CUSIP 140501107
CAPITAL SOUTHWEST CORP
194 institutions · $373.7M total · 17,074,165 shares · CSWC
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | SANDERS MORRIS HARRIS LLC | 1,368,607 | $29.9M | 8.01% | 2025-09-30 |
| 2 | Union Bancaire Privee, UBP SA | 7,265 | $24.8M | 0.04% | 2025-12-31 |
| 3 | TWO SIGMA ADVISERS, LP | 1,062,917 | $23.5M | 6.22% | 2025-12-31 |
| 4 | TWO SIGMA INVESTMENTS, LP | 1,049,382 | $23.2M | 6.14% | 2025-12-31 |
| 5 | Sound Income Strategies, LLC | 885,967 | $21.0M | 5.18% | 2025-12-31 |
| 6 | UBS Group AG | 801,794 | $17.8M | 4.69% | 2025-12-31 |
| 7 | TECTONIC ADVISORS LLC | 514,946 | $11.3M | 3.01% | 2025-06-30 |
| 8 | Melia Wealth LLC | 502,988 | $11.1M | 2.94% | 2025-12-31 |
| 9 | Muzinich & Co., Inc. | 425,322 | $9.4M | 2.49% | 2025-12-31 |
| 10 | Cetera Investment Advisers | 424,631 | $9.4M | 2.48% | 2025-12-31 |
| 11 | Legal & General Group Plc | 389,580 | $8.6M | 2.28% | 2025-12-31 |
| 12 | BlackRock, Inc. | 388,833 | $8.6M | 2.27% | 2025-12-31 |
| 13 | ENVESTNET ASSET MANAGEMENT INC | 386,138 | $8.6M | 2.26% | 2025-12-31 |
| 14 | Columbus Macro, LLC | 345,520 | $7.7M | 2.02% | 2025-12-31 |
| 15 | EPIQ PARTNERS, LLC | 310,965 | $6.9M | 1.82% | 2025-12-31 |
| 16 | Sumitomo Mitsui Trust Group, Inc. | 284,778 | $6.3M | 1.66% | 2025-12-31 |
| 17 | FRANKLIN RESOURCES INC | 262,299 | $5.8M | 1.53% | 2025-12-31 |
| 18 | GOLDMAN SACHS GROUP INC | 229,086 | $5.1M | 1.34% | 2025-12-31 |
| 19 | Womack Financial LLC | 217,125 | $4.8M | 1.27% | 2025-12-31 |
| 20 | RAYMOND JAMES FINANCIAL INC | 216,634 | $4.8M | 1.26% | 2025-12-31 |
| 21 | LPL Financial LLC | 214,780 | $4.8M | 1.25% | 2025-12-31 |
| 22 | FIRST MANHATTAN CO. LLC. | 206,002 | $4.6M | 1.20% | 2025-12-31 |
| 23 | MILLENNIUM MANAGEMENT LLC | 197,168 | $4.4M | 1.15% | 2025-12-31 |
| 24 | Beacon Pointe Advisors, LLC | 195,018 | $4.3M | 1.14% | 2025-12-31 |
| 25 | Connor, Clark & Lunn Investment Management Ltd. | 188,921 | $4.2M | 1.10% | 2025-12-31 |
| 26 | VOLORIDGE INVESTMENT MANAGEMENT, LLC | 169,858 | $3.8M | 0.99% | 2025-12-31 |
| 27 | GRACE & WHITE INC /NY | 164,697 | $3.6M | 0.96% | 2025-12-31 |
| 28 | MARSHALL WACE, LLP | 165,166 | $3.6M | 0.96% | 2025-09-30 |
| 29 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 139,300 | $3.1M | 0.81% | 2025-12-31 |
| 30 | Foundations Investment Advisors, LLC | 126,705 | $2.8M | 0.74% | 2025-12-31 |
| 31 | GraniteShares Advisors LLC | 122,472 | $2.7M | 0.71% | 2025-12-31 |
| 32 | Hodges Capital Management Inc. | 108,462 | $2.4M | 0.63% | 2025-12-31 |
| 33 | Advisors Asset Management, Inc. | 103,463 | $2.3M | 0.60% | 2025-12-31 |
| 34 | Naviter Wealth, LLC | 99,245 | $2.2M | 0.58% | 2025-12-31 |
| 35 | BARCLAYS PLC | 97,739 | $2.2M | 0.57% | 2025-12-31 |
| 36 | NEUBERGER BERMAN GROUP LLC | 94,785 | $2.1M | 0.55% | 2025-12-31 |
| 37 | FJ Capital Management LLC | 92,685 | $2.1M | 0.54% | 2025-12-31 |
| 38 | COMMONWEALTH EQUITY SERVICES, LLC | 92,347 | $2.0M | 0.54% | 2025-12-31 |
| 39 | First Dallas Securities Inc. | 89,911 | $2.0M | 0.52% | 2025-12-31 |
| 40 | Verition Fund Management LLC | 88,378 | $2.0M | 0.51% | 2025-12-31 |
| 41 | Engineers Gate Manager LP | 88,930 | $1.9M | 0.52% | 2025-09-30 |
| 42 | BENJAMIN EDWARDS INC | 86,512 | $1.9M | 0.50% | 2025-12-31 |
| 43 | MORGAN STANLEY | 82,934 | $1.8M | 0.48% | 2025-12-31 |
| 44 | SMH CAPITAL ADVISORS INC | 78,404 | $1.7M | 0.45% | 2025-12-31 |
| 45 | Sovereign's Capital Management, LLC | 76,522 | $1.7M | 0.44% | 2025-12-31 |
| 46 | DENALI ADVISORS LLC | 76,284 | $1.7M | 0.44% | 2025-12-31 |
| 47 | B. Riley Wealth Advisors, Inc. | 69,675 | $1.5M | 0.40% | 2025-12-31 |
| 48 | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 68,256 | $1.5M | 0.39% | 2025-09-30 |
| 49 | Legacy Capital Wealth Partners, LLC | 66,218 | $1.5M | 0.38% | 2025-12-31 |
| 50 | Schonfeld Strategic Advisors LLC | 66,243 | $1.5M | 0.38% | 2025-06-30 |
| 51 | Atom Investors LP | 65,809 | $1.5M | 0.38% | 2025-12-31 |
| 52 | STATE STREET CORP | 62,507 | $1.4M | 0.36% | 2025-12-31 |
| 53 | Moerus Capital Management LLC | 61,698 | $1.4M | 0.36% | 2025-12-31 |
| 54 | Hennion & Walsh Asset Management, Inc. | 57,913 | $1.3M | 0.33% | 2025-12-31 |
| 55 | Closed-End Fund Advisors, Inc. | 57,913 | $1.3M | 0.33% | 2025-12-31 |
| 56 | COZAD ASSET MANAGEMENT INC | 52,380 | $1.2M | 0.30% | 2025-12-31 |
| 57 | CITADEL ADVISORS LLC | 51,700 | $1.1M | 0.30% | 2025-12-31 |
| 58 | CreativeOne Wealth, LLC | 50,840 | $1.1M | 0.29% | 2025-12-31 |
| 59 | JANE STREET GROUP, LLC | 49,500 | $1.1M | 0.28% | 2025-12-31 |
| 60 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 49,380 | $1.1M | 0.28% | 2025-12-31 |
| 61 | Catalyst Capital Advisors LLC | 49,000 | $1.1M | 0.28% | 2025-12-31 |
| 62 | Royal Bank of Canada | 48,680 | $1.1M | 0.28% | 2025-12-31 |
| 63 | Y-Intercept (Hong Kong) Ltd | 48,215 | $1.1M | 0.28% | 2025-06-30 |
| 64 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 20,133 | $1.0M | 0.11% | 2025-12-31 |
| 65 | DRW Securities, LLC | 46,161 | $1.0M | 0.27% | 2025-09-30 |
| 66 | Zuckerman Investment Group, LLC | 44,930 | $995.2K | 0.26% | 2025-12-31 |
| 67 | Kestra Advisory Services, LLC | 44,378 | $983.0K | 0.25% | 2025-12-31 |
| 68 | Qube Research & Technologies Ltd | 42,372 | $926.3K | 0.24% | 2025-09-30 |
| 69 | Cornerstone Wealth Management, LLC | 40,835 | $904.5K | 0.23% | 2025-12-31 |
| 70 | Symphony Financial, Ltd. Co. | 39,441 | $870.5K | 0.23% | 2025-12-31 |
| 71 | CALDWELL SUTTER CAPITAL, INC. | 38,084 | $843.6K | 0.22% | 2025-12-31 |
| 72 | Aquatic Capital Management LLC | 35,950 | $796.3K | 0.21% | 2025-12-31 |
| 73 | Sunbelt Securities, Inc. | 35,500 | $786.3K | 0.20% | 2025-12-31 |
| 74 | BANK OF AMERICA CORP /DE/ | 34,620 | $766.8K | 0.20% | 2025-12-31 |
| 75 | Invesco Ltd. | 34,576 | $765.9K | 0.20% | 2025-12-31 |
| 76 | WOLVERINE ASSET MANAGEMENT LLC | 34,600 | $756.4K | 0.20% | 2025-09-30 |
| 77 | Virtus Investment Advisers, LLC | 32,682 | $723.9K | 0.19% | 2025-12-31 |
| 78 | NORTHERN TRUST CORP | 29,618 | $656.0K | 0.17% | 2025-12-31 |
| 79 | Mraz, Amerine & Associates, Inc. | 28,910 | $640.4K | 0.16% | 2025-12-31 |
| 80 | Samalin Investment Counsel, LLC | 28,343 | $627.8K | 0.16% | 2025-12-31 |
| 81 | OSAIC HOLDINGS, INC. | 28,190 | $624.4K | 0.16% | 2025-12-31 |
| 82 | SIMPLEX TRADING, LLC | 27,754 | $614.8K | 0.16% | 2025-12-31 |
| 83 | GUGGENHEIM CAPITAL LLC | 27,461 | $608.3K | 0.16% | 2025-12-31 |
| 84 | CAXTON ASSOCIATES LLP | 26,267 | $581.8K | 0.15% | 2025-12-31 |
| 85 | Apollon Wealth Management, LLC | 24,668 | $546.4K | 0.14% | 2025-12-31 |
| 86 | Belpointe Asset Management LLC | 23,582 | $522.3K | 0.13% | 2025-12-31 |
| 87 | Trexquant Investment LP | 22,122 | $490.0K | 0.12% | 2025-12-31 |
| 88 | Brevan Howard Capital Management LP | 21,314 | $472.1K | 0.12% | 2025-12-31 |
| 89 | Mariner, LLC | 20,056 | $444.2K | 0.11% | 2025-12-31 |
| 90 | DEARBORN PARTNERS LLC | 19,999 | $443.0K | 0.11% | 2025-12-31 |
| 91 | Vantage Financial Partners, LLC | 19,918 | $441.2K | 0.11% | 2025-12-31 |
| 92 | AMERIPRISE FINANCIAL INC | 19,906 | $440.9K | 0.11% | 2025-12-31 |
| 93 | WOLVERINE TRADING, LLC | 19,800 | $434.2K | 0.11% | 2025-09-30 |
| 94 | Quantbot Technologies LP | 19,278 | $427.0K | 0.11% | 2025-12-31 |
| 95 | FCG Investment Co | 19,314 | $422.2K | 0.11% | 2025-09-30 |
| 96 | JPMORGAN CHASE & CO | 18,281 | $404.9K | 0.10% | 2025-12-31 |
| 97 | 1900 WEALTH MANAGEMENT LLC | 18,272 | $404.7K | 0.10% | 2025-12-31 |
| 98 | LBMC INVESTMENT ADVISORS, LLC | 18,250 | $404.2K | 0.10% | 2025-12-31 |
| 99 | Point72 Asset Management, L.P. | 13,784 | $305.3K | 0.08% | 2025-12-31 |
| 100 | US BANCORP \DE\ | 13,700 | $303.5K | 0.08% | 2025-12-31 |
| 101 | Balyasny Asset Management L.P. | 13,410 | $297.0K | 0.07% | 2025-12-31 |
| 102 | Corient Private Wealth LLC | 13,352 | $291.9K | 0.07% | 2025-09-30 |
| 103 | Sciencast Management LP | 13,192 | $288.4K | 0.07% | 2025-09-30 |
| 104 | Generali Investments CEE, investicni spolecnost, a.s. | 12,758 | $282.6K | 0.07% | 2025-12-31 |
| 105 | Accel Wealth Management | 12,495 | $276.8K | 0.07% | 2025-12-31 |
| 106 | Campbell & CO Investment Adviser LLC | 12,513 | $273.5K | 0.07% | 2025-09-30 |
| 107 | BARD ASSOCIATES INC | 12,373 | $270.5K | 0.07% | 2025-09-30 |
| 108 | SageGuard Financial Group, LLC | 12,113 | $268.3K | 0.07% | 2025-12-31 |
| 109 | Catalina Capital Group, LLC | 11,897 | $263.5K | 0.06% | 2025-12-31 |
| 110 | Vident Advisory, LLC | 11,719 | $259.6K | 0.06% | 2025-12-31 |
| 111 | Global Retirement Partners, LLC | 11,587 | $256.7K | 0.06% | 2025-12-31 |
| 112 | Core Wealth Partners LLC | 11,520 | $255.2K | 0.06% | 2025-12-31 |
| 113 | GEODE CAPITAL MANAGEMENT, LLC | 11,251 | $249.2K | 0.06% | 2025-12-31 |
| 114 | ProShare Advisors LLC | 10,944 | $242.4K | 0.06% | 2025-12-31 |
| 115 | CIBC Bancorp USA Inc. | 10,960 | $239.6K | 0.06% | 2025-09-30 |
| 116 | Jump Financial, LLC | 10,910 | $238.5K | 0.06% | 2025-09-30 |
| 117 | XTX Topco Ltd | 10,798 | $236.0K | 0.06% | 2025-09-30 |
| 118 | Focus Partners Wealth | 10,772 | $235.5K | 0.06% | 2025-09-30 |
| 119 | Quadrature Capital Ltd | 10,605 | $231.5K | 0.06% | 2025-09-30 |
| 120 | Centiva Capital, LP | 10,358 | $226.4K | 0.06% | 2025-09-30 |
| 121 | HighTower Advisors, LLC | 9,638 | $213.5K | 0.05% | 2025-12-31 |
| 122 | Kingstone Capital Partners Texas, LLC | 9,678 | $212.0K | 0.05% | 2025-09-30 |
| 123 | GRIMES & COMPANY, INC. | 9,261 | $205.1K | 0.05% | 2025-12-31 |
| 124 | Argent Trust Co | 8,898 | $194.5K | 0.05% | 2025-09-30 |
| 125 | VPR Management LLC | 8,500 | $188.3K | 0.04% | 2025-12-31 |
| 126 | HOLLENCREST CAPITAL MANAGEMENT | 7,436 | $164.7K | 0.04% | 2025-12-31 |
| 127 | Leonteq Securities AG | 6,300 | $139.5K | 0.03% | 2025-12-31 |
| 128 | BNP PARIBAS FINANCIAL MARKETS | 5,763 | $126.0K | 0.03% | 2025-09-30 |
| 129 | Farther Finance Advisors, LLC | 5,318 | $117.8K | 0.03% | 2025-12-31 |
| 130 | GROUP ONE TRADING LLC | 5,073 | $112.4K | 0.02% | 2025-12-31 |
| 131 | Allworth Financial LP | 4,845 | $107.3K | 0.02% | 2025-12-31 |
| 132 | Rialto Wealth Management, LLC | 4,809 | $106.5K | 0.02% | 2025-12-31 |
| 133 | Parallel Advisors, LLC | 4,185 | $92.7K | 0.02% | 2025-12-31 |
| 134 | WELLS FARGO & COMPANY/MN | 3,370 | $74.6K | 0.01% | 2025-12-31 |
| 135 | MAI Capital Management | 3,051 | $67.6K | 0.01% | 2025-12-31 |
| 136 | CHILTON CAPITAL MANAGEMENT LLC | 2,700 | $59.8K | 0.01% | 2025-12-31 |
| 137 | SIGNATUREFD, LLC | 2,663 | $59.0K | 0.01% | 2025-12-31 |
| 138 | Washington Trust Advisors, Inc. | 2,500 | $55.4K | 0.01% | 2025-12-31 |
| 139 | Cubist Systematic Strategies, LLC | 2,312 | $50.5K | 0.01% | 2025-09-30 |
| 140 | EverSource Wealth Advisors, LLC | 2,250 | $49.8K | 0.01% | 2025-12-31 |
| 141 | TCTC Holdings, LLC | 2,136 | $47.3K | 0.01% | 2025-12-31 |
| 142 | Geneos Wealth Management Inc. | 1,930 | $42.8K | 0.01% | 2025-12-31 |
| 143 | PNC Financial Services Group, Inc. | 1,566 | $34.7K | 0.00% | 2025-12-31 |
| 144 | SageView Advisory Group, LLC | 1,551 | $34.4K | 0.00% | 2025-12-31 |
| 145 | Triumph Capital Management | 1,400 | $31.0K | 0.00% | 2025-12-31 |
| 146 | Wealthspire Advisors, LLC | 1,418 | $31.0K | 0.00% | 2025-09-30 |
| 147 | Promus Capital, LLC | 1,384 | $30.3K | 0.00% | 2025-09-30 |
| 148 | CIBC Private Wealth Group LLC | 1,340 | $29.7K | 0.00% | 2025-12-31 |
| 149 | VAN ECK ASSOCIATES CORP | 1,130,155 | $25.0K | 6.61% | 2025-12-31 |
| 150 | Blue Trust, Inc. | 1,053 | $23.3K | 0.00% | 2025-12-31 |
| 151 | North Star Investment Management Corp. | 1,025 | $22.7K | 0.00% | 2025-12-31 |
| 152 | Newbridge Financial Services Group, Inc. | 1,000 | $22.1K | 0.00% | 2025-12-31 |
| 153 | Larson Financial Group LLC | 1,000 | $22.1K | 0.00% | 2025-12-31 |
| 154 | JONES FINANCIAL COMPANIES LLLP | 804 | $17.8K | 0.00% | 2025-12-31 |
| 155 | HHM Wealth Advisors, LLC | 700 | $15.5K | 0.00% | 2025-12-31 |
| 156 | Spire Wealth Management | 600 | $13.3K | 0.00% | 2025-12-31 |
| 157 | TOTH FINANCIAL ADVISORY CORP | 600 | $13.3K | 0.00% | 2025-12-31 |
| 158 | Key Capital Management, INC | 514 | $11.4K | 0.00% | 2025-12-31 |
| 159 | HAGER INVESTMENT MANAGEMENT SERVICES, LLC | 500 | $11.1K | 0.00% | 2025-12-31 |
| 160 | 1620 INVESTMENT ADVISORS, INC. | 500 | $11.1K | 0.00% | 2025-12-31 |
| 161 | Russell Investments Group, Ltd. | 474 | $10.5K | 0.00% | 2025-12-31 |
| 162 | PRINCIPAL SECURITIES, INC. | 462 | $10.1K | 0.00% | 2025-09-30 |
| 163 | NOMURA ASSET MANAGEMENT CO LTD | 447 | $9.9K | 0.00% | 2025-12-31 |
| 164 | Dunhill Financial, LLC | 400 | $8.9K | 0.00% | 2025-12-31 |
| 165 | REDMONT WEALTH ADVISORS LLC | 335 | $7.4K | 0.00% | 2025-12-31 |
| 166 | AdvisorNet Financial, Inc | 300 | $6.6K | 0.00% | 2025-09-30 |
| 167 | NISA INVESTMENT ADVISORS, LLC | 291 | $6.4K | 0.00% | 2025-12-31 |
| 168 | Quarry LP | 280 | $6.2K | 0.00% | 2025-12-31 |
| 169 | LRI Investments, LLC | 250 | $5.5K | 0.00% | 2025-12-31 |
| 170 | Rockefeller Capital Management L.P. | 225 | $5.0K | 0.00% | 2025-12-31 |
| 171 | FIRST HORIZON CORP | 200 | $4.4K | 0.00% | 2025-12-31 |
| 172 | JFS WEALTH ADVISORS, LLC | 200 | $4.4K | 0.00% | 2025-09-30 |
| 173 | Archer Investment Corp | 138 | $3.1K | 0.00% | 2025-12-31 |
| 174 | FLAGSHIP HARBOR ADVISORS, LLC | 109 | $2.4K | 0.00% | 2025-12-31 |
| 175 | CANADA LIFE ASSURANCE Co | 71,781 | $1.6K | 0.42% | 2025-12-31 |
| 176 | DELTA ASSET MANAGEMENT LLC/TN | 70 | $1.6K | 0.00% | 2025-12-31 |
| 177 | HRT FINANCIAL LP | 63,145 | $1.4K | 0.36% | 2025-12-31 |
| 178 | Weiss Asset Management LP | 44 | $975 | 0.00% | 2025-12-31 |
| 179 | Cambridge Investment Research Advisors, Inc. | 38,079 | $843 | 0.22% | 2025-12-31 |
| 180 | NBT BANK N A /NY | 22 | $707 | 0.00% | 2025-12-31 |
| 181 | GSA CAPITAL PARTNERS LLP | 22,564 | $500 | 0.13% | 2025-12-31 |
| 182 | WEDBUSH SECURITIES INC | 16,378 | $363 | 0.09% | 2025-12-31 |
| 183 | CWM, LLC | 11,767 | $261 | 0.06% | 2025-12-31 |
| 184 | Virtu Financial LLC | 11,154 | $244 | 0.06% | 2025-09-30 |
| 185 | DHJJ Financial Advisors, Ltd. | 5 | $111 | 0.00% | 2025-12-31 |
| 186 | BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 3,677 | $81 | 0.02% | 2025-12-31 |
| 187 | ASSETMARK, INC | 3 | $66 | 0.00% | 2025-12-31 |
| 188 | Capital Analysts, LLC | 2,830 | $63 | 0.01% | 2025-12-31 |
| 189 | State of Alaska, Department of Revenue | 2,237 | $49 | 0.01% | 2025-12-31 |
| 190 | HUNTINGTON NATIONAL BANK | 2 | $44 | 0.00% | 2025-12-31 |
| 191 | CITIGROUP INC | 1 | $22 | 0.00% | 2025-09-30 |
| 192 | Caitong International Asset Management Co., Ltd | 1 | $22 | 0.00% | 2025-12-31 |
| 193 | Avion Wealth | 500 | $11 | 0.00% | 2025-12-31 |
| 194 | CX Institutional | 100 | $2 | 0.00% | 2025-12-31 |