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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Halpern Financial, Inc.

Quarter ended Q3 2023 · Filed September 21, 2023 · Accession 0001994335-23-000003

Total Value
$150.8M
Positions
176
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (176)

#IssuerTicker / CUSIPSharesValue% of Filing
1ISHARES MSCI USA MIN VOL FACTOR ETF46429B697500,754$30.4M20.13%
2ISHARES S&P 500 VALUE ETF464287408147,480$16.0M10.58%
3FIDELITY MSCI HEALTH CARE INDEX ETF316092600300,113$14.9M9.90%
4FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF316092808175,924$14.5M9.59%
5ISHARES S&P 500 GROWTH ETF46428730964,605$13.4M8.89%
6FIDELITY VALUE FACTOR ETF316092782353,114$11.9M7.88%
7ISHARES S&P 500 INDEX46428720033,219$10.3M6.82%
8ISHARES CORE MSCI EAFE ETF46432F842123,190$7.0M4.67%
9ISHARES S&P SMALLCAP 600 ETF46428780481,043$5.5M3.67%
10ISHARES CORE S&P MID CAP ETF46428750730,040$5.3M3.54%
11EXXON MOBIL CORP COMXOM72,167$3.2M2.14%
12ISHARES RUSSELL 1000 GROWTH ETF46428761416,484$3.2M2.10%
13SPDR S&P 500 ETF TRUSTSPY8,130$2.5M1.66%
14ISHARES CORE MSCI EMERGING MKTS46434G10352,420$2.5M1.65%
15ISHARES TR RUSSELL MIDCAP INDEX FD46428749924,973$1.3M0.89%
16NASDAQ STK MKT INCNDAQ7,849$937,7200.62%
17ISHARES S&P SMALL-CAP 600 GROWTH ETF4642878873,690$626,5600.42%
18ISHARES RUSSELL 1000 VALUE ETF4642875984,938$556,1740.37%
19VANGUARD S&P 500 GROWTH ETF9219325052,889$539,9020.36%
20SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF78463X88917,181$474,5480.31%
21VANGUARD S&P MID-CAP 400 VALUE ETF9219328444,110$422,6320.28%
22AMAZON.COM INCAMZN120$331,0580.22%
23JOHN MARSHALL BANCORP INC COMJMSB29,730$327,6250.22%
24ISHARES RUSSELL 2000 VALUE ETF4642876303,200$311,9080.21%
25ISHARES RUSSELL MID-CAP GROWTH ETF4642874811,613$255,0680.17%
26VANGUARD RUSSELL 1000 VALUE ETF92206C7142,101$207,7480.14%
27INTL BUSINESS MACHINESINTR1,523$183,9330.12%
28VANGUARD GROWTH ETF922908736843$170,3620.11%
29VANGUARD S&P MID-CAP 400 GROWTH ETF9219328691,090$151,7140.10%
30FIRST TRUST DOW JONES INTERNET INDEX FUND33733E302831$141,6940.09%
31FORTINET INC COMFTNT976$133,9760.09%
32ASTRAZENECA PLC- SPONS ADRAZN2,339$123,7100.08%
33FIRST TRUST HEALTH CARE ALPHADEX FUND33734X1431,276$115,0950.08%
34BLACK STONE MINERALS L P COM UNITBSMLP16,699$108,5440.07%
35TESLA MOTORS INC TSLA100$107,9810.07%
36VANGUARD INFORMATION TECHNOLOGY ETF92204A702386$107,5540.07%
37VANGUARD LARGE-CAP ETF922908637730$104,3900.07%
38ISHARES RUSSELL MIDCAP VALUE INDEX4642874731,326$101,4410.07%
39SANDY SPRING BANCORP INC COM8003631034,070$100,8550.07%
40SPDR S&P MIDCAP 400 ETF TRUSTMDY296$96,0490.06%
41CISCO SYS INCCSCO1,846$86,0970.06%
42PROCTER AND GAMBLE CO COM742718109710$84,8950.06%
43MICROSOFTMSFT372$75,7060.05%
44STARBUCKS CORPSBUX1,023$75,2830.05%
45MGM RESORTS INTERNATIONAL COMMGM4,400$73,9200.05%
46INVESCO S&P 100 EQUAL WEIGHT ETFIVZ1,275$71,9140.05%
47ISHARES MSCI EAFE ETF4642874651,165$70,9140.05%
48ISHARES S&P SMALL-CAP 600 VALUE ETF464287879583$70,2260.05%
49VANGUARD SMALL-CAP GROWTH ETF922908595343$68,4630.05%
50ISHARES CORE HIGH DIVIDEND ETF46429B663832$67,5200.04%
51TEXAS PACIFIC LAND CORPORATION COMTPL94$55,9010.04%
52APPLE INCAAPL134$48,8830.03%
53FIRST TRUST LARGE CAP VALUE ALPHADEX FUND33735J1011,040$47,2890.03%
54VANGUARD S&P 500 ETF922908363162$45,9970.03%
55FIRST TRUST US EQUITY OPPORTUNITIES ETF336920103510$42,7330.03%
56JOHNSON & JOHNSON COMJNJ295$41,5410.03%
57BECTON DICKINSON & CO COMBDX160$38,2830.03%
58TRUIST FINL CORP COM89832Q109915$34,3580.02%
59VANGUARD MID CAP 922908629180$29,5040.02%
60VANGUARD HEALTH CARE ETF92204A504150$28,8980.02%
61VANGUARD TOTAL STK MKT922908769180$28,1750.02%
62CABLE ONE INC COMCABO15$26,6230.02%
63ISHARES MSCI EAFE MIN VOL FACTOR ETF46429B689400$26,4240.02%
64DISCOVERY HLDG CO WBD1,223$25,8050.02%
65FORD MOTOR COMPANY3453708604,119$25,0440.02%
66AMGEN INCAMGN101$23,8220.02%
67AT&T INC COMT-PC777$23,4890.02%
68UNITEDHEALTH GROUPUNH79$23,3010.02%
69FIRST TRUST WATER ETF33733B100410$22,8400.02%
70COUSINS PPTYS INC COM NEW222795502760$22,6710.02%
71BOEING CO COMBA-PA120$21,9960.01%
72BARRICK GOLD CORP COM067901108810$21,8210.01%
73ALTRIA GROUP INC COMMO500$19,6250.01%
74NEWMONT CORP COMNEMCL310$19,1390.01%
75VANGUARD SMALL CAP ETF922908751130$18,9440.01%
76SCHWAB U.S. LARGE-CAP VALUE ETF808524409375$18,7910.01%
77MEDTRONIC PLC SHSMDT191$17,5150.01%
783M CO COMMMM111$17,3150.01%
79L3HARRIS TECHNOLOGIES INC COMLHX101$17,0820.01%
80QUALCOMM INC COMQCOM185$16,8740.01%
81ABBOTT LABS COMABLZF181$16,5490.01%
82VISA INC COM CL AV78$15,0670.01%
83VALE S A SPONSORED ADSVALE1,458$15,0320.01%
84HOME DEPOTHD55$13,8610.01%
85PFIZER INC COMPFE389$12,7200.01%
86BROOKFIELD CORP CL A LTD VT SH11271J107378$12,4360.01%
87DISNEY WALT CO COM254687106111$12,3780.01%
88PRINCIPAL FINANCIAL GROUP INC COMPFG296$12,2960.01%
89GENERAC HLDGS INC COMGNRC100$12,1930.01%
90PRUDENTIAL FINL INCPUKPF192$11,6930.01%
91PELOTON INTERACTIVE INC CL A COMPTON200$11,5540.01%
92SCHWAB U.S. LARGE-CAP GROWTH ETF808524300113$11,4740.01%
93SHELL PLC SPON ADSRYDAF336$10,9840.01%
94MARSH & MCLENNAN COS INC COM571748102100$10,7370.01%
95ISHARES RUSSELL TOP 200 GROWTH ETF464289438100$10,6620.01%
96TEXAS INSTRS INC COM88250810483$10,5390.01%
97BIOCRYST PHARMACEUTICALS INC COMBCRX2,200$10,4830.01%
98RIO TINTO PLC SPONSORED ADRRTNTF186$10,4490.01%
99ILLINOIS TOOL WKS INC COM45230810959$10,3160.01%
100AON PLC SHS CL AAON53$10,2080.01%
101BHP GROUP LTD SPONSORED ADSBHPLF203$10,0950.01%
102GOOGLE INCGOOG7$9,9260.01%
103DUKE ENERGY CORP NEW COM NEWDUKB123$9,8260.01%
104AGNICO EAGLE MINES LTD COMAEM150$9,6090.01%
105CANADIAN PACIFIC KANSAS CITY COMCP37$9,4480.01%
106ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF464287150127$8,8190.01%
107INTERNATIONAL PAPER CO COM460146103248$8,7370.01%
108SCHWAB INTERNATIONAL EQUITY ETF808524805280$8,3300.01%
109MICROCHIP TECHNOLOGY INC. COMMCHPP79$8,3190.01%
110GENERAL ELECTRIC CO COM NEW3696043011,193$8,1480.01%
111LIBERTY MEDIA CORP DEL COM LBTY SRM S CFWONB234$8,0610.01%
112ROSS STORES INC COMROST93$7,9270.01%
113ICAHN ENTERPRISES LP DEPOSITARY UNITIEP162$7,8550.01%
114COCA COLA CO COMKO175$7,8250.01%
115XENIA HOTELS & RESORTS INC COMXHR800$7,4640.00%
116SONOS INC COMSONO500$7,3150.00%
117LIBERTY BROADBAND CORP COM SER CLBRDP59$7,3140.00%
118AFLAC INC COMAFL200$7,2060.00%
119COLGATE PALMOLIVE CO COMCL90$6,5930.00%
120PAYPAL HLDGS INC COMPYPL37$6,4470.00%
121JPMORGAN CHASE & CO COMVYLD66$6,2080.00%
122US BANCORP DEL COM NEWUSB-PS166$6,1120.00%
123AUTOMATIC DATA PROCESSING INC COMADP41$6,1040.00%
124IQIYI INC SPONSORED ADSIQ250$5,7980.00%
125HOWARD HUGHES HOLDINGS INC COMHHH110$5,7150.00%
126CANADIAN NATL RY CO COM13637510261$5,4030.00%
127CVS HEALTH CORP COMCVS83$5,3930.00%
128MICRON TECHNOLOGY INC COMMU100$5,1520.00%
129AMARIN CORP PLC SPONS ADR NEWAMRN742$5,1350.00%
130G III APPAREL GROUP LTD COMGIII380$5,0500.00%
131SCHWAB EMERGING MARKET EQ ETF 808524706206$5,0160.00%
132ABBVIE INC COMABBV50$4,9090.00%
133CANOPY GROWTH CORP COMCGC300$4,8480.00%
134EVOLUS INC COMEOLS850$4,5050.00%
135KINROSS GOLD CORP COMKGCRF623$4,4980.00%
136TREEHOUSE FOODS INC COM89469A104100$4,3800.00%
137ANALOG DEVICES INC COMADI35$4,2920.00%
138ISHARES MSCI EMERGING MARKETS ETF464287234106$4,2420.00%
139META PLATFORMS INC CL AMETA18$4,0870.00%
140SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF78464A805108$4,0800.00%
141ISHARES GLOBAL TECH ETF46428729115$3,5330.00%
142LIBERTY MEDIA CORP DEL COM LBTY SRM S AFWONB91$3,1410.00%
143COMCAST CORP NEW CL ACCZ80$3,1180.00%
144TECK RESOURCES LTD CL BTCKRF267$2,7820.00%
145APA CORPORATION COMAPA200$2,7000.00%
146INTEL CORP COMINTC35$2,0940.00%
147EDWARDS LIFESCIENCES CORP COMEW30$2,0730.00%
148SUN CMNTYS INC COM86667410415$2,0350.00%
149VERTEX PHARMACEUTICALS INC COMVRTX7$2,0320.00%
150SPLUNK INC COM84863710410$1,9870.00%
151HORMEL FOODS CORP COMHRL40$1,9310.00%
152AVAGO TECHNOLOGIES LTDAVGO6$1,8940.00%
153VMWARE INC CL A COM92856340212$1,8580.00%
154NORTHROP GRUMMAN CORP COMNOC6$1,8450.00%
155PALO ALTO NETWORKS INC COMPANW8$1,8370.00%
156AMPHENOL CORP NEW CL A03209510119$1,8200.00%
157HUNTINGTON BANCSHARES INC COMHBANP194$1,7530.00%
158IQVIA HLDGS INC COMIQV12$1,7030.00%
159CME GROUP INC COMCME9$1,4630.00%
160METLIFE INC COMMET-PF40$1,4610.00%
161WESTROCK CO COMWEST41$1,1590.00%
162INGERSOLL RAND INC COMIR41$1,1530.00%
163BOX INC CL ABXCAP45$9340.00%
164FIDELITY MSCI FINANCIALS INDEX ETF31609250117$5630.00%
165BANK AMERICA CORP COM06050510423$5460.00%
166DISCOVERY COMMUNICATIONS INC NEW COM SER C25470F30225$4820.00%
167CASTLIGHT HEALTH INC CL B14862Q100500$4150.00%
168COSTCO WHOLESALE CORP22160K1051$3460.00%
169TARGET CORP COMTGT2$2850.00%
170VERIZON COMMUNICATIONSVZ3$1780.00%
171NIKE INC CLASS BNKE1$990.00%
172UNDER ARMOUR INC CL AUA10$970.00%
173SNAP INC CL ASNAP4$940.00%
174SAVARA INC COMSVRA2$50.00%
175TRANE TECHNOLOGIES PLC SHSTT0$00.00%
176WELLS FARGO CO NEW COM9497461010$00.00%