13F HOLDINGS REPORT

Round Rock Advisors, LLC

Quarter ended Q4 2024 · Filed January 24, 2025 · Accession 0001951757-25-000115

Total Value

$487.5M

Positions

217

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (217)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	J P MORGAN EXCHANGE TRADED F	46641Q837	710,477	$35.8M	7.34%
2	INVESCO QQQ TR	IVZ	68,936	$35.2M	7.23%
3	VANGUARD WHITEHALL FDS	921946406	265,405	$33.9M	6.95%
4	APPLE INC	AAPL	97,662	$24.5M	5.02%
5	ISHARES TR	464287804	202,618	$23.3M	4.79%
6	VANGUARD INDEX FDS	922908629	84,353	$22.3M	4.57%
7	VANECK ETF TRUST	92189F676	78,283	$19.0M	3.89%
8	MICROSOFT CORP	MSFT	36,676	$15.5M	3.17%
9	BERKSHIRE HATHAWAY INC DEL	BRK-A	20	$13.6M	2.79%
10	SELECT SECTOR SPDR TR	81369Y704	94,673	$12.5M	2.56%
11	ISHARES TR	464287168	88,898	$11.7M	2.39%
12	INVESCO EXCHANGE TRADED FD T	IVZ	63,968	$11.2M	2.30%
13	SELECT SECTOR SPDR TR	81369Y209	76,662	$10.5M	2.16%
14	AMAZON COM INC	AMZN	41,905	$9.2M	1.89%
15	ALPHABET INC	GOOG	42,305	$8.1M	1.65%
16	SELECT SECTOR SPDR TR	81369Y803	31,123	$7.2M	1.48%
17	SPDR S&P 500 ETF TR	SPY	10,667	$6.3M	1.28%
18	UNITEDHEALTH GROUP INC	UNH	10,210	$5.2M	1.06%
19	SELECT SECTOR SPDR TR	81369Y506	53,406	$4.6M	0.94%
20	ISHARES TR	46429B697	50,313	$4.5M	0.92%
21	INTERCONTINENTAL EXCHANGE IN	45866F104	26,537	$4.0M	0.81%
22	DORCHESTER MINERALS LP	DMLP	116,325	$3.9M	0.80%
23	ABBVIE INC	ABBV	20,298	$3.6M	0.74%
24	EXXON MOBIL CORP	XOM	31,564	$3.4M	0.70%
25	NVIDIA CORPORATION	NVDA	24,799	$3.3M	0.68%
26	AIR PRODS & CHEMS INC	AIIR	11,208	$3.3M	0.67%
27	INTERNATIONAL BUSINESS MACHS	INTR	14,333	$3.2M	0.65%
28	ISHARES TR	464287309	30,845	$3.1M	0.64%
29	ITT INC	ITT	20,366	$2.9M	0.60%
30	ISHARES TR	46435GAA0	119,924	$2.9M	0.59%
31	INVESCO EXCH TRADED FD TR II	IVZ	13,571	$2.9M	0.59%
32	HONEYWELL INTL INC	438516106	12,543	$2.8M	0.58%
33	ISHARES TR	46434VBD1	111,163	$2.8M	0.57%
34	TRINITY CAP INC	TRINZ	191,588	$2.8M	0.57%
35	ELEVANCE HEALTH INC	ELV	7,298	$2.8M	0.57%
36	TESLA INC	TSLA	6,403	$2.6M	0.53%
37	CAPITAL ONE FINL CORP	14040H105	14,335	$2.6M	0.52%
38	CHUBB LIMITED	CB	8,857	$2.4M	0.50%
39	WILLIAMS COS INC	969457100	43,327	$2.3M	0.48%
40	CHEVRON CORP NEW	CVX	14,687	$2.1M	0.44%
41	ALPHABET INC	GOOG	10,843	$2.1M	0.42%
42	J P MORGAN EXCHANGE TRADED F	46641Q332	35,549	$2.0M	0.42%
43	VANGUARD SPECIALIZED FUNDS	921908844	10,020	$2.0M	0.40%
44	VANGUARD WORLD FD	92204A702	3,090	$1.9M	0.39%
45	SIXTH STREET SPECIALTY LENDI	TSLX	84,014	$1.8M	0.37%
46	ISHARES TR	46435UAA9	74,599	$1.8M	0.37%
47	VANGUARD SCOTTSDALE FDS	92206C409	22,898	$1.8M	0.37%
48	VANGUARD INDEX FDS	922908363	3,304	$1.8M	0.37%
49	CONSTELLATION BRANDS INC	STZ	7,387	$1.6M	0.33%
50	VANGUARD INDEX FDS	922908637	6,037	$1.6M	0.33%
51	PEPSICO INC	PEP	10,423	$1.6M	0.33%
52	ISHARES TR	464287200	2,651	$1.6M	0.32%
53	ARES CAPITAL CORP	ARCC	69,052	$1.5M	0.31%
54	COMCAST CORP NEW	CCZ	39,875	$1.5M	0.31%
55	NXP SEMICONDUCTORS N V	NXPI	6,898	$1.4M	0.29%
56	SPDR DOW JONES INDL AVERAGE	78467X109	3,244	$1.4M	0.28%
57	JOHNSON & JOHNSON	JNJ	9,502	$1.4M	0.28%
58	BERKSHIRE HATHAWAY INC DEL	BRK-A	3,006	$1.4M	0.28%
59	BARINGS PARTN INVS	06761A103	77,824	$1.3M	0.27%
60	VANGUARD MALVERN FDS	922020805	27,099	$1.3M	0.27%
61	VANGUARD INDEX FDS	922908769	4,496	$1.3M	0.27%
62	NETFLIX INC	NFLX	1,408	$1.3M	0.26%
63	SCHWAB STRATEGIC TR	808524201	52,712	$1.2M	0.25%
64	CITIGROUP INC	C-PR	17,183	$1.2M	0.25%
65	ISHARES TR	464287507	18,969	$1.2M	0.24%
66	BROOKFIELD CORP	11271J107	20,475	$1.2M	0.24%
67	VANGUARD INDEX FDS	922908751	4,876	$1.2M	0.24%
68	AMPHENOL CORP NEW	032095101	16,857	$1.2M	0.24%
69	ARISTA NETWORKS INC	ANET	10,494	$1.2M	0.24%
70	ISHARES TR	46429B689	16,349	$1.2M	0.24%
71	WYNDHAM HOTELS & RESORTS INC	WH	11,049	$1.1M	0.23%
72	SCHWAB STRATEGIC TR	808524797	40,659	$1.1M	0.23%
73	AMERIPRISE FINL INC	03076C106	2,020	$1.1M	0.22%
74	META PLATFORMS INC	META	1,817	$1.1M	0.22%
75	ISHARES TR	464288802	8,724	$1.1M	0.22%
76	JPMORGAN CHASE & CO.	VYLD	4,418	$1.1M	0.22%
77	VANGUARD INDEX FDS	922908595	3,717	$1.0M	0.21%
78	VANGUARD INDEX FDS	922908744	5,861	$992,314	0.20%
79	PROCTER AND GAMBLE CO	742718109	5,781	$969,111	0.20%
80	ENTERPRISE PRODS PARTNERS L	293792107	30,487	$956,072	0.20%
81	VANGUARD WHITEHALL FDS	921946810	11,902	$952,048	0.20%
82	RTX CORPORATION	RTX	8,109	$938,373	0.19%
83	MERCK & CO INC	MRK	9,410	$936,139	0.19%
84	ISHARES TR	464289438	3,957	$930,963	0.19%
85	INVESCO EXCH TRADED FD TR II	IVZ	13,041	$912,851	0.19%
86	VANGUARD SCOTTSDALE FDS	92206C870	11,323	$908,920	0.19%
87	GOLDMAN SACHS BDC INC	GSBD	74,940	$906,774	0.19%
88	AMEREN CORP	AEE	10,167	$906,286	0.19%
89	ARROWMARK FINANCIAL CORP	BANX	42,700	$895,931	0.18%
90	ISHARES TR	464287481	6,766	$857,639	0.18%
91	DELL TECHNOLOGIES INC	DELL	7,176	$826,962	0.17%
92	J P MORGAN EXCHANGE TRADED F	46654Q203	14,324	$807,605	0.17%
93	ISHARES TR	46434V407	18,768	$799,690	0.16%
94	SPDR S&P MIDCAP 400 ETF TR	MDY	1,362	$775,845	0.16%
95	VANGUARD TAX-MANAGED FDS	921943858	15,750	$753,171	0.15%
96	WALMART INC	WMT	8,305	$750,371	0.15%
97	VANGUARD ADMIRAL FDS INC	921932869	6,476	$729,738	0.15%
98	SCHWAB STRATEGIC TR	808524607	27,745	$717,485	0.15%
99	CVS HEALTH CORP	CVS	15,921	$714,694	0.15%
100	MARRIOTT INTL INC NEW	571903202	2,552	$711,719	0.15%
101	BLUE OWL CAPITAL CORPORATION	OWL	45,532	$688,444	0.14%
102	PAYPAL HLDGS INC	PYPL	7,994	$682,288	0.14%
103	COCA COLA CO	KO	10,957	$682,178	0.14%
104	SNOWFLAKE INC	SNOW	4,314	$666,125	0.14%
105	CAPITAL GROUP INTL FOCUS EQT	14019W109	26,592	$656,029	0.13%
106	SCHWAB STRATEGIC TR	808524771	26,827	$635,256	0.13%
107	FS KKR CAP CORP	FSK	28,364	$616,066	0.13%
108	ISHARES TR	46435U663	14,621	$614,805	0.13%
109	3M CO	MMM	4,744	$612,393	0.13%
110	WISDOMTREE TR	WT	17,376	$596,866	0.12%
111	GOLDMAN SACHS GROUP INC	GSCE	1,028	$588,653	0.12%
112	ISHARES TR	46434V878	11,620	$585,997	0.12%
113	HOME DEPOT INC	HD	1,484	$577,162	0.12%
114	ORACLE CORP	ORCL-PD	3,462	$576,908	0.12%
115	ISHARES TR	464287234	13,537	$566,117	0.12%
116	SCHWAB STRATEGIC TR	808524755	17,004	$564,703	0.12%
117	ISHARES TR	464287655	2,516	$555,829	0.11%
118	FIDELITY COMWLTH TR	315912808	7,040	$535,462	0.11%
119	NVE CORP	NVT	6,575	$535,402	0.11%
120	AGNICO EAGLE MINES LTD	AEM	6,800	$531,828	0.11%
121	DEERE & CO	DE	1,255	$531,744	0.11%
122	VANGUARD WORLD FD	921910725	9,282	$526,289	0.11%
123	XYLEM INC	XYL	4,532	$525,797	0.11%
124	ISHARES TR	46434V621	8,543	$524,021	0.11%
125	SCHWAB STRATEGIC TR	808524763	17,495	$519,590	0.11%
126	BANK NEW YORK MELLON CORP	064058100	6,704	$515,068	0.11%
127	AMERICAN EXPRESS CO	AXP	1,685	$500,013	0.10%
128	MATTHEWS ASIA FDS	577125818	16,994	$491,636	0.10%
129	COSTCO WHSL CORP NEW	22160K105	523	$478,784	0.10%
130	VANGUARD INDEX FDS	922908611	2,405	$476,623	0.10%
131	GE AEROSPACE	369604301	2,853	$475,883	0.10%
132	SALESFORCE INC	CRM	1,398	$467,393	0.10%
133	TRAVEL PLUS LEISURE CO	894164102	8,729	$440,378	0.09%
134	PENTAIR PLC	PNR	4,300	$432,752	0.09%
135	PIMCO ETF TR	72201R643	4,352	$428,280	0.09%
136	SPDR SER TR	78464A763	3,237	$427,648	0.09%
137	VANGUARD WORLD FD	92204A504	1,673	$424,423	0.09%
138	SHOPIFY INC	SHOP	3,880	$412,560	0.08%
139	DUPONT DE NEMOURS INC	DD	5,372	$409,615	0.08%
140	BGC GROUP INC	BGC	44,320	$401,539	0.08%
141	UNITED AIRLS HLDGS INC	UNTCW	4,033	$391,604	0.08%
142	RUNWAY GROWTH FINANCE CORP	RWAYL	35,200	$385,792	0.08%
143	BARINGS CORPORATE INVS	06759X107	18,838	$383,918	0.08%
144	YUM BRANDS INC	YUM	2,842	$381,283	0.08%
145	DISNEY WALT CO	254687106	3,421	$380,949	0.08%
146	PFIZER INC	PFE	14,344	$380,553	0.08%
147	VOYA GLBL ADV & PREM OPP FD	92912R104	41,340	$380,328	0.08%
148	BLACKSTONE INC	BX	2,172	$374,574	0.08%
149	ISHARES TR	464287614	921	$369,992	0.08%
150	NOVARTIS AG	NVSEF	3,750	$364,913	0.07%
151	VANGUARD INDEX FDS	922908512	2,253	$364,468	0.07%
152	UNION PAC CORP	UNP	1,592	$363,040	0.07%
153	OAKTREE SPECIALTY LENDING CO	OCSL	23,676	$361,763	0.07%
154	PALO ALTO NETWORKS INC	PANW	1,957	$356,096	0.07%
155	BOEING CO	BA-PA	2,007	$355,175	0.07%
156	MCDONALDS CORP	MCD	1,216	$352,506	0.07%
157	GOLDMAN SACHS ETF TR	NVGLF	10,562	$352,152	0.07%
158	VANGUARD MUN BD FDS	922907746	6,907	$346,248	0.07%
159	VANGUARD INDEX FDS	922908736	814	$334,098	0.07%
160	CARLYLE SECURED LENDING INC	CGBD	18,570	$332,960	0.07%
161	ISHARES TR	46432F842	4,673	$328,418	0.07%
162	CORTEVA INC	CTVA	5,625	$320,400	0.07%
163	CONSTELLATION ENERGY CORP	CEG	1,418	$317,221	0.07%
164	ELI LILLY & CO	LLY	410	$316,834	0.06%
165	DBX ETF TR	233051853	7,600	$313,194	0.06%
166	KINETIK HOLDINGS INC	KNTK	5,345	$303,115	0.06%
167	VISA INC	V	938	$296,446	0.06%
168	PROSHARES TR	74347B698	4,276	$289,339	0.06%
169	ISHARES TR	464288414	2,630	$280,227	0.06%
170	BROOKFIELD ASSET MANAGMT LTD	113004105	5,153	$279,241	0.06%
171	GILEAD SCIENCES INC	GILD	3,003	$277,387	0.06%
172	CARRIER GLOBAL CORPORATION	CARR	4,015	$274,064	0.06%
173	VERSABANK NEW	VBNK	19,700	$272,845	0.06%
174	VANGUARD WORLD FD	92204A108	720	$270,274	0.06%
175	SELECT SECTOR SPDR TR	81369Y605	5,554	$268,412	0.06%
176	SPDR SER TR	78464A862	1,076	$267,257	0.05%
177	ISHARES TR	464287762	4,581	$266,953	0.05%
178	WP CAREY INC	92936U109	4,849	$264,174	0.05%
179	REGENERON PHARMACEUTICALS	REGN	360	$256,439	0.05%
180	ISHARES TR	464288687	8,145	$256,079	0.05%
181	MICRON TECHNOLOGY INC	MU	3,040	$255,846	0.05%
182	BLACKSTONE STRATEGIC CRED 20	BX	20,748	$253,748	0.05%
183	VANGUARD WORLD FD	921910733	2,355	$247,016	0.05%
184	PIMCO ETF TR	72201R833	2,375	$238,308	0.05%
185	BROADCOM INC	AVGO	1,027	$238,100	0.05%
186	ISHARES TR	464287663	2,558	$236,868	0.05%
187	ASML HOLDING N V	ASMLF	338	$234,261	0.05%
188	VANGUARD STAR FDS	921909768	3,963	$233,540	0.05%
189	ARES MANAGEMENT CORPORATION	ARES-PB	1,303	$230,670	0.05%
190	ISHARES TR	464287671	1,639	$228,342	0.05%
191	SPDR SER TR	78464A847	4,161	$227,549	0.05%
192	DOW INC	DOW	5,643	$226,454	0.05%
193	AUTOMATIC DATA PROCESSING IN	ADP	770	$225,402	0.05%
194	FIDELITY COVINGTON TRUST	316092204	2,300	$224,158	0.05%
195	STATE STR CORP	STT-PG	2,203	$216,224	0.04%
196	VANECK ETF TRUST	92189F106	6,298	$213,565	0.04%
197	VERIZON COMMUNICATIONS INC	VZ	5,339	$213,490	0.04%
198	SCHWAB STRATEGIC TR	808524300	7,617	$212,282	0.04%
199	VANGUARD WORLD FD	921910691	3,408	$211,262	0.04%
200	SPDR SER TR	78468R853	4,610	$207,081	0.04%
201	SCHWAB STRATEGIC TR	808524102	9,098	$206,517	0.04%
202	FIDELITY COVINGTON TRUST	316092501	3,000	$206,040	0.04%
203	INVESCO EXCHANGE TRADED FD T	IVZ	1,792	$205,543	0.04%
204	SELECT SECTOR SPDR TR	81369Y308	2,599	$204,307	0.04%
205	ENACT HLDGS INC	ACT	6,265	$202,861	0.04%
206	ISHARES TR	46435G516	2,648	$201,619	0.04%
207	BRISTOL-MYERS SQUIBB CO	CELG-RI	3,561	$201,396	0.04%
208	CINCINNATI FINL CORP	172062101	1,400	$201,180	0.04%
209	PIMCO ETF TR	72201R775	2,223	$201,004	0.04%
210	ZIMMER BIOMET HOLDINGS INC	ZBH	1,901	$200,760	0.04%
211	J P MORGAN EXCHANGE TRADED F	46641Q761	3,500	$200,445	0.04%
212	BLACKROCK LTD DURATION INCOM	BLK	13,454	$190,105	0.04%
213	NEUBERGER BERMAN MUN FD INC	64124P101	17,944	$185,720	0.04%
214	NETWORK-1 TECHNOLOGIES INC	NTIP	122,240	$162,579	0.03%
215	VOYA GLBL EQTY DIV & PREM OP	92912T100	24,556	$133,094	0.03%
216	TEMPLETON EMERGING MKTS INCO	880192109	23,258	$119,314	0.02%
217	MORGAN STANLEY EMKT DBT FD I	MS-PQ	11,573	$89,112	0.02%