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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Halpern Financial, Inc.

Quarter ended Q3 2023 · Filed September 21, 2023 · Accession 0001994335-23-000010

Total Value
$271.2M
Positions
224
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (224)

#IssuerTicker / CUSIPSharesValue% of Filing
1ISHARES MSCI USA MIN VOL FACTOR ETF46429B697641,201$49.7M18.34%
2ISHARES S&P 500 VALUE ETF464287408233,178$36.3M13.39%
3ISHARES S&P 500 INDEX46428720051,591$23.4M8.63%
4ISHARES S&P 500 GROWTH ETF464287309243,818$18.6M6.87%
5FIDELITY MSCI HEALTH CARE INDEX ETF316092600229,598$15.1M5.56%
6FIDELITY VALUE FACTOR ETF316092782282,626$14.4M5.30%
7ISHARES S&P SMALLCAP 600 ETF464287804125,326$13.5M4.99%
8ISHARES CORE S&P MID CAP ETF46428750745,680$12.3M4.52%
9FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF31609280891,697$11.3M4.16%
10ISHARES CORE MSCI EAFE ETF46432F842153,035$10.6M3.92%
11ISHARES RUSSELL 1000 GROWTH ETF46428761429,573$8.2M3.03%
12ISHARES CORE MSCI EMERGING MKTS46434G10393,464$5.2M1.91%
13SPDR S&P 500 ETF TRUSTSPY10,904$4.9M1.82%
14EXXON MOBIL CORP COMXOM47,573$3.9M1.45%
15ISHARES RUSSELL 1000 VALUE ETF46428759822,651$3.8M1.39%
16ISHARES RUSSELL 2000 ETF46428765512,000$2.5M0.91%
17VANGUARD FTSE EMERGING MARKETS ETF92204285847,667$2.2M0.81%
18SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF78463X88951,973$1.8M0.66%
1922ND CENTY GROUP INCCOM90137F202682,835$1.6M0.58%
20ISHARES NATIONAL MUNI BOND ETF46428841414,153$1.6M0.57%
21SPDR SER TR S&P DIVID ETF78464A76311,303$1.4M0.53%
22ISHARES TR RUSSELL MIDCAP INDEX FD46428749918,501$1.4M0.53%
23VANGUARD REIT INDEX ETF92290855311,718$1.3M0.47%
24NASDAQ STK MKT INCNDAQ7,100$1.3M0.47%
25SPDR GOLD ETFGLD6,551$1.2M0.44%
26VANGUARD FTSE DEVELOPED MARKETS ETF92194385824,295$1.2M0.43%
27JOHN MARSHALL BANCORP INC COMJMSB49,730$1.1M0.40%
28ISHARES MSCI EAFE MIN VOL FACTOR ETF46429B68912,798$923,2480.34%
29ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF46428653314,667$895,1270.33%
30VANGUARD TAX-EXEMPT BOND ETF92290774616,344$842,5330.31%
31ISHARES S&P SMALL-CAP 600 GROWTH ETF4642878876,544$818,6710.30%
32APPLE INCAAPL4,450$777,0150.29%
33BLACKROCK MUNIASSETS FD INC COMBLK59,942$767,2580.28%
34VANGUARD S&P 500 ETF9229083631,739$721,8050.27%
35SPDR EURO STOXX 50 ETF78463X20217,042$701,2780.26%
36SPDR S&P MIDCAP 400 ETF TRUSTMDY1,358$665,7910.25%
37VANGUARD SMALL CAP VALUE ETF9229086113,548$624,2350.23%
38AMAZON.COM INCAMZN172$560,7110.21%
39PACER TRENDPILOT US LARGE CAP ETF69374H10513,160$511,1340.19%
40VANECK NATURAL RESOURCES ETF92189F8419,000$494,1000.18%
41INVESCO S&P GLOBAL WATER INDEX ETFIVZ9,233$483,9480.18%
42SPDR PORTFOLIO S&P 500 GROWTH ETF78464A4096,889$456,1050.17%
43ISHARES PREFERRED & INCOME SECURITIES ETF46428868711,727$427,0970.16%
44GOOGLE INCGOOG153$425,5470.16%
45ISHARES RUSSELL 2000 VALUE ETF4642876302,561$413,4050.15%
46VANGUARD S&P 500 GROWTH ETF9219325051,351$372,3220.14%
47ISHARES RUSSELL MID-CAP GROWTH ETF4642874813,596$361,4090.13%
48SPDR BLOOMBERG SHORT TERM HIGH YIELD BOND ETF78468R40811,920$312,7810.12%
49ISHARES RUSSELL MIDCAP VALUE INDEX4642874732,576$308,1340.11%
50JOHNSON & JOHNSON COMJNJ1,738$308,0260.11%
51VANGUARD RUSSELL 1000 VALUE ETF92206C7144,205$306,1110.11%
52PACER TRENDPILOT 100 ETF69374H3035,780$301,8890.11%
53PIMCO 1-5 YEAR US TIPS INDEX FUND72201R2055,419$295,2270.11%
54PROCTER AND GAMBLE CO COM7427181091,889$288,6390.11%
55FORTINET INC COMFTNT826$282,2770.10%
56CROWDSTRIKE HLDGS INC CL ACRWD1,185$269,0900.10%
57MICROSOFTMSFT791$243,8730.09%
58COSTCO WHOLESALE CORP22160K105401$231,0220.09%
59LOCKHEED MARTIN CORPLMT489$215,8450.08%
60AMPLIFY TRANSFORMATIONAL DATA SHARING ETF0321086076,139$209,9020.08%
61ALPHABET INC CAP STK CL CGOOG74$206,6810.08%
62JPMORGAN CHASE & CO COMVYLD1,339$182,5320.07%
63VANGUARD GROWTH ETF922908736589$169,3960.06%
64BLACK STONE MINERALS L P COM UNITBSMLP12,500$168,2500.06%
65TESLA MOTORS INC TSLA153$164,8730.06%
66QUALYS INC COMQLYS1,145$163,0590.06%
67VANGUARD LARGE-CAP ETF922908637730$152,1980.06%
68VANGUARD S&P MID-CAP 400 VALUE ETF921932844904$151,5300.06%
69FIRST TRUST DOW JONES INTERNET INDEX FUND33733E302790$148,4250.05%
70VANGUARD S&P MID-CAP 400 GROWTH ETF921932869750$144,2260.05%
71S&P GLOBAL INC COMSPGI350$143,5630.05%
72LOWES COS INC COM548661107574$116,0570.04%
73INVESCO S&P 100 EQUAL WEIGHT ETFIVZ1,275$106,2080.04%
74COCA COLA CO COMKO1,568$97,2320.04%
75ASTRAZENECA PLC- SPONS ADRAZN1,445$95,8610.04%
76INTL BUSINESS MACHINESINTR731$95,0450.04%
77SANDY SPRING BANCORP INC COM8003631032,000$89,8400.03%
78TRUIST FINL CORP COM89832Q1091,532$86,8640.03%
79TEXAS PACIFIC LAND CORPORATION COMTPL64$86,5350.03%
80ISHARES MSCI EAFE ETF4642874651,165$85,7440.03%
81ADOBE INC COMADBE175$79,7340.03%
82TREX CO INC COMTREX1,200$78,3960.03%
83FIRST TRUST LARGE CAP VALUE ALPHADEX FUND33735J1011,040$73,3410.03%
84ABBVIE INC COMABBV450$72,9500.03%
85ORACLE CORPORATIONORCL-PD879$72,7200.03%
86VANGUARD DIVIDEND APPRECIATION ETF921908844446$72,3230.03%
87DIMENSIONAL WORLD EX U.S. CORE EQUITY 2 ETF25434V8802,741$68,3880.03%
88VANGUARD HEALTH CARE ETF92204A504262$66,6480.02%
89UNITEDHEALTH GROUPUNH125$63,7460.02%
90LUMEN TECHNOLOGIES INC COMLUMN5,222$58,8520.02%
91VANGUARD HIGH DIVIDEND YIELD921946406493$55,3390.02%
92NATIONAL GRID PLC SPONSORED ADR NENMPWP717$55,1160.02%
93FIDELITY MSCI FINANCIALS INDEX ETF3160925011,017$55,0710.02%
94SCHWAB U.S. LARGE-CAP ETF808524201988$53,2040.02%
95VANGUARD RUSSELL 1000 GROWTH ETF92206C680672$47,9540.02%
96COINBASE GLOBAL INC COM CL ACOIN250$47,4650.02%
97ZETA GLOBAL HOLDINGS CORP CL AZETA3,600$45,9000.02%
98TILRAY BRANDS INC COMTLRY5,866$45,5790.02%
99CISCO SYS INCCSCO814$45,3890.02%
100SPDR PORTFOLIO S&P 500 VALUE ETF78464A5081,067$44,5470.02%
101VANGUARD MID CAP 922908629180$42,8110.02%
102ISHARES TR RUSSELL 1000 INDEX ETF464287622160$40,0110.01%
103SOUTHERN CO COMSOMN550$39,8810.01%
104VANGUARD INFORMATION TECHNOLOGY ETF92204A70295$39,5660.01%
105VANGUARD S&P MID-CAP 400 ETF921932885208$37,8160.01%
106WALMART INC COMWMT250$37,2300.01%
107BERKSHIRE HATHAWAY INC DEL CL B NEWBRK-A105$37,0560.01%
108TEXAS INSTRS INC COM882508104200$36,6960.01%
109FIRST TRUST WATER ETF33733B100410$34,5590.01%
110FIRST TRUST US EQUITY OPPORTUNITIES ETF336920103310$33,8150.01%
111ACCENTURE LTD BERMUDA CL AACN100$33,7230.01%
112ESSENTIAL UTILS INC COM29670G102658$33,6440.01%
113SCHWAB U.S. SMALL-CAP ETF808524607696$32,9630.01%
114US VEGAN CLIMATE ETF26922A297805$32,1360.01%
115COUSINS PPTYS INC COM NEW222795502760$30,6200.01%
116VALE S A SPONSORED ADSVALE1,458$29,1450.01%
117ROBLOX CORP CL ARBLX625$28,9000.01%
118VANGUARD RUSSELL 2000 ETF92206C664343$28,4180.01%
119OCCIDENTAL PETE CORP COM674599105488$27,6890.01%
120VANGUARD SMALL CAP ETF922908751130$27,6280.01%
1213M CO COMMMM181$26,9470.01%
122HOME DEPOTHD90$26,9400.01%
123ALTRIA GROUP INC COMMO500$26,1250.01%
124SCHWAB INTERNATIONAL EQUITY ETF808524805700$25,7040.01%
125QUALCOMM INC COMQCOM165$25,2150.01%
126AIR PRODS & CHEMS INC COMAIIR100$24,9910.01%
127KIMBERLY-CLARK CORP COMKMB200$24,6320.01%
128VANGUARD FINANCIALS ETF92204A405259$24,1880.01%
129ENTERGY CORP NEW COMENO203$23,7000.01%
130SCHWAB US DIVIDEND EQUITY ETF808524797300$23,6670.01%
131FORD MOTOR COMPANY3453708601,398$23,6400.01%
132PRUDENTIAL FINL INCPUKPF192$22,6890.01%
133INTUITIVE SURGICAL INC COM NEWISRG75$22,6260.01%
134AT&T INC COMT-PC938$22,1650.01%
135BRISTOL-MYERS SQUIBB CO COMCELG-RI300$21,9090.01%
136POWERSHARES QQQ TRIVZ60$21,7520.01%
137DOMINION RESOURCES INCD256$21,7520.01%
138TARGET CORP COMTGT102$21,7400.01%
139PRINCIPAL FINANCIAL GROUP INC COMPFG296$21,7290.01%
140SHERWIN WILLIAMS CO COMSHW81$20,2190.01%
141PFIZER INC COMPFE389$20,1390.01%
142VANGUARD FTSE ALL-WORLD EX-US922042775348$20,0410.01%
143MCDONALDS CORP COMMCD77$19,0410.01%
144BANK AMERICA CORP COM060505104457$18,8380.01%
145MCCORMICK & CO INC COM NON VTGMKC-V188$18,7620.01%
146SCHWAB CHARLES CORP COMSCHW-PJ217$18,2950.01%
147WELLS FARGO CO NEW COM949746101368$17,8330.01%
148FIRST TRUST HEALTH CARE ALPHADEX FUND33734X143150$17,1990.01%
149CHEVRON CORP NEW COMCVX100$16,2830.01%
150VANGUARD VALUE ETF922908744108$15,9600.01%
151HYZON MOTORS INC COM CL A44951Y1022,475$15,8150.01%
152BHP GROUP LTD SPONSORED ADSBHPLF203$15,6820.01%
153NORTHROP GRUMMAN CORP COMNOC35$15,6530.01%
154CANADIAN PACIFIC KANSAS CITY COMCP185$15,2700.01%
155SCHWAB U.S. MID-CAP ETF808524508200$15,1720.01%
156RIO TINTO PLC SPONSORED ADRRTNTF186$14,9540.01%
157DISNEY WALT CO COM254687106108$14,8130.01%
158AUTODESK INC COMADSK65$13,9330.01%
159DUKE ENERGY CORP NEW COM NEWDUKB123$13,7340.01%
160PALANTIR TECHNOLOGIES INC CL APLTR1,000$13,7300.01%
161VANGUARD CONSUMER STAPLES ETF92204A20768$13,3220.00%
162ISHARES U.S. TECHNOLOGY ETF464287721120$12,3650.00%
163MOTOROLA SOLUTIONS INC COM NEWMSI51$12,3520.00%
164PLURI INC COMPLUR5,800$12,0060.00%
165MICROCHIP TECHNOLOGY INC. COMMCHPP158$11,8720.00%
166MATTEL INC COMMAT500$11,1050.00%
167TECK RESOURCES LTD CL BTCKRF267$10,7840.00%
168MEDTRONIC PLC SHSMDT95$10,5400.00%
169FIDELITY QUALITY FACTOR ETF316092790200$10,4540.00%
170ISHARES ESG AWARE MSCI USA ETF46435G425101$10,2360.00%
171NIO INC SPON ADSNIOIF474$9,9780.00%
172XPENG INC ADSXPNGF360$9,9320.00%
173ISHARES GLOBAL REIT ETF46434V647336$9,8150.00%
174G III APPAREL GROUP LTD COMGIII350$9,4680.00%
175ONE GAS INC COMOGS100$8,8240.00%
176ISHARES EVOLVED U.S. HEALTHCARE STAPLES ETF46431W689201$8,7780.00%
177CVS HEALTH CORP COMCVS83$8,4000.00%
178APA CORPORATION COMAPA200$8,2660.00%
179LIBERTY BROADBAND CORP COM SER CLBRDP59$7,9840.00%
180INMODE LTD SHSINMD200$7,3820.00%
181VANGUARD TOTAL STK MKT92290876931$7,0580.00%
182MAGNITE INC COMMGNI512$6,7640.00%
183AMERICAN EXPRESS CO COMAXP36$6,7320.00%
184WISDOMTREE FLOATING RATE TREASURY FUNDWT133$6,6870.00%
185SCHWAB FUNDAMENTAL US LARGE CO. INDEX ETF808524771101$5,9090.00%
186EVOLUS INC COMEOLS500$5,6100.00%
187SHELL PLC SPON ADSRYDAF100$5,4930.00%
188PELOTON INTERACTIVE INC CL A COMPTON200$5,2840.00%
189GENERAL ELECTRIC CO COM NEW36960430157$5,2160.00%
190ISHARES MSCI EMERGING MARKETS ETF464287234106$4,7890.00%
191VERIZON COMMUNICATIONSVZ94$4,7630.00%
192AMARIN CORP PLC SPONS ADR NEWAMRN1,292$4,2510.00%
193ROUNDHILL SPORTS BETTING & IGAMING ETF53656F789200$3,9960.00%
194J2 GLOBAL INCZD36$3,4840.00%
195TREEHOUSE FOODS INC COM89469A104100$3,2260.00%
196ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF46428715025$2,5240.00%
197VANGUARD SMALL-CAP GROWTH ETF92290859510$2,4810.00%
198MICROSTRATEGY INC CL A NEWSTRK5$2,4320.00%
199ABBOTT LABS COMABLZF20$2,3670.00%
200CANOPY GROWTH CORP COMCGC300$2,2740.00%
201AMERIPRISE FINL INC COM03076C1067$2,1030.00%
202KYNDRYL HLDGS INC COMMON STOCKKD146$1,9160.00%
203VIVOPOWER INTERNATIONAL PLC SHSVIVO1,000$1,7600.00%
204AIRBNB INC COM CL AABNB10$1,7180.00%
205SCHWAB U.S. REIT ETF80852484766$1,6430.00%
206CHARTER COMMUNICATIONS INC NEW CL A16119P1083$1,6370.00%
207KELLOGG CO COMBEKE24$1,5480.00%
208IQIYI INC SPONSORED ADSIQ250$1,1350.00%
209VILLAGE FARMS INTL INC COM92707Y108200$1,0560.00%
210HUNTINGTON INGALLS INDS INC COM4464131065$9970.00%
211UNITED STATES STL CORP NEW COMUNTCW20$7550.00%
212CONSENSUS CLOUD SOLUTIONS INC COMCCSI12$7220.00%
213INTERNATIONAL PAPER CO COM46014610315$6920.00%
214FIRST TRUST CLOUD COMPUTING ETF33734X1927$6340.00%
215DISCOVERY COMMUNICATIONS INC NEW COM SER C25470F30225$6240.00%
216UNDER ARMOUR INC CL CUA40$6220.00%
217FUBOTV INC COMFUBO40$2630.00%
218UNDER ARMOUR INC CL AUA10$1700.00%
219SNAP INC CL ASNAP4$1440.00%
220NIKE INC CLASS BNKE1$1380.00%
221IBIO INC COMIBIO280$1200.00%
222SYLVAMO CORP COMMON STOCKSLVM1$330.00%
223SAVARA INC COMSVRA2$30.00%
224PEPSICO INC COMPEP0$00.00%