13F HOLDINGS REPORT
Focused Wealth Management, Inc
Quarter ended Q3 2025 · Filed October 10, 2025 · Accession 0002085853-25-000057
Total Value
$939.3M
Positions
208
Other Managers
0
Confidential Omitted
No
Holdings (208)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | 78464A409 | 1,438,342 | $150.3M | 16.00% |
| 2 | VANGUARD INDEX FDS | 922908744 | 655,219 | $122.2M | 13.01% |
| 3 | INVESCO QQQ TR | IVZ | 176,686 | $106.1M | 11.29% |
| 4 | VANGUARD SCOTTSDALE FDS | 92206C870 | 495,624 | $41.7M | 4.44% |
| 5 | VANGUARD INTL EQUITY INDEX F | 922042858 | 534,581 | $29.0M | 3.08% |
| 6 | VANGUARD WHITEHALL FDS | 921946406 | 205,323 | $28.9M | 3.08% |
| 7 | APPLE INC | AAPL | 106,276 | $27.1M | 2.88% |
| 8 | ISHARES TR | 46436E718 | 262,212 | $26.4M | 2.81% |
| 9 | SELECT SECTOR SPDR TR | 81369Y605 | 468,136 | $25.2M | 2.68% |
| 10 | VANGUARD INSTL INDEX FD | 922040845 | 308,620 | $23.3M | 2.48% |
| 11 | VANGUARD WHITEHALL FDS | 921946810 | 229,671 | $20.6M | 2.19% |
| 12 | VANGUARD WORLD FD | 921910816 | 34,610 | $13.9M | 1.48% |
| 13 | SPDR SERIES TRUST | 78468R663 | 148,186 | $13.6M | 1.45% |
| 14 | INVESCO EXCHANGE TRADED FD T | IVZ | 71,093 | $13.5M | 1.44% |
| 15 | VANGUARD INDEX FDS | 922908751 | 51,648 | $13.1M | 1.40% |
| 16 | VANGUARD BD INDEX FDS | 921937835 | 169,157 | $12.6M | 1.34% |
| 17 | JANUS DETROIT STR TR | 47103U852 | 263,902 | $12.1M | 1.28% |
| 18 | BLACKROCK TAX MUNICPAL BD TR | BLK | 717,764 | $11.9M | 1.27% |
| 19 | VANGUARD WORLD FD | 92204A702 | 15,229 | $11.4M | 1.21% |
| 20 | ALPHABET INC | GOOG | 44,780 | $10.9M | 1.16% |
| 21 | TESLA INC | TSLA | 23,688 | $10.5M | 1.12% |
| 22 | NVIDIA CORPORATION | NVDA | 50,497 | $9.4M | 1.00% |
| 23 | BLACKSTONE INC | BX | 49,444 | $8.4M | 0.90% |
| 24 | AMAZON COM INC | AMZN | 36,807 | $8.1M | 0.86% |
| 25 | META PLATFORMS INC | META | 10,688 | $7.8M | 0.84% |
| 26 | MICROSOFT CORP | MSFT | 11,431 | $5.9M | 0.63% |
| 27 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 10,669 | $5.4M | 0.57% |
| 28 | VANGUARD SCOTTSDALE FDS | 92206C714 | 57,368 | $5.1M | 0.55% |
| 29 | BANK AMERICA CORP | 060505104 | 98,709 | $5.1M | 0.54% |
| 30 | J P MORGAN EXCHANGE TRADED F | 46641Q332 | 88,718 | $5.1M | 0.54% |
| 31 | CITIGROUP INC | C-PR | 49,813 | $5.1M | 0.54% |
| 32 | EATON VANCE TAX-MANAGED GLOB | ETN | 550,720 | $5.0M | 0.53% |
| 33 | APPLE INC | AAPL | 18,500 | $4.7M | 0.50% |
| 34 | GOLDMAN SACHS GROUP INC | GSCE | 5,381 | $4.3M | 0.46% |
| 35 | GOLDMAN SACHS ETF TR | NVGLF | 80,327 | $4.2M | 0.45% |
| 36 | INTERNATIONAL BUSINESS MACHS | INTR | 14,331 | $4.0M | 0.43% |
| 37 | STARWOOD PPTY TR INC | STHO | 206,409 | $4.0M | 0.43% |
| 38 | CATERPILLAR INC | CAT | 8,305 | $4.0M | 0.42% |
| 39 | JPMORGAN CHASE & CO. | VYLD | 10,807 | $3.4M | 0.36% |
| 40 | FIDELITY COMWLTH TR | 315912808 | 38,005 | $3.4M | 0.36% |
| 41 | GE AEROSPACE | 369604301 | 11,002 | $3.3M | 0.35% |
| 42 | VANGUARD ADMIRAL FDS INC | 921932505 | 7,347 | $3.2M | 0.34% |
| 43 | PFIZER INC | PFE | 109,983 | $2.8M | 0.30% |
| 44 | WALMART INC | WMT | 26,671 | $2.7M | 0.29% |
| 45 | EXXON MOBIL CORP | XOM | 23,589 | $2.7M | 0.28% |
| 46 | AT&T INC | T-PC | 93,743 | $2.6M | 0.28% |
| 47 | ISHARES TR | 464287440 | 26,219 | $2.5M | 0.27% |
| 48 | SPDR S&P 500 ETF TR | SPY | 3,609 | $2.4M | 0.26% |
| 49 | UNITEDHEALTH GROUP INC | UNH | 6,756 | $2.3M | 0.25% |
| 50 | INTEL CORP | INTC | 67,777 | $2.3M | 0.24% |
| 51 | ALPHABET INC | GOOG | 9,130 | $2.2M | 0.24% |
| 52 | CONSTELLATION ENERGY CORP | CEG | 6,733 | $2.2M | 0.24% |
| 53 | ALTRIA GROUP INC | MO | 30,404 | $2.0M | 0.21% |
| 54 | ABBVIE INC | ABBV | 8,427 | $2.0M | 0.21% |
| 55 | KINDER MORGAN INC DEL | EP-PC | 64,016 | $1.8M | 0.19% |
| 56 | PALANTIR TECHNOLOGIES INC | PLTR | 9,868 | $1.8M | 0.19% |
| 57 | GE VERNOVA INC | GEV | 2,664 | $1.6M | 0.17% |
| 58 | SCHWAB STRATEGIC TR | 808524797 | 57,127 | $1.6M | 0.17% |
| 59 | VANGUARD INDEX FDS | 922908769 | 4,496 | $1.5M | 0.16% |
| 60 | COREWEAVE INC | CRWV | 10,752 | $1.5M | 0.16% |
| 61 | ISHARES TR | 46432F396 | 5,515 | $1.4M | 0.15% |
| 62 | ISHARES TR | 464287200 | 2,112 | $1.4M | 0.15% |
| 63 | HONEYWELL INTL INC | 438516106 | 6,581 | $1.4M | 0.15% |
| 64 | ISHARES TR | 464287309 | 11,026 | $1.3M | 0.14% |
| 65 | DISNEY WALT CO | 254687106 | 11,292 | $1.3M | 0.14% |
| 66 | 3M CO | MMM | 8,323 | $1.3M | 0.14% |
| 67 | NUCOR CORP | NUE | 9,476 | $1.3M | 0.14% |
| 68 | JOHNSON & JOHNSON | JNJ | 6,879 | $1.3M | 0.14% |
| 69 | PFIZER INC | PFE | 49,000 | $1.2M | 0.13% |
| 70 | J P MORGAN EXCHANGE TRADED F | 46654Q203 | 21,057 | $1.2M | 0.13% |
| 71 | VANGUARD INDEX FDS | 922908736 | 2,489 | $1.2M | 0.13% |
| 72 | ORACLE CORP | ORCL-PD | 4,167 | $1.2M | 0.12% |
| 73 | BLACKROCK N Y MUN INCOME TRU | BLK | 112,650 | $1.1M | 0.12% |
| 74 | VANGUARD WORLD FD | 92204A504 | 4,156 | $1.1M | 0.11% |
| 75 | 3M CO | MMM | 6,800 | $1.1M | 0.11% |
| 76 | ROYCE SMALL CAP TRUST INC | RVT | 63,874 | $1.0M | 0.11% |
| 77 | AMERICAN HEALTHCARE REIT INC | AHR | 24,379 | $1.0M | 0.11% |
| 78 | SUPER MICRO COMPUTER INC | SMCI | 20,560 | $985,646 | 0.10% |
| 79 | NETFLIX INC | NFLX | 790 | $947,147 | 0.10% |
| 80 | AMAZON COM INC | AMZN | 4,300 | $944,151 | 0.10% |
| 81 | META PLATFORMS INC | META | 1,200 | $881,256 | 0.09% |
| 82 | VANGUARD INDEX FDS | 922908363 | 1,387 | $849,085 | 0.09% |
| 83 | SHOPIFY INC | SHOP | 5,428 | $806,655 | 0.09% |
| 84 | APPLIED MATLS INC | 038222105 | 3,839 | $786,067 | 0.08% |
| 85 | VANGUARD SPECIALIZED FUNDS | 921908844 | 3,478 | $750,609 | 0.08% |
| 86 | VERIZON COMMUNICATIONS INC | VZ | 16,340 | $718,123 | 0.08% |
| 87 | CISCO SYS INC | CSCO | 9,992 | $683,654 | 0.07% |
| 88 | ALPHABET INC | GOOG | 2,800 | $681,940 | 0.07% |
| 89 | BLACKROCK MUNIHLDGS NY QLTY | BLK | 65,782 | $672,296 | 0.07% |
| 90 | VANGUARD WORLD FD | 92204A405 | 4,961 | $651,126 | 0.07% |
| 91 | NEXTERA ENERGY INC | NEE-PW | 8,600 | $649,245 | 0.07% |
| 92 | VANGUARD INTL EQUITY INDEX F | 922042775 | 8,911 | $635,952 | 0.07% |
| 93 | MERCK & CO INC | MRK | 7,409 | $621,799 | 0.07% |
| 94 | NUVEEN S&P 500 BUY-WRITE INC | NU | 42,093 | $607,819 | 0.06% |
| 95 | CARVANA CO | CVNA | 1,600 | $603,584 | 0.06% |
| 96 | SCHWAB STRATEGIC TR | 808524300 | 18,663 | $595,534 | 0.06% |
| 97 | ELI LILLY & CO | LLY | 762 | $581,600 | 0.06% |
| 98 | VISA INC | V | 1,693 | $578,090 | 0.06% |
| 99 | INTEL CORP | INTC | 17,000 | $570,350 | 0.06% |
| 100 | CITIGROUP INC | C-PR | 5,600 | $568,400 | 0.06% |
| 101 | PROTHENA CORP PLC | PRTA | 57,129 | $557,579 | 0.06% |
| 102 | SPDR SERIES TRUST | 78468R788 | 12,287 | $540,649 | 0.06% |
| 103 | NORTHERN TR CORP | NTRSO | 4,000 | $538,400 | 0.06% |
| 104 | PROCTER AND GAMBLE CO | 742718109 | 3,286 | $504,952 | 0.05% |
| 105 | KOPIN CORP | KOPN | 207,444 | $504,089 | 0.05% |
| 106 | KIMBERLY-CLARK CORP | KMB | 3,978 | $494,671 | 0.05% |
| 107 | ISHARES TR | 46436E841 | 21,833 | $491,671 | 0.05% |
| 108 | REALTY INCOME CORP | O | 7,961 | $483,942 | 0.05% |
| 109 | EATON CORP PLC | ETN | 1,278 | $478,292 | 0.05% |
| 110 | ROKU INC | ROKU | 4,740 | $474,616 | 0.05% |
| 111 | HOME DEPOT INC | HD | 1,157 | $469,000 | 0.05% |
| 112 | UNION PAC CORP | UNP | 1,977 | $467,385 | 0.05% |
| 113 | PHILIP MORRIS INTL INC | 718172109 | 2,855 | $463,046 | 0.05% |
| 114 | PGIM ETF TR | 69344A107 | 9,093 | $453,092 | 0.05% |
| 115 | ISHARES TR | 46436E858 | 19,710 | $452,337 | 0.05% |
| 116 | DUKE ENERGY CORP NEW | DUKB | 3,597 | $445,100 | 0.05% |
| 117 | ISHARES TR | 464287101 | 1,332 | $443,277 | 0.05% |
| 118 | KIMBERLY-CLARK CORP | KMB | 3,500 | $435,190 | 0.05% |
| 119 | AON PLC | AON | 1,214 | $432,888 | 0.05% |
| 120 | KRANESHARES TRUST | 500767736 | 22,344 | $430,799 | 0.05% |
| 121 | ISHARES INC | 46434G103 | 6,348 | $418,457 | 0.04% |
| 122 | WELLS FARGO CO NEW | 949746101 | 4,950 | $414,910 | 0.04% |
| 123 | ARCHER AVIATION INC | ACHR-WT | 42,000 | $402,360 | 0.04% |
| 124 | SOLITARIO RESOURCES CORP | XPL | 570,900 | $398,488 | 0.04% |
| 125 | PIMCO ETF TR | 72201R775 | 4,153 | $387,702 | 0.04% |
| 126 | CONSOLIDATED EDISON INC | ED | 3,741 | $376,048 | 0.04% |
| 127 | ALIBABA GROUP HLDG LTD | BBAAY | 2,100 | $375,333 | 0.04% |
| 128 | SELECT SECTOR SPDR TR | 81369Y209 | 2,651 | $368,913 | 0.04% |
| 129 | PINTEREST INC | PINS | 11,371 | $365,805 | 0.04% |
| 130 | DIMENSIONAL ETF TRUST | 25434V401 | 5,022 | $363,808 | 0.04% |
| 131 | C3 AI INC | AI | 20,040 | $347,494 | 0.04% |
| 132 | NEXTERA ENERGY INC | NEE-PW | 4,600 | $347,254 | 0.04% |
| 133 | VANECK ETF TRUST | 92189H409 | 6,770 | $344,591 | 0.04% |
| 134 | COMERICA INC | 200340107 | 5,000 | $342,600 | 0.04% |
| 135 | SCHWAB STRATEGIC TR | 808524607 | 12,186 | $339,992 | 0.04% |
| 136 | SPDR SERIES TRUST | 78464A508 | 6,033 | $333,802 | 0.04% |
| 137 | SPDR SERIES TRUST | 78464A359 | 3,652 | $330,502 | 0.04% |
| 138 | SELECT SECTOR SPDR TR | 81369Y803 | 1,156 | $325,825 | 0.03% |
| 139 | ARCHER DANIELS MIDLAND CO | ADM | 5,346 | $319,400 | 0.03% |
| 140 | AMERICAN WTR WKS CO INC NEW | 030420103 | 2,269 | $315,858 | 0.03% |
| 141 | COLGATE PALMOLIVE CO | CL | 3,924 | $313,674 | 0.03% |
| 142 | SPDR GOLD TR | GLD | 849 | $301,883 | 0.03% |
| 143 | CHEVRON CORP NEW | CVX | 1,941 | $301,402 | 0.03% |
| 144 | SPDR SERIES TRUST | 78464A805 | 3,733 | $301,056 | 0.03% |
| 145 | ADVANCED MICRO DEVICES INC | AMD | 1,849 | $299,150 | 0.03% |
| 146 | NUVEEN TAXABLE MUNICPAL INM | NU | 18,310 | $296,990 | 0.03% |
| 147 | ISHARES GOLD TR | IAU | 3,931 | $286,059 | 0.03% |
| 148 | ROBINHOOD MKTS INC | 770700102 | 1,993 | $285,358 | 0.03% |
| 149 | COINBASE GLOBAL INC | COIN | 845 | $285,179 | 0.03% |
| 150 | TERADYNE INC | TER | 2,067 | $284,502 | 0.03% |
| 151 | PEPSICO INC | PEP | 1,931 | $271,238 | 0.03% |
| 152 | TRAVELERS COMPANIES INC | TRV | 962 | $268,684 | 0.03% |
| 153 | STRYKER CORPORATION | SYK | 707 | $261,177 | 0.03% |
| 154 | GSR III ACQUISITION CORP | G4R103107 | 25,000 | $259,000 | 0.03% |
| 155 | MCDONALDS CORP | MCD | 848 | $257,592 | 0.03% |
| 156 | CLOUDFLARE INC | NET | 1,188 | $254,933 | 0.03% |
| 157 | ONEOK INC NEW | OKE | 3,441 | $251,071 | 0.03% |
| 158 | ISHARES TR | 464287614 | 532 | $249,409 | 0.03% |
| 159 | LOWES COS INC | 548661107 | 988 | $248,231 | 0.03% |
| 160 | ISHARES TR | 464287655 | 1,020 | $246,799 | 0.03% |
| 161 | ISHARES TR | 464288414 | 2,299 | $244,844 | 0.03% |
| 162 | WELLTOWER INC | WELL | 1,360 | $242,214 | 0.03% |
| 163 | SCHWAB STRATEGIC TR | 808524409 | 8,296 | $241,501 | 0.03% |
| 164 | US BANCORP DEL | USB-PS | 4,980 | $240,667 | 0.03% |
| 165 | THE CIGNA GROUP | 125523100 | 834 | $240,263 | 0.03% |
| 166 | SALESFORCE INC | CRM | 1,012 | $239,906 | 0.03% |
| 167 | SCHWAB CHARLES CORP | SCHW-PJ | 2,500 | $238,675 | 0.03% |
| 168 | UBER TECHNOLOGIES INC | UBER | 2,398 | $234,932 | 0.03% |
| 169 | MAIN STR CAP CORP | 56035L104 | 3,621 | $230,250 | 0.02% |
| 170 | GE HEALTHCARE TECHNOLOGIES I | GEHC | 3,059 | $229,728 | 0.02% |
| 171 | WP CAREY INC | 92936U109 | 3,398 | $229,584 | 0.02% |
| 172 | SNOWFLAKE INC | SNOW | 1,000 | $225,550 | 0.02% |
| 173 | PALANTIR TECHNOLOGIES INC | PLTR | 1,200 | $218,904 | 0.02% |
| 174 | ISHARES TR | 464287507 | 3,350 | $218,603 | 0.02% |
| 175 | CHEVRON CORP NEW | CVX | 1,400 | $217,406 | 0.02% |
| 176 | CHEWY INC | CHWY | 5,221 | $211,189 | 0.02% |
| 177 | ISHARES TR | 464287515 | 1,817 | $208,996 | 0.02% |
| 178 | NBT BANCORP INC | NBTB | 5,001 | $208,829 | 0.02% |
| 179 | KULICKE & SOFFA INDS INC | 501242101 | 5,075 | $206,267 | 0.02% |
| 180 | SPDR DOW JONES INDL AVERAGE | 78467X109 | 437 | $202,861 | 0.02% |
| 181 | EDISON INTL | 281020107 | 3,659 | $202,250 | 0.02% |
| 182 | EOG RES INC | EOG | 1,800 | $201,816 | 0.02% |
| 183 | DELTA AIR LINES INC DEL | DAL | 3,534 | $200,534 | 0.02% |
| 184 | THE TRADE DESK INC | 88339J105 | 4,083 | $200,108 | 0.02% |
| 185 | DUPONT DE NEMOURS INC | DD | 2,500 | $194,750 | 0.02% |
| 186 | NVIDIA CORPORATION | NVDA | 1,000 | $186,580 | 0.02% |
| 187 | PURECYCLE TECHNOLOGIES INC | PCTTW | 14,005 | $184,166 | 0.02% |
| 188 | EATON VANCE TAX-MANAGED BUY- | ETN | 12,136 | $172,939 | 0.02% |
| 189 | EATON VANCE TAX-MANAGED DIVE | ETN | 10,678 | $169,786 | 0.02% |
| 190 | GOLUB CAP BDC INC | 38173M102 | 11,620 | $159,081 | 0.02% |
| 191 | FORD MTR CO | 345370860 | 13,121 | $156,926 | 0.02% |
| 192 | GE AEROSPACE | 369604301 | 500 | $150,410 | 0.02% |
| 193 | DATADOG INC | DDOG | 1,000 | $142,400 | 0.02% |
| 194 | STRATASYS LTD | SSYS | 12,500 | $140,000 | 0.01% |
| 195 | PAYPAL HLDGS INC | PYPL | 2,000 | $134,120 | 0.01% |
| 196 | CURIS INC | CRIS | 79,199 | $131,470 | 0.01% |
| 197 | DATADOG INC | DDOG | 850 | $121,040 | 0.01% |
| 198 | ROKU INC | ROKU | 1,200 | $120,156 | 0.01% |
| 199 | RHINEBECK BANCORP INC | RBKB | 10,000 | $113,600 | 0.01% |
| 200 | BLACKROCK CORPOR HI YLD FD I | BLK | 11,477 | $109,027 | 0.01% |
| 201 | DUPONT DE NEMOURS INC | DD | 1,135 | $88,415 | 0.01% |
| 202 | PAYPAL HLDGS INC | PYPL | 1,250 | $83,825 | 0.01% |
| 203 | SNOWFLAKE INC | SNOW | 273 | $61,575 | 0.01% |
| 204 | SONO TEK CORP | SOTK | 13,343 | $59,111 | 0.01% |
| 205 | NORTHERN TR CORP | NTRSO | 300 | $40,380 | 0.00% |
| 206 | BIT ORIGIN LTD | BTOG | 11,400 | $4,364 | 0.00% |
| 207 | SAFETY SHOT INC | 48208F105 | 13,626 | $3,652 | 0.00% |
| 208 | SCHWAB CHARLES CORP | SCHW-PJ | 21 | $1,981 | 0.00% |