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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Halpern Financial, Inc.

Quarter ended Q3 2023 · Filed September 21, 2023 · Accession 0001994335-23-000002

Total Value
$106.2M
Positions
160
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (160)

#IssuerTicker / CUSIPSharesValue% of Filing
1ISHARES MSCI USA MIN VOL FACTOR ETF46429B697342,593$18.5M17.42%
2ISHARES S&P 500 VALUE ETF464287408135,000$13.0M12.23%
3FIDELITY MSCI HEALTH CARE INDEX ETF316092600270,843$11.6M10.96%
4ISHARES S&P 500 GROWTH ETF46428730965,285$10.8M10.14%
5FIDELITY VALUE FACTOR ETF316092782312,284$8.8M8.27%
6ISHARES S&P 500 INDEX46428720033,566$8.7M8.16%
7FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF31609280888,561$5.6M5.23%
8ISHARES CORE MSCI EAFE ETF46432F842109,885$5.5M5.16%
9ISHARES S&P SMALLCAP 600 ETF46428780487,067$4.9M4.60%
10ISHARES CORE S&P MID CAP ETF46428750730,195$4.3M4.09%
11ISHARES CORE MSCI EMERGING MKTS46434G10361,720$2.5M2.35%
12ISHARES RUSSELL 1000 GROWTH ETF46428761414,647$2.2M2.08%
13SPDR S&P 500 ETF TRUSTSPY5,745$1.5M1.39%
14VANGUARD S&P 500 GROWTH ETF9219325058,616$1.3M1.21%
15EXXON MOBIL CORP COMXOM23,836$905,0710.85%
16NASDAQ STK MKT INCNDAQ7,991$758,7450.71%
17SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF78463X88916,128$386,1020.36%
18ISHARES RUSSELL 1000 VALUE ETF4642875983,466$343,7270.32%
19JOHN MARSHALL BANCORP INC COMJMSB29,730$327,3300.31%
20ISHARES TR RUSSELL MIDCAP INDEX FD4642874997,565$326,5930.31%
21VANGUARD RUSSELL 1000 VALUE ETF92206C7142,975$258,8630.24%
22AMAZON.COM INCAMZN118$230,0670.22%
23ISHARES S&P SMALL-CAP 600 GROWTH ETF4642878871,602$220,8990.21%
24VANGUARD S&P MID-CAP 400 VALUE ETF9219328442,132$179,8580.17%
25INTL BUSINESS MACHINESINTR1,583$175,6020.17%
26ISHARES RUSSELL 2000 VALUE ETF4642876301,886$154,7220.15%
27ISHARES RUSSELL MID-CAP GROWTH ETF4642874811,234$150,0690.14%
28VANGUARD FTSE EMERGING MARKETS ETF9220428584,100$137,5540.13%
29ISHARES RUSSELL MIDCAP VALUE INDEX4642874731,760$112,7720.11%
30ISHARES MSCI EAFE ETF4642874652,016$107,7970.10%
31FIRST TRUST DOW JONES INTERNET INDEX FUND33733E302831$102,8200.10%
32FORTINET INC COMFTNT976$98,7420.09%
33FIRST TRUST HEALTH CARE ALPHADEX FUND33734X1431,276$94,3860.09%
34PROCTER AND GAMBLE CO COM742718109825$90,7500.09%
35VANGUARD LARGE-CAP ETF922908637730$86,4540.08%
36VANGUARD INFORMATION TECHNOLOGY ETF92204A702386$81,7720.08%
37BLACK STONE MINERALS L P COM UNITBSMLP16,699$78,1510.07%
38SPDR S&P MIDCAP 400 ETF TRUSTMDY296$77,8120.07%
39INVESCO S&P 100 EQUAL WEIGHT ETFIVZ1,575$75,2930.07%
40CISCO SYS INCCSCO1,846$72,5660.07%
41SCHWAB U.S. LARGE-CAP GROWTH ETF808524300762$60,6930.06%
42ISHARES CORE HIGH DIVIDEND ETF46429B663832$59,5320.06%
43STARBUCKS CORPSBUX900$59,1660.06%
44TESLA MOTORS INC TSLA100$52,4000.05%
45VANGUARD S&P 500 ETF922908363192$45,5370.04%
46MICROSOFTMSFT279$44,0010.04%
47ISHARES S&P SMALL-CAP 600 VALUE ETF464287879401$40,0560.04%
48ISHARES RUSSELL 2000 ETF464287655345$39,5220.04%
49VANGUARD MID CAP 922908629300$39,4950.04%
50JOHNSON & JOHNSON COMJNJ295$38,7340.04%
51FIRST TRUST LARGE CAP VALUE ALPHADEX FUND33735J1011,040$38,2720.04%
52BECTON DICKINSON & CO COMBDX160$36,7630.03%
53FIRST TRUST US EQUITY OPPORTUNITIES ETF336920103570$35,9160.03%
54TEXAS PACIFIC LAND CORPORATION COMTPL94$35,7210.03%
55FINANCIAL SELECT SECTOR SPDR FUND81369Y6051,616$33,6530.03%
56ISHARES RUSSELL TOP 200 GROWTH ETF464289438330$27,7890.03%
57AT&T INC COMT-PC942$27,4590.03%
58VANGUARD HEALTH CARE ETF92204A504150$24,9140.02%
59ISHARES MSCI EAFE MIN VOL FACTOR ETF46429B689400$24,8200.02%
60CABLE ONE INC COMCABO15$24,6600.02%
61L3HARRIS TECHNOLOGIES INC COMLHX137$24,6180.02%
62VANGUARD TOTAL STK MKT922908769180$23,2040.02%
63TRUIST FINL CORP COM89832Q109742$22,8830.02%
64COUSINS PPTYS INC COM NEW222795502760$22,2450.02%
65APPLE INCAAPL87$22,1230.02%
66FIRST TRUST WATER ETF33733B100410$19,5750.02%
67ALTRIA GROUP INC COMMO500$19,3350.02%
68SCHWAB U.S. LARGE-CAP VALUE ETF808524409375$16,6010.02%
693M CO COMMMM111$15,1530.01%
70VANGUARD SMALL CAP ETF922908751130$15,0070.01%
71BARRICK GOLD CORP COM067901108810$14,8390.01%
72ISHARES 3-7 YEAR TREASURY BOND ETF464288661108$14,4010.01%
73ABBOTT LABS COMABLZF181$14,2830.01%
74NEWMONT CORP COMNEMCL310$14,0370.01%
75PFIZER INC COMPFE389$12,6970.01%
76VALE S A SPONSORED ADSVALE1,458$12,0870.01%
77VANGUARD VALUE ETF922908744135$12,0230.01%
78SHELL PLC SPON ADSRYDAF336$11,7230.01%
79ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF464288638212$11,6430.01%
80AMGEN INCAMGN56$11,3530.01%
81BROOKFIELD CORP CL A LTD VT SH11271J107252$11,1510.01%
82SCHWAB INTERNATIONAL EQUITY ETF808524805420$10,8530.01%
83FORD MOTOR COMPANY3453708602,119$10,2350.01%
84PRUDENTIAL FINL INCPUKPF192$10,0110.01%
85DUKE ENERGY CORP NEW COM NEWDUKB123$9,9480.01%
86DISCOVERY HLDG CO WBD503$9,7780.01%
87UNITEDHEALTH GROUPUNH39$9,7260.01%
88GENERAL ELECTRIC CO COM NEW3696043011,193$9,4720.01%
89PRINCIPAL FINANCIAL GROUP INC COMPFG296$9,2770.01%
90MARSH & MCLENNAN COS INC COM571748102100$8,6460.01%
91MEDTRONIC PLC SHSMDT95$8,5670.01%
92XENIA HOTELS & RESORTS INC COMXHR825$8,4980.01%
93RIO TINTO PLC SPONSORED ADRRTNTF186$8,4740.01%
94ILLINOIS TOOL WKS INC COM45230810959$8,3850.01%
95CANADIAN PACIFIC KANSAS CITY COMCP37$8,1250.01%
96ROSS STORES INC COMROST93$8,0880.01%
97ICAHN ENTERPRISES LP DEPOSITARY UNITIEP162$7,8440.01%
98DISNEY WALT CO COM25468710680$7,7280.01%
99INTERNATIONAL PAPER CO COM460146103248$7,7250.01%
100BOEING CO COMBA-PA50$7,4570.01%
101BHP GROUP LTD SPONSORED ADSBHPLF203$7,4480.01%
102LIBERTY MEDIA CORP DEL COM LBTY SRM S CFWONB234$7,3990.01%
103HECLA MNG CO COM4227041064,000$7,2800.01%
104ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF464287150127$7,2660.01%
105FRANCO NEV CORP COMFNV70$6,9660.01%
106AFLAC INC COMAFL200$6,8480.01%
107LIBERTY BROADBAND CORP COM SER CLBRDP59$6,5320.01%
108CBOE GLOBAL MKTS INC COM12503M10872$6,4260.01%
109AGNICO EAGLE MINES LTD COMAEM150$5,9690.01%
110GOOGLE INCGOOG5$5,8100.01%
111AUTOMATIC DATA PROCESSING INC COMADP41$5,6040.01%
112HOWARD HUGHES HOLDINGS INC COMHHH110$5,5570.01%
113MICROCHIP TECHNOLOGY INC. COMMCHPP79$5,3560.01%
114PELOTON INTERACTIVE INC CL A COMPTON200$5,3100.00%
115CORBUS PHARMACEUTICALS HLDGS I COM NEWCRBP1,000$5,2400.00%
116ISHARES U.S. TREASURY BOND ETF46429B267186$5,2100.00%
117CVS HEALTH CORP COMCVS83$4,9240.00%
118VISA INC COM CL AV30$4,8340.00%
119CANADIAN NATL RY CO COM13637510261$4,7350.00%
120IQIYI INC SPONSORED ADSIQ250$4,4500.00%
121TREEHOUSE FOODS INC COM89469A104100$4,4150.00%
122SPDR S&P 600 SMALL CAP VALUE ETF78464A300106$4,3310.00%
123CANOPY GROWTH CORP COMCGC300$4,3260.00%
124ISHARES MSCI USA QUALITY FACTOR ETF46432F33953$4,2950.00%
125SCHWAB EMERGING MARKET EQ ETF 808524706206$4,2620.00%
126ISHARES ESG AWARE MSCI USA ETF46435G42574$4,2540.00%
127SONOS INC COMSONO500$4,2400.00%
128MICRON TECHNOLOGY INC COMMU100$4,2060.00%
129COMCAST CORP NEW CL ACCZ117$4,0220.00%
130TRANE TECHNOLOGIES PLC SHSTT47$3,8820.00%
131ABBVIE INC COMABBV50$3,8100.00%
132ISHARES MSCI EMERGING MARKETS ETF464287234106$3,6200.00%
133EVOLUS INC COMEOLS850$3,5280.00%
134QUALCOMM INC COMQCOM50$3,3830.00%
135LIVE NATION ENTERTAINMENT INC COMLYV70$3,1820.00%
136ISHARES ESG AWARE MSCI EM ETF46434G863110$3,0110.00%
137G III APPAREL GROUP LTD COMGIII380$2,9260.00%
138LIBERTY MEDIA CORP DEL COM LBTY SRM S AFWONB91$2,8840.00%
139ISHARES GLOBAL TECH ETF46428729115$2,7350.00%
140AMARIN CORP PLC SPONS ADR NEWAMRN650$2,6000.00%
141KINROSS GOLD CORP COMKGCRF623$2,4800.00%
142TECK RESOURCES LTD CL BTCKRF267$2,0190.00%
143CONOCOPHILLIPS COMCOP50$1,5400.00%
144ISHARES MSCI USA SIZE FACTOR ETF46432F37020$1,4280.00%
145INGERSOLL RAND INC COMIR41$1,0170.00%
146APA CORPORATION COMAPA200$8360.00%
147BOX INC CL ABXCAP45$6320.00%
148FIDELITY MSCI FINANCIALS INDEX ETF31609250117$4990.00%
149BANK AMERICA CORP COM06050510423$4880.00%
150DISCOVERY COMMUNICATIONS INC NEW COM SER C25470F30225$4390.00%
151CASTLIGHT HEALTH INC CL B14862Q100500$3620.00%
152COSTCO WHOLESALE CORP22160K1051$3240.00%
153HOME DEPOTHD1$2490.00%
154TARGET CORP COMTGT2$2200.00%
155VERIZON COMMUNICATIONSVZ3$1720.00%
156COCA COLA CO COMKO2$940.00%
157UNDER ARMOUR INC CL AUA10$920.00%
158NIKE INC CLASS BNKE1$830.00%
159SNAP INC CL ASNAP4$480.00%
160SAVARA INC COMSVRA2$40.00%