13F HOLDINGS REPORT
Knott David M Jr
Quarter ended Q2 2023 · Filed May 11, 2023 · Accession 0001104659-23-058942
Total Value
$254,494
Positions
154
Other Managers
1
Confidential Omitted
No
Holdings (154)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Calumet Specialty Products Partners, LP | 131476103 | 4,325,000 | $75,169 | 29.54% |
| 2 | Apollo Global Management, Inc. | 03768E105 | 225,000 | $14,211 | 5.58% |
| 3 | DocGo, Inc. | DCGO | 1,400,000 | $12,110 | 4.76% |
| 4 | FTAI Aviation Ltd. | FTAIN | 425,000 | $11,883 | 4.67% |
| 5 | Alphabet Inc-Cl C | GOOG | 112,000 | $11,648 | 4.58% |
| 6 | Franklin BSP Realty Trust, Inc. | 35243J101 | 859,047 | $10,248 | 4.03% |
| 7 | Ardelyx, Inc. | ARDX | 1,500,000 | $7,185 | 2.82% |
| 8 | Midwest Holding Inc. | 59833J206 | 390,241 | $6,167 | 2.42% |
| 9 | Coliseum Acquisition Corp. Wts | G2263T107 | 495,000 | $5,693 | 2.24% |
| 10 | Ligand Pharmaceuticals Incorporated | LGNZZ | 75,000 | $5,517 | 2.17% |
| 11 | African Gold Acquistion Corp. Warrants | G0112R124 | 450,000 | $5,175 | 2.03% |
| 12 | Horizon Therapeutics Public Ltd. Company | G46188101 | 41,490 | $4,528 | 1.78% |
| 13 | Calumet Specialty Products Partners, LP @20 exp 1/24 | 131476903 | 251,000 | $4,362 | 1.71% |
| 14 | OmniAb Inc. | OABIW | 1,086,505 | $3,998 | 1.57% |
| 15 | Pfizer Inc. | PFE | 97,537 | $3,980 | 1.56% |
| 16 | Madrigal Pharmaaceuticals, Inc. | MDGL | 14,000 | $3,392 | 1.33% |
| 17 | Viking Therapeutics, Inc. | VKTX | 200,164 | $3,333 | 1.31% |
| 18 | Jazz Pharmaceuticals PLC | JAZZ | 22,411 | $3,279 | 1.29% |
| 19 | Sanofi | SNYNF | 56,000 | $3,048 | 1.20% |
| 20 | Ligand Pharmaceuticals Incorporated | LGNZZ | 40,000 | $2,942 | 1.16% |
| 21 | JPMorgan Chase & Co. | VYLD | 20,985 | $2,735 | 1.07% |
| 22 | Avadel Pharmaceuticals plc | 05337M104 | 291,113 | $2,667 | 1.05% |
| 23 | CTI BioPharma Corp. | 12648L601 | 566,487 | $2,379 | 0.93% |
| 24 | GlaxoSmithKline plc | GLAXF | 65,000 | $2,313 | 0.91% |
| 25 | Vertex Pharmaceuticals, Inc. | VRTX | 7,000 | $2,205 | 0.87% |
| 26 | CSX Corporation | CSX | 70,000 | $2,096 | 0.82% |
| 27 | Twelve Seas Investment Company II Warrants | TWLVU | 166,666 | $1,917 | 0.75% |
| 28 | AllianceBernstein Holding L.P. | 01881G106 | 49,500 | $1,810 | 0.71% |
| 29 | Alkermes PLC | ALKS | 64,000 | $1,804 | 0.71% |
| 30 | Seres Therapeutics, Inc. | MCRB | 315,000 | $1,786 | 0.70% |
| 31 | Cenovus Energy Inc. | CVE | 95,000 | $1,659 | 0.65% |
| 32 | The Mosaic Company | MOS | 35,000 | $1,606 | 0.63% |
| 33 | IVERIC bio, Inc. | 46583P102 | 65,000 | $1,581 | 0.62% |
| 34 | Chesapeake Energy Corporation | EXE | 20,000 | $1,521 | 0.60% |
| 35 | Xenon Pharmaceuticals Inc. | XENE | 40,000 | $1,432 | 0.56% |
| 36 | Kiwetinohk Energy Corp. | 49836K102 | 160,000 | $1,405 | 0.55% |
| 37 | B.Riley Principal 250 Merger Corp. Wts. | 05602L112 | 116,666 | $1,342 | 0.53% |
| 38 | Aadi Bioscience, Inc. | WHWK | 183,688 | $1,330 | 0.52% |
| 39 | FTAI Infrastructure Inc. | FIP | 425,000 | $1,275 | 0.50% |
| 40 | Ovintiv Inc. | OVV | 35,000 | $1,263 | 0.50% |
| 41 | Tastemaker Acquisition Corp. Warrants | 876545112 | 100,000 | $1,150 | 0.45% |
| 42 | Ryman Hospitality Properties, Inc. | 78377T107 | 12,400 | $1,113 | 0.44% |
| 43 | Seagen Inc. | SE | 5,000 | $1,012 | 0.40% |
| 44 | Mondelez International Inc. | KHC | 14,000 | $976 | 0.38% |
| 45 | Inozyme Pharma, Inc. | 45790W108 | 160,000 | $917 | 0.36% |
| 46 | Evolus, Inc. | EOLS | 104,716 | $886 | 0.35% |
| 47 | Arcellx Inc | ACLX | 28,000 | $863 | 0.34% |
| 48 | Beyond Air Inc. | XAIR | 121,300 | $819 | 0.32% |
| 49 | Kimberly-Clark Corporation | KMB | 6,000 | $805 | 0.32% |
| 50 | AbbVie Inc. | ABBV | 5,037 | $803 | 0.32% |
| 51 | DuPont de Nemours, Inc. | DD | 9,930 | $713 | 0.28% |
| 52 | Corteva, Inc. | CTVA | 11,563 | $697 | 0.27% |
| 53 | FaZe Holdings Inc. | 31423J102 | 57,654 | $663 | 0.26% |
| 54 | Dow Inc. | DOW | 11,136 | $610 | 0.24% |
| 55 | Coca-Cola Co. | KO | 9,600 | $595 | 0.23% |
| 56 | W.P. Carey Inc. | 92936U109 | 6,000 | $465 | 0.18% |
| 57 | Canadian Natural Resources Limited | 136385101 | 8,400 | $465 | 0.18% |
| 58 | Microsoft Corporation | MSFT | 1,600 | $463 | 0.18% |
| 59 | Abeona Therapeutics Inc. | ABEO | 160,000 | $451 | 0.18% |
| 60 | Johnson & Johnson | JNJ | 2,800 | $434 | 0.17% |
| 61 | Poseida Therapeutics, Inc. | 73730P108 | 140,921 | $434 | 0.17% |
| 62 | Apple Inc. | AAPL | 2,494 | $411 | 0.16% |
| 63 | Conagra Brands, Inc. | CAG | 10,000 | $376 | 0.15% |
| 64 | Colombier Acquisition Corp. Wts. | CLBR-WT | 26,666 | $307 | 0.12% |
| 65 | QualTek Services Inc. - Warrants | 74760R113 | 25,000 | $288 | 0.11% |
| 66 | XOMA Corporation | XOMAP | 13,527 | $286 | 0.11% |
| 67 | Int'l Business Machines Corp | INTR | 2,142 | $281 | 0.11% |
| 68 | FS KKR Capital Corp. | FSK | 15,175 | $281 | 0.11% |
| 69 | ADMA Biologics, Inc. | ADMA | 78,143 | $259 | 0.10% |
| 70 | International Game Technology PLC | INTR | 7,500 | $201 | 0.08% |
| 71 | Leap Therapeutics, Inc. | 52187K101 | 557,939 | $190 | 0.07% |
| 72 | Legacy Housing Corporation | LEGH | 6,500 | $148 | 0.06% |
| 73 | FS Bancorp, Inc. | FSBW | 4,380 | $131 | 0.05% |
| 74 | F.N.B. Corporation | 302520101 | 8,905 | $103 | 0.04% |
| 75 | Eli Lilly & Co. | LLY | 300 | $103 | 0.04% |
| 76 | TotalEnergies SE - ADR | TTE | 1,600 | $94 | 0.04% |
| 77 | The Kraft Heinz Company | KHC | 2,399 | $93 | 0.04% |
| 78 | South State Corporation | SSB | 1,068 | $76 | 0.03% |
| 79 | Occidental Petroleum Corporation | 674599105 | 1,055 | $66 | 0.03% |
| 80 | Eastern Bankshares Inc. | EBC | 5,000 | $63 | 0.02% |
| 81 | iShares Russell Mid-Cap Growth | 464287481 | 695 | $63 | 0.02% |
| 82 | Valley National Bancorp | 919794107 | 6,400 | $59 | 0.02% |
| 83 | Broadcom | AVGO | 71 | $46 | 0.02% |
| 84 | Danaher Corporation | 235851102 | 180 | $45 | 0.02% |
| 85 | iShares Core MSCI EAFE | 46432F842 | 633 | $42 | 0.02% |
| 86 | Heritage NOLA Bancorp, Inc. | 42727P108 | 3,000 | $39 | 0.02% |
| 87 | Nvidia Corp | NVDA | 128 | $36 | 0.01% |
| 88 | Wal-Mart Stores, Inc. | WMT | 225 | $33 | 0.01% |
| 89 | Eagle Materials Inc. | 26969P108 | 228 | $33 | 0.01% |
| 90 | Alphabet Inc CL A | GOOG | 300 | $31 | 0.01% |
| 91 | United Rental, Inc. | URI | 78 | $31 | 0.01% |
| 92 | Amazon.com Inc. | AMZN | 300 | $31 | 0.01% |
| 93 | iShares Core S&P Small-Cap ETF | 464287804 | 313 | $30 | 0.01% |
| 94 | Quanta Services Inc. | 74762E102 | 176 | $29 | 0.01% |
| 95 | iShares Russell Mid-Cap Value | 464287473 | 273 | $29 | 0.01% |
| 96 | iShares Russell 2000 Growth | 464287648 | 118 | $27 | 0.01% |
| 97 | Target Corporation | TGT | 166 | $27 | 0.01% |
| 98 | Equinix Inc | EQIX | 37 | $27 | 0.01% |
| 99 | United Healthcare Corp. | UNH | 57 | $27 | 0.01% |
| 100 | Thermo Fisher Scientific Inc. | TMO | 45 | $26 | 0.01% |
| 101 | Morgan Stanley Group Inc. | MS-PQ | 293 | $26 | 0.01% |
| 102 | Zimmer Biomet Holdings Inc | ZBH | 190 | $25 | 0.01% |
| 103 | Linde PLC | LIN | 70 | $25 | 0.01% |
| 104 | ishares MSCI EAFE Growth Index Fund | 464288885 | 252 | $24 | 0.01% |
| 105 | Medtronic, Inc. | MDT | 300 | $24 | 0.01% |
| 106 | Home Depot Inc. | HD | 80 | $24 | 0.01% |
| 107 | IQVIA Holdings Inc | IQV | 122 | $24 | 0.01% |
| 108 | Alphabet Inc-Cl C | GOOG | 220 | $23 | 0.01% |
| 109 | Aramark | ARMK | 651 | $23 | 0.01% |
| 110 | Chubb Corporation | CB | 121 | $23 | 0.01% |
| 111 | Blackrock, Inc. | BLK | 31 | $21 | 0.01% |
| 112 | American Tower Corp. | 03027X100 | 93 | $19 | 0.01% |
| 113 | CVS Caremark Corporation | CVS | 258 | $19 | 0.01% |
| 114 | Aecom | ACM | 228 | $19 | 0.01% |
| 115 | Arc Resources Ltd. | 03940R107 | 1,229 | $19 | 0.01% |
| 116 | Blackstone Inc. | BX | 210 | $18 | 0.01% |
| 117 | iShares Core MSCI Emerging Markets | 46434G103 | 363 | $18 | 0.01% |
| 118 | Vulcan Materials Co | 929160109 | 103 | $18 | 0.01% |
| 119 | Chipotle Mexican Grill, Inc. | CMG | 10 | $17 | 0.01% |
| 120 | Chevron Corporation | CVX | 96 | $16 | 0.01% |
| 121 | Wells Fargo & Company | 949746101 | 438 | $16 | 0.01% |
| 122 | General Electric Company | GE | 162 | $15 | 0.01% |
| 123 | Charles Schwab Corporation | SCHW-PJ | 284 | $15 | 0.01% |
| 124 | Salesforce, Inc. | CRM | 77 | $15 | 0.01% |
| 125 | Schlumberger Limited | SLB | 292 | $14 | 0.01% |
| 126 | Lululemon Athletica Inc. | LULU | 39 | $14 | 0.01% |
| 127 | Capitol Federal Financial, Inc. | 14057J101 | 2,000 | $13 | 0.01% |
| 128 | Adobe Systems | ADBE | 35 | $13 | 0.01% |
| 129 | iShares New York Muni Bond | 464288323 | 242 | $13 | 0.01% |
| 130 | The Walt Disney Company | 254687106 | 116 | $12 | 0.00% |
| 131 | iShares Russell 2000 Value | 464287630 | 86 | $12 | 0.00% |
| 132 | Nike Inc. | NKE | 91 | $11 | 0.00% |
| 133 | ConocoPhillips | COP | 113 | $11 | 0.00% |
| 134 | Paccar Inc | PCAR | 148 | $11 | 0.00% |
| 135 | African Gold Acquistion Corp. Warrants | G0112R124 | 750 | $9 | 0.00% |
| 136 | iShares MSCI United Kingdom Small-Cap | 46429B416 | 246 | $8 | 0.00% |
| 137 | FaZe Holdings Inc. | 31423J102 | 667 | $8 | 0.00% |
| 138 | The Chemours Company | CC | 240 | $7 | 0.00% |
| 139 | Generac Holdings Inc. | GNRC | 69 | $7 | 0.00% |
| 140 | Starwood Property Trust, Inc. | STHO | 400 | $7 | 0.00% |
| 141 | Kyndryl Holdings Inc. | KD | 428 | $6 | 0.00% |
| 142 | The Procter & Gamble Company | 742718109 | 35 | $5 | 0.00% |
| 143 | Abbott Laboratories | ABLZF | 50 | $5 | 0.00% |
| 144 | iShares MSCI Germany | 464286806 | 150 | $4 | 0.00% |
| 145 | iShares MSCI United Kingdom | 46435G334 | 116 | $4 | 0.00% |
| 146 | Occidential Pertro Wts exp. 8/3/27 | 674599162 | 194 | $4 | 0.00% |
| 147 | SPRD Sec SER TR Bloomberg Emer Mkts Loc BD etf | 78464A391 | 147 | $3 | 0.00% |
| 148 | ishares Msci Value Index Fund | 464288877 | 63 | $3 | 0.00% |
| 149 | iShares iBoxx $ High Yield Corporate Bond | 464288513 | 32 | $2 | 0.00% |
| 150 | iShares MSCI Eurozone | 464286608 | 55 | $2 | 0.00% |
| 151 | Sculptor Cap Mgmt CL A | 811246107 | 200 | $2 | 0.00% |
| 152 | Wabtec Corporation | 929740108 | 6 | $1 | 0.00% |
| 153 | iShares JPMorgan USD Emerging Markets Bond | 464288281 | 17 | $1 | 0.00% |
| 154 | SVB Financial Group | 78486Q101 | 48 | $0 | 0.00% |