13F HOLDINGS REPORT
Knott David M Jr
Quarter ended Q1 2023 · Filed February 13, 2023 · Accession 0001104659-23-019381
Total Value
$251,600
Positions
182
Other Managers
1
Confidential Omitted
No
Holdings (182)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Calumet Specialty Products Partners, LP | 131476103 | 4,325,000 | $73,006 | 27.58% |
| 2 | Apollo Global Management, Inc. | 03769M106 | 225,000 | $14,353 | 5.42% |
| 3 | Mondelez International, Inc. | 609207105 | 14,000 | $14,000 | 5.29% |
| 4 | Franklin BSP Realty Trust, Inc. | 35243J101 | 859,047 | $11,082 | 4.19% |
| 5 | Alphabet Inc-Cl C | GOOG | 112,000 | $9,938 | 3.75% |
| 6 | DocGo, Inc. | DCGO | 1,400,000 | $9,898 | 3.74% |
| 7 | FTAI Aviation Ltd. | FTAIN | 425,000 | $7,276 | 2.75% |
| 8 | Coliseum Acquisition Corp. Wts | G2263T107 | 495,000 | $5,693 | 2.15% |
| 9 | African Gold Acquistion Corp. Warrants | G0112R124 | 450,000 | $5,175 | 1.96% |
| 10 | Ligand Pharmaceuticals Incorporated | LGNZZ | 75,000 | $5,010 | 1.89% |
| 11 | Midwest Holding Inc. | 59833J206 | 390,241 | $4,972 | 1.88% |
| 12 | Pfizer Inc. | PFE | 94,500 | $4,842 | 1.83% |
| 13 | Horizon Therapeutics Public Ltd. | G46188101 | 40,490 | $4,608 | 1.74% |
| 14 | Johnson & Johnson | JNJ | 24,800 | $4,381 | 1.66% |
| 15 | Ardelyx, Inc. | ARDX | 1,500,000 | $4,275 | 1.62% |
| 16 | OmniAb Inc. | OABIW | 1,074,937 | $3,870 | 1.46% |
| 17 | Viking Therapeutics, Inc. | VKTX | 381,621 | $3,587 | 1.36% |
| 18 | Jazz Pharmaceuticals PLC | JAZZ | 22,411 | $3,570 | 1.35% |
| 19 | CTI BioPharma Corp. | 12648L601 | 566,687 | $3,406 | 1.29% |
| 20 | Kennedy-Wilson Holdings, Inc. | KW | 175,000 | $2,753 | 1.04% |
| 21 | Merck & Co., Inc. | MRK | 24,500 | $2,718 | 1.03% |
| 22 | Sanofi | SNYNF | 56,000 | $2,712 | 1.02% |
| 23 | JPMorgan Chase & Co. | VYLD | 20,220 | $2,712 | 1.02% |
| 24 | Ligand Pharmaceuticals Incorporated | LGNZZ | 40,000 | $2,672 | 1.01% |
| 25 | Xenon Pharmaceuticals Inc. | XENE | 59,500 | $2,346 | 0.89% |
| 26 | Madrigal Pharmaaceuticals, Inc. | MDGL | 8,000 | $2,322 | 0.88% |
| 27 | Vertex Pharmaceuticals, Inc. | VRTX | 8,000 | $2,310 | 0.87% |
| 28 | Avadel Pharmaceuticals plc | 05337M104 | 310,251 | $2,221 | 0.84% |
| 29 | CSX Corporation | CSX | 70,000 | $2,169 | 0.82% |
| 30 | GlaxoSmithKline plc | GLAXF | 60,000 | $2,108 | 0.80% |
| 31 | CALLS/Calumet Specialty Product @12 ex1/23 | 131476903 | 115,000 | $1,941 | 0.73% |
| 32 | Twelve Seas Investment Company II Warrants | TWLVU | 166,666 | $1,917 | 0.72% |
| 33 | Chesapeake Energy Corporation | EXE | 20,000 | $1,887 | 0.71% |
| 34 | Cenovus Energy Inc. | CVE | 95,000 | $1,844 | 0.70% |
| 35 | Ovintiv Inc. | OVV | 35,000 | $1,775 | 0.67% |
| 36 | AllianceBernstein Holding L.P. | 01881G106 | 50,500 | $1,736 | 0.66% |
| 37 | Kiwetinohk Energy Corp. | 49836K102 | 160,000 | $1,722 | 0.65% |
| 38 | Kairos Acquisition Corp. Warrants | G52110106 | 139,278 | $1,602 | 0.61% |
| 39 | Globus Medical, Inc. | GMED | 20,831 | $1,547 | 0.58% |
| 40 | The Mosaic Company | MOS | 35,000 | $1,535 | 0.58% |
| 41 | Brookfield Infrastructure Partners L.P. | G16252101 | 45,000 | $1,395 | 0.53% |
| 42 | B.Riley Principal 250 Merger Corp. Wts. | 05602L112 | 116,666 | $1,342 | 0.51% |
| 43 | FTAI Infrastructure LLC | FIP | 425,000 | $1,254 | 0.47% |
| 44 | Tastemaker Acquisition Corp. Warrants | 876545112 | 100,000 | $1,150 | 0.43% |
| 45 | Seres Therapeutics, Inc. | MCRB | 200,100 | $1,121 | 0.42% |
| 46 | Coherus Biosciences, Inc. | CHRS | 128,517 | $1,018 | 0.38% |
| 47 | Ryman Hospitality Properties, Inc. | 78377T107 | 12,400 | $1,014 | 0.38% |
| 48 | Poseida Therapeutics, Inc. | 73730P108 | 168,839 | $895 | 0.34% |
| 49 | Live Oak Mobility Aquisition Corp. Wts | 538126111 | 72,030 | $828 | 0.31% |
| 50 | Kimberly-Clark Corporation | KMB | 6,000 | $815 | 0.31% |
| 51 | AbbVie Inc. | ABBV | 5,037 | $814 | 0.31% |
| 52 | Cogent Communications Holdings, Inc. | CCOI | 14,000 | $799 | 0.30% |
| 53 | DuPont de Nemours, Inc. | DD | 11,136 | $764 | 0.29% |
| 54 | OmniAb Inc. | OABIW | 196,002 | $706 | 0.27% |
| 55 | iPath Series B S&P 500 VIX Short-Term Fut | VXZ | 50,000 | $706 | 0.27% |
| 56 | Corteva, Inc. | CTVA | 11,563 | $680 | 0.26% |
| 57 | FaZe Holdings Inc. Warrants | 31423J110 | 57,654 | $663 | 0.25% |
| 58 | Beyond Air Inc. | XAIR | 100,000 | $649 | 0.25% |
| 59 | Coca-Cola Co. | KO | 9,600 | $611 | 0.23% |
| 60 | Dow Inc. | DOW | 11,136 | $561 | 0.21% |
| 61 | ADMA Biologics, Inc. | ADMA | 132,301 | $513 | 0.19% |
| 62 | W.P. Carey Inc. | 92936U109 | 6,000 | $469 | 0.18% |
| 63 | Abeona Therapeutics Inc. | ABEO | 150,000 | $462 | 0.17% |
| 64 | Conagra Brands, Inc. | CAG | 10,000 | $387 | 0.15% |
| 65 | Leap Therapeutics, Inc. | 52187K101 | 840,000 | $378 | 0.14% |
| 66 | International Game Technology PLC | INTR | 16,500 | $374 | 0.14% |
| 67 | Ibere Pharmaceuticals | G46843101 | 36,000 | $363 | 0.14% |
| 68 | Canadian Natural Resources Limited | 136385101 | 6,400 | $355 | 0.13% |
| 69 | Acer Therapeutics, Inc. | 00444P108 | 140,000 | $351 | 0.13% |
| 70 | Aadi Bioscience, Inc. | WHWK | 27,242 | $350 | 0.13% |
| 71 | Microsoft Corporation | MSFT | 1,400 | $336 | 0.13% |
| 72 | Colombier Acquisition Corp. Wts. | CLBR-WT | 26,666 | $307 | 0.12% |
| 73 | QualTek Services Inc. - Warrants | 74760R113 | 25,000 | $288 | 0.11% |
| 74 | Apple Inc. | AAPL | 2,100 | $273 | 0.10% |
| 75 | FS KKR Capital Corp. | FSK | 15,175 | $266 | 0.10% |
| 76 | Medicus Science Acquisition, Corp. Wts | G5960S124 | 22,222 | $256 | 0.10% |
| 77 | XOMA Corporation | XOMAP | 11,425 | $210 | 0.08% |
| 78 | Ibere Pharmaceuticals Warrants | G46843119 | 18,000 | $207 | 0.08% |
| 79 | Incyte Corporation | INCY | 2,557 | $205 | 0.08% |
| 80 | Brookfield Infrastructure Corporation | BIPC | 4,999 | $194 | 0.07% |
| 81 | FS Bancorp, Inc. | FSBW | 4,380 | $146 | 0.06% |
| 82 | TotalEnergies SE - ADR | TTE | 2,100 | $130 | 0.05% |
| 83 | The Kraft Heinz Company | KHC | 3,065 | $125 | 0.05% |
| 84 | Legacy Housing Corporation | LEGH | 6,500 | $123 | 0.05% |
| 85 | F.N.B. Corporation | 302520101 | 8,905 | $116 | 0.04% |
| 86 | Eli Lilly & Co. | LLY | 300 | $110 | 0.04% |
| 87 | Codexis, Inc. | CDXS | 18,020 | $84 | 0.03% |
| 88 | South State Corporation | SSB | 1,068 | $82 | 0.03% |
| 89 | Medtronic, Inc. | MDT | 1,050 | $82 | 0.03% |
| 90 | Occidental Petroleum Corporation | 674599105 | 1,273 | $80 | 0.03% |
| 91 | Valley National Bancorp | 919794107 | 6,400 | $72 | 0.03% |
| 92 | Organon & Co. | OGN | 2,450 | $68 | 0.03% |
| 93 | Ishares Trust Russell Mid Cap Value Growth | 464287481 | 695 | $58 | 0.02% |
| 94 | Apple Inc. | AAPL | 394 | $51 | 0.02% |
| 95 | Danaher Corp | 235851102 | 180 | $48 | 0.02% |
| 96 | Microsoft Corp | MSFT | 200 | $48 | 0.02% |
| 97 | Heritage NOLA Bancorp, Inc. | 42727P108 | 3,000 | $44 | 0.02% |
| 98 | Broadcom Inc. | AVGO | 71 | $40 | 0.02% |
| 99 | Ishares Trust Core MSCI Eafe | 46432F842 | 633 | $39 | 0.01% |
| 100 | Walmart Inc. | WMT | 225 | $32 | 0.01% |
| 101 | Ishares Trust Core S&P Small Cap | 464287804 | 313 | $30 | 0.01% |
| 102 | Eagle Materials Inc. | 26969P108 | 228 | $30 | 0.01% |
| 103 | UnitedHealthcare Group Inc. | UNH | 57 | $30 | 0.01% |
| 104 | Ishares Trust Russell Mid Cap Value | 464287473 | 273 | $29 | 0.01% |
| 105 | United Rentals Inc. | URI | 78 | $28 | 0.01% |
| 106 | Chubb Ltd | CB | 121 | $27 | 0.01% |
| 107 | Aramark Inc. | ARMK | 651 | $27 | 0.01% |
| 108 | Becton Dickinson & Co. | BDX | 106 | $27 | 0.01% |
| 109 | General Electric Company | 369604301 | 312 | $26 | 0.01% |
| 110 | Alphabet Inc Class A | GOOG | 300 | $26 | 0.01% |
| 111 | M&T Bank Corporation | 55261F104 | 177 | $26 | 0.01% |
| 112 | Morgan Stanley | MS-PQ | 293 | $25 | 0.01% |
| 113 | Ishares Trust Russell 2000 Growth | 464287648 | 118 | $25 | 0.01% |
| 114 | Target Corp | TGT | 166 | $25 | 0.01% |
| 115 | Thermo Fisher Scientific Inc. | TMO | 45 | $25 | 0.01% |
| 116 | Iqvia Holdings Inc. | IQV | 122 | $25 | 0.01% |
| 117 | Home Depot Inc. | HD | 80 | $25 | 0.01% |
| 118 | Quanta Services Inc. | 74762E102 | 176 | $25 | 0.01% |
| 119 | Amazon Inc. | AMZN | 300 | $25 | 0.01% |
| 120 | CVS Health Corp | CVS | 258 | $24 | 0.01% |
| 121 | Equinix Inc. | EQIX | 37 | $24 | 0.01% |
| 122 | Schwab Charles Corp | SCHW-PJ | 284 | $24 | 0.01% |
| 123 | Zimmer Biomet Holdings | ZBH | 190 | $24 | 0.01% |
| 124 | Linde PLC | LIN | 70 | $23 | 0.01% |
| 125 | Oshkosh Corp | OSK | 258 | $23 | 0.01% |
| 126 | JP Morgan Chase | VYLD | 165 | $22 | 0.01% |
| 127 | Blackrock Inc. | BLK | 31 | $22 | 0.01% |
| 128 | The Chemours Company | CC | 680 | $21 | 0.01% |
| 129 | Ishares Trust MSCI Eafe Value Growth | 464288885 | 252 | $21 | 0.01% |
| 130 | Bank of Nova Scotia | 064149107 | 400 | $20 | 0.01% |
| 131 | Alphabet Inc Class C | GOOG | 220 | $20 | 0.01% |
| 132 | American Tower Corp | 03027X100 | 93 | $20 | 0.01% |
| 133 | AECOM | ACM | 228 | $19 | 0.01% |
| 134 | Nvidia Corp | NVDA | 128 | $19 | 0.01% |
| 135 | Crane Holdings Co | CXT | 194 | $19 | 0.01% |
| 136 | Wells Fargo & Co. | 949746101 | 438 | $18 | 0.01% |
| 137 | Vulcan Materials Co. | 929160109 | 103 | $18 | 0.01% |
| 138 | Arc Resources Ltd. | 03940R107 | 1,229 | $17 | 0.01% |
| 139 | Capitol Federal Financial, Inc. | 14057J101 | 2,000 | $17 | 0.01% |
| 140 | Chevron Corp | CVX | 96 | $17 | 0.01% |
| 141 | Ishares Inc. Core MSCI Emerging Markets | 46434G103 | 363 | $17 | 0.01% |
| 142 | Blackstone Inc. | BX | 210 | $16 | 0.01% |
| 143 | Intuitive Surgical Inc. | ISRG | 61 | $16 | 0.01% |
| 144 | Schlumberger Ltd. | SLB | 292 | $16 | 0.01% |
| 145 | Palo Alto Networks Inc. | PANW | 102 | $14 | 0.01% |
| 146 | Chipotle Mexican Grill Inc. | CMG | 10 | $14 | 0.01% |
| 147 | Ishares Trust NY Muni BD ETF | 464288323 | 242 | $13 | 0.00% |
| 148 | Conocophillips Com | COP | 113 | $13 | 0.00% |
| 149 | Ishares Trust Russell 2000 Value | 464287630 | 86 | $12 | 0.00% |
| 150 | Adobe Systems | ADBE | 35 | $12 | 0.00% |
| 151 | Lululemon Athletica Inc. | LULU | 39 | $12 | 0.00% |
| 152 | SVB Financial Group | 78486Q101 | 48 | $11 | 0.00% |
| 153 | Nike Inc. Cl B | NKE | 91 | $11 | 0.00% |
| 154 | African Gold Acquistion Corp. | G0112R108 | 1,000 | $10 | 0.00% |
| 155 | Verizon Communications Inc. | VZ | 263 | $10 | 0.00% |
| 156 | Paccar Inc. | PCAR | 99 | $10 | 0.00% |
| 157 | Salesforce Inc. | CRM | 77 | $10 | 0.00% |
| 158 | Disney Walt Co. | 254687106 | 116 | $10 | 0.00% |
| 159 | African Gold Acquistion Corp. Warrants | G0112R124 | 750 | $9 | 0.00% |
| 160 | Workday Inc. | WDAY | 45 | $8 | 0.00% |
| 161 | FaZe Holdings Inc. Warrants | 31423J110 | 667 | $8 | 0.00% |
| 162 | Ishares Trust MSCI United Kingdom Small Cap | 46429B416 | 246 | $8 | 0.00% |
| 163 | Service Properties Trust | SVC | 1,000 | $7 | 0.00% |
| 164 | Generac Holdings Inc. | GNRC | 69 | $7 | 0.00% |
| 165 | Starwood Property Trust, Inc. | STHO | 400 | $7 | 0.00% |
| 166 | Tesla Inc. | TSLA | 45 | $6 | 0.00% |
| 167 | Alerian MLP ETF | 00162Q452 | 120 | $5 | 0.00% |
| 168 | The Procter & Gamble Company | 742718109 | 35 | $5 | 0.00% |
| 169 | Abbott Laboratories | ABLZF | 50 | $5 | 0.00% |
| 170 | Ishares Inc MSCI Germany | 464286806 | 150 | $4 | 0.00% |
| 171 | Stronghold Digital Mining, Inc. | 86337R103 | 9,085 | $4 | 0.00% |
| 172 | Ishares Trust MSCI United Kingdom | 46435G334 | 116 | $4 | 0.00% |
| 173 | DigitalBridge Group, Inc. | DBRG-PJ | 366 | $4 | 0.00% |
| 174 | Occidential Petro Wts exp. 8/3/27 | 674599162 | 158 | $3 | 0.00% |
| 175 | Ishares Trust MSCI Eafe Value | 464288877 | 63 | $3 | 0.00% |
| 176 | SPDR Sec SER TR Bloomberg Emer Mkts Loc BD etf | 78464A391 | 147 | $3 | 0.00% |
| 177 | Ishares Inc MSCI Eurozone | 464286608 | 55 | $2 | 0.00% |
| 178 | Ishares Tr IBOXX$ High Yield Corp BD ETF | 464288513 | 32 | $2 | 0.00% |
| 179 | Sculptor Cap Mgmt CL A | 811246107 | 200 | $2 | 0.00% |
| 180 | Ishares Trust JP Morgan USD Emerging Mtks | 464288281 | 17 | $1 | 0.00% |
| 181 | Wabtec Corporation | 929740108 | 12 | $1 | 0.00% |
| 182 | The RMR Group Inc. | RMR | 16 | $0 | 0.00% |