13F HOLDINGS REPORT
Knott David M Jr
Quarter ended Q1 2024 · Filed May 14, 2024 · Accession 0001104659-24-061106
Total Value
$282,751
Positions
114
Other Managers
1
Confidential Omitted
No
Holdings (114)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Calumet Specialty Products Partners, LP | 131476103 | 4,325,000 | $64,270 | 22.73% |
| 2 | Apollo Global Management, Inc. | 03769M106 | 225,000 | $25,301 | 8.95% |
| 3 | Alphabet Inc-Cl C | GOOG | 112,000 | $17,053 | 6.03% |
| 4 | FTAI Aviation Ltd. | FTAIN | 250,000 | $16,825 | 5.95% |
| 5 | The Panagram BBB-B CLO ETF | 81752T528 | 595,079 | $15,945 | 5.64% |
| 6 | Viking Therapeutics, Inc. | VKTX | 101,436 | $8,318 | 2.94% |
| 7 | DocGo, Inc. | DCGO | 1,925,000 | $7,777 | 2.75% |
| 8 | Ardelyx, Inc. | ARDX | 825,000 | $6,023 | 2.13% |
| 9 | OmniAb Inc. | OABIW | 1,103,505 | $5,981 | 2.12% |
| 10 | The Invesco AAA Floating Rate Note ETF | IVZ | 225,536 | $5,776 | 2.04% |
| 11 | Avadel Pharmaceuticals plc | 05337M104 | 333,000 | $5,624 | 1.99% |
| 12 | Ligand Pharmaceuticals Incorporated | LGNZZ | 75,000 | $5,483 | 1.94% |
| 13 | Westrock Coffee Company | WEST | 473,597 | $4,892 | 1.73% |
| 14 | Janus Henderson AAA CLO ETF | 47103U845 | 93,647 | $4,752 | 1.68% |
| 15 | Inozyme Pharma, Inc. | 45790W108 | 564,549 | $4,324 | 1.53% |
| 16 | JPMorgan Chase & Co. | VYLD | 20,985 | $4,203 | 1.49% |
| 17 | Pfizer Inc. | PFE | 150,000 | $4,163 | 1.47% |
| 18 | Medical Facilities Corp | 58457V503 | 534,207 | $4,082 | 1.44% |
| 19 | The Panagram BBB-B CLO ETF | 81752T528 | 124,289 | $3,330 | 1.18% |
| 20 | Catalyst Pharmaceuticals, Inc. | CPRX | 187,852 | $2,994 | 1.06% |
| 21 | Ligand Pharmaceuticals Incorporated | LGNZZ | 40,000 | $2,924 | 1.03% |
| 22 | GSK plc | GLAXF | 65,000 | $2,787 | 0.99% |
| 23 | Immunovant Inc. | IMVT | 85,300 | $2,756 | 0.97% |
| 24 | Pfizer Inc. | PFE | 97,537 | $2,707 | 0.96% |
| 25 | CSX Corporation | CSX | 70,000 | $2,595 | 0.92% |
| 26 | Luckin Coffee, Inc | LKNCY | 100,000 | $2,444 | 0.86% |
| 27 | Ironwood Pharmaceuticalss, Inc. | IRWD | 276,000 | $2,404 | 0.85% |
| 28 | Enstar Group Limited | G3075P101 | 7,500 | $2,331 | 0.82% |
| 29 | Digimarc Corporation | DMRC | 83,557 | $2,271 | 0.80% |
| 30 | Sanofi | SNYNF | 45,000 | $2,187 | 0.77% |
| 31 | The Invesco AAA Floating Rate Note ETF | IVZ | 81,483 | $2,087 | 0.74% |
| 32 | The Panagram AAA CLO ETF | 81752T486 | 77,316 | $1,972 | 0.70% |
| 33 | Cenovus Energy Inc. | CVE | 95,000 | $1,899 | 0.67% |
| 34 | Verona Pharma PLC. | 925050106 | 115,000 | $1,850 | 0.65% |
| 35 | Travere Therapeutics, Inc. | TVTX | 230,966 | $1,781 | 0.63% |
| 36 | AllianceBernstein Holding L.P. | 01881G106 | 49,000 | $1,702 | 0.60% |
| 37 | Janus Henderson AAA CLO ETF | 47103U845 | 31,432 | $1,595 | 0.56% |
| 38 | Syndax Pharmaceutical, Inc. | SNDX | 65,475 | $1,558 | 0.55% |
| 39 | SPDR S&P Biotech ETF | 78464A870 | 16,000 | $1,518 | 0.54% |
| 40 | Protagonist Therapeutics, Inc | PTGX | 52,368 | $1,515 | 0.54% |
| 41 | Ryman Hospitality Properties, Inc. | 78377T107 | 12,000 | $1,387 | 0.49% |
| 42 | Xeris Biopharma Holdings, Inc. | XERS | 600,000 | $1,326 | 0.47% |
| 43 | Vertex Pharmaceuticals, Inc. | VRTX | 3,000 | $1,254 | 0.44% |
| 44 | Syros Pharmaceutical, Inc | 87184Q206 | 233,000 | $1,247 | 0.44% |
| 45 | Evolus, Inc. | EOLS | 80,000 | $1,120 | 0.40% |
| 46 | Editas Medicine, Inc. | EDIT | 140,000 | $1,039 | 0.37% |
| 47 | Xenon Pharmaceuticals Inc. | XENE | 23,866 | $1,027 | 0.36% |
| 48 | Mondelez International Inc. | 609207105 | 14,000 | $980 | 0.35% |
| 49 | Madrigal Pharmaaceuticals, Inc. | MDGL | 3,584 | $957 | 0.34% |
| 50 | AbbVie Inc. | ABBV | 5,037 | $917 | 0.32% |
| 51 | Kimberly-Clark Corporation | KMB | 6,000 | $776 | 0.27% |
| 52 | DuPont de Nemours, Inc. | DD | 9,930 | $761 | 0.27% |
| 53 | Microsoft Corporation | MSFT | 1,600 | $673 | 0.24% |
| 54 | Corteva, Inc. | CTVA | 11,563 | $667 | 0.24% |
| 55 | Dow Inc. | DOW | 11,136 | $645 | 0.23% |
| 56 | Canadian Natural Resources Limited | 136385101 | 8,400 | $641 | 0.23% |
| 57 | Roivant Science Ltd. | ROIV | 53,200 | $561 | 0.20% |
| 58 | Bridgebio Pharma, Inc. | BBIO | 16,000 | $495 | 0.18% |
| 59 | XOMA Corporation | XOMAP | 19,722 | $474 | 0.17% |
| 60 | Coca-Cola Co. | KO | 7,600 | $465 | 0.16% |
| 61 | Apple Inc. | AAPL | 2,494 | $428 | 0.15% |
| 62 | International Business Machines | INTR | 2,142 | $409 | 0.14% |
| 63 | The Panagram AAA CLO ETF | 81752T486 | 15,640 | $399 | 0.14% |
| 64 | Cytokinetics, Incorporated | CYTK | 5,000 | $351 | 0.12% |
| 65 | Leap Therapeutics, Inc. | CYPH | 114,355 | $304 | 0.11% |
| 66 | Conagra Brands, Inc. | CAG | 10,000 | $296 | 0.10% |
| 67 | Coherus Biosciences, Inc. | CHRS | 106,185 | $254 | 0.09% |
| 68 | X4 Pharmaceutials, Inc. | XFOR | 180,993 | $252 | 0.09% |
| 69 | Eli Lilly & Co. | LLY | 300 | $233 | 0.08% |
| 70 | International Game Technology PLC | INTR | 7,500 | $169 | 0.06% |
| 71 | Kiwetinohk Energy Corp. | 49836K102 | 17,700 | $155 | 0.05% |
| 72 | FS Bancorp, Inc. | FSBW | 4,380 | $152 | 0.05% |
| 73 | Johnson & Johnson | JNJ | 922 | $146 | 0.05% |
| 74 | Legacy Housing Corporation | LEGH | 6,500 | $140 | 0.05% |
| 75 | F.N.B. Corporation | 302520101 | 8,905 | $126 | 0.04% |
| 76 | Nvidia Corp | NVDA | 128 | $116 | 0.04% |
| 77 | TotalEnergies SE - ADR | TTE | 1,600 | $110 | 0.04% |
| 78 | Mereo BioPharm Group PLC | MREO | 30,000 | $99 | 0.04% |
| 79 | Broadcom, Inc. | AVGO | 71 | $94 | 0.03% |
| 80 | iShares Russell Mid-Cap Growth | 464287481 | 695 | $79 | 0.03% |
| 81 | Eastern Bankshares Inc | EBC | 5,000 | $69 | 0.02% |
| 82 | Occidental Petroleum Corporation | 674599105 | 1,055 | $69 | 0.02% |
| 83 | United Rental, Inc. | URI | 78 | $56 | 0.02% |
| 84 | FS KKR Capital Corp. | FSK | 2,875 | $55 | 0.02% |
| 85 | Amazon.com Inc. | AMZN | 300 | $54 | 0.02% |
| 86 | Kenvue, Inc. | KVUE | 2,235 | $48 | 0.02% |
| 87 | Quanta Services, Inc. | 74762E102 | 176 | $46 | 0.02% |
| 88 | South State Corporation | SSB | 534 | $45 | 0.02% |
| 89 | Danaher Corporation | 235851102 | 180 | $45 | 0.02% |
| 90 | Alphabet Inc CL A | GOOG | 300 | $45 | 0.02% |
| 91 | Heritage NOLA Bancorp, Inc. | 42727P108 | 3,000 | $42 | 0.01% |
| 92 | Alphabet Inc-Cl C | GOOG | 220 | $33 | 0.01% |
| 93 | Linde PLC | LIN | 70 | $33 | 0.01% |
| 94 | Home Depot Inc. | HD | 80 | $31 | 0.01% |
| 95 | Equinix Inc | EQIX | 37 | $31 | 0.01% |
| 96 | Chipotle Mexican Grill, Inc. | CMG | 10 | $29 | 0.01% |
| 97 | Arc Resources Ltd. | 03940R107 | 1,229 | $29 | 0.01% |
| 98 | United Healthcare Corp. | UNH | 57 | $28 | 0.01% |
| 99 | Blackstone Group LP | BX | 210 | $28 | 0.01% |
| 100 | Thermo Fisher Scientific, Inc. | TMO | 45 | $26 | 0.01% |
| 101 | Blackrock, Inc. | BLK | 31 | $26 | 0.01% |
| 102 | General Electric Company | 369604301 | 150 | $26 | 0.01% |
| 103 | Valley National Bancorp | 919794107 | 3,200 | $25 | 0.01% |
| 104 | Salesforce, Inc. | CRM | 77 | $23 | 0.01% |
| 105 | Adobe | ADBE | 35 | $18 | 0.01% |
| 106 | Lululemon Athletica Inc. | LULU | 39 | $15 | 0.01% |
| 107 | The Kraft Heinz Company | KHC | 333 | $12 | 0.00% |
| 108 | Kyndryl Holdings Inc. | KD | 428 | $9 | 0.00% |
| 109 | FaZe Holdings Inc. | 31423J102 | 667 | $8 | 0.00% |
| 110 | Starwood Property Trust, Inc. | STHO | 400 | $8 | 0.00% |
| 111 | The Chemours Company | CC | 240 | $6 | 0.00% |
| 112 | GE HealthCare Technologies Inc | GEHC | 50 | $5 | 0.00% |
| 113 | Occidential Pertro Wts exp. 8/3/27 | 674599105 | 194 | $4 | 0.00% |
| 114 | Wabtec Corporation | 929740108 | 6 | $1 | 0.00% |