Institutional Manager · CIK 0002064489
Kagan Cocozza Asset Management
MICKLETON, NJ · File #028-25488
Latest AUM
$140.6M
Positions
64
Top-10 Concentration
69.6%
Filings
5
Portfolio Value Over Time
2025-03
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| ADD | SPDR SERIES TRUST | 78464A649 | +101,907 | +$2.6M | -$64,068 |
| ADD | SELECT SECTOR SPDR TR | 81369Y803 | +13,110 | +$1.9M | -$1.4M |
| ADD | SPDR SERIES TRUST | 78464A375 | +30,805 | +$1.0M | -$19,844 |
| ADD | SPDR SERIES TRUST | 78464A854 | +10,138 | +$813,271 | +$497,090 |
| ADD | VANGUARD INDEX FDS | 922908629 | +1,590 | +$461,447 | -$84,080 |
| NEW | VANGUARD INDEX FDS | 922908363 | +685 | +$429,584 | $0 |
| ADD | VANGUARD SPECIALIZED FUNDS | 921908844 | +1,932 | +$424,617 | +$153,501 |
| NEW | BERKSHIRE HATHAWAY INC DEL | BRK-A | +820 | +$412,173 | $0 |
| ADD | SELECT SECTOR SPDR TR | 81369Y407 | +3,374 | +$402,889 | -$507,611 |
| REDUCE | ISHARES TR | 464288414 | -3,485 | -$373,278 | +$4,569 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 202564 pos · $140.6M
- 13F HOLDINGS REPORTQ/E Sep 202561 pos · $132.1M
- 13F HOLDINGS REPORTQ/E Jun 202561 pos · $130.4M
- 13F HOLDINGS REPORTQ/E Mar 202561 pos · $122.4M
- 13F HOLDINGS REPORTQ/E Mar 202563 pos · $120.4M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | 78464A854 | 274,562 | $22.0M | 16.09% |
| 2 | SPDR SERIES TRUST | 78464A649 | 742,520 | $19.1M | 13.97% |
| 3 | SPDR INDEX SHS FDS | 78463X889 | 258,898 | $11.5M | 8.40% |
| 4 | SPDR SERIES TRUST | 78464A375 | 278,960 | $9.4M | 6.89% |
| 5 | VANGUARD SPECIALIZED FUNDS | 921908844 | 40,365 | $8.9M | 6.48% |
| 6 | VANGUARD INDEX FDS | 922908629 | 25,430 | $7.4M | 5.39% |
| 7 | ISHARES TR | 464287226 | 46,234 | $4.6M | 3.37% |
| 8 | VANGUARD INTL EQUITY INDEX F | 922042858 | 85,254 | $4.6M | 3.35% |
| 9 | VANGUARD INDEX FDS | 922908553 | 47,607 | $4.2M | 3.08% |
| 10 | ISHARES TR | 464287804 | 29,614 | $3.6M | 2.60% |
| 11 | SPDR SERIES TRUST | 78464A847 | 59,059 | $3.4M | 2.50% |
| 12 | SELECT SECTOR SPDR TR | 81369Y803 | 23,440 | $3.4M | 2.47% |
| 13 | ELI LILLY & CO | LLY | 2,590 | $2.8M | 2.03% |
| 14 | SPDR S&P 500 ETF TR | SPY | 3,322 | $2.3M | 1.65% |
| 15 | ISHARES TR | 464287200 | 3,115 | $2.1M | 1.56% |
| 16 | APPLE INC | AAPL | 5,957 | $1.6M | 1.18% |
| 17 | META PLATFORMS INC | META | 2,376 | $1.6M | 1.15% |
| 18 | SPDR SERIES TRUST | 78468R788 | 34,679 | $1.5M | 1.10% |
| 19 | SPDR INDEX SHS FDS | 78463X509 | 28,734 | $1.3M | 0.98% |
| 20 | SPDR SERIES TRUST | 78468R853 | 26,322 | $1.2M | 0.90% |