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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Halpern Financial, Inc.

Quarter ended Q3 2023 · Filed September 21, 2023 · Accession 0001994335-23-000012

Total Value
$252.6M
Positions
217
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (217)

#IssuerTicker / CUSIPSharesValue% of Filing
1ISHARES MSCI USA MIN VOL FACTOR ETF46429B697709,132$46.9M18.55%
2ISHARES S&P 500 VALUE ETF464287408272,579$35.0M13.87%
3ISHARES S&P 500 INDEX46428720061,218$22.0M8.69%
4ISHARES S&P 500 GROWTH ETF464287309271,356$15.7M6.21%
5FIDELITY MSCI HEALTH CARE INDEX ETF316092600250,529$14.4M5.72%
6ISHARES S&P SMALLCAP 600 ETF464287804148,751$13.0M5.13%
7ISHARES CORE S&P MID CAP ETF46428750747,859$10.5M4.15%
8FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF31609280896,897$8.8M3.49%
9ISHARES CORE MSCI EAFE ETF46432F842163,144$8.6M3.40%
10FIDELITY VALUE FACTOR ETF316092782202,635$8.1M3.21%
11SCHWAB US DIVIDEND EQUITY ETF808524797118,280$7.9M3.11%
12JPMORGAN INFLATION MANAGED BOND ETF46654Q104168,859$7.7M3.04%
13VANGUARD FTSE EMERGING MARKETS ETF922042858178,835$6.5M2.58%
14ISHARES RUSSELL 1000 GROWTH ETF46428761428,819$6.1M2.40%
15SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF78463X889225,123$5.8M2.30%
16SPDR S&P 500 ETF TRUSTSPY10,900$3.9M1.54%
17EXXON MOBIL CORP COMXOM42,282$3.7M1.46%
18ISHARES CORE MSCI EMERGING MKTS46434G10373,525$3.2M1.25%
19ISHARES RUSSELL 1000 VALUE ETF46428759822,241$3.0M1.20%
20CROWDSTRIKE HLDGS INC CL ACRWD12,208$2.0M0.80%
21ISHARES RUSSELL 2000 ETF46428765511,012$1.8M0.72%
22SPDR SER TR S&P DIVID ETF78464A76311,303$1.3M0.50%
23JOHN MARSHALL BANCORP INC COMJMSB49,730$1.2M0.48%
24NASDAQ STK MKT INCNDAQ21,300$1.2M0.48%
25ISHARES TR RUSSELL MIDCAP INDEX FD46428749918,351$1.1M0.45%
26VANGUARD REIT INDEX ETF92290855311,016$883,1530.35%
27ISHARES S&P SMALL-CAP 600 GROWTH ETF4642878876,544$665,3420.26%
28VANGUARD S&P 500 ETF9229083632,011$660,3220.26%
29APPLE INCAAPL4,644$641,8010.25%
3022ND CENTY GROUP INCCOM90137F202682,835$633,1930.25%
31SPDR S&P MIDCAP 400 ETF TRUSTMDY1,343$539,2330.21%
32AMAZON.COM INCAMZN4,042$456,7460.18%
33VANECK NATURAL RESOURCES ETF92189F8419,000$389,8250.15%
34VANGUARD FTSE DEVELOPED MARKETS ETF92194385810,038$364,9820.14%
35UNITED BANKSHARES INC WEST VA COMUNTCW9,450$337,8380.13%
36ISHARES RUSSELL 2000 VALUE ETF4642876302,561$330,2370.13%
37SPDR PORTFOLIO S&P 500 GROWTH ETF78464A4096,545$327,9260.13%
38GOOGLE INCGOOG3,200$306,0800.12%
39JOHNSON & JOHNSON COMJNJ1,838$300,2560.12%
40ISHARES RUSSELL MID-CAP GROWTH ETF4642874813,596$282,0430.11%
41VANGUARD S&P 500 GROWTH ETF9219325051,351$281,6900.11%
42ISHARES RUSSELL MIDCAP VALUE INDEX4642874732,576$247,3780.10%
43PROCTER AND GAMBLE CO COM7427181091,794$226,4930.09%
44MICROSOFTMSFT863$200,9930.08%
45COSTCO WHOLESALE CORP22160K105408$192,7750.08%
46LOCKHEED MARTIN CORPLMT489$188,8960.07%
47VANGUARD S&P MID-CAP 400 GROWTH ETF9219328691,150$180,9590.07%
48BLACK STONE MINERALS L P COM UNITBSMLP11,500$179,9750.07%
49VANGUARD GROWTH ETF922908736734$157,0390.06%
50JPMORGAN CHASE & CO COMVYLD1,430$149,4350.06%
51ALPHABET INC CAP STK CL CGOOG1,480$142,3020.06%
52FORTINET INC COMFTNT2,880$141,4940.06%
53QUALYS INC COMQLYS945$131,7240.05%
54VANGUARD S&P MID-CAP 400 VALUE ETF921932844904$125,5000.05%
55CISCO SYS INCCSCO3,036$121,4400.05%
56VANGUARD LARGE-CAP ETF922908637730$119,3990.05%
57LOWES COS INC COM548661107574$107,8030.04%
58S&P GLOBAL INC COMSPGI350$106,8730.04%
59FIRST TRUST DOW JONES INTERNET INDEX FUND33733E302790$99,7140.04%
60SBA COMMUNICATIONS CORP NEW CL ASBAC350$99,6280.04%
61DISCOVERY HLDG CO WBD8,656$99,5440.04%
62TEXAS PACIFIC LAND CORPORATION COMTPL50$88,8620.04%
63COCA COLA CO COMKO1,585$88,8080.04%
64INVESCO S&P 100 EQUAL WEIGHT ETFIVZ1,275$84,6980.03%
65SPDR PORTFOLIO S&P 500 VALUE ETF78464A5082,203$75,9690.03%
66AT&T INC COMT-PC4,796$73,5710.03%
67ZEROFOX HLDGS INC COM98955G10311,000$67,1000.03%
68TRUIST FINL CORP COM89832Q1091,532$66,7030.03%
69AMPLIFY TRANSFORMATIONAL DATA SHARING ETF0321086073,559$65,8470.03%
70ISHARES MSCI EAFE ETF4642874651,165$65,2520.03%
71PHILIP MORRIS INTL INC COM718172109730$60,5970.02%
72VANGUARD DIVIDEND APPRECIATION ETF921908844446$60,2810.02%
73FIRST TRUST LARGE CAP VALUE ALPHADEX FUND33735J1011,040$59,9870.02%
74VANGUARD HEALTH CARE ETF92204A504262$58,6090.02%
75ASTRAZENECA PLC- SPONS ADRAZN1,038$56,9240.02%
76TESLA MOTORS INC TSLA209$55,4370.02%
77SANDY SPRING BANCORP INC COM8003631031,500$52,8900.02%
78TREX CO INC COMTREX1,200$52,7280.02%
79UNITEDHEALTH GROUPUNH100$50,5040.02%
80VANGUARD SMALL CAP ETF922908751286$48,8010.02%
81ADOBE INC COMADBE175$48,1600.02%
82ALTRIA GROUP INC COMMO1,180$47,6480.02%
83VANGUARD MID CAP 922908629236$44,3630.02%
84FIDELITY MSCI FINANCIALS INDEX ETF3160925011,017$43,8120.02%
85SCHWAB U.S. LARGE-CAP ETF808524201988$41,8420.02%
86OCCIDENTAL PETE CORP COM674599105665$40,8640.02%
87ISHARES MSCI EAFE MIN VOL FACTOR ETF46429B689681$38,8240.02%
88SOUTHERN CO COMSOMN550$37,4000.01%
89ABBVIE INC COMABBV250$33,5530.01%
90WALMART INC COMWMT250$32,4250.01%
91ISHARES TR RUSSELL 1000 INDEX ETF464287622160$31,5730.01%
92TEXAS INSTRS INC COM882508104200$30,9560.01%
93VANGUARD S&P MID-CAP 400 ETF921932885208$30,9090.01%
94ORACLE CORPORATIONORCL-PD500$30,5350.01%
95FIRST TRUST WATER ETF33733B100410$29,4380.01%
96VANGUARD FTSE ALL-WORLD EX-US922042775648$28,7450.01%
97CHEVRON CORP NEW COMCVX197$28,3030.01%
98ESSENTIAL UTILS INC COM29670G102658$27,2280.01%
99NATIONAL GRID PLC SPONSORED ADR NENMPWP517$26,6410.01%
100ACCENTURE LTD BERMUDA CL AACN100$25,7300.01%
101SCHWAB U.S. SMALL-CAP ETF808524607660$24,9480.01%
102HOME DEPOTHD90$24,8350.01%
103WISDOMTREE U.S. AI ENHANCED VALUE FUNDWT300$24,4890.01%
104VANGUARD HIGH DIVIDEND YIELD921946406258$24,4790.01%
105US VEGAN CLIMATE ETF26922A297805$24,1580.01%
106ZETA GLOBAL HOLDINGS CORP CL AZETA3,600$23,7960.01%
107CONOCOPHILLIPS COMCOP230$23,5380.01%
108AIR PRODS & CHEMS INC COMAIIR100$23,2730.01%
109VANGUARD RUSSELL 2000 ETF92206C664343$22,8540.01%
110KIMBERLY-CLARK CORP COMKMB200$22,5080.01%
111ROBLOX CORP CL ARBLX625$22,4000.01%
1123M CO COMMMM201$22,2110.01%
113PRINCIPAL FINANCIAL GROUP INC COMPFG296$21,3560.01%
114INTEL CORP COMINTC800$20,6160.01%
115ENTERGY CORP NEW COMENO203$20,4280.01%
116BERKSHIRE HATHAWAY INC DEL CL B NEWBRK-A73$19,4920.01%
117VALE S A SPONSORED ADSVALE1,458$19,4210.01%
118MCDONALDS CORP COMMCD77$17,7670.01%
119COUSINS PPTYS INC COM NEW222795502760$17,7460.01%
120PFIZER INC COMPFE389$17,0230.01%
121SHELL PLC SPON ADSRYDAF338$16,8190.01%
122SHERWIN WILLIAMS CO COMSHW81$16,5850.01%
123PRUDENTIAL FINL INCPUKPF192$16,4700.01%
124BOEING CO COMBA-PA136$16,4670.01%
125TILRAY BRANDS INC COMTLRY5,866$16,1320.01%
126COINBASE GLOBAL INC COM CL ACOIN250$16,1230.01%
127SCHWAB CHARLES CORP COMSCHW-PJ217$15,5960.01%
128FIRST TRUST HEALTH CARE ALPHADEX FUND33734X143150$14,5800.01%
129BRISTOL-MYERS SQUIBB CO COMCELG-RI200$14,2180.01%
130FIRST TRUST US EQUITY OPPORTUNITIES ETF336920103170$13,7750.01%
131POWERSHARES QQQ TRIVZ50$13,3630.01%
132VANGUARD VALUE ETF922908744108$13,3360.01%
133INVENTRUST PPTYS CORP COM NEW46124J201616$13,1390.01%
134CANADIAN PACIFIC KANSAS CITY COMCP185$12,3430.00%
135VANGUARD RUSSELL 1000 VALUE ETF92206C714203$12,1170.00%
136SCHWAB U.S. MID-CAP ETF808524508200$12,1060.00%
137SCHWAB U.S. LARGE-CAP VALUE ETF808524409200$11,7020.00%
138INTL BUSINESS MACHINESINTR98$11,6430.00%
139DUKE ENERGY CORP NEW COM NEWDUKB123$11,4410.00%
140SCHWAB INTERNATIONAL EQUITY ETF808524805380$10,6890.00%
141RIO TINTO PLC SPONSORED ADRRTNTF186$10,2410.00%
142BHP GROUP LTD SPONSORED ADSBHPLF203$10,1580.00%
143COMCAST CORP NEW CL ACCZ332$9,7380.00%
144MICROCHIP TECHNOLOGY INC. COMMCHPP158$9,6430.00%
145SPDR DOW JONES INDUSTRIAL ETF78467X10933$9,4810.00%
146SPDR S&P 400 MID CAP GROWTH ETF78464A821151$9,1130.00%
147ISHARES U.S. TECHNOLOGY ETF464287721120$8,8040.00%
148TECK RESOURCES LTD CL BTCKRF267$8,1190.00%
149CVS HEALTH CORP COMCVS83$7,9160.00%
150MEDTRONIC PLC SHSMDT95$7,6710.00%
151CITIGROUP INCC-PR183$7,6260.00%
152VANGUARD SMALL-CAP GROWTH ETF92290859539$7,6100.00%
153NIO INC SPON ADSNIOIF474$7,4750.00%
154L3HARRIS TECHNOLOGIES INC COMLHX35$7,2740.00%
155APA CORPORATION COMAPA200$6,8380.00%
156BP PLC SPONSORED ADRBPPFF239$6,8230.00%
157INMODE LTD SHSINMD200$5,8220.00%
158AVAGO TECHNOLOGIES LTDAVGO13$5,7720.00%
159VISA INC COM CL AV32$5,6850.00%
160DOMINION RESOURCES INCD81$5,5980.00%
161VANGUARD TOTAL STK MKT92290876931$5,5640.00%
162RTX CORPORATION COMRTX65$5,3210.00%
163G III APPAREL GROUP LTD COMGIII350$5,2330.00%
164MOTOROLA SOLUTIONS INC COM NEWMSI23$5,1510.00%
165AMERICAN EXPRESS CO COMAXP33$4,4520.00%
166LIBERTY BROADBAND CORP COM SER CLBRDP59$4,3540.00%
167XPENG INC ADSXPNGF360$4,3020.00%
168TREEHOUSE FOODS INC COM89469A104100$4,2420.00%
169FORD MOTOR COMPANY345370860376$4,2110.00%
170GENERAL ELECTRIC CO COM NEW36960430168$4,2100.00%
171HYZON MOTORS INC COM CL A44951Y1022,475$4,2080.00%
172EVOLUS INC COMEOLS500$4,0250.00%
173BECTON DICKINSON & CO COMBDX18$4,0110.00%
174ISHARES MSCI EMERGING MARKETS ETF464287234106$3,7000.00%
175MAGNITE INC COMMGNI512$3,3640.00%
176ARBOR RLTY TR INCABR-PF270$3,1050.00%
177J2 GLOBAL INCZD36$2,4650.00%
178ABBOTT LABS COMABLZF20$1,9350.00%
179UNION PAC CORP COMUNP8$1,5590.00%
180WOODSIDE ENERGY GROUP LTD SPONSORED ADRWOPEF73$1,4720.00%
181AMARIN CORP PLC SPONS ADR NEWAMRN1,292$1,4080.00%
182PELOTON INTERACTIVE INC CL A COMPTON200$1,3860.00%
183DISNEY WALT CO COM25468710613$1,2260.00%
184MICROSTRATEGY INC CL A NEWSTRK5$1,0610.00%
185AIRBNB INC COM CL AABNB10$1,0500.00%
186CANOPY GROWTH CORP COMCGC300$8190.00%
187VIVOPOWER INTERNATIONAL PLC SHSVIVO1,000$7150.00%
188IQIYI INC SPONSORED ADSIQ250$6780.00%
189CONSENSUS CLOUD SOLUTIONS INC COMCCSI12$5680.00%
190AMERICAN AIRLS GROUP INC COM02376R10244$5300.00%
191ADVANCED MICRO DEVICES INC COMAMD8$5070.00%
192INTERNATIONAL PAPER CO COM46014610315$4760.00%
193VILLAGE FARMS INTL INC COM92707Y108200$3820.00%
194TARGET CORP COMTGT2$3670.00%
195UNITED STATES STL CORP NEW COMUNTCW20$3620.00%
196ORION OFFICE REIT INC COMONL34$2980.00%
197UNDER ARMOUR INC CL CUA40$2380.00%
198SPIRIT AEROSYSTEMS HLDGS INC COM CL A84857410910$2190.00%
199PALANTIR TECHNOLOGIES INC CL APLTR25$2030.00%
200FOX CORP CL A COMFOX6$1840.00%
201FUBOTV INC COMFUBO40$1420.00%
202KYNDRYL HLDGS INC COMMON STOCKKD17$1410.00%
203VERIZON COMMUNICATIONSVZ4$1370.00%
204NORWEGIAN CRUISE LINE HLDG LTD SHSNCLH10$1140.00%
205TIDEWATER INC NEW COMTDGMW5$1090.00%
206NIKE INC CLASS BNKE1$860.00%
207UNDER ARMOUR INC CL AUA10$670.00%
208HASBRO INC COMHAS1$670.00%
209IBIO INC COMIBIO280$480.00%
210SNAP INC CL ASNAP4$390.00%
211SYLVAMO CORP COMMON STOCKSLVM1$340.00%
212SAVARA INC COMSVRA2$30.00%
213ISHARES CORE HIGH DIVIDEND ETF46429B6630$00.00%
214FIRST TRUST NASDAQ CLEAN EDGE GREEN ENERGY INDEX FUND33733E5000$00.00%
215AKEBIA THERAPEUTICS INC COMAKBA1$00.00%
216ALLIANCE RESOURCE PARTNERS L P UT LTD PARTARLP0$00.00%
217GSK PLC SPONSORED ADRGLAXF0$00.00%