Institutional Manager · CIK 0001318293
Spectrum Asset Management, Inc.
STAMFORD, CT · File #028-11300
Latest AUM
$79.5M
Positions
4
Top-10 Concentration
100.0%
Filings
9
Portfolio Value Over Time
2024-03
2024-06
2024-09
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| ADD | INVESCO EXCH TRADED FD TR II | IVZ | +1,739,156 | +$19.5M | -$1.3M |
| ADD | INVESCO EXCH TRADED FD TR II | IVZ | +501,409 | +$12.2M | -$23,220 |
| REDUCE | BANK AMERICA CORP | 060505682 | 0 | $0 | -$25,116 |
| REDUCE | WELLS FARGO CO NEW | 949746804 | 0 | $0 | -$77,725 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 20254 pos · $79.5M
- 13F HOLDINGS REPORTQ/E Sep 20254 pos · $49.1M
- 13F HOLDINGS REPORTQ/E Jun 20254 pos · $65.5M
- 13F HOLDINGS REPORTQ/E Mar 20255 pos · $54.9M
- 13F HOLDINGS REPORTQ/E Dec 20245 pos · $101.6M
- 13F HOLDINGS REPORTQ/E Sep 20245 pos · $61.1M
- 13F HOLDINGS REPORTQ/E Jun 20245 pos · $28.2M
- 13F HOLDINGS REPORTQ/E Mar 20245 pos · $57.3M
- 13F HOLDINGS REPORTQ/E Dec 20238 pos · $117.1M
Top 4 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | INVESCO EXCH TRADED FD TR II | IVZ | 5,372,426 | $60.4M | 75.99% |
| 2 | INVESCO EXCH TRADED FD TR II | IVZ | 564,181 | $13.7M | 17.27% |
| 3 | WELLS FARGO CO NEW | 949746804 | 3,487 | $4.2M | 5.32% |
| 4 | BANK AMERICA CORP | 060505682 | 897 | $1.1M | 1.41% |