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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Halpern Financial, Inc.

Quarter ended Q3 2023 · Filed September 21, 2023 · Accession 0001994335-23-000001

Total Value
$128.3M
Positions
183
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (183)

#IssuerTicker / CUSIPSharesValue% of Filing
1ISHARES MSCI USA MIN VOL FACTOR ETF46429B697280,628$18.4M14.34%
2ISHARES S&P 500 VALUE ETF464287408125,490$16.3M12.72%
3ISHARES S&P 500 INDEX46428720037,796$12.2M9.52%
4FIDELITY MSCI HEALTH CARE INDEX ETF316092600235,126$11.7M9.11%
5ISHARES S&P 500 GROWTH ETF46428730959,739$11.6M9.01%
6ISHARES S&P SMALLCAP 600 ETF464287804123,365$10.3M8.06%
7FIDELITY VALUE FACTOR ETF316092782238,427$9.1M7.06%
8ISHARES CORE MSCI EAFE ETF46432F842110,409$7.2M5.61%
9ISHARES CORE MSCI EMERGING MKTS46434G10394,879$5.1M3.97%
10ISHARES CORE S&P MID CAP ETF46428750717,869$3.7M2.87%
11ISHARES RUSSELL 1000 GROWTH ETF46428761414,707$2.6M2.02%
12EXXON MOBIL CORP COMXOM30,137$2.1M1.64%
13SPDR S&P 500 ETF TRUSTSPY5,775$1.9M1.45%
14VANGUARD S&P 500 GROWTH ETF92193250510,514$1.8M1.43%
15VANGUARD S&P MID-CAP 400 VALUE ETF92193284411,295$1.5M1.14%
16VANGUARD RUSSELL 1000 VALUE ETF92206C71410,111$1.2M0.94%
17SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF78463X88937,396$1.2M0.91%
18NASDAQ STK MKT INCNDAQ7,991$855,8360.67%
19ISHARES S&P SMALL-CAP 600 VALUE ETF4642878794,995$803,1690.63%
20ISHARES S&P SMALL-CAP 600 GROWTH ETF4642878873,941$761,8390.59%
21ISHARES RUSSELL 1000 VALUE ETF4642875985,531$754,8070.59%
22ISHARES TR RUSSELL MIDCAP INDEX FD4642874998,850$527,6530.41%
23JOHN MARSHALL BANCORP INC COMJMSB29,730$490,5450.38%
24VANGUARD FTSE EMERGING MARKETS ETF9220428587,144$317,7000.25%
25SPDR S&P MIDCAP 400 ETF TRUSTMDY802$301,1220.23%
26SCHWAB INTERNATIONAL EQUITY ETF8085248058,349$280,7770.22%
27ISHARES RUSSELL 2000 VALUE ETF4642876302,147$276,0820.22%
28ISHARES MSCI EAFE ETF4642874653,919$272,1190.21%
29AMAZON.COM INCAMZN118$218,0450.17%
30BLACK STONE MINERALS L P COM UNITBSMLP16,699$212,4110.17%
31INTL BUSINESS MACHINESINTR1,583$212,1850.17%
32ISHARES RUSSELL MID-CAP GROWTH ETF4642874811,334$203,5750.16%
33ISHARES RUSSELL MIDCAP VALUE INDEX4642874732,070$196,1350.15%
34SCHWAB U.S. LARGE-CAP VALUE ETF8085244093,069$184,5080.14%
35APPLE INCAAPL624$183,2730.14%
36VANGUARD S&P 500 ETF922908363452$133,7860.10%
37FIRST TRUST DOW JONES INTERNET INDEX FUND33733E302891$123,9560.10%
38VANGUARD LARGE-CAP ETF922908637730$107,9230.08%
39FIRST TRUST HEALTH CARE ALPHADEX FUND33734X1431,276$107,4390.08%
40FORTINET INC COMFTNT976$104,1980.08%
41SCHWAB U.S. LARGE-CAP GROWTH ETF8085243001,063$98,7630.08%
42INVESCO S&P 100 EQUAL WEIGHT ETFIVZ1,575$97,1150.08%
43VANGUARD INFORMATION TECHNOLOGY ETF92204A702386$94,4870.07%
44CISCO SYS INCCSCO1,846$88,5340.07%
45ISHARES CORE HIGH DIVIDEND ETF46429B663832$81,5980.06%
46STARBUCKS CORPSBUX900$79,1280.06%
47SPDR S&P 400 MID CAP VALUE ETF78464A8391,444$79,1020.06%
48SPDR S&P 400 MID CAP GROWTH ETF78464A8211,384$79,0130.06%
49TEXAS PACIFIC LAND CORPORATION COMTPL94$73,4350.06%
50ISHARES RUSSELL 2000 ETF464287655440$72,9430.06%
51ISHARES MSCI EAFE SMALL CAP ETF4642882731,100$68,5080.05%
52SCHWAB U.S. REIT ETF8085248471,436$65,9990.05%
53JOHNSON & JOHNSON COMJNJ437$63,8020.05%
54SCHWAB EMERGING MARKET EQ ETF 8085247062,281$62,4310.05%
55FIRST TRUST LARGE CAP VALUE ALPHADEX FUND33735J1011,040$58,7700.05%
56VANGUARD MID CAP 922908629300$53,4540.04%
57MICROSOFTMSFT329$51,8830.04%
58FINANCIAL SELECT SECTOR SPDR FUND81369Y6051,616$49,7520.04%
59FIRST TRUST US EQUITY OPPORTUNITIES ETF336920103570$45,8000.04%
60SPDR S&P 600 SMALL CAP VALUE ETF78464A300670$44,0260.03%
61TRUIST FINL CORP COM89832Q109742$41,7890.03%
62ISHARES 3-7 YEAR TREASURY BOND ETF464288661330$41,4980.03%
63HOME DEPOTHD187$40,9090.03%
64EAGLE BANCORP INC MDEGBN720$35,0140.03%
65UTILITIES SELECT SECTOR SPDR FUND81369Y886500$32,3100.03%
66COUSINS PPTYS INC COM NEW222795502760$31,3120.02%
67PROCTER AND GAMBLE CO COM742718109250$31,2250.02%
68MANULIFE FINL CORP COM56501R1061,500$30,4350.02%
69ISHARES MSCI EAFE MIN VOL FACTOR ETF46429B689400$29,8160.02%
70CABLE ONE INC COMCABO20$29,7690.02%
71WALGREENS BOOTS ALLIANCE INC COM931427108500$29,4800.02%
72VANGUARD HEALTH CARE ETF92204A504150$28,7610.02%
73NEWMONT CORP COMNEMCL638$27,7210.02%
74HECLA MNG CO COM4227041068,000$27,1200.02%
75L3HARRIS TECHNOLOGIES INC COMLHX137$27,0440.02%
76ALTRIA GROUP INC COMMO500$24,9550.02%
77FIRST TRUST WATER ETF33733B100410$24,5800.02%
78DISCOVERY HLDG CO WBD703$23,0160.02%
79ALIBABA GROUP HLDG LTD SPONSORED ADSBBAAY105$22,2710.02%
80VANGUARD SMALL CAP ETF922908751130$21,5330.02%
81ISHARES MSCI EMERGING MARKETS ETF464287234462$20,7520.02%
82SHELL PLC SPON ADSRYDAF336$19,8170.02%
833M CO COMMMM111$19,5830.02%
84VALE S A SPONSORED ADSVALE1,458$19,2460.01%
85CATERPILLAR INC COMCAT127$18,7500.01%
86BROOKFIELD INFRAST PARTNERS LP LP INT UNITG16252101375$18,7460.01%
87SMUCKER J M CO COM NEW832696405173$18,0140.01%
88PRUDENTIAL FINL INCPUKPF192$17,9980.01%
89XENIA HOTELS & RESORTS INC COMXHR825$17,8280.01%
90ABBOTT LABS COMABLZF189$16,4170.01%
91BOEING CO COMBA-PA50$16,2880.01%
92PRINCIPAL FINANCIAL GROUP INC COMPFG296$16,2800.01%
93VANGUARD VALUE ETF922908744135$16,1800.01%
94PFIZER INC COMPFE389$15,2410.01%
95BARRICK GOLD CORP COM067901108810$15,0580.01%
96COSTCO WHOLESALE CORP22160K10551$15,0300.01%
97BROOKFIELD CORP CL A LTD VT SH11271J107252$14,5660.01%
98GENERAL ELECTRIC CO COM NEW3696043011,263$14,0950.01%
99HOWARD HUGHES HOLDINGS INC COMHHH110$13,9480.01%
100AMARIN CORP PLC SPONS ADR NEWAMRN650$13,9360.01%
101SEABRIDGE GOLD INC COMSA1,000$13,8200.01%
102SPDR PORTFOLIO MORTGAGE BACKED BOND ETF78464A383519$13,5510.01%
103AMGEN INCAMGN56$13,5000.01%
104GOOGLE INCGOOG10$13,3940.01%
105G III APPAREL GROUP LTD COMGIII380$12,7300.01%
106ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF464288638212$12,2920.01%
107FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF316092808165$11,9520.01%
108UNITEDHEALTH GROUPUNH39$11,4650.01%
109INTERNATIONAL PAPER CO COM460146103248$11,4270.01%
110LIBERTY MEDIA CORP DEL COM LBTY SRM S CFWONB234$11,2650.01%
111DUKE ENERGY CORP NEW COM NEWDUKB123$11,2190.01%
112MARSH & MCLENNAN COS INC COM571748102100$11,1410.01%
113BHP GROUP LTD SPONSORED ADSBHPLF203$11,1060.01%
114RIO TINTO PLC SPONSORED ADRRTNTF186$11,0410.01%
115DISNEY WALT CO COM25468710675$10,8470.01%
116ROSS STORES INC COMROST93$10,8270.01%
117MEDTRONIC PLC SHSMDT95$10,7780.01%
118ILLINOIS TOOL WKS INC COM45230810959$10,5980.01%
119AFLAC INC COMAFL200$10,5800.01%
120CANADIAN PACIFIC KANSAS CITY COMCP41$10,4530.01%
121DOMINION RESOURCES INCD125$10,3530.01%
122EVOLUS INC COMEOLS850$10,3450.01%
123FORD MOTOR COMPANY3453708601,097$10,2020.01%
124ICAHN ENTERPRISES LP DEPOSITARY UNITIEP162$9,9630.01%
125AGNICO EAGLE MINES LTD COMAEM150$9,2420.01%
126REALTY INCOME CORP COMO121$8,9090.01%
127CBOE GLOBAL MKTS INC COM12503M10872$8,6400.01%
128MICROCHIP TECHNOLOGY INC. COMMCHPP79$8,2730.01%
129ISHARES GOLD TRUST ETF IAU557$8,0770.01%
130SONOS INC COMSONO500$7,8100.01%
131APPIAN CORP CL AAPPN200$7,6420.01%
132LIBERTY BROADBAND CORP COM SER CLBRDP59$7,4190.01%
133FRANCO NEV CORP COMFNV70$7,2310.01%
134AUTOMATIC DATA PROCESSING INC COMADP41$6,9910.01%
135ENBRIDGE INC COMENNPF175$6,9600.01%
136DISCOVERY COMMUNICATIONS INC NEW COM SER C25470F302225$6,8600.01%
137CONOCOPHILLIPS COMCOP100$6,5030.01%
138CANOPY GROWTH CORP COMCGC300$6,3270.00%
139TRANE TECHNOLOGIES PLC SHSTT47$6,2470.00%
140CVS HEALTH CORP COMCVS83$6,1660.00%
141LOCKHEED MARTIN CORPLMT15$5,8410.00%
142PELOTON INTERACTIVE INC CL A COMPTON200$5,6800.00%
143VISA INC COM CL AV30$5,6370.00%
144CANADIAN NATL RY CO COM13637510261$5,5170.00%
145CORBUS PHARMACEUTICALS HLDGS I COM NEWCRBP1,000$5,4600.00%
146MICRON TECHNOLOGY INC COMMU100$5,3780.00%
147IQIYI INC SPONSORED ADSIQ250$5,2780.00%
148COMCAST CORP NEW CL ACCZ117$5,2610.00%
149INTUIT INCINTU20$5,2390.00%
150ABBVIE INC COMABBV58$5,1350.00%
151APA CORPORATION COMAPA200$5,1180.00%
152LIVE NATION ENTERTAINMENT INC COMLYV70$5,0030.00%
153TREEHOUSE FOODS INC COM89469A104100$4,8500.00%
154ROKU INC COM CL AROKU36$4,8200.00%
155ISHARES CORE S&P US VALUE ETF46428766375$4,7390.00%
156TECK RESOURCES LTD CL BTCKRF267$4,6380.00%
157UBER TECHNOLOGIES INC COMUBER150$4,4610.00%
158QUALCOMM INC COMQCOM50$4,4120.00%
159LIBERTY MEDIA CORP DEL COM LBTY SRM S AFWONB91$4,3990.00%
160KINDRED BIOSCIENCES INC COM494577109500$4,2400.00%
161NEWMARK GROUP INC CL ANMRK300$4,0370.00%
162BLACKSTONE MTG TR INC COM CL ABX100$3,7220.00%
163FASTLY INC CL AFSLY170$3,4120.00%
164FEDEX CORP COMFDX20$3,0240.00%
165KINROSS GOLD CORP COMKGCRF623$2,9530.00%
166VANGUARD SMALL CAP VALUE ETF92290861114$1,9130.00%
167ISHARES MSCI EAFE VALUE INDEX ETF46428887737$1,8520.00%
168FIRST TRUST NATURAL GAS ETF33733E807145$1,7480.00%
169LUMENTUM HLDGS INC COMLITE20$1,5860.00%
170JDS UNIPHASE CORPVIAV100$1,5000.00%
171INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETFIVZ73$1,2090.00%
172BANK AMERICA CORP COM06050510423$8100.00%
173FIDELITY MSCI FINANCIALS INDEX ETF31609250117$7550.00%
174BOX INC CL ABXCAP45$7550.00%
175ISHARES CORE S&P U.S. GROWTH ETF46428767110$7060.00%
176CASTLIGHT HEALTH INC CL B14862Q100500$6650.00%
177TARGET CORP COMTGT2$3010.00%
178UNDER ARMOUR INC CL AUA10$2160.00%
179VERIZON COMMUNICATIONSVZ3$1940.00%
180COCA COLA CO COMKO2$1170.00%
181NIKE INC CLASS BNKE1$1020.00%
182SNAP INC CL ASNAP4$650.00%
183SAVARA INC COMSVRA2$90.00%