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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Halpern Financial, Inc.

Quarter ended Q3 2023 · Filed September 21, 2023 · Accession 0001994335-23-000008

Total Value
$215.8M
Positions
262
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (262)

#IssuerTicker / CUSIPSharesValue% of Filing
1ISHARES MSCI USA MIN VOL FACTOR ETF46429B697594,029$43.7M20.24%
2ISHARES S&P 500 VALUE ETF464287408203,252$29.6M13.70%
3ISHARES S&P 500 GROWTH ETF464287309229,053$16.9M7.85%
4ISHARES S&P 500 INDEX46428720037,332$16.1M7.45%
5FIDELITY VALUE FACTOR ETF316092782334,647$15.9M7.39%
6FIDELITY MSCI HEALTH CARE INDEX ETF316092600211,652$13.5M6.26%
7ISHARES CORE MSCI EAFE ETF46432F842178,960$13.3M6.16%
8FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF31609280895,467$11.3M5.25%
9ISHARES S&P SMALLCAP 600 ETF46428780483,616$9.1M4.23%
10ISHARES CORE S&P MID CAP ETF46428750729,031$7.6M3.54%
11ISHARES CORE MSCI EMERGING MKTS46434G103110,891$6.8M3.17%
12EXXON MOBIL CORP COMXOM69,279$4.1M1.89%
13ISHARES RUSSELL 1000 GROWTH ETF46428761414,420$4.0M1.83%
14SPDR S&P 500 ETF TRUSTSPY8,194$3.5M1.63%
1522ND CENTY GROUP INCCOM90137F202682,835$2.0M0.94%
16ISHARES TR RUSSELL MIDCAP INDEX FD46428749919,166$1.5M0.69%
17NASDAQ STK MKT INCNDAQ7,300$1.4M0.65%
18ISHARES RUSSELL 1000 VALUE ETF4642875985,961$932,9890.43%
19JOHN MARSHALL BANCORP INC COMJMSB49,730$902,6000.42%
20SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF78463X88924,316$880,5000.41%
21ISHARES S&P SMALL-CAP 600 GROWTH ETF4642878876,544$850,9990.39%
22VANGUARD S&P 500 ETF9229083631,782$702,6540.33%
23ISHARES RUSSELL MID-CAP GROWTH ETF4642874814,064$455,4650.21%
24CROWDSTRIKE HLDGS INC CL ACRWD1,685$414,1390.19%
25ISHARES RUSSELL 2000 VALUE ETF4642876302,561$410,4080.19%
26AMAZON.COM INCAMZN124$407,3450.19%
27VANGUARD S&P 500 GROWTH ETF9219325051,451$386,8740.18%
28PROCTER AND GAMBLE CO COM7427181092,156$301,4090.14%
29ISHARES RUSSELL MIDCAP VALUE INDEX4642874732,576$291,6770.14%
30FORTINET INC COMFTNT976$285,0310.13%
31VANGUARD RUSSELL 1000 VALUE ETF92206C7144,002$274,9650.13%
32AMPLIFY TRANSFORMATIONAL DATA SHARING ETF0321086076,107$272,6160.13%
33JOHNSON & JOHNSON COMJNJ1,575$254,3630.12%
34JPMORGAN CHASE & CO COMVYLD1,539$251,9190.12%
35MICROSOFTMSFT803$226,3820.10%
36VANGUARD GROWTH ETF922908736774$224,5920.10%
37VANGUARD S&P MID-CAP 400 VALUE ETF9219328441,404$223,4740.10%
38MGM RESORTS INTERNATIONAL COMMGM5,000$215,7500.10%
39INTL BUSINESS MACHINESINTR1,425$197,9750.09%
40APPLE INCAAPL1,383$195,6950.09%
41FIRST TRUST DOW JONES INTERNET INDEX FUND33733E302801$188,9640.09%
42VANGUARD S&P MID-CAP 400 GROWTH ETF921932869899$177,1130.08%
43FIRST TRUST HEALTH CARE ALPHADEX FUND33734X1431,476$175,7030.08%
44S&P GLOBAL INC COMSPGI402$170,8060.08%
45CAESARS ENTERTAINMENT INC NEW COM12769G1001,400$157,1920.07%
46BLACK STONE MINERALS L P COM UNITBSMLP13,000$156,6500.07%
47TREX CO INC COMTREX1,475$150,3470.07%
48VANGUARD LARGE-CAP ETF922908637730$146,6720.07%
49SPDR S&P MIDCAP 400 ETF TRUSTMDY296$142,3400.07%
50INVESCO S&P 100 EQUAL WEIGHT ETFIVZ1,275$102,1090.05%
51TRUIST FINL CORP COM89832Q1091,725$101,1710.05%
52LUMEN TECHNOLOGIES INC COMLUMN8,050$99,7400.05%
53LOWES COS INC COM548661107491$99,6040.05%
54COCA COLA CO COMKO1,829$95,9790.04%
55SANDY SPRING BANCORP INC COM8003631032,000$91,6400.04%
56ISHARES MSCI EAFE ETF4642874651,165$90,8820.04%
57ASTRAZENECA PLC- SPONS ADRAZN1,445$86,7870.04%
58FIRST TRUST US EQUITY OPPORTUNITIES ETF336920103655$80,8270.04%
59TEXAS PACIFIC LAND CORPORATION COMTPL64$77,3990.04%
60WALMART INC COMWMT516$71,9200.03%
61DIMENSIONAL WORLD EX U.S. CORE EQUITY 2 ETF25434V8802,741$70,9370.03%
62VANGUARD DIVIDEND APPRECIATION ETF921908844446$68,5060.03%
63FIRST TRUST LARGE CAP VALUE ALPHADEX FUND33735J1011,040$66,9970.03%
64ENTERGY CORP NEW COMENO672$66,7360.03%
65TILRAY BRANDS INC COMTLRY5,866$66,2270.03%
66VANGUARD HEALTH CARE ETF92204A504262$64,7560.03%
67CISCO SYS INCCSCO1,140$62,0500.03%
68SCHWAB INTERNATIONAL EQUITY ETF8085248051,514$58,5920.03%
69DISCOVERY HLDG CO WBD2,280$57,8660.03%
70LOCKHEED MARTIN CORPLMT164$56,5960.03%
71SCHWAB U.S. LARGE-CAP ETF808524201494$51,3910.02%
723M CO COMMMM275$48,2410.02%
73SCHWAB U.S. SMALL-CAP ETF808524607479$47,9480.02%
74VANGUARD RUSSELL 1000 GROWTH ETF92206C680672$47,3560.02%
75ROBLOX CORP CL ARBLX625$47,2190.02%
76VANGUARD INFORMATION TECHNOLOGY ETF92204A702115$46,1480.02%
77VANGUARD MID CAP 922908629180$42,6170.02%
78SPDR PORTFOLIO S&P 500 VALUE ETF78464A5081,067$41,6130.02%
79SCHWAB U.S. MID-CAP ETF808524508542$41,5500.02%
80PEPSICO INC COMPEP253$38,0540.02%
81ABBVIE INC COMABBV351$37,8620.02%
82VANGUARD S&P MID-CAP 400 ETF921932885208$37,0510.02%
83MCDONALDS CORP COMMCD149$35,9250.02%
84ABBOTT LABS COMABLZF301$35,5570.02%
85FIRST TRUST WATER ETF33733B100410$34,9070.02%
86COINBASE GLOBAL INC COM CL ACOIN150$34,1220.02%
87TWILIO INC CL ATWLO100$31,9050.01%
88SHERWIN WILLIAMS CO COMSHW114$31,8890.01%
89US VEGAN CLIMATE ETF26922A297805$31,6690.01%
90NATIONAL GRID PLC SPONSORED ADR NENMPWP517$30,8290.01%
91VANGUARD RUSSELL 2000 ETF92206C664343$30,3250.01%
92ESSENTIAL UTILS INC COM29670G102658$30,3210.01%
93ISHARES MSCI EAFE MIN VOL FACTOR ETF46429B689400$30,1360.01%
94HOME DEPOTHD90$29,5430.01%
95NUCOR CORP COMNUE299$29,4490.01%
96POWERSHARES QQQ TRIVZ82$29,3530.01%
97STARBUCKS CORPSBUX262$28,9010.01%
98UNITEDHEALTH GROUPUNH73$28,5240.01%
99VANGUARD SMALL CAP ETF922908751130$28,4270.01%
100COUSINS PPTYS INC COM NEW222795502760$28,3400.01%
101ARK INNOVATION ETF00214Q104256$28,2960.01%
102MEDTRONIC PLC SHSMDT216$27,0760.01%
103ALPHABET INC CAP STK CL CGOOG10$26,6530.01%
104BERKSHIRE HATHAWAY INC DEL CL B NEWBRK-A95$25,9290.01%
105AT&T INC COMT-PC891$24,0660.01%
106GENERAL ELECTRIC CO COM NEW369604301228$23,4910.01%
107ALTRIA GROUP INC COMMO500$22,7600.01%
108SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF78467V848449$21,6960.01%
109VANGUARD FTSE ALL-WORLD EX-US922042775348$21,2140.01%
110PENTAIR PLC SHSPNR291$21,1350.01%
111CINTAS CORP COMCTAS55$20,9360.01%
112VALE S A SPONSORED ADSVALE1,458$20,3390.01%
113PRUDENTIAL FINL INCPUKPF192$20,1980.01%
114FIRST TRUST INDUSTRIALS/PRODUCER DURABLES ALPHADEX FUND33734X150350$20,0690.01%
115FORD MOTOR COMPANY3453708601,398$19,7960.01%
116DISNEY WALT CO COM254687106116$19,6240.01%
117FIRST TRUST MID CAP CORE ALPHADEX FUND33735B108200$19,5360.01%
118PRICE T ROWE GROUP INC COMTROW99$19,4730.01%
119CVS HEALTH CORP COMCVS229$19,4330.01%
120BANK AMERICA CORP COM060505104457$19,4000.01%
121PRINCIPAL FINANCIAL GROUP INC COMPFG296$19,0620.01%
122ROPER TECHNOLOGIES INC COMROP42$18,7370.01%
123ILLINOIS TOOL WKS INC COM45230810990$18,5970.01%
124CABLE ONE INC COMCABO10$18,1310.01%
125OCCIDENTAL PETE CORP COM674599105610$18,0440.01%
126BRISTOL-MYERS SQUIBB CO COMCELG-RI300$17,7510.01%
127PELOTON INTERACTIVE INC CL A COMPTON200$17,4100.01%
128PPG INDS INC COM693506107121$17,3040.01%
129AUTOMATIC DATA PROCESSING INC COMADP86$17,1930.01%
130HYZON MOTORS INC COM CL A44951Y1022,475$17,1770.01%
131WELLS FARGO CO NEW COM949746101368$17,0790.01%
132VANGUARD SMALL-CAP GROWTH ETF92290859560$16,8100.01%
133TARGET CORP COMTGT73$16,7970.01%
134FIRST TRUST MATERIALS ALPHADEX FUND33734X168300$16,7940.01%
135PFIZER INC COMPFE389$16,7310.01%
136CINCINNATI FINL CORP COM172062101145$16,5620.01%
137TEXAS INSTRS INC COM88250810483$15,9530.01%
138ZETA GLOBAL HOLDINGS CORP CL AZETA2,700$15,8220.01%
139SCHWAB CHARLES CORP COMSCHW-PJ217$15,8060.01%
140MCCORMICK & CO INC COM NON VTGMKC-V188$15,2340.01%
141SHELL PLC SPON ADSRYDAF336$14,9760.01%
142BROWN FORMAN CORP CL BBF-B223$14,9430.01%
143VANGUARD REIT INDEX ETF922908553146$14,8600.01%
144THERMO FISHER SCIENTIFIC INC COMTMO26$14,8550.01%
145VANGUARD FINANCIALS ETF92204A405158$14,6390.01%
146VANGUARD VALUE ETF922908744108$14,6200.01%
147CLOROX CO DEL COMCLX88$14,5740.01%
148ECOLAB INC COMECL69$14,3950.01%
149MAGNITE INC COMMGNI512$14,3360.01%
150NIO INC SPON ADSNIOIF400$14,2520.01%
151GENERAL DYNAMICS CORP COMGD72$14,1140.01%
152AMCOR PLC ORDAMCCF1,215$14,0820.01%
153QUALCOMM INC COMQCOM109$14,0590.01%
154GOOGLE INCGOOG5$13,3680.01%
155STANLEY BLACK & DECKER INC COMSWK76$13,3240.01%
156ISHARES MSCI PACIFIC EX-JAPAN ETF464286665269$13,1250.01%
157XPENG INC ADSXPNGF360$12,7940.01%
158BECTON DICKINSON & CO COMBDX52$12,7830.01%
159RIO TINTO PLC SPONSORED ADRRTNTF186$12,4290.01%
160VIRTUS INFRACAP U.S. PREFERRED STOCK ETF26923G822495$12,3210.01%
161ISHARES U.S. TECHNOLOGY ETF464287721120$12,1510.01%
162MICROCHIP TECHNOLOGY INC. COMMCHPP79$12,1260.01%
163MAIN STR CAP CORP COM56035L104295$12,1250.01%
164CANADIAN PACIFIC KANSAS CITY COMCP185$12,0380.01%
165DUKE ENERGY CORP NEW COM NEWDUKB123$12,0040.01%
166AMGEN INCAMGN56$11,9080.01%
167MOTOROLA SOLUTIONS INC COM NEWMSI51$11,8480.01%
168PNC FINL SVCS GROUP INC COM69347510560$11,7380.01%
169GLADSTONE INVT CORP COM376546107837$11,6090.01%
170PIMCO DYNAMIC INCOME FD SHS72201Y101422$11,2170.01%
171LIBERTY MEDIA CORP DEL COM LBTY SRM S CFWONB234$11,1080.01%
172PIMCO CORPORATE & INCOME OPPOR COMPTY607$11,1020.01%
173BHP GROUP LTD SPONSORED ADSBHPLF203$10,8650.01%
174G III APPAREL GROUP LTD COMGIII380$10,7540.00%
175BLACKROCK SCIENCE & TECHNOLOGY SHSBLK206$10,7450.00%
176XENIA HOTELS & RESORTS INC COMXHR600$10,6440.00%
177TELEFLEX INCORPORATED COMTFX28$10,5430.00%
178AFLAC INC COMAFL200$10,4260.00%
179LIBERTY BROADBAND CORP COM SER CLBRDP59$10,1890.00%
180CHEVRON CORP NEW COMCVX100$10,1450.00%
181ISHARES S&P SMALL-CAP 600 VALUE ETF464287879100$10,0670.00%
182HOWARD HUGHES HOLDINGS INC COMHHH110$9,6590.00%
183UTILITIES SELECT SECTOR SPDR FUND81369Y886150$9,5820.00%
184VANGUARD UTILITIES ETF92204A87665$9,0440.00%
185L3HARRIS TECHNOLOGIES INC COMLHX41$8,9580.00%
186COPART INC COMCPRT64$8,8780.00%
187FLEX LTD ORDFLEX500$8,8400.00%
188DANAHER CORP 23585110228$8,5240.00%
189STERIS PLC SHS USDSTE41$8,3750.00%
190VANGUARD FTSE EMERGING MARKETS ETF922042858167$8,3520.00%
191INNOVATIVE INDL PPTYS INC COMINHD36$8,3220.00%
192SPDR GOLD ETFGLD50$8,2110.00%
193AMARIN CORP PLC SPONS ADR NEWAMRN1,592$8,1190.00%
194ROSS STORES INC COMROST71$7,7280.00%
195EQUINOR ASA SPONSORED ADRSTOHF300$7,6500.00%
196DIAGEO PLC SPON ADR NEWDGEAF39$7,5270.00%
197MERCK & CO INCMRK100$7,5110.00%
198WATSCO INC COMWSO-B28$7,4090.00%
199UNITED PARCEL SERVICE INCUPS40$7,2840.00%
200VANGUARD TOTAL STK MKT92290876931$6,8840.00%
201ZSCALER INC COMZS26$6,8180.00%
202TECK RESOURCES LTD CL BTCKRF267$6,6510.00%
203MORGAN STANLEY COM NEWMS-PQ67$6,5200.00%
204ISHARES NASDAQ BIOTECHNOLOGY46428755640$6,4670.00%
205US BANCORP DEL COM NEWUSB-PS108$6,4200.00%
206STATE STR CORP COMSTT-PG70$5,9300.00%
207VIVOPOWER INTERNATIONAL PLC SHSVIVO1,000$5,6500.00%
208FINANCIAL SELECT SECTOR SPDR FUND81369Y605150$5,6300.00%
209ISHARES MSCI EMERGING MARKETS ETF464287234106$5,3440.00%
210CHUBB LIMITED COMCB30$5,2040.00%
211SCOTTS MIRACLE-GRO CO CL ASMG35$5,1230.00%
212HUNT J B TRANS SVCS INC COM44565810729$4,8490.00%
213AUTODESK INC COMADSK17$4,8480.00%
214INTERPUBLIC GROUP COS INC COMINTR130$4,7670.00%
215LIBERTY MEDIA CORP DEL COM LBTY SRM S AFWONB91$4,2920.00%
216APA CORPORATION COMAPA200$4,2860.00%
217CANOPY GROWTH CORP COMCGC300$4,1580.00%
218ICAHN ENTERPRISES LP DEPOSITARY UNITIEP82$4,0960.00%
219WHIRLPOOL CORP COMWHR-PA20$4,0770.00%
220TREEHOUSE FOODS INC COM89469A104100$3,9880.00%
221DUPONT DE NEMOURS INC COMDD58$3,9430.00%
222EVOLUS INC COMEOLS500$3,8100.00%
223SCHLUMBERGER LTD COM STKSLB127$3,7640.00%
224DISCOVER FINL SVCS COM25470910830$3,6860.00%
225MASTERCARD INCORPORATED CL AMA10$3,4770.00%
226DNP SELECT INCOME FD INC COM23325P104315$3,3580.00%
227KINROSS GOLD CORP COMKGCRF600$3,2160.00%
228TOTALENERGIES SE SPONSORED ADSTTE66$3,1630.00%
229DONALDSON INC COMDCI48$2,7560.00%
230DATADOG INC CL A COMDDOG19$2,6860.00%
231ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF46428715025$2,4600.00%
232TESLA MOTORS INC TSLA3$2,3260.00%
233INGERSOLL RAND INC COMIR41$2,0670.00%
234IQIYI INC SPONSORED ADSIQ250$2,0080.00%
235FIRST TRUST CLOUD COMPUTING ETF33734X19219$2,0020.00%
236JOHNSON CTLS INCG5150210529$1,9740.00%
237AVAGO TECHNOLOGIES LTDAVGO4$1,9400.00%
238AIRBNB INC COM CL AABNB10$1,6780.00%
239ZOOM VIDEO COMMUNICATIONS INC CL AZM6$1,5690.00%
240VISA INC COM CL AV7$1,5590.00%
241KELLOGG CO COMBEKE24$1,5340.00%
242M & T BK CORP COM55261F10410$1,4930.00%
243SPDR S&P NORTH AMERICAN NATURAL RESOURCES ETF78463X15224$9560.00%
244FIDELITY MSCI FINANCIALS INDEX ETF31609250117$9130.00%
245CASTLIGHT HEALTH INC CL B14862Q100500$7850.00%
246UNDER ARMOUR INC CL CUA40$7010.00%
247DISCOVERY COMMUNICATIONS INC NEW COM SER C25470F30225$6070.00%
248COSTCO WHOLESALE CORP22160K1051$5310.00%
249UNITED STATES STL CORP NEW COMUNTCW20$4390.00%
250SNAP INC CL ASNAP4$2950.00%
251UNDER ARMOUR INC CL AUA10$2020.00%
252VERIZON COMMUNICATIONSVZ3$1850.00%
253NIKE INC CLASS BNKE1$1480.00%
254SAVARA INC COMSVRA2$30.00%
255HP INC COMHPQ0$00.00%
256UNION PAC CORP COMUNP0$00.00%
257GSK PLC SPONSORED ADRGLAXF0$00.00%
258PIMCO CORPORATE & INCM STRG FD COM72200U1000$00.00%
259PIMCO DYNAMIC CREDIT AND MORTGAGE INC72202D1060$00.00%
260AMETEK INC COMAME0$00.00%
261ALLSTATE CORP COMALL-PJ0$00.00%
262UNITED BANKSHARES INC WEST VA COMUNTCW0$00.00%