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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
CUSIP 74255Y821

PRINCIPAL EXCHANGE TRADED FD

46 institutions · $227.4M total · 10,891,464 shares

#ManagerSharesValue% of TotalPeriod
1PRINCIPAL SECURITIES, INC.4,157,920$86.9M38.17%2025-12-31
2ENVESTNET ASSET MANAGEMENT INC4,056,326$84.7M37.24%2025-12-31
3RAYMOND JAMES FINANCIAL INC914,354$19.1M8.39%2025-12-31
4Raymond James Financial Services Advisors, Inc.584,981$12.5M5.37%2024-09-30
5Insight Wealth Partners, LLC220,590$4.6M2.02%2025-12-31
6Cerity Partners LLC195,911$4.1M1.79%2023-06-30
7Western Wealth Management, LLC140,147$2.9M1.28%2024-12-31
8Mariner, LLC107,827$2.3M0.99%2025-12-31
9GOLDMAN SACHS GROUP INC90,137$1.9M0.82%2025-12-31
10Royal Bank of Canada70,167$1.5M0.64%2025-12-31
11PRINCIPAL FINANCIAL GROUP INC47,103$981.0K0.43%2025-12-31
12JANE STREET GROUP, LLC35,307$745.0K0.32%2025-09-30
13SUSQUEHANNA INTERNATIONAL GROUP, LLP32,142$664.1K0.29%2024-03-31
14Claro Advisors LLC32,306$635.6K0.29%2023-12-31
15CITADEL ADVISORS LLC27,169$573.3K0.24%2025-09-30
16Stratos Wealth Advisors, LLC24,500$500.3K0.22%2023-03-31
17RAYMOND JAMES & ASSOCIATES16,456$352.2K0.15%2024-09-30
18JPMORGAN CHASE & CO15,472$331.1K0.14%2024-12-31
19LPL Financial LLC14,403$300.9K0.13%2025-12-31
20LVZ, Inc.14,543$295.8K0.13%2024-12-31
21AlphaCore Capital LLC11,762$245.7K0.10%2025-12-31
22Callan Capital, LLC11,762$243.1K0.10%2025-03-31
23Atria Wealth Solutions, Inc.10,575$218.5K0.09%2024-03-31
24Gladstone Institutional Advisory LLC9,708$202.8K0.08%2025-12-31
25City Center Advisors, LLC9,736$201.2K0.08%2024-06-30
26BANK OF AMERICA CORP /DE/8,155$170.4K0.07%2025-12-31
27AE Wealth Management LLC3,870$81.7K0.03%2025-09-30
28Belpointe Asset Management LLC3,630$76.2K0.03%2023-06-30
29Sound Income Strategies, LLC2,531$53.0K0.02%2025-12-31
30Smartleaf Asset Management LLC1,523$31.9K0.01%2025-12-31
31Global Retirement Partners, LLC1,349$28.2K0.01%2025-12-31
32OLD MISSION CAPITAL LLC1,302$26.6K0.01%2023-03-31
33PRIVATE TRUST CO NA1,000$20.9K0.00%2025-12-31
34UBS Group AG919$19.2K0.00%2025-12-31
35ADVISOR GROUP HOLDINGS, INC.919$19.1K0.00%2025-09-30
36PNC Financial Services Group, Inc.604$12.9K0.00%2024-09-30
37Continuum Advisory, LLC235$4.9K0.00%2025-03-31
38Pinnacle Bancorp, Inc.13$2720.00%2025-12-31
39COMMONWEALTH EQUITY SERVICES, LLC11,453$2340.10%2024-06-30
40Capital Investment Advisory Services, LLC8$1670.00%2025-12-31
41MORGAN STANLEY2$430.00%2025-12-31
42Householder Group Estate & Retirement Specialist, LLC1,645$350.01%2024-09-30
43FMR LLC1$210.00%2023-09-30
44HANTZ FINANCIAL SERVICES, INC.1,000$210.00%2025-06-30
45WELLS FARGO & COMPANY/MN1$190.00%2025-12-31
46CONCOURSE FINANCIAL GROUP SECURITIES, INC.0$00.00%2025-06-30