13F HOLDINGS REPORT
Knott David M Jr
Quarter ended Q4 2023 · Filed November 13, 2023 · Accession 0001104659-23-116961
Total Value
$261,929
Positions
135
Other Managers
1
Confidential Omitted
No
Holdings (135)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Calumet Specialty Products Partners, LP | 131476103 | 4,325,000 | $82,608 | 31.54% |
| 2 | Apollo Global Management, Inc. | 03769M106 | 225,000 | $20,196 | 7.71% |
| 3 | FTAI Aviation Ltd. | FTAIN | 425,000 | $15,109 | 5.77% |
| 4 | Alphabet Inc-Cl C | GOOG | 112,000 | $14,767 | 5.64% |
| 5 | DocGo, Inc. | DCGO | 1,925,000 | $10,260 | 3.92% |
| 6 | Midwest Holding Inc. | 59833J206 | 390,241 | $10,205 | 3.90% |
| 7 | Ardelyx, Inc. | ARDX | 1,500,000 | $6,120 | 2.34% |
| 8 | Coliseum Acquisition Corp. Wts | G2263T107 | 495,000 | $5,693 | 2.17% |
| 9 | OmniAb Inc. | OABIW | 1,086,505 | $5,639 | 2.15% |
| 10 | CALLS/Calumet Specialty Product @20 ex1/24 | 131476903 | 251,000 | $4,794 | 1.83% |
| 11 | Ligand Pharmaceuticals Incorporated | LGNZZ | 75,000 | $4,494 | 1.72% |
| 12 | Franklin BSP Realty Trust, Inc. | 35243J101 | 327,524 | $4,336 | 1.66% |
| 13 | Seagen Inc. | SE | 18,000 | $3,819 | 1.46% |
| 14 | Pfizer Inc. | PFE | 97,537 | $3,235 | 1.24% |
| 15 | The Panagram BBB-B CLO ETF | 81752T528 | 121,032 | $3,164 | 1.21% |
| 16 | JPMorgan Chase & Co. | VYLD | 20,985 | $3,043 | 1.16% |
| 17 | Sanofi | SNYNF | 56,000 | $3,004 | 1.15% |
| 18 | Jazz Pharmaceuticals PLC | JAZZ | 22,411 | $2,901 | 1.11% |
| 19 | Ligand Pharmaceuticals Incorporated | LGNZZ | 40,000 | $2,397 | 0.92% |
| 20 | Coherus Biosciences, Inc. | CHRS | 630,000 | $2,356 | 0.90% |
| 21 | GSK plc | GLAXF | 65,000 | $2,356 | 0.90% |
| 22 | MorphoSys AG | 617760202 | 345,000 | $2,318 | 0.88% |
| 23 | Avadel Pharmaceuticals plc | 05337M104 | 221,850 | $2,285 | 0.87% |
| 24 | Madrigal Pharmaaceuticals, Inc. | MDGL | 15,000 | $2,191 | 0.84% |
| 25 | CSX Corporation | CSX | 70,000 | $2,153 | 0.82% |
| 26 | Viking Therapeutics, Inc. | VKTX | 185,555 | $2,054 | 0.78% |
| 27 | United Therapeutics Corporation | UTHR | 8,949 | $2,021 | 0.77% |
| 28 | The Invesco AAA Floating Rate Note ETF | IVZ | 77,377 | $1,979 | 0.76% |
| 29 | Cenovus Energy Inc. | CVE | 95,000 | $1,978 | 0.76% |
| 30 | Twelve Seas Investment Company II Warrants | TWLVU | 166,666 | $1,917 | 0.73% |
| 31 | Inozyme Pharma, Inc. | 45790W108 | 454,008 | $1,907 | 0.73% |
| 32 | Chesapeake Energy Corporation | EXE | 20,000 | $1,725 | 0.66% |
| 33 | Ovintiv Inc. | OVV | 35,000 | $1,665 | 0.64% |
| 34 | Janus Henderson AAA CLO ETF | 47103U845 | 31,432 | $1,582 | 0.60% |
| 35 | Kiwetinohk Energy Corp. | 49836K102 | 160,000 | $1,532 | 0.58% |
| 36 | AllianceBernstein Holding L.P. | 01881G106 | 49,500 | $1,502 | 0.57% |
| 37 | Aadi Bioscience, Inc. | WHWK | 265,000 | $1,283 | 0.49% |
| 38 | The Mosaic Company | MOS | 35,000 | $1,246 | 0.48% |
| 39 | Vertex Pharmaceuticals, Inc. | VRTX | 3,000 | $1,043 | 0.40% |
| 40 | Ryman Hospitality Properties, Inc. | 78377T107 | 12,000 | $999 | 0.38% |
| 41 | Mondelez International Inc. | KHC | 14,000 | $972 | 0.37% |
| 42 | Travere Therapeutics, Inc. | TVTX | 100,317 | $897 | 0.34% |
| 43 | Protagonist Therapeutics, Inc | PTGX | 52,368 | $873 | 0.33% |
| 44 | Xenon Pharmaceuticals Inc. | XENE | 23,866 | $815 | 0.31% |
| 45 | AbbVie Inc. | ABBV | 5,037 | $751 | 0.29% |
| 46 | DuPont de Nemours, Inc. | DD | 9,930 | $741 | 0.28% |
| 47 | Kimberly-Clark Corporation | KMB | 6,000 | $725 | 0.28% |
| 48 | Arcellx Inc | ACLX | 20,000 | $718 | 0.27% |
| 49 | Abeona Therapeutics Inc. | ABEO | 160,000 | $674 | 0.26% |
| 50 | FaZe Holdings Inc. Warrants | 31423J110 | 57,654 | $663 | 0.25% |
| 51 | Alkermes PLC | ALKS | 22,491 | $630 | 0.24% |
| 52 | Evolus, Inc. | EOLS | 68,066 | $622 | 0.24% |
| 53 | Corteva, Inc. | CTVA | 11,563 | $592 | 0.23% |
| 54 | Dow Inc. | DOW | 11,136 | $574 | 0.22% |
| 55 | Canadian Natural Resources Limited | 136385101 | 8,400 | $543 | 0.21% |
| 56 | Microsoft Corporation | MSFT | 1,600 | $505 | 0.19% |
| 57 | Apple Inc. | AAPL | 2,494 | $427 | 0.16% |
| 58 | Coca-Cola Co. | KO | 7,600 | $425 | 0.16% |
| 59 | Syros Pharmaceutical, Inc | 87184Q206 | 105,975 | $419 | 0.16% |
| 60 | The Panagram AAA CLO ETF | 81752T486 | 15,640 | $396 | 0.15% |
| 61 | Johnson & Johnson | JNJ | 2,151 | $335 | 0.13% |
| 62 | Akero Therapeutics, Inc. | 00973Y108 | 6,419 | $325 | 0.12% |
| 63 | PSQ Holdings, Inc. | PSQH-WT | 26,666 | $307 | 0.12% |
| 64 | International Business Machines | INTR | 2,142 | $301 | 0.11% |
| 65 | XOMA Corporation | XOMAP | 19,722 | $278 | 0.11% |
| 66 | Conagra Brands, Inc. | CAG | 10,000 | $274 | 0.10% |
| 67 | Bridgebio Pharma, Inc. | BBIO | 9,000 | $237 | 0.09% |
| 68 | International Game Technology PLC | INTR | 7,500 | $227 | 0.09% |
| 69 | FS KKR Capital Corp. | FSK | 11,425 | $225 | 0.09% |
| 70 | 89Bio, Inc. | 282559103 | 14,574 | $225 | 0.09% |
| 71 | Seres Therapeutics, Inc. | MCRB | 70,000 | $167 | 0.06% |
| 72 | Eli Lilly & Co. | LLY | 300 | $161 | 0.06% |
| 73 | FS Bancorp, Inc. | FSBW | 4,380 | $129 | 0.05% |
| 74 | Legacy Housing Corporation | LEGH | 6,500 | $126 | 0.05% |
| 75 | Kenvue, Inc. | KVUE | 5,215 | $105 | 0.04% |
| 76 | TotalEnergies SE - ADR | TTE | 1,600 | $105 | 0.04% |
| 77 | F.N.B. Corporation | 302520101 | 8,905 | $96 | 0.04% |
| 78 | South State Corporation | SSB | 1,068 | $72 | 0.03% |
| 79 | Occidental Petroleum Corporation | 674599105 | 1,055 | $68 | 0.03% |
| 80 | Eastern Bankshares Inc | EBC | 5,000 | $63 | 0.02% |
| 81 | iShares Russell Mid-Cap Growth | 464287481 | 695 | $63 | 0.02% |
| 82 | Broadcom, Inc. | AVGO | 71 | $59 | 0.02% |
| 83 | Nvidia Corp | NVDA | 128 | $56 | 0.02% |
| 84 | Valley National Bancorp | 919794107 | 6,400 | $55 | 0.02% |
| 85 | Heritage NOLA Bancorp, Inc. | 42727P108 | 3,000 | $55 | 0.02% |
| 86 | Danaher Corporation | 235851102 | 180 | $45 | 0.02% |
| 87 | Alphabet Inc CL A | GOOG | 300 | $39 | 0.01% |
| 88 | Amazon.com Inc. | AMZN | 300 | $38 | 0.01% |
| 89 | Eagle Materials Inc. | 26969P108 | 228 | $38 | 0.01% |
| 90 | Wal-Mart Stores, Inc. | WMT | 225 | $36 | 0.01% |
| 91 | United Rental, Inc. | URI | 78 | $35 | 0.01% |
| 92 | Quanta Services, Inc. | 74762E110 | 176 | $33 | 0.01% |
| 93 | iShares Core S&P Small-Cap ETF | 464287804 | 313 | $30 | 0.01% |
| 94 | Alphabet Inc-Cl C | GOOG | 220 | $29 | 0.01% |
| 95 | United Healthcare Corp. | UNH | 57 | $29 | 0.01% |
| 96 | iShares Russell Mid-Cap Value | 464287473 | 273 | $28 | 0.01% |
| 97 | Arc Resources Ltd. | 03940R107 | 1,229 | $27 | 0.01% |
| 98 | Equinix Inc | EQIX | 37 | $27 | 0.01% |
| 99 | Linde PLC | LIN | 70 | $26 | 0.01% |
| 100 | iShares Russell 2000 Growth | 464287648 | 118 | $26 | 0.01% |
| 101 | Medtronic, Inc. | MDT | 300 | $24 | 0.01% |
| 102 | Morgan Stanley Group Inc. | MS-PQ | 293 | $24 | 0.01% |
| 103 | IQVIA Holdings Inc | IQV | 122 | $24 | 0.01% |
| 104 | Home Depot Inc. | HD | 80 | $24 | 0.01% |
| 105 | Thermo Fisher Scientific, Inc. | TMO | 45 | $23 | 0.01% |
| 106 | Blackstone Group LP | BX | 210 | $22 | 0.01% |
| 107 | ishares MSCI EAFE Growth Index Fund | 464288885 | 252 | $22 | 0.01% |
| 108 | Vulcan Materials Co | 929160109 | 103 | $21 | 0.01% |
| 109 | Blackrock, Inc. | BLK | 31 | $20 | 0.01% |
| 110 | Aecom | ACM | 228 | $19 | 0.01% |
| 111 | Chipotle Mexican Grill, Inc. | CMG | 10 | $18 | 0.01% |
| 112 | Wells Fargo & Company | 949746101 | 438 | $18 | 0.01% |
| 113 | General Electric Company | GE | 162 | $18 | 0.01% |
| 114 | Adobe | ADBE | 35 | $18 | 0.01% |
| 115 | Schlumberger Limited | SLB | 292 | $17 | 0.01% |
| 116 | Salesforce, Inc. | CRM | 77 | $16 | 0.01% |
| 117 | Chevron Corporation | CVX | 96 | $16 | 0.01% |
| 118 | Lululemon Athletica Inc. | LULU | 39 | $15 | 0.01% |
| 119 | ConocoPhillips | COP | 113 | $14 | 0.01% |
| 120 | Paccar Inc | PCAR | 148 | $13 | 0.00% |
| 121 | iShares Russell 2000 Value | 464287630 | 86 | $12 | 0.00% |
| 122 | The Kraft Heinz Company | KHC | 333 | $11 | 0.00% |
| 123 | Capitol Federal Financial, Inc. | 14057J101 | 2,000 | $10 | 0.00% |
| 124 | The Walt Disney Company | 254687106 | 116 | $9 | 0.00% |
| 125 | Nike Inc. | NKE | 91 | $9 | 0.00% |
| 126 | FaZe Holdings Inc. Warrants | 31423J110 | 667 | $8 | 0.00% |
| 127 | Starwood Property Trust, Inc. | STHO | 400 | $8 | 0.00% |
| 128 | Generac Holdings, Inc. | GNRC | 69 | $8 | 0.00% |
| 129 | The Chemours Company | CC | 240 | $7 | 0.00% |
| 130 | Kyndryl Holdings Inc. | KD | 428 | $6 | 0.00% |
| 131 | Abbott Laboratories | ABLZF | 50 | $5 | 0.00% |
| 132 | Proctor & Gamble Company | 742718109 | 35 | $5 | 0.00% |
| 133 | Occidential Pertro Wts exp. 8/3/27 | 674599162 | 194 | $4 | 0.00% |
| 134 | Sculptor Cap Mgmt CL A | 811246107 | 200 | $2 | 0.00% |
| 135 | Wabtec Corporation | 929740108 | 6 | $1 | 0.00% |