Institutional Manager · CIK 0001218583
SHEPHERD KAPLAN KROCHUK, LLC
Boston, MA · File #028-10361
Latest AUM
$121.1M
Positions
64
Top-10 Concentration
51.6%
Filings
9
Portfolio Value Over Time
2024-03
2024-06
2024-09
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| REDUCE | SCHWAB STRATEGIC TR | 808524797 | -92,666 | -$2.5M | +$13,374 |
| ADD | VANGUARD INDEX FDS | 922908769 | +6,452 | +$2.2M | +$169,192 |
| ADD | PIMCO ETF TR | 72201R882 | +27,674 | +$1.8M | -$111,241 |
| NEW | FIRST TR EXCHANGE-TRADED FD | 336917109 | +40,068 | +$1.8M | $0 |
| REDUCE | ISHARES TR | 46432F396 | -5,832 | -$1.5M | -$138,362 |
| REDUCE | DIREXION SHS ETF TR | 25460E869 | -109,240 | -$1.0M | -$44,533 |
| ADD | ISHARES TR | 46429B697 | +10,308 | +$970,601 | -$67,395 |
| NEW | INVESCO EXCHANGE TRADED FD T | IVZ | +5,040 | +$965,421 | $0 |
| REDUCE | VANECK ETF TRUST | 92189F437 | -25,206 | -$740,174 | -$118,061 |
| EXITED | PNC FINL SVCS GROUP INC | 693475105 | -2,825 | -$567,627 | $0 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 202564 pos · $121.1M
- 13F HOLDINGS REPORTQ/E Sep 202561 pos · $121.8M
- 13F HOLDINGS REPORTQ/E Jun 202557 pos · $115.1M
- 13F HOLDINGS REPORTQ/E Mar 202558 pos · $116.8M
- 13F HOLDINGS REPORTQ/E Dec 202451 pos · $119.6M
- 13F HOLDINGS REPORTQ/E Sep 202455 pos · $132.6M
- 13F HOLDINGS REPORTQ/E Jun 202457 pos · $126.6M
- 13F HOLDINGS REPORTQ/E Mar 202455 pos · $125.3M
- 13F HOLDINGS REPORTQ/E Dec 202352 pos · $115.1M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | 922908769 | 30,266 | $10.1M | 8.71% |
| 2 | VANECK ETF TRUST | 92189F437 | 298,270 | $8.8M | 7.52% |
| 3 | APPLE INC | AAPL | 30,392 | $8.3M | 7.09% |
| 4 | ISHARES TR | 46429B697 | 79,079 | $7.4M | 6.39% |
| 5 | SCHWAB STRATEGIC TR | 808524409 | 173,917 | $5.1M | 4.42% |
| 6 | J P MORGAN EXCHANGE TRADED F | 46641Q761 | 75,321 | $4.8M | 4.08% |
| 7 | ISHARES TR | 46432F396 | 16,705 | $4.2M | 3.59% |
| 8 | ISHARES TR | 464288257 | 27,320 | $3.9M | 3.32% |
| 9 | JANUS DETROIT STR TR | 47103U852 | 84,486 | $3.9M | 3.31% |
| 10 | PIMCO ETF TR | 72201R882 | 57,658 | $3.7M | 3.18% |
| 11 | PIMCO ETF TR | 72201R817 | 36,753 | $3.6M | 3.09% |
| 12 | ENERGY TRANSFER L P | ET-PI | 204,491 | $3.4M | 2.89% |
| 13 | ISHARES TR | 464287804 | 26,066 | $3.1M | 2.69% |
| 14 | THE CAMPBELLS COMPANY | CPB | 108,905 | $3.0M | 2.60% |
| 15 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 5,580 | $2.8M | 2.41% |
| 16 | J P MORGAN EXCHANGE TRADED F | 46641Q332 | 47,991 | $2.7M | 2.36% |
| 17 | VANGUARD INDEX FDS | 922908629 | 9,401 | $2.7M | 2.34% |
| 18 | ISHARES TR | 464288679 | 23,932 | $2.6M | 2.26% |
| 19 | VANGUARD INDEX FDS | 922908553 | 25,687 | $2.3M | 1.95% |
| 20 | ISHARES TR | 46436E718 | 21,893 | $2.2M | 1.89% |