13F HOLDINGS REPORT
Sargent Investment Group, LLC
Quarter ended Q4 2023 · Filed November 13, 2023 · Accession 0001951757-23-000701
Total Value
$415.1M
Positions
205
Other Managers
0
Confidential Omitted
No
Holdings (205)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR SER TR | 78468R523 | 324,271 | $32.2M | 7.77% |
| 2 | APPLE INC | AAPL | 179,115 | $30.7M | 7.39% |
| 3 | MICROSOFT CORP | MSFT | 41,226 | $13.0M | 3.14% |
| 4 | BLACKSTONE INC | BX | 106,011 | $11.4M | 2.74% |
| 5 | FIRST TR EXCHANGE-TRADED FD | 33733E104 | 153,347 | $11.3M | 2.72% |
| 6 | FIRST TR EXCHANGE TRADED FD | 33734X846 | 246,816 | $11.2M | 2.70% |
| 7 | CANTALOUPE INC | CTLPP | 1,763,444 | $11.0M | 2.65% |
| 8 | UNIVERSAL DISPLAY CORP | OLED | 69,443 | $10.9M | 2.63% |
| 9 | PALANTIR TECHNOLOGIES INC | PLTR | 655,690 | $10.5M | 2.53% |
| 10 | SPDR SER TR | 78464A409 | 168,766 | $10.0M | 2.41% |
| 11 | CARLYLE GROUP INC | CGABL | 310,895 | $9.4M | 2.26% |
| 12 | IRON MTN INC DEL | 46284V101 | 154,725 | $9.2M | 2.22% |
| 13 | INTERNATIONAL BUSINESS MACHS | INTR | 64,328 | $9.0M | 2.17% |
| 14 | ENERGY RECOVERY INC | ERII | 353,095 | $7.5M | 1.80% |
| 15 | SPDR SER TR | 78464A508 | 176,594 | $7.3M | 1.76% |
| 16 | SPDR SER TR | 78468R663 | 77,815 | $7.1M | 1.72% |
| 17 | AVID BIOSERVICES INC | 05368M106 | 720,961 | $6.8M | 1.64% |
| 18 | EXELIXIS INC | EXEL | 297,995 | $6.5M | 1.57% |
| 19 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 18,352 | $6.4M | 1.55% |
| 20 | AMAZON COM INC | AMZN | 45,367 | $5.8M | 1.39% |
| 21 | J P MORGAN EXCHANGE TRADED F | 46641Q837 | 113,633 | $5.7M | 1.37% |
| 22 | ARES CAPITAL CORP | ARCC | 263,535 | $5.1M | 1.24% |
| 23 | ALPHABET INC | GOOG | 37,095 | $4.9M | 1.18% |
| 24 | FORD MTR CO DEL | 345370860 | 382,810 | $4.8M | 1.15% |
| 25 | JOHNSON & JOHNSON | JNJ | 26,017 | $4.1M | 0.98% |
| 26 | JANUS DETROIT STR TR | 47103U845 | 79,979 | $4.0M | 0.97% |
| 27 | JPMORGAN CHASE & CO | VYLD | 27,347 | $4.0M | 0.96% |
| 28 | VANGUARD INDEX FDS | 922908512 | 30,089 | $3.9M | 0.95% |
| 29 | FIRST TR EXCHANGE TRAD FD VI | 33739H101 | 160,358 | $3.8M | 0.93% |
| 30 | STARWOOD PPTY TR INC | STHO | 191,888 | $3.7M | 0.89% |
| 31 | XEROX HOLDINGS CORP | XRXDW | 229,140 | $3.6M | 0.87% |
| 32 | MITEK SYS INC | MITK | 334,855 | $3.6M | 0.86% |
| 33 | ALPHABET INC | GOOG | 27,395 | $3.6M | 0.86% |
| 34 | MATTEL INC | MAT | 151,435 | $3.3M | 0.80% |
| 35 | EXXON MOBIL CORP | XOM | 23,189 | $2.7M | 0.66% |
| 36 | CARRIER GLOBAL CORPORATION | CARR | 47,769 | $2.6M | 0.64% |
| 37 | PROCTER AND GAMBLE CO | 742718109 | 17,792 | $2.6M | 0.63% |
| 38 | QUALCOMM INC | QCOM | 22,755 | $2.5M | 0.61% |
| 39 | CHEVRON CORP NEW | CVX | 14,853 | $2.5M | 0.60% |
| 40 | CYTOSORBENTS CORP | CTSO | 1,257,048 | $2.4M | 0.57% |
| 41 | FIRST TR MORNINGSTAR DIVID L | 336917109 | 70,020 | $2.3M | 0.56% |
| 42 | ASPEN AEROGELS INC | ASPN | 271,710 | $2.3M | 0.56% |
| 43 | WALMART INC | WMT | 14,228 | $2.3M | 0.55% |
| 44 | HOME DEPOT INC | HD | 7,454 | $2.3M | 0.54% |
| 45 | FIRSTSERVICE CORP NEW | FSV | 14,724 | $2.1M | 0.52% |
| 46 | DANAHER CORPORATION | 235851102 | 8,602 | $2.1M | 0.51% |
| 47 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 4 | $2.1M | 0.51% |
| 48 | GENERAL ELECTRIC CO | 369604301 | 19,175 | $2.1M | 0.51% |
| 49 | FIRST TR EXCHANGE-TRADED FD | 33738R720 | 51,977 | $2.1M | 0.51% |
| 50 | EMERSON ELEC CO | EMR | 21,659 | $2.1M | 0.50% |
| 51 | COHEN & STEERS QUALITY INCOM | 19247L106 | 198,680 | $2.0M | 0.48% |
| 52 | COSTCO WHSL CORP NEW | 22160K105 | 3,345 | $1.9M | 0.46% |
| 53 | PGIM ETF TR | 69344A107 | 37,925 | $1.9M | 0.45% |
| 54 | CATERPILLAR INC | CAT | 6,471 | $1.8M | 0.43% |
| 55 | PIONEER NAT RES CO | 723787107 | 7,614 | $1.7M | 0.42% |
| 56 | ORACLE CORP | ORCL-PD | 15,711 | $1.7M | 0.40% |
| 57 | LINDE PLC | LIN | 4,411 | $1.6M | 0.40% |
| 58 | NORTHROP GRUMMAN CORP | NOC | 3,513 | $1.5M | 0.37% |
| 59 | PEPSICO INC | PEP | 8,944 | $1.5M | 0.37% |
| 60 | MERCK & CO INC | MRK | 14,290 | $1.5M | 0.35% |
| 61 | SIXTH STREET SPECIALTY LENDI | TSLX | 68,400 | $1.4M | 0.34% |
| 62 | KINDER MORGAN INC DEL | EP-PC | 80,051 | $1.3M | 0.32% |
| 63 | ELI LILLY & CO | LLY | 2,451 | $1.3M | 0.32% |
| 64 | FIRST TR EXCHANGE-TRADED FD | 33733E302 | 8,231 | $1.3M | 0.32% |
| 65 | UNITEDHEALTH GROUP INC | UNH | 2,586 | $1.3M | 0.31% |
| 66 | COHEN & STEERS INFRASTRUCTUR | 19248A109 | 66,213 | $1.3M | 0.31% |
| 67 | TEVA PHARMACEUTICAL INDS LTD | 881624209 | 127,100 | $1.3M | 0.31% |
| 68 | MARRIOTT INTL INC NEW | 571903202 | 6,390 | $1.3M | 0.30% |
| 69 | DRIL-QUIP INC | 262037104 | 44,360 | $1.2M | 0.30% |
| 70 | BROADSTONE NET LEASE INC | BNL | 83,620 | $1.2M | 0.29% |
| 71 | ABBVIE INC | ABBV | 7,944 | $1.2M | 0.29% |
| 72 | BOEING CO | BA-PA | 6,024 | $1.2M | 0.28% |
| 73 | APA CORPORATION | APA | 28,025 | $1.2M | 0.28% |
| 74 | FEDEX CORP | FDX | 4,308 | $1.1M | 0.27% |
| 75 | MEDIWOUND LTD | MDWD | 102,069 | $1.1M | 0.26% |
| 76 | EASTERLY GOVT PPTYS INC | 27616P103 | 94,480 | $1.1M | 0.26% |
| 77 | BANK AMERICA CORP | 060505104 | 38,713 | $1.1M | 0.26% |
| 78 | MASTERCARD INCORPORATED | MA | 2,670 | $1.1M | 0.25% |
| 79 | AKOUSTIS TECHNOLOGIES INC | 00973N102 | 1,379,590 | $1.0M | 0.25% |
| 80 | DIGITALBRIDGE GROUP INC | DBRG-PJ | 58,145 | $1.0M | 0.25% |
| 81 | SALESFORCE INC | CRM | 4,871 | $987,741 | 0.24% |
| 82 | ARCHER AVIATION INC | ACHR-WT | 191,150 | $967,219 | 0.23% |
| 83 | THE ALGER ETF TRUST | 015564107 | 76,867 | $931,682 | 0.22% |
| 84 | ADOBE INC | ADBE | 1,822 | $929,038 | 0.22% |
| 85 | INTUIT | INTU | 1,798 | $918,670 | 0.22% |
| 86 | CVS HEALTH CORP | CVS | 12,933 | $902,982 | 0.22% |
| 87 | TJX COS INC NEW | 872540109 | 9,935 | $883,023 | 0.21% |
| 88 | ABBOTT LABS | ABLZF | 9,085 | $879,882 | 0.21% |
| 89 | ISHARES TR | 464287523 | 1,850 | $876,253 | 0.21% |
| 90 | ATOMERA INC | ATOM | 134,705 | $843,253 | 0.20% |
| 91 | ENTERPRISE PRODS PARTNERS L | 293792107 | 30,005 | $821,237 | 0.20% |
| 92 | XPO INC | XPO | 10,881 | $812,375 | 0.20% |
| 93 | ATLANTICA SUSTAINABLE INFR P | ALDA | 41,700 | $796,470 | 0.19% |
| 94 | ZOETIS INC | ZTS | 4,563 | $793,871 | 0.19% |
| 95 | AMERICAN EXPRESS CO | AXP | 5,178 | $772,506 | 0.19% |
| 96 | TESLA INC | TSLA | 3,044 | $761,670 | 0.18% |
| 97 | FIRST TR EXCHANGE-TRADED FD | 33739Q200 | 15,902 | $751,210 | 0.18% |
| 98 | VISA INC | V | 3,252 | $747,993 | 0.18% |
| 99 | UNION PAC CORP | UNP | 3,665 | $746,304 | 0.18% |
| 100 | STARBUCKS CORP | SBUX | 7,969 | $727,331 | 0.18% |
| 101 | CISCO SYS INC | CSCO | 13,425 | $721,728 | 0.17% |
| 102 | FIRST TR VALUE LINE DIVID IN | 33734H106 | 19,279 | $720,842 | 0.17% |
| 103 | WORLD GOLD TR | GLDW | 19,081 | $699,509 | 0.17% |
| 104 | DOW INC | DOW | 13,091 | $674,972 | 0.16% |
| 105 | ISHARES TR | 464287721 | 6,100 | $640,012 | 0.15% |
| 106 | CAPITAL ONE FINL CORP | 14040H105 | 6,543 | $634,998 | 0.15% |
| 107 | THE TRADE DESK INC | 88339J105 | 8,060 | $629,889 | 0.15% |
| 108 | CONOCOPHILLIPS | COP | 4,999 | $598,880 | 0.14% |
| 109 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 9,766 | $566,819 | 0.14% |
| 110 | MERCADOLIBRE INC | MELI | 433 | $548,992 | 0.13% |
| 111 | META PLATFORMS INC | META | 1,818 | $545,782 | 0.13% |
| 112 | NIKE INC | NKE | 5,514 | $527,249 | 0.13% |
| 113 | TRANSOCEAN LTD | RIG | 63,630 | $522,402 | 0.13% |
| 114 | PFIZER INC | PFE | 15,429 | $511,780 | 0.12% |
| 115 | MATINAS BIOPHARMA HLDGS INC | MTNB | 3,923,000 | $509,990 | 0.12% |
| 116 | ILLINOIS TOOL WKS INC | 452308109 | 2,147 | $494,476 | 0.12% |
| 117 | LOCKHEED MARTIN CORP | LMT | 1,202 | $491,570 | 0.12% |
| 118 | FREEPORT-MCMORAN INC | FCX | 13,170 | $491,109 | 0.12% |
| 119 | CREATIVE REALITIES INC | CREX | 316,200 | $490,110 | 0.12% |
| 120 | NVIDIA CORPORATION | NVDA | 1,109 | $482,404 | 0.12% |
| 121 | CEDAR FAIR L P | 150185106 | 12,835 | $474,895 | 0.11% |
| 122 | PHILIP MORRIS INTL INC | 718172109 | 5,066 | $469,010 | 0.11% |
| 123 | CORNING INC | GLW | 15,315 | $466,648 | 0.11% |
| 124 | COMCAST CORP NEW | CCZ | 10,516 | $466,279 | 0.11% |
| 125 | BROADCOM INC | AVGO | 548 | $455,158 | 0.11% |
| 126 | GE HEALTHCARE TECHNOLOGIES I | GEHC | 6,663 | $453,351 | 0.11% |
| 127 | FIRST TR EXCHANGE-TRADED FD | 33738R605 | 9,973 | $441,804 | 0.11% |
| 128 | ULTA BEAUTY INC | ULTA | 1,103 | $440,593 | 0.11% |
| 129 | VANGUARD MUN BD FDS | 922907746 | 9,074 | $436,459 | 0.11% |
| 130 | CANADIAN PACIFIC KANSAS CITY | CP | 5,769 | $429,271 | 0.10% |
| 131 | ISHARES INC | 464286822 | 6,930 | $403,534 | 0.10% |
| 132 | J P MORGAN EXCHANGE TRADED F | 46641Q159 | 8,984 | $398,890 | 0.10% |
| 133 | MONDELEZ INTL INC | 609207105 | 5,744 | $398,634 | 0.10% |
| 134 | J P MORGAN EXCHANGE TRADED F | 46641Q274 | 8,775 | $398,034 | 0.10% |
| 135 | TARGET CORP | TGT | 3,597 | $397,720 | 0.10% |
| 136 | GOLDMAN SACHS GROUP INC | GSCE | 1,229 | $397,668 | 0.10% |
| 137 | AUTOMATIC DATA PROCESSING IN | ADP | 1,633 | $392,867 | 0.09% |
| 138 | DUPONT DE NEMOURS INC | DD | 5,222 | $389,509 | 0.09% |
| 139 | INTEL CORP | INTC | 10,880 | $386,784 | 0.09% |
| 140 | UNITED PARCEL SERVICE INC | UPS | 2,361 | $368,009 | 0.09% |
| 141 | DEERE & CO | DE | 945 | $356,624 | 0.09% |
| 142 | 3M CO | MMM | 3,756 | $351,637 | 0.08% |
| 143 | SPDR SER TR | 78464A870 | 4,800 | $350,496 | 0.08% |
| 144 | AMGEN INC | AMGN | 1,298 | $348,850 | 0.08% |
| 145 | SCHLUMBERGER LTD | SLB | 5,884 | $343,037 | 0.08% |
| 146 | THERMO FISHER SCIENTIFIC INC | TMO | 670 | $339,134 | 0.08% |
| 147 | FIRST TR LRGE CP CORE ALPHA | 33734K109 | 4,165 | $337,782 | 0.08% |
| 148 | CHUBB LIMITED | CB | 1,596 | $332,255 | 0.08% |
| 149 | WISDOMTREE TR | WT | 6,475 | $328,542 | 0.08% |
| 150 | HENRY SCHEIN INC | HSIC | 4,410 | $327,443 | 0.08% |
| 151 | GABELLI DIVID & INCOME TR | 36242H104 | 16,750 | $325,620 | 0.08% |
| 152 | HONEYWELL INTL INC | 438516106 | 1,713 | $316,460 | 0.08% |
| 153 | FIRST TR EXCHANGE TRADED FD | 33734X176 | 2,830 | $314,541 | 0.08% |
| 154 | CITIGROUP INC | C-PR | 7,286 | $299,673 | 0.07% |
| 155 | PAYCHEX INC | PAYX | 2,510 | $289,478 | 0.07% |
| 156 | APPLIED MATLS INC | 038222105 | 2,056 | $284,653 | 0.07% |
| 157 | VANECK ETF TRUST | 92189H201 | 6,432 | $283,651 | 0.07% |
| 158 | SELECT SECTOR SPDR TR | 81369Y803 | 1,730 | $283,599 | 0.07% |
| 159 | MCDONALDS CORP | MCD | 1,074 | $282,935 | 0.07% |
| 160 | UNITED BANKSHARES INC WEST V | UNTCW | 9,895 | $273,003 | 0.07% |
| 161 | INTERCONTINENTAL EXCHANGE IN | 45866F104 | 2,459 | $270,539 | 0.07% |
| 162 | ISHARES TR | 464287168 | 2,465 | $265,333 | 0.06% |
| 163 | WEYERHAEUSER CO MTN BE | WY | 8,641 | $264,933 | 0.06% |
| 164 | ISHARES TR | 464287556 | 2,157 | $263,780 | 0.06% |
| 165 | PROSPERITY BANCSHARES INC | PB | 4,785 | $261,165 | 0.06% |
| 166 | VANGUARD INDEX FDS | 922908363 | 652 | $256,040 | 0.06% |
| 167 | TAIWAN SEMICONDUCTOR MFG LTD | 874039100 | 2,930 | $254,617 | 0.06% |
| 168 | DISNEY WALT CO | 254687106 | 3,123 | $253,119 | 0.06% |
| 169 | PALO ALTO NETWORKS INC | PANW | 1,077 | $252,492 | 0.06% |
| 170 | NOVO-NORDISK A S | NONOF | 2,776 | $252,449 | 0.06% |
| 171 | SOUTHERN CO | SOMN | 3,897 | $252,214 | 0.06% |
| 172 | BLACKROCK INC | BLK | 388 | $250,838 | 0.06% |
| 173 | AMERICAN TOWER CORP NEW | 03027X100 | 1,506 | $247,662 | 0.06% |
| 174 | APOLLO GLOBAL MGMT INC | 03769M106 | 2,685 | $241,006 | 0.06% |
| 175 | UNITED RENTALS INC | URI | 537 | $238,734 | 0.06% |
| 176 | VERIZON COMMUNICATIONS INC | VZ | 7,256 | $235,167 | 0.06% |
| 177 | TEKLA WORLD HEALTHCARE FD | THW | 20,000 | $234,400 | 0.06% |
| 178 | FIRST TR EXCHANGE TRADED FD | 33734X135 | 6,150 | $232,655 | 0.06% |
| 179 | ISHARES TR | 464287465 | 3,365 | $231,916 | 0.06% |
| 180 | WILLIAMS COS INC | 969457100 | 6,785 | $228,587 | 0.06% |
| 181 | FISERV INC | FISV | 1,945 | $219,707 | 0.05% |
| 182 | VANGUARD WORLD FDS | 92204A504 | 915 | $215,117 | 0.05% |
| 183 | COCA COLA CO | KO | 3,837 | $214,795 | 0.05% |
| 184 | SAUL CTRS INC | 804395101 | 6,025 | $212,502 | 0.05% |
| 185 | ASSERTIO HOLDINGS INC | ASRT | 80,546 | $206,199 | 0.05% |
| 186 | VANGUARD INDEX FDS | 922908553 | 2,721 | $205,871 | 0.05% |
| 187 | SHOPIFY INC | SHOP | 3,760 | $205,183 | 0.05% |
| 188 | TOOTSIE ROLL INDS INC | 890516107 | 6,781 | $202,481 | 0.05% |
| 189 | STRYKER CORPORATION | SYK | 738 | $201,673 | 0.05% |
| 190 | CME GROUP INC | CME | 1,007 | $201,622 | 0.05% |
| 191 | TERAWULF INC | WULF | 150,000 | $189,000 | 0.05% |
| 192 | NOVAVAX INC | NVAX | 25,245 | $182,774 | 0.04% |
| 193 | COHEN & STEERS CLOSED-END OP | 19248P106 | 15,085 | $155,677 | 0.04% |
| 194 | ARDELYX INC | ARDX | 35,937 | $146,623 | 0.04% |
| 195 | GLYCOMIMETICS INC | 38000Q102 | 58,000 | $87,000 | 0.02% |
| 196 | BLUEBIRD BIO INC | 09609G100 | 24,324 | $73,945 | 0.02% |
| 197 | COHERUS BIOSCIENCES INC | CHRS | 19,692 | $73,648 | 0.02% |
| 198 | SIRIUS XM HOLDINGS INC | SIRI | 12,500 | $56,500 | 0.01% |
| 199 | RELMADA THERAPEUTICS INC | RLMD | 16,206 | $48,618 | 0.01% |
| 200 | ATHIRA PHARMA INC | 04746L104 | 20,748 | $41,911 | 0.01% |
| 201 | CAPSTONE GREEN ENERGY CORP | CGEH | 57,000 | $40,413 | 0.01% |
| 202 | SUMMIT THERAPEUTICS INC | SMMT | 10,000 | $18,700 | 0.00% |
| 203 | TELLURIAN INC NEW | 87968A104 | 15,000 | $17,400 | 0.00% |
| 204 | KINNATE BIOPHARMA INC | 49705R105 | 12,398 | $17,357 | 0.00% |
| 205 | INTRUSION INC | INTZ | 29,405 | $10,262 | 0.00% |