Institutional Manager · CIK 0001840888

Roth Financial Partners LLC

KINGWOOD, TX · File #028-20467

Latest AUM

$303.1M

Positions

Top-10 Concentration

93.0%

Filings

Portfolio Value Over Time

2024-03

2024-06

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
ADD	INVESCO EXCHANGE TRADED FD T	IVZ	+5,008	+$959,516	+$207,834
REDUCE	VANGUARD INDEX FDS	922908363	-922	-$578,214	+$475,053
ADD	VANGUARD SCOTTSDALE FDS	92206C706	+4,642	+$278,195	-$28,607
EXITED	VANGUARD MALVERN FDS	922020805	-4,210	-$213,152	$0
ADD	VANGUARD SCOTTSDALE FDS	92206C102	+3,625	+$212,896	-$1,635
ADD	ISHARES TR	464287804	+1,762	+$211,815	+$272,785
NEW	REDDIT INC	RDDT	+900	+$206,883	$0
REDUCE	SPDR S&P 500 ETF TR	SPY	-269	-$183,535	+$868,714
REDUCE	VANGUARD MUN BD FDS	922907746	-3,614	-$181,746	+$53,114
REDUCE	ISHARES INC	46434G103	-2,680	-$180,165	+$185,964

Sector Allocation

Financials

7.5%$22.8M

Technology

2.1%$6.4M

Energy

0.4%$1.2M

Consumer Discretionary

0.2%$512,420

Communication Services

0.2%$511,845

Filing History

Jan 29, 202613F HOLDINGS REPORTQ/E Dec 202532 pos · $303.1M
Oct 20, 202513F HOLDINGS REPORTQ/E Sep 202532 pos · $296.7M
Jul 9, 202513F HOLDINGS REPORTQ/E Jun 202531 pos · $277.4M
Apr 18, 202513F HOLDINGS REPORTQ/E Mar 202531 pos · $253.2M
Jan 14, 202513F HOLDINGS REPORTQ/E Dec 202432 pos · $251.2M
Jan 14, 202513F HOLDINGS REPORT (Amended)Q/E Dec 202431 pos · $250.5M
Oct 11, 202413F HOLDINGS REPORTQ/E Sep 202432 pos · $231.8M
Jul 3, 202413F HOLDINGS REPORTQ/E Jun 202432 pos · $231.8M
Apr 12, 202413F HOLDINGS REPORTQ/E Mar 202430 pos · $225.8M
Oct 10, 202313F HOLDINGS REPORTQ/E Dec 202326 pos · $159.8M

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	ISHARES TR	46432F842	743,113	$66.5M	21.93%
2	ISHARES TR	464287200	93,784	$64.2M	21.19%
3	SPDR S&P 500 ETF TR	SPY	53,079	$36.2M	11.95%
4	ISHARES TR	464287804	198,275	$23.8M	7.86%
5	INVESCO EXCHANGE TRADED FD T	IVZ	113,928	$21.8M	7.20%
6	VANGUARD INDEX FDS	922908363	31,285	$19.6M	6.47%
7	VANGUARD SCOTTSDALE FDS	92206C706	290,720	$17.4M	5.75%
8	VANGUARD MUN BD FDS	922907746	237,260	$11.9M	3.94%
9	VANGUARD TAX-MANAGED INTL FD	921943858	173,862	$10.9M	3.59%
10	ISHARES INC	46434G103	138,987	$9.3M	3.08%
11	VANGUARD INDEX FDS	922908751	11,770	$3.0M	1.00%
12	APPLE INC	AAPL	10,765	$2.9M	0.97%
13	ISHARES TR	464288257	15,585	$2.2M	0.73%
14	VANGUARD INTL EQUITY INDEX F	922042858	36,377	$2.0M	0.65%
15	ISHARES TR	464288158	15,465	$1.7M	0.54%
16	NVIDIA CORPORATION	NVDA	8,000	$1.5M	0.49%
17	VANGUARD SCOTTSDALE FDS	92206C102	17,251	$1.0M	0.33%
18	INTERNATIONAL BUSINESS MACHS	INTR	3,200	$947,872	0.31%
19	BROADCOM	AVGO	2,300	$796,030	0.26%
20	EXXON MOBIL CORP	XOM	5,331	$641,533	0.21%