M104 | 333,000 | $4,682 | 1.87% |
| 10 | Pfizer Inc. | PFE | 155,000 | $4,337 | 1.73% |
| 11 | JPMorgan Chase & Co. | VYLD | 20,985 | $4,244 | 1.69% |
| 12 | OmniAb Inc. | OABIW | 1,118,505 | $4,194 | 1.67% |
| 13 | Viking Therapeutics, Inc. | VKTX | 76,036 | $4,031 | 1.61% |
| 14 | Ligand Pharmaceuticals Incorporated | LGNZZ | 45,000 | $3,792 | 1.51% |
| 15 | Ligand Pharmaceuticals Incorporated | LGNZZ | 40,000 | $3,370 | 1.34% |
| 16 | Catalyst Pharmaceuticals, Inc. | CPRX | 212,000 | $3,284 | 1.31% |
| 17 | The Invesco AAA Floating Rate Note ETF | IVZ | 119,368 | $3,065 | 1.22% |
| 18 | The Invesco AAA Floating Rate Note ETF | IVZ | 118,385 | $3,040 | 1.21% |
| 19 | Verona Pharma PLC. | 925050106 | 203,000 | $2,935 | 1.17% |
| 20 | Janus Henderson AAA CLO ETF | 47103U845 | 53,397 | $2,717 | 1.08% |
| 21 | Pfizer Inc. | PFE | 93,737 | $2,623 | 1.05% |
| 22 | Digimarc Corporation | DMRC | 83,557 | $2,591 | 1.03% |
| 23 | Inozyme Pharma, Inc. | 45790W108 | 564,549 | $2,518 | 1.00% |
| 24 | GSK plc | GLAXF | 65,000 | $2,503 | 1.00% |
| 25 | Immunovant Inc. | IMVT | 91,500 | $2,416 | 0.96% |
| 26 | Ironwood Pharmaceuticalss, Inc. | IRWD | 370,000 | $2,412 | 0.96% |
| 27 | CSX Corporation | CSX | 70,000 | $2,342 | 0.93% |
| 28 | Enstar Group Limited | G3075P101 | 7,500 | $2,293 | 0.91% |
| 29 | Travere Therapeutics, Inc. | TVTX | 265,966 | $2,186 | 0.87% |
| 30 | Syndax Pharmaceutical, Inc. | SNDX | 103,826 | $2,132 | 0.85% |
| 31 | Luckin Coffee, Inc | LKNCY | 100,000 | $2,110 | 0.84% |
| 32 | BioCryst Pharmaceuticals, Inc. | BCRX | 314,307 | $1,942 | 0.77% |
| 33 | Xeris Biopharma Holdings, Inc. | XERS | 820,000 | $1,845 | 0.74% |
| 34 | Protagonist Therapeutics, Inc | PTGX | 52,368 | $1,815 | 0.72% |
| 35 | AllianceBernstein Holding L.P. | 01881G106 | 49,000 | $1,656 | 0.66% |
| 36 | Janus Henderson AAA CLO ETF | 471034845 | 31,432 | $1,599 | 0.64% |
| 37 | Vertex Pharmaceuticals, Inc. | VRTX | 3,000 | $1,406 | 0.56% |
| 38 | SPDR S&P Biotech ETF | 78464A870 | 14,000 | $1,298 | 0.52% |
| 39 | Ryman Hospitality Properties, Inc. | 78377T107 | 12,000 | $1,198 | 0.48% |
| 40 | Evolus, Inc. | EOLS | 108,682 | $1,179 | 0.47% |
| 41 | Mondelez International Inc. | 609207105 | 14,000 | $916 | 0.37% |
| 42 | AbbVie Inc. | ABBV | 5,037 | $864 | 0.34% |
| 43 | Mereo BioPharm Group PLC | MREO | 236,000 | $850 | 0.34% |
| 44 | Kimberly-Clark Corporation | KMB | 6,000 | $829 | 0.33% |
| 45 | Editas Medicine, Inc. | EDIT | 177,000 | $827 | 0.33% |
| 46 | Xenon Pharmaceuticals Inc. | XENE | 20,866 | $814 | 0.32% |
| 47 | DuPont de Nemours, Inc. | DD | 9,930 | $799 | 0.32% |
| 48 | Microsoft Corporation | MSFT | 1,600 | $715 | 0.29% |
| 49 | Roivant Science Ltd. | ROIV | 63,000 | $666 | 0.27% |
| 50 | Corteva, Inc. | CTVA | 11,563 | $624 | 0.25% |
| 51 | Canadian Natural Resources Limited | 136385101 | 16,800 | $598 | 0.24% |
| 52 | Dow Inc. | DOW | 11,136 | $591 | 0.24% |
| 53 | Bridgebio Pharma, Inc. | BBIO | 21,000 | $532 | 0.21% |
| 54 | Apple Inc. | AAPL | 2,494 | $525 | 0.21% |
| 55 | Coca-Cola Co. | KO | 7,600 | $484 | 0.19% |
| 56 | XOMA Corporation | XOMAP | 19,722 | $467 | 0.19% |
| 57 | Crinetics Pharmaceuticals, Inc. | CRNX | 8,426 | $377 | 0.15% |
| 58 | International Business Machines | INTR | 2,142 | $370 | 0.15% |
| 59 | The Panagram AAA CLO ETF | 81752T486 | 13,806 | $353 | 0.14% |
| 60 | Conagra Brands, Inc. | CAG | 10,000 | $284 | 0.11% |
| 61 | Eli Lilly & Co. | LLY | 300 | $272 | 0.11% |
| 62 | Leap Therapeutics, Inc. | CYPH | 114,355 | $224 | 0.09% |
| 63 | Kura Oncology, Inc. | KURA | 10,000 | $206 | 0.08% |
| 64 | FS Bancorp, Inc. | FSBW | 4,380 | $160 | 0.06% |
| 65 | Nvidia Corp | NVDA | 1,280 | $158 | 0.06% |
| 66 | International Game Technology PLC | INTR | 7,500 | $153 | 0.06% |
| 67 | Legacy Housing Corporation | LEGH | 6,500 | $149 | 0.06% |
| 68 | The Panagram AAA CLO ETF | 81752T486 | 5,766 | $147 | 0.06% |
| 69 | Johnson & Johnson | JNJ | 922 | $135 | 0.05% |
| 70 | F.N.B. Corporation | 302520101 | 8,905 | $122 | 0.05% |
| 71 | Broadcom, Inc. | AVGO | 71 | $114 | 0.05% |
| 72 | TotalEnergies SE - ADR | TTE | 1,600 | $107 | 0.04% |
| 73 | X4 Pharmaceutials, Inc. | XFOR | 180,993 | $105 | 0.04% |
| 74 | iShares Russell Mid-Cap Growth | 464287481 | 695 | $77 | 0.03% |
| 75 | Eastern Bankshares Inc | EBC | 5,000 | $70 | 0.03% |
| 76 | Occidental Petroleum Corporation | 674599105 | 1,055 | $67 | 0.03% |
| 77 | Amazon.com Inc. | AMZN | 300 | $58 | 0.02% |
| 78 | FS KKR Capital Corp. | FSK | 2,875 | $57 | 0.02% |
| 79 | Alphabet Inc CL A | GOOG | 300 | $55 | 0.02% |
| 80 | United Rental, Inc. | URI | 78 | $50 | 0.02% |
| 81 | Quanta Services, Inc. | 74762E102 | 176 | $45 | 0.02% |
| 82 | Danaher Corporation | 235851102 | 180 | $45 | 0.02% |
| 83 | South State Corporation | SSB | 534 | $41 | 0.02% |
| 84 | Kenvue, Inc. | KVUE | 2,235 | $41 | 0.02% |
| 85 | Alphabet Inc-Cl C | GOOG | 220 | $40 | 0.02% |
| 86 | Heritage NOLA Bancorp, Inc. | 42727P108 | 3,000 | $34 | 0.01% |
| 87 | Linde PLC | LIN | 70 | $31 | 0.01% |
| 88 | Chipotle Mexican Grill, Inc. | CMG | 500 | $31 | 0.01% |
| 89 | Arc Resources Ltd. | 03940R107 | 1,229 | $30 | 0.01% |
| 90 | United Healthcare Corp. | UNH | 57 | $29 | 0.01% |
| 91 | Home Depot Inc. | HD | 80 | $28 | 0.01% |
| 92 | Blackstone Group LP | BX | 210 | $26 | 0.01% |
| 93 | Thermo Fisher Scientific, Inc. | TMO | 45 | $25 | 0.01% |
| 94 | General Electric Company | GE | 150 | $24 | 0.01% |
| 95 | Valley National Bancorp | 919794107 | 3,200 | $22 | 0.01% |
| 96 | Salesforce, Inc. | CRM | 77 | $20 | 0.01% |
| 97 | Adobe | ADBE | 35 | $19 | 0.01% |
| 98 | Ovid Therapeutics Inc. | OVID | 20,000 | $15 | 0.01% |
| 99 | Kyndryl Holdings Inc. | KD | 428 | $11 | 0.00% |
| 100 | The Kraft Heinz Company | KHC | 333 | $11 | 0.00% |
| 101 | Starwood Property Trust, Inc. | STHO | 400 | $8 | 0.00% |
| 102 | GE Vernova Inc. | GEV | 37 | $6 | 0.00% |
| 103 | The Chemours Company | CC | 240 | $5 | 0.00% |
| 104 | GE HealthCare Technologies Inc | GEHC | 50 | $4 | 0.00% |
| 105 | Occidential Pertro Wts exp. 8/3/27 | 674599105 | 194 | $4 | 0.00% |
| 106 | Wabtec Corporation | 929740108 | 6 | $1 | 0.00% |