13F HOLDINGS REPORT

Transform Wealth, LLC

Quarter ended Q1 2023 · Filed January 13, 2023 · Accession 0001085146-23-000096

Total Value

$892.0M

Positions

296

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (296)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	PGIM ETF TR	69344A107	1,050,507	$51.7M	5.79%
2	APPLE INC	AAPL	228,969	$29.8M	3.34%
3	MICROSOFT CORP	MSFT	118,704	$28.5M	3.19%
4	LISTED FD TR	53656F847	775,289	$24.5M	2.74%
5	ISHARES TR	464287408	157,363	$22.8M	2.56%
6	ABBVIE INC	ABBV	118,046	$19.1M	2.14%
7	INNOVATOR ETFS TR	INHD	555,787	$17.1M	1.91%
8	J P MORGAN EXCHANGE TRADED F	46641Q837	323,013	$16.2M	1.82%
9	ISHARES TR	464287226	160,889	$15.6M	1.75%
10	UNITEDHEALTH GROUP INC	UNH	27,776	$14.7M	1.65%
11	INNOVATOR ETFS TR	INHD	447,122	$12.6M	1.41%
12	EXXON MOBIL CORP	XOM	113,582	$12.5M	1.40%
13	ACCENTURE PLC IRELAND	ACN	46,210	$12.3M	1.38%
14	ISHARES TR	464287309	209,734	$12.3M	1.38%
15	ARCHER DANIELS MIDLAND CO	ADM	131,177	$12.2M	1.37%
16	ALPHABET INC	GOOG	133,918	$11.8M	1.32%
17	BROADCOM INC	AVGO	19,671	$11.0M	1.23%
18	CHEVRON CORP NEW	CVX	60,186	$10.8M	1.21%
19	JPMORGAN CHASE & CO	VYLD	80,466	$10.8M	1.21%
20	JOHNSON & JOHNSON	JNJ	60,296	$10.7M	1.19%
21	METLIFE INC	MET-PF	146,662	$10.6M	1.19%
22	FIRST TR EXCH TRADED FD III	33739E108	623,602	$10.5M	1.17%
23	CVS HEALTH CORP	CVS	108,262	$10.1M	1.13%
24	GOLDMAN SACHS GROUP INC	GSCE	29,220	$10.0M	1.12%
25	LAM RESEARCH CORP	LRCX	22,908	$9.7M	1.08%
26	DEERE & CO	DE	21,955	$9.4M	1.06%
27	BRISTOL-MYERS SQUIBB CO	CELG-RI	130,546	$9.4M	1.05%
28	EMERSON ELEC CO	EMR	96,901	$9.3M	1.04%
29	GENERAL DYNAMICS CORP	GD	37,013	$9.2M	1.03%
30	AMAZON COM INC	AMZN	102,632	$8.6M	0.97%
31	CISCO SYS INC	CSCO	176,713	$8.4M	0.94%
32	INVESCO EXCH TRADED FD TR II	IVZ	406,280	$8.3M	0.94%
33	CHUBB LIMITED	CB	35,402	$7.8M	0.88%
34	THERMO FISHER SCIENTIFIC INC	TMO	14,134	$7.8M	0.87%
35	SCHWAB CHARLES CORP	SCHW-PJ	93,457	$7.8M	0.87%
36	HOME DEPOT INC	HD	24,412	$7.7M	0.86%
37	KROGER CO	KR	171,374	$7.6M	0.86%
38	SPDR SER TR	78468R663	82,943	$7.6M	0.85%
39	CUMMINS INC	CMI	30,836	$7.5M	0.84%
40	OREILLY AUTOMOTIVE INC	67103H107	8,506	$7.2M	0.80%
41	TARGET CORP	TGT	48,131	$7.2M	0.80%
42	ISHARES TR	46434V407	174,955	$7.2M	0.80%
43	ADOBE SYSTEMS INCORPORATED	ADBE	21,195	$7.1M	0.80%
44	COSTCO WHSL CORP NEW	22160K105	15,469	$7.1M	0.79%
45	NUCOR CORP	NUE	52,733	$7.0M	0.78%
46	WASTE MGMT INC DEL	94106L109	41,753	$6.6M	0.73%
47	VANECK ETF TRUST	92189F700	75,739	$6.5M	0.73%
48	ULTA BEAUTY INC	ULTA	13,688	$6.4M	0.72%
49	VERTEX PHARMACEUTICALS INC	VRTX	22,226	$6.4M	0.72%
50	J P MORGAN EXCHANGE TRADED F	46641Q274	129,838	$5.9M	0.67%
51	KEURIG DR PEPPER INC	KDP	164,739	$5.9M	0.66%
52	ISHARES GOLD TR	IAU	169,212	$5.9M	0.66%
53	STARBUCKS CORP	SBUX	58,950	$5.8M	0.66%
54	DOLLAR GEN CORP NEW	256677105	23,224	$5.7M	0.64%
55	SCHWAB STRATEGIC TR	808524102	126,598	$5.7M	0.64%
56	FORTINET INC	FTNT	114,210	$5.6M	0.63%
57	DOUBLELINE ETF TRUST	25861R204	259,548	$5.5M	0.61%
58	CAPITAL ONE FINL CORP	14040H105	57,273	$5.3M	0.60%
59	LILLY ELI & CO	LLY	14,087	$5.2M	0.58%
60	MCKESSON CORP	MCK	13,708	$5.1M	0.58%
61	FLEXSHARES TR	FLEX	94,728	$5.0M	0.56%
62	NXP SEMICONDUCTORS N V	NXPI	31,057	$4.9M	0.55%
63	DELL TECHNOLOGIES INC	DELL	117,519	$4.7M	0.53%
64	SPDR SER TR	78464A409	89,772	$4.5M	0.51%
65	HCA HEALTHCARE INC	HCA	18,414	$4.4M	0.50%
66	FORD MTR CO DEL	345370860	355,364	$4.1M	0.46%
67	ALLSTATE CORP	ALL-PJ	29,707	$4.1M	0.45%
68	UNITEDHEALTH GROUP INC	UNH	7,486	$4.0M	0.44%
69	SPDR GOLD TR	GLD	23,031	$3.9M	0.44%
70	CHEVRON CORP NEW	CVX	20,967	$3.8M	0.42%
71	VANGUARD INDEX FDS	922908769	19,396	$3.7M	0.42%
72	SPDR S&P 500 ETF TR	SPY	9,353	$3.6M	0.40%
73	MERCK & CO INC	MRK	32,320	$3.6M	0.40%
74	ELEVANCE HEALTH INC	ELV	6,930	$3.6M	0.40%
75	ISHARES TR	464287200	9,130	$3.5M	0.39%
76	ARCHER DANIELS MIDLAND CO	ADM	37,335	$3.5M	0.39%
77	WASTE MGMT INC DEL	94106L109	21,933	$3.4M	0.39%
78	LOWES COS INC	548661107	16,881	$3.4M	0.38%
79	CF INDS HLDGS INC	125269100	38,916	$3.3M	0.37%
80	HOME DEPOT INC	HD	10,331	$3.3M	0.37%
81	APPLE INC	AAPL	24,632	$3.2M	0.36%
82	CATERPILLAR INC	CAT	13,239	$3.2M	0.36%
83	INTUITIVE SURGICAL INC	ISRG	11,877	$3.2M	0.35%
84	INTERPUBLIC GROUP COS INC	INTR	90,252	$3.0M	0.34%
85	SPDR SER TR	78464A508	77,269	$3.0M	0.34%
86	SELECT SECTOR SPDR TR	81369Y886	42,460	$3.0M	0.34%
87	COSTCO WHSL CORP NEW	22160K105	6,459	$2.9M	0.33%
88	JPMORGAN CHASE & CO	VYLD	21,965	$2.9M	0.33%
89	NRG ENERGY INC	NRG	91,544	$2.9M	0.33%
90	MICROSOFT CORP	MSFT	12,076	$2.9M	0.32%
91	JOHNSON & JOHNSON	JNJ	16,231	$2.9M	0.32%
92	VISA INC	V	13,621	$2.8M	0.32%
93	NIKE INC	NKE	22,749	$2.7M	0.30%
94	VANECK ETF TRUST	92189H409	51,992	$2.6M	0.29%
95	BLACKSTONE INC	BX	35,202	$2.6M	0.29%
96	AMERICAN TOWER CORP NEW	03027X100	12,027	$2.5M	0.29%
97	METLIFE INC	MET-PF	34,741	$2.5M	0.28%
98	CANADIAN NATL RY CO	136375102	20,276	$2.4M	0.27%
99	SCHWAB STRATEGIC TR	808524607	59,129	$2.4M	0.27%
100	SELECT SECTOR SPDR TR	81369Y209	17,283	$2.3M	0.26%
101	CHENIERE ENERGY INC	LNG	15,589	$2.3M	0.26%
102	FIDELITY COVINGTON TRUST	316092402	94,769	$2.3M	0.25%
103	US BANCORP DEL	USB-PS	50,542	$2.2M	0.25%
104	ISHARES TR	464287549	7,793	$2.2M	0.24%
105	EXELON CORP	EXC	49,308	$2.1M	0.24%
106	ALPHABET INC	GOOG	22,114	$2.0M	0.22%
107	TEXAS INSTRS INC	882508104	11,628	$1.9M	0.22%
108	SELECT SECTOR SPDR TR	81369Y308	25,401	$1.9M	0.21%
109	HP INC	HPQ	69,395	$1.9M	0.21%
110	SCHWAB STRATEGIC TR	808524508	28,670	$1.9M	0.21%
111	WILLIAMS COS INC	969457100	56,714	$1.9M	0.21%
112	SPDR SER TR	78464A763	14,601	$1.8M	0.20%
113	CARRIER GLOBAL CORPORATION	CARR	43,938	$1.8M	0.20%
114	INNOVATOR ETFS TR	INHD	61,009	$1.7M	0.19%
115	MASTERCARD INCORPORATED	MA	4,824	$1.7M	0.19%
116	TJX COS INC NEW	872540109	20,960	$1.7M	0.19%
117	SPDR SER TR	78464A789	39,442	$1.6M	0.18%
118	AMAZON COM INC	AMZN	19,227	$1.6M	0.18%
119	J P MORGAN EXCHANGE TRADED F	46641Q654	31,808	$1.6M	0.18%
120	S&P GLOBAL INC	SPGI	4,800	$1.6M	0.18%
121	ALPHABET INC	GOOG	18,020	$1.6M	0.18%
122	DIAMONDBACK ENERGY INC	FANG	11,459	$1.6M	0.18%
123	SCHWAB STRATEGIC TR	808524839	31,500	$1.4M	0.16%
124	CONSTELLATION ENERGY CORP	CEG	16,475	$1.4M	0.16%
125	ENTERPRISE PRODS PARTNERS L	293792107	53,992	$1.3M	0.15%
126	ISHARES TR	464287762	4,561	$1.3M	0.15%
127	WESTROCK CO	WEST	33,811	$1.2M	0.13%
128	ISHARES TR	464287168	9,669	$1.2M	0.13%
129	PROCTER AND GAMBLE CO	742718109	7,167	$1.1M	0.12%
130	ISHARES TR	464287655	5,967	$1.0M	0.12%
131	CITIZENS FINL GROUP INC	CIA	26,394	$1.0M	0.12%
132	SCHWAB STRATEGIC TR	808524805	31,238	$1.0M	0.11%
133	SCHWAB STRATEGIC TR	808524797	13,158	$993,955	0.11%
134	ANTERO MIDSTREAM CORP	AM	90,823	$979,980	0.11%
135	GLOBAL X FDS	37954Y293	22,868	$932,102	0.10%
136	VANGUARD WHITEHALL FDS	921946406	8,380	$906,800	0.10%
137	PROCTER AND GAMBLE CO	742718109	5,949	$901,630	0.10%
138	NVIDIA CORPORATION	NVDA	6,125	$895,101	0.10%
139	ALPHABET INC	GOOG	9,960	$878,771	0.10%
140	RAYTHEON TECHNOLOGIES CORP	RTX	8,304	$838,072	0.09%
141	VANGUARD INDEX FDS	922908769	4,191	$801,208	0.09%
142	SELECT SECTOR SPDR TR	81369Y803	6,254	$778,248	0.09%
143	CATERPILLAR INC	CAT	3,219	$771,245	0.09%
144	ISHARES TR	464287150	9,066	$768,797	0.09%
145	HONEYWELL INTL INC	438516106	3,345	$716,870	0.08%
146	SELECT SECTOR SPDR TR	81369Y605	20,287	$693,815	0.08%
147	ABBOTT LABS	ABLZF	6,086	$668,196	0.07%
148	NUVEEN AMT FREE QLTY MUN INC	NU	57,222	$650,609	0.07%
149	INVESCO EXCHANGE TRADED FD T	IVZ	4,344	$613,590	0.07%
150	ISHARES TR	464287630	4,313	$598,102	0.07%
151	SCHWAB STRATEGIC TR	808524797	7,900	$596,804	0.07%
152	UNION PAC CORP	UNP	2,863	$592,764	0.07%
153	ISHARES TR	464287804	6,262	$592,600	0.07%
154	TRI CONTL CORP	895436103	22,773	$583,682	0.07%
155	ISHARES TR	464287465	8,794	$577,269	0.06%
156	LISTED FD TR	53656F847	17,883	$564,741	0.06%
157	ISHARES TR	464287721	7,499	$558,629	0.06%
158	INNOVATOR ETFS TR	INHD	18,906	$553,050	0.06%
159	VANGUARD INDEX FDS	922908363	1,497	$526,039	0.06%
160	PROLOGIS INC.	PLDGP	4,598	$518,290	0.06%
161	ISHARES TR	464287648	2,367	$507,672	0.06%
162	EXXON MOBIL CORP	XOM	4,598	$507,159	0.06%
163	DUKE ENERGY CORP NEW	DUKB	4,885	$503,125	0.06%
164	EATON CORP PLC	ETN	3,182	$499,415	0.06%
165	AMERICAN EXPRESS CO	AXP	3,362	$496,749	0.06%
166	OLD DOMINION FREIGHT LINE IN	ODFL	1,743	$494,744	0.06%
167	LOCKHEED MARTIN CORP	LMT	1,010	$491,247	0.06%
168	CARRIER GLOBAL CORPORATION	CARR	11,846	$490,889	0.06%
169	STRYKER CORPORATION	SYK	1,908	$468,015	0.05%
170	INNOVATOR ETFS TR	INHD	15,202	$457,124	0.05%
171	FMC CORP	FMC	3,361	$421,473	0.05%
172	VERISIGN INC	VRSN	2,046	$420,391	0.05%
173	L3HARRIS TECHNOLOGIES INC	LHX	2,009	$418,303	0.05%
174	SHELL PLC	RYDAF	7,262	$413,564	0.05%
175	FIDELITY NATL INFORMATION SV	31620M106	6,055	$410,798	0.05%
176	BEST BUY INC	BBY	5,022	$407,758	0.05%
177	INTUIT	INTU	1,043	$405,956	0.05%
178	VERISK ANALYTICS INC	VRSK	2,298	$405,438	0.05%
179	S&P GLOBAL INC	SPGI	1,194	$400,043	0.04%
180	ADVANCE AUTO PARTS INC	AAP	2,622	$397,419	0.04%
181	TRUIST FINL CORP	89832Q109	9,088	$391,057	0.04%
182	BOEING CO	BA-PA	2,051	$390,695	0.04%
183	3M CO	MMM	3,212	$385,183	0.04%
184	EDWARDS LIFESCIENCES CORP	EW	5,153	$384,465	0.04%
185	MSCI INC	MSCI	823	$382,699	0.04%
186	J P MORGAN EXCHANGE TRADED F	46641Q647	7,640	$379,632	0.04%
187	VANGUARD SPECIALIZED FUNDS	921908844	2,396	$363,788	0.04%
188	BOOKING HOLDINGS INC	BKNG	178	$358,569	0.04%
189	SCHWAB STRATEGIC TR	808524201	7,885	$356,008	0.04%
190	J P MORGAN EXCHANGE TRADED F	46641Q332	6,431	$354,112	0.04%
191	AMERIPRISE FINL INC	03076C106	1,119	$348,533	0.04%
192	WISDOMTREE TR	WT	4,048	$348,409	0.04%
193	SELECT SECTOR SPDR TR	81369Y407	2,696	$348,215	0.04%
194	AMGEN INC	AMGN	1,308	$343,574	0.04%
195	MARATHON OIL CORP	MARA	12,686	$343,423	0.04%
196	TESLA INC	TSLA	2,776	$341,948	0.04%
197	PIONEER NAT RES CO	723787107	1,459	$333,239	0.04%
198	SELECT SECTOR SPDR TR	81369Y506	3,764	$329,235	0.04%
199	ABRDN GOLD ETF TRUST	00326A104	18,840	$329,135	0.04%
200	PROSHARES TR	74347B425	20,464	$328,035	0.04%
201	SELECT SECTOR SPDR TR	81369Y704	3,329	$326,941	0.04%
202	POWELL INDS INC	739128106	9,084	$319,575	0.04%
203	ISHARES TR	464287598	2,061	$312,551	0.04%
204	ISHARES TR	464287705	3,076	$310,061	0.03%
205	ABBVIE INC	ABBV	1,858	$300,325	0.03%
206	AMPHENOL CORP NEW	032095101	3,932	$300,208	0.03%
207	MERCK & CO INC	MRK	2,669	$298,082	0.03%
208	PAYCHEX INC	PAYX	2,566	$296,494	0.03%
209	BLACKROCK CR ALLOCATION INCO	BLK	29,300	$295,930	0.03%
210	BOK FINL CORP	05561Q201	2,842	$294,971	0.03%
211	SPDR INDEX SHS FDS	78463X541	5,152	$293,741	0.03%
212	PHILLIPS 66	PSX	2,792	$290,576	0.03%
213	DOW INC	DOW	5,714	$287,944	0.03%
214	ALLIANT ENERGY CORP	LNT	5,200	$287,092	0.03%
215	SCHWAB STRATEGIC TR	808524300	5,166	$287,028	0.03%
216	DISCOVER FINL SVCS	254709108	2,902	$283,912	0.03%
217	ISHARES TR	464287606	4,138	$282,625	0.03%
218	SCHWAB STRATEGIC TR	808524102	6,194	$277,553	0.03%
219	INNOVATOR ETFS TR	INHD	8,726	$264,660	0.03%
220	AMEREN CORP	AEE	2,950	$262,314	0.03%
221	NIKE INC	NKE	2,150	$251,553	0.03%
222	CHIPOTLE MEXICAN GRILL INC	CMG	181	$251,136	0.03%
223	QUALCOMM INC	QCOM	2,245	$246,815	0.03%
224	ISHARES TR	46434V621	4,875	$243,762	0.03%
225	MCDONALDS CORP	MCD	920	$242,448	0.03%
226	PEPSICO INC	PEP	1,316	$238,162	0.03%
227	WOODWARD INC	WWD	2,460	$237,661	0.03%
228	SOUTHERN CO	SOMN	3,300	$235,653	0.03%
229	MARATHON PETE CORP	MARA	2,008	$233,671	0.03%
230	NORFOLK SOUTHN CORP	655844108	946	$233,113	0.03%
231	VANGUARD INDEX FDS	922908629	1,116	$227,528	0.03%
232	ECOLAB INC	ECL	1,548	$226,200	0.03%
233	GALLAGHER ARTHUR J & CO	363576109	1,160	$218,720	0.02%
234	ABBOTT LABS	ABLZF	1,964	$215,607	0.02%
235	DIMENSIONAL ETF TRUST	25434V708	8,594	$208,662	0.02%
236	EMPIRE ST RLTY OP L P	292102209	31,546	$208,204	0.02%
237	CIGNA CORP NEW	125523100	625	$207,088	0.02%
238	VANGUARD INDEX FDS	922908751	1,124	$206,234	0.02%
239	VANGUARD INDEX FDS	922908629	971	$197,900	0.02%
240	ISHARES TR	464287507	711	$172,056	0.02%
241	AMERICAN TOWER CORP NEW	03027X100	786	$167,748	0.02%
242	PFIZER INC	PFE	3,052	$156,408	0.02%
243	EXELON CORP	EXC	3,600	$155,628	0.02%
244	NUVEEN MULTI-MKT INCOME FD	NU	25,912	$152,102	0.02%
245	HONEYWELL INTL INC	438516106	680	$145,724	0.02%
246	VISA INC	V	670	$139,193	0.02%
247	ALLSTATE CORP	ALL-PJ	981	$133,082	0.01%
248	OWL ROCK CAPITAL CORPORATION	OWL	11,156	$132,537	0.01%
249	3M CO	MMM	1,093	$131,122	0.01%
250	THERMO FISHER SCIENTIFIC INC	TMO	233	$128,254	0.01%
251	PFIZER INC	PFE	2,403	$123,130	0.01%
252	NUVEEN FLOATING RATE INCOME	6706EN100	15,519	$121,206	0.01%
253	DUKE ENERGY CORP NEW	DUKB	1,169	$120,389	0.01%
254	CONSTELLATION ENERGY CORP	CEG	1,200	$103,452	0.01%
255	STRYKER CORPORATION	SYK	400	$97,796	0.01%
256	PEPSICO INC	PEP	539	$97,340	0.01%
257	MASTERCARD INCORPORATED	MA	266	$92,439	0.01%
258	DOW INC	DOW	1,800	$90,702	0.01%
259	SCHWAB STRATEGIC TR	808524607	2,175	$88,098	0.01%
260	DEERE & CO	DE	205	$87,896	0.01%
261	ISHARES TR	464287598	554	$84,014	0.01%
262	ISHARES TR	464287507	338	$81,762	0.01%
263	EMPIRE ST RLTY OP L P	292102308	13,565	$81,390	0.01%
264	BRISTOL-MYERS SQUIBB CO	CELG-RI	1,100	$79,145	0.01%
265	ISHARES TR	464287804	809	$76,521	0.01%
266	NVIDIA CORPORATION	NVDA	481	$70,297	0.01%
267	SELECT SECTOR SPDR TR	81369Y886	925	$65,212	0.01%
268	SCHWAB STRATEGIC TR	808524508	965	$63,314	0.01%
269	INTUITIVE SURGICAL INC	ISRG	210	$55,724	0.01%
270	QUALCOMM INC	QCOM	500	$54,970	0.01%
271	BLACKSTONE INC	BX	700	$51,933	0.01%
272	CISCO SYS INC	CSCO	1,000	$47,640	0.01%
273	CF INDS HLDGS INC	125269100	531	$45,282	0.01%
274	CIGNA CORP NEW	125523100	135	$44,731	0.01%
275	AMERICAN EXPRESS CO	AXP	300	$44,325	0.00%
276	CVS HEALTH CORP	CVS	441	$41,097	0.00%
277	SELECT SECTOR SPDR TR	81369Y605	1,200	$41,040	0.00%
278	GOLDMAN SACHS GROUP INC	GSCE	107	$36,865	0.00%
279	CHUBB LIMITED	CB	153	$33,752	0.00%
280	BOEING CO	BA-PA	166	$31,548	0.00%
281	PHILLIPS 66	PSX	300	$31,224	0.00%
282	TESLA INC	TSLA	234	$28,824	0.00%
283	HP INC	HPQ	1,047	$28,135	0.00%
284	NUCOR CORP	NUE	200	$26,362	0.00%
285	SELECT SECTOR SPDR TR	81369Y407	200	$25,832	0.00%
286	WILLIAMS COS INC	969457100	749	$24,637	0.00%
287	SPDR S&P 500 ETF TR	SPY	62	$23,858	0.00%
288	ISHARES TR	464287648	99	$21,237	0.00%
289	ADOBE SYSTEMS INCORPORATED	ADBE	45	$15,144	0.00%
290	MCDONALDS CORP	MCD	52	$13,804	0.00%
291	LILLY ELI & CO	LLY	35	$12,804	0.00%
292	STARBUCKS CORP	SBUX	106	$10,508	0.00%
293	DIAMONDBACK ENERGY INC	FANG	76	$10,422	0.00%
294	SCHWAB CHARLES CORP	SCHW-PJ	100	$8,326	0.00%
295	FORD MTR CO DEL	345370860	280	$3,261	0.00%
296	US BANCORP DEL	USB-PS	0	$2	0.00%