13F HOLDINGS REPORT

Ballast Rock Private Wealth LLC

Quarter ended Q4 2025 · Filed February 4, 2026 · Accession 0002106928-26-000001

Total Value

$160.0M

Positions

171

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (171)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC	AAPL	29,299	$8.0M	4.98%
2	PGIM ETF TR	69344A834	88,942	$4.6M	2.85%
3	VANGUARD INDEX FDS	922908363	6,145	$3.9M	2.41%
4	SPDR S&P 500 ETF TR	SPY	5,585	$3.8M	2.39%
5	MICROSOFT CORP	MSFT	7,833	$3.8M	2.37%
6	JPMORGAN CHASE & CO.	VYLD	11,574	$3.7M	2.33%
7	SCHWAB STRATEGIC TR	808524201	136,460	$3.7M	2.29%
8	ISHARES TR	464287200	4,769	$3.3M	2.04%
9	NVIDIA CORPORATION	NVDA	16,121	$3.0M	1.88%
10	DIMENSIONAL ETF TRUST	25434V104	63,294	$3.0M	1.85%
11	INNOVATOR ETFS TRUST	INHD	87,379	$2.9M	1.83%
12	INVESCO QQQ TR	IVZ	4,557	$2.8M	1.75%
13	VS TRUST	UVIX	113,400	$2.7M	1.72%
14	VANGUARD INDEX FDS	922908769	8,048	$2.7M	1.69%
15	SPDR GOLD TR	GLD	6,074	$2.4M	1.50%
16	DIMENSIONAL ETF TRUST	25434V872	55,315	$2.4M	1.47%
17	J P MORGAN EXCHANGE TRADED F	46641Q761	37,021	$2.3M	1.46%
18	ISHARES TR	464288356	40,165	$2.3M	1.44%
19	ALPHABET INC	GOOG	7,141	$2.2M	1.40%
20	JANUS DETROIT STR TR	47103U845	43,613	$2.2M	1.38%
21	VANGUARD WHITEHALL FDS	921946810	22,246	$2.0M	1.27%
22	SCHWAB STRATEGIC TR	808524805	78,937	$1.9M	1.19%
23	SCHWAB STRATEGIC TR	808524862	75,549	$1.8M	1.15%
24	BLACKROCK ETF TRUST II	BLK	34,595	$1.7M	1.09%
25	ISHARES TR	464288158	16,216	$1.7M	1.08%
26	LAM RESEARCH CORP	LRCX	9,679	$1.7M	1.04%
27	SCHWAB CHARLES CORP	SCHW-PJ	16,600	$1.7M	1.04%
28	VANGUARD BD INDEX FDS	921937819	20,164	$1.6M	0.98%
29	ISHARES TR	46432F842	17,205	$1.5M	0.96%
30	FIRST TR EXCHNG TRADED FD VI	33740F441	35,739	$1.5M	0.92%
31	SPDR SERIES TRUST	78464A649	57,053	$1.5M	0.92%
32	INNOVATOR ETFS TRUST	INHD	39,715	$1.5M	0.92%
33	VANGUARD SCOTTSDALE FDS	92206C730	4,623	$1.4M	0.89%
34	VANGUARD INDEX FDS	922908744	7,183	$1.4M	0.86%
35	APPLIED MATLS INC	038222105	5,224	$1.3M	0.84%
36	ISHARES TR	464287655	5,336	$1.3M	0.82%
37	INVESCO EXCHANGE TRADED FD T	IVZ	6,749	$1.3M	0.81%
38	ISHARES TR	464287309	10,141	$1.3M	0.78%
39	ISHARES TR	464287507	18,362	$1.2M	0.76%
40	DIMENSIONAL ETF TRUST	25434V203	30,717	$1.2M	0.73%
41	ISHARES TR	464287234	21,197	$1.2M	0.72%
42	SCHWAB STRATEGIC TR	808524102	43,774	$1.1M	0.72%
43	VANGUARD WELLINGTON FD	921935870	10,969	$1.1M	0.70%
44	ISHARES TR	464288281	11,500	$1.1M	0.69%
45	WISDOMTREE TR	WT	7,610	$1.1M	0.69%
46	ISHARES INC	46434G103	15,412	$1.0M	0.65%
47	APPLOVIN CORP	APP	1,500	$1.0M	0.63%
48	INNOVATOR ETFS TRUST	INHD	22,036	$990,337	0.62%
49	AMAZON COM INC	AMZN	4,287	$989,479	0.62%
50	SPDR SERIES TRUST	78464A755	9,223	$955,583	0.60%
51	ISHARES TR	46429B655	17,821	$906,385	0.57%
52	VANGUARD MUN BD FDS	922907746	17,951	$902,777	0.56%
53	VANGUARD INDEX FDS	922908629	3,099	$899,351	0.56%
54	ISHARES TR	46434V456	19,610	$891,296	0.56%
55	SELECT SECTOR SPDR TR	81369Y803	6,180	$889,691	0.56%
56	BLACKROCK ETF TRUST	BLK	14,559	$885,326	0.55%
57	SPDR SERIES TRUST	78464A409	8,173	$872,104	0.55%
58	ALLY FINL INC	02005N100	18,000	$815,220	0.51%
59	VANGUARD SPECIALIZED FUNDS	921908844	3,575	$785,751	0.49%
60	DIMENSIONAL ETF TRUST	25434V864	16,229	$778,166	0.49%
61	BERKSHIRE HATHAWAY INC DEL	BRK-A	1	$754,800	0.47%
62	ISHARES TR	46435G474	26,841	$732,756	0.46%
63	SPDR SERIES TRUST	78468R101	24,978	$731,355	0.46%
64	INNOVATOR ETFS TRUST	INHD	13,763	$730,111	0.46%
65	ISHARES TR	464287408	3,376	$715,921	0.45%
66	MCDONALDS CORP	MCD	2,234	$682,777	0.43%
67	PACER FDS TR	69374H881	11,210	$681,427	0.43%
68	SELECT SECTOR SPDR TR	81369Y704	4,300	$667,016	0.42%
69	ISHARES TR	464287804	5,504	$661,523	0.41%
70	VANGUARD WHITEHALL FDS	921946406	4,468	$641,265	0.40%
71	VANGUARD INDEX FDS	922908751	2,482	$640,285	0.40%
72	INNOVATOR ETFS TRUST	INHD	13,109	$628,958	0.39%
73	JANUS DETROIT STR TR	47103U852	13,658	$624,034	0.39%
74	VANGUARD CALIF TAX FREE FDS	922021605	6,177	$619,321	0.39%
75	MERCADOLIBRE INC	MELI	302	$608,307	0.38%
76	ISHARES TR	464288653	5,920	$601,927	0.38%
77	ALPS ETF TR	00162Q452	12,759	$599,928	0.37%
78	DIREXION SHS ETF TR	25459Y207	5,614	$574,340	0.36%
79	DIMENSIONAL ETF TRUST	25434V831	14,838	$564,291	0.35%
80	INNOVATOR ETFS TRUST	INHD	14,002	$559,377	0.35%
81	VANGUARD INDEX FDS	922908736	1,146	$559,140	0.35%
82	SPDR SERIES TRUST	78464A672	18,329	$528,617	0.33%
83	SELECT SECTOR SPDR TR	81369Y209	3,404	$526,989	0.33%
84	INNOVATOR ETFS TRUST	INHD	13,025	$509,540	0.32%
85	VANGUARD STAR FDS	921909768	6,754	$509,519	0.32%
86	SPDR SERIES TRUST	78464A375	15,040	$508,499	0.32%
87	VANGUARD BD INDEX FDS	921937835	6,717	$497,565	0.31%
88	INNOVATOR ETFS TRUST	INHD	10,079	$490,519	0.31%
89	DIMENSIONAL ETF TRUST	25434V302	14,978	$487,826	0.30%
90	VISA INC	V	1,354	$474,693	0.30%
91	CHUBB LIMITED	CB	1,500	$469,635	0.29%
92	INNOVATOR ETFS TRUST	INHD	11,438	$465,755	0.29%
93	PALANTIR TECHNOLOGIES INC	PLTR	2,615	$464,816	0.29%
94	SELECT SECTOR SPDR TR	81369Y506	10,304	$460,699	0.29%
95	DIMENSIONAL ETF TRUST	25434V716	10,241	$444,767	0.28%
96	BLACKROCK MUNIHLDNGS CALI QL	BLK	41,953	$444,703	0.28%
97	INNOVATOR ETFS TRUST	INHD	11,233	$444,698	0.28%
98	VANGUARD INTL EQUITY INDEX F	922042874	5,271	$440,748	0.28%
99	ISHARES TR	464288414	4,106	$439,833	0.27%
100	INNOVATOR ETFS TRUST	INHD	13,431	$437,460	0.27%
101	ALPHABET INC	GOOG	1,344	$421,900	0.26%
102	ENERGY TRANSFER L P	ET-PI	25,581	$421,835	0.26%
103	BRISTOL-MYERS SQUIBB CO	CELG-RI	7,800	$420,732	0.26%
104	ISHARES TR	464287432	4,799	$418,311	0.26%
105	NEWMONT CORP	NEMCL	4,169	$416,293	0.26%
106	ISHARES TR	464287465	4,329	$415,676	0.26%
107	RBB FUND TRUST	75526L886	8,850	$407,348	0.25%
108	INNOVATOR ETFS TRUST	INHD	8,647	$404,167	0.25%
109	DIMENSIONAL ETF TRUST	25434V674	7,794	$403,729	0.25%
110	VANGUARD SCOTTSDALE FDS	92206C706	6,697	$401,371	0.25%
111	SELECT SECTOR SPDR TR	81369Y852	3,370	$396,716	0.25%
112	VANGUARD TAX-MANAGED FDS	921943858	6,299	$393,514	0.25%
113	INNOVATOR ETFS TRUST	INHD	9,427	$392,343	0.25%
114	ISHARES TR	464289867	6,011	$390,773	0.24%
115	SPDR SERIES TRUST	78468R606	16,306	$385,957	0.24%
116	ISHARES TR	464287101	1,102	$378,069	0.24%
117	PACER FDS TR	69374H709	8,920	$376,650	0.24%
118	CONSTELLATION ENERGY CORP	CEG	1,065	$376,154	0.24%
119	BROADCOM INC	AVGO	1,069	$369,911	0.23%
120	INNOVATOR ETFS TRUST	INHD	8,714	$364,942	0.23%
121	GOLDMAN SACHS GROUP INC	GSCE	414	$363,746	0.23%
122	INVESCO EXCH TRADED FD TR II	IVZ	10,345	$363,627	0.23%
123	FIDELITY COVINGTON TRUST	316092808	1,605	$360,595	0.23%
124	PACER FDS TR	69374H857	7,791	$348,288	0.22%
125	INNOVATOR ETFS TRUST	INHD	7,855	$344,997	0.22%
126	INNOVATOR ETFS TRUST	INHD	6,796	$344,974	0.22%
127	CROWDSTRIKE HLDGS INC	CRWD	721	$337,863	0.21%
128	ISHARES TR	464287614	713	$337,680	0.21%
129	SPDR S&P MIDCAP 400 ETF TR	MDY	535	$323,965	0.20%
130	SELECT SECTOR SPDR TR	81369Y860	7,791	$314,357	0.20%
131	SCHWAB STRATEGIC TR	808524797	11,440	$313,805	0.20%
132	SELECT SECTOR SPDR TR	81369Y605	5,725	$313,558	0.20%
133	ISHARES TR	46429B267	13,527	$311,463	0.19%
134	ALAMOS GOLD INC NEW	AGI	8,008	$308,962	0.19%
135	INNOVATOR ETFS TRUST	INHD	9,980	$307,773	0.19%
136	WISDOMTREE TR	WT	6,000	$301,920	0.19%
137	ABBVIE INC	ABBV	1,303	$297,691	0.19%
138	ISHARES TR	464288679	2,700	$297,405	0.19%
139	VANGUARD MALVERN FDS	922020722	5,723	$295,209	0.18%
140	WISDOMTREE TR	WT	3,268	$292,257	0.18%
141	VANGUARD INTL EQUITY INDEX F	922042742	2,030	$286,313	0.18%
142	INVESCO EXCHANGE TRADED FD T	IVZ	3,812	$286,074	0.18%
143	DIMENSIONAL ETF TRUST	25434V765	9,030	$285,936	0.18%
144	INNOVATOR ETFS TRUST	INHD	9,371	$279,899	0.17%
145	FIRST TR EXCHANGE-TRADED FD	33734H106	6,022	$277,510	0.17%
146	US BANCORP DEL	USB-PS	5,098	$274,657	0.17%
147	VERTIV HOLDINGS CO	VRT	1,677	$271,770	0.17%
148	INNOVATOR ETFS TRUST	INHD	5,809	$269,712	0.17%
149	PALO ALTO NETWORKS INC	PANW	1,464	$269,669	0.17%
150	JOHNSON & JOHNSON	JNJ	1,291	$267,162	0.17%
151	GRANITESHARES GOLD TR	BAR	6,254	$265,732	0.17%
152	INNOVATOR ETFS TRUST	INHD	4,808	$264,723	0.17%
153	DIMENSIONAL ETF TRUST	25434V823	11,174	$255,893	0.16%
154	FIRST TR EXCHNG TRADED FD VI	33740F631	5,851	$254,021	0.16%
155	INNOVATOR ETFS TRUST	INHD	6,254	$247,280	0.15%
156	TIDAL TRUST II	88636J204	8,788	$247,131	0.15%
157	INTEL CORP	INTC	6,600	$243,540	0.15%
158	SPDR SERIES TRUST	78464A656	9,205	$238,868	0.15%
159	NEUBERGER ENGY INFRSTR & INC	64129H104	28,000	$238,000	0.15%
160	WHEATON PRECIOUS METALS CORP	WPM	2,002	$235,307	0.15%
161	ADVANCED MICRO DEVICES INC	AMD	1,097	$234,934	0.15%
162	SELECT SECTOR SPDR TR	81369Y407	1,930	$230,461	0.14%
163	ORACLE CORP	ORCL-PD	1,177	$229,409	0.14%
164	SOUTHWEST AIRLS CO	844741108	5,400	$224,154	0.14%
165	INNOVATOR ETFS TRUST	INHD	5,150	$222,789	0.14%
166	INNOVATOR ETFS TRUST	INHD	6,659	$218,217	0.14%
167	INNOVATOR ETFS TRUST	INHD	4,786	$214,479	0.13%
168	ISHARES TR	464287598	1,000	$210,381	0.13%
169	INNOVATOR ETFS TRUST	INHD	6,419	$207,282	0.13%
170	NETFLIX INC	NFLX	2,172	$203,647	0.13%
171	BLACKROCK ENHANCED GLOBAL DI	BLK	12,346	$144,570	0.09%