13F HOLDINGS REPORT
SANDERS MORRIS HARRIS LLC
Quarter ended Q4 2023 · Filed October 5, 2023 · Accession 0001085146-23-003581
Total Value
$297.1M
Positions
129
Other Managers
0
Confidential Omitted
No
Holdings (129)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | INVESCO QQQ TR | IVZ | 248,068 | $88.9M | 29.91% |
| 2 | BLACKSTONE INC | BX | 543,893 | $58.3M | 19.61% |
| 3 | CAPITAL SOUTHWEST CORP | CSWC | 669,189 | $15.3M | 5.16% |
| 4 | ENTERPRISE PRODS PARTNERS L | 293792107 | 553,576 | $15.2M | 5.10% |
| 5 | ELANCO ANIMAL HEALTH INC | ELAN | 1,100,690 | $12.4M | 4.16% |
| 6 | APPLE INC | AAPL | 61,200 | $10.5M | 3.53% |
| 7 | MAIN STR CAP CORP | 56035L104 | 218,896 | $8.9M | 2.99% |
| 8 | RESERVOIR MEDIA INC | RSVRW | 1,179,750 | $7.2M | 2.42% |
| 9 | GENESIS ENERGY L P | GEL | 503,277 | $5.2M | 1.75% |
| 10 | EXXON MOBIL CORP | XOM | 41,970 | $4.9M | 1.66% |
| 11 | VOX ROYALTY CORP | VOXR | 2,150,903 | $4.3M | 1.46% |
| 12 | ELI LILLY & CO | LLY | 6,776 | $3.6M | 1.22% |
| 13 | EARTHSTONE ENERGY INC | 27032D304 | 152,300 | $3.1M | 1.04% |
| 14 | GEN RESTAURENT GROUP | 36870C104 | 213,315 | $2.5M | 0.84% |
| 15 | COMSTOCK RES INC | LODE | 188,500 | $2.1M | 0.70% |
| 16 | WALGREENS BOOTS ALLIANCE INC | 931427108 | 89,250 | $2.0M | 0.67% |
| 17 | JPMORGAN CHASE & CO | VYLD | 12,808 | $1.9M | 0.63% |
| 18 | NVIDIA CORPORATION | NVDA | 4,234 | $1.8M | 0.62% |
| 19 | HOME DEPOT INC | HD | 5,160 | $1.6M | 0.52% |
| 20 | MICROSOFT CORP | MSFT | 4,641 | $1.5M | 0.49% |
| 21 | WYNN RESORTS LTD | WYNN | 14,500 | $1.3M | 0.45% |
| 22 | LINDE PLC | LIN | 2,600 | $968,110 | 0.33% |
| 23 | SOUTHWESTERN ENERGY CO | 845467109 | 146,008 | $941,752 | 0.32% |
| 24 | DICKS SPORTING GOODS INC | 253393102 | 8,500 | $922,930 | 0.31% |
| 25 | AMAZON COM INC | AMZN | 6,965 | $885,391 | 0.30% |
| 26 | SEABOARD CORP DEL | SE | 235 | $881,955 | 0.30% |
| 27 | HIGHPEAK ENERGY INC | HPK | 50,350 | $849,908 | 0.29% |
| 28 | SERA PROGNOSTICS INC | SERA | 445,105 | $827,895 | 0.28% |
| 29 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 2,336 | $818,301 | 0.28% |
| 30 | VISA INC | V | 3,533 | $812,625 | 0.27% |
| 31 | BLACKROCK INC | BLK | 1,246 | $805,526 | 0.27% |
| 32 | CONOCOPHILLIPS | COP | 6,458 | $773,668 | 0.26% |
| 33 | AUTONATION INC | AN | 5,000 | $757,000 | 0.25% |
| 34 | CARRIAGE SVCS INC | 143905107 | 26,790 | $756,818 | 0.25% |
| 35 | FIGS INC | FIGS | 127,250 | $750,775 | 0.25% |
| 36 | ONEOK INC NEW | OKE | 11,379 | $721,770 | 0.24% |
| 37 | MCDONALDS CORP | MCD | 2,600 | $684,944 | 0.23% |
| 38 | CADENCE BANK | 12740C103 | 31,864 | $676,154 | 0.23% |
| 39 | WALMART INC | WMT | 4,208 | $672,985 | 0.23% |
| 40 | ADVANCED MICRO DEVICES INC | AMD | 6,504 | $668,741 | 0.23% |
| 41 | AIR PRODS & CHEMS INC | AIIR | 2,315 | $656,071 | 0.22% |
| 42 | DISNEY WALT CO | 254687106 | 8,070 | $654,074 | 0.22% |
| 43 | VERDE CLEAN FUELS INC | VGASW | 170,269 | $641,914 | 0.22% |
| 44 | ARK ETF TR | 00214Q104 | 15,842 | $628,453 | 0.21% |
| 45 | ALPHABET INC | GOOG | 4,780 | $625,511 | 0.21% |
| 46 | SPDR S&P MIDCAP 400 ETF TR | MDY | 1,300 | $593,632 | 0.20% |
| 47 | GLOBAL PARTNERS LP | GLP-PB | 16,500 | $582,780 | 0.20% |
| 48 | PRECIGEN INC | PGEN | 410,000 | $582,200 | 0.20% |
| 49 | TARGA RES CORP | TRGP | 6,740 | $577,753 | 0.19% |
| 50 | TESLA INC | TSLA | 2,270 | $567,999 | 0.19% |
| 51 | TELA BIO INC | TELA | 68,168 | $545,344 | 0.18% |
| 52 | ABBVIE INC | ABBV | 3,598 | $536,318 | 0.18% |
| 53 | JOHNSON & JOHNSON | JNJ | 3,435 | $535,001 | 0.18% |
| 54 | PROCTER AND GAMBLE CO | 742718109 | 3,595 | $524,367 | 0.18% |
| 55 | ALIBABA GROUP HLDG LTD | BBAAY | 6,000 | $520,440 | 0.18% |
| 56 | KAYNE ANDERSON ENERGY INFRST | 486606106 | 61,200 | $514,692 | 0.17% |
| 57 | EATON CORP PLC | ETN | 2,400 | $511,872 | 0.17% |
| 58 | ANTERO RESOURCES CORP | AR | 19,951 | $506,356 | 0.17% |
| 59 | CANADIAN NAT RES LTD | 136385101 | 7,800 | $504,426 | 0.17% |
| 60 | CATERPILLAR INC | CAT | 1,775 | $484,575 | 0.16% |
| 61 | WASTE MGMT INC DEL | 94106L109 | 3,042 | $463,722 | 0.16% |
| 62 | FORD MTR CO DEL | 345370860 | 36,900 | $458,298 | 0.15% |
| 63 | KINDER MORGAN INC DEL | EP-PC | 27,527 | $456,398 | 0.15% |
| 64 | ENERGY TRANSFER L P | ET-PI | 31,869 | $447,123 | 0.15% |
| 65 | VERIZON COMMUNICATIONS INC | VZ | 13,471 | $436,595 | 0.15% |
| 66 | MASTERCARD INCORPORATED | MA | 1,098 | $434,710 | 0.15% |
| 67 | COCA COLA CO | KO | 7,681 | $429,982 | 0.14% |
| 68 | PALANTIR TECHNOLOGIES INC | PLTR | 26,000 | $416,000 | 0.14% |
| 69 | SPDR S&P 500 ETF TR | SPY | 951 | $406,534 | 0.14% |
| 70 | ISHARES TR | 464288612 | 4,000 | $405,320 | 0.14% |
| 71 | META PLATFORMS INC | META | 1,326 | $398,078 | 0.13% |
| 72 | TYLER TECHNOLOGIES INC | TYL | 1,000 | $386,140 | 0.13% |
| 73 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 6,537 | $379,407 | 0.13% |
| 74 | LOCKHEED MARTIN CORP | LMT | 854 | $349,251 | 0.12% |
| 75 | NEW YORK CMNTY BANCORP INC | 649445103 | 30,680 | $347,911 | 0.12% |
| 76 | PUTNAM PREMIER INCOME TR | PPT | 102,490 | $343,342 | 0.12% |
| 77 | ISHARES TR | 464287200 | 797 | $342,256 | 0.12% |
| 78 | DIREXION SHS ETF TR | 25460G195 | 11,800 | $341,256 | 0.11% |
| 79 | CLOUDFLARE INC | NET | 5,400 | $340,416 | 0.11% |
| 80 | SERVICE CORP INTL | 817565104 | 5,949 | $339,926 | 0.11% |
| 81 | MARQETA INC | MQ | 55,000 | $328,900 | 0.11% |
| 82 | RESERVOIR MEDIA INC | RSVRW | 237,400 | $322,864 | 0.11% |
| 83 | VISTRA CORP | VST | 9,240 | $306,583 | 0.10% |
| 84 | NEXTERA ENERGY INC | NEE-PW | 5,218 | $298,940 | 0.10% |
| 85 | LADDER CAP CORP | LADR | 29,100 | $298,566 | 0.10% |
| 86 | SPDR SER TR | 78468R556 | 2,000 | $295,820 | 0.10% |
| 87 | GRUPO AEROPORTUARIO DEL CENT | 400501102 | 3,400 | $295,494 | 0.10% |
| 88 | ISHARES TR | 46436E718 | 2,815 | $283,386 | 0.10% |
| 89 | NEW MTN FIN CORP | 647551100 | 21,875 | $283,281 | 0.10% |
| 90 | MONDELEZ INTL INC | 609207105 | 4,052 | $281,209 | 0.09% |
| 91 | TRACTOR SUPPLY CO | TSCO | 1,375 | $279,194 | 0.09% |
| 92 | NORFOLK SOUTHN CORP | 655844108 | 1,375 | $270,779 | 0.09% |
| 93 | OLAPLEX HLDGS INC | OLPX | 136,204 | $265,598 | 0.09% |
| 94 | PFIZER INC | PFE | 8,002 | $265,426 | 0.09% |
| 95 | SEAGATE TECHNOLOGY HLDNGS PL | SE | 4,000 | $263,800 | 0.09% |
| 96 | BANK AMERICA CORP | 060505104 | 9,603 | $262,931 | 0.09% |
| 97 | E2OPEN PARENT HOLDINGS INC | 29788T103 | 57,000 | $258,780 | 0.09% |
| 98 | AT&T INC | T-PC | 17,226 | $258,734 | 0.09% |
| 99 | COMFORT SYS USA INC | 199908104 | 1,500 | $255,615 | 0.09% |
| 100 | VANGUARD WORLD FDS | 92204A702 | 610 | $253,090 | 0.09% |
| 101 | HORMEL FOODS CORP | HRL | 6,650 | $252,900 | 0.09% |
| 102 | ALTRIA GROUP INC | MO | 5,904 | $248,263 | 0.08% |
| 103 | PRUDENTIAL FINL INC | PUKPF | 2,465 | $233,904 | 0.08% |
| 104 | DUKE ENERGY CORP NEW | DUKB | 2,650 | $233,889 | 0.08% |
| 105 | COLLABORATIVE INVESTMNT SER | 19423L722 | 11,025 | $232,829 | 0.08% |
| 106 | GRUPO AEROPUERTO DEL PACIFIC | 400506101 | 1,400 | $230,118 | 0.08% |
| 107 | CULLEN FROST BANKERS INC | CFR-PB | 2,500 | $228,025 | 0.08% |
| 108 | KROGER CO | KR | 5,000 | $223,750 | 0.08% |
| 109 | BRINKS CO | BCO | 3,000 | $217,920 | 0.07% |
| 110 | PHILIP MORRIS INTL INC | 718172109 | 2,350 | $217,563 | 0.07% |
| 111 | ISHARES TR | 464287804 | 2,306 | $217,525 | 0.07% |
| 112 | BOEING CO | BA-PA | 1,125 | $215,640 | 0.07% |
| 113 | ALPHABET INC | GOOG | 1,620 | $213,597 | 0.07% |
| 114 | ISHARES TR | 464288687 | 7,017 | $211,563 | 0.07% |
| 115 | DIAGEO PLC | DGEAF | 1,385 | $206,614 | 0.07% |
| 116 | HALLADOR ENERGY COMPANY | HNRG | 13,165 | $189,839 | 0.06% |
| 117 | RIOT PLATFORMS INC | RIOT | 20,000 | $186,600 | 0.06% |
| 118 | ROCKET LAB USA INC | RKLB | 33,500 | $146,730 | 0.05% |
| 119 | BLACKROCK CORE BD TR | BLK | 13,943 | $138,593 | 0.05% |
| 120 | ARDAGH METAL PACKAGING S A | AMPWF | 41,460 | $129,770 | 0.04% |
| 121 | WARNER BROS DISCOVERY INC | WBD | 10,646 | $115,616 | 0.04% |
| 122 | EMPIRE PETE CORP | 292034303 | 10,000 | $96,300 | 0.03% |
| 123 | GRAN TIERRA ENERGY INC | GTE | 12,366 | $85,820 | 0.03% |
| 124 | THERAPEUTICSMD INC | TXMD | 25,000 | $75,500 | 0.03% |
| 125 | VROOM INC | VRMWW | 65,000 | $72,800 | 0.02% |
| 126 | W & T OFFSHORE INC | WTI | 10,000 | $43,800 | 0.01% |
| 127 | BETTER HOME & FINANCE HOLDIN | BETRW | 50,000 | $23,950 | 0.01% |
| 128 | RACKSPACE TECHNOLOGY INC | RXT | 10,000 | $23,500 | 0.01% |
| 129 | VERDE CLEAN FUELS INC | VGASW | 107,403 | $19,333 | 0.01% |