13F HOLDINGS REPORT

Claybrook Capital, LLC

Quarter ended Q4 2023 · Filed October 24, 2023 · Accession 0001951757-23-000596

Total Value

$174.8M

Positions

138

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (138)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	SPDR S&P 500 ETF TR	SPY	38,321	$16.4M	9.37%
2	INVESCO QQQ TR	IVZ	26,054	$9.3M	5.34%
3	NUVEEN NEW YORK AMT QLT MUNI	NU	792,367	$7.5M	4.28%
4	ALTRIA GROUP INC	MO	120,458	$5.1M	2.90%
5	NUVEEN NEW YORK QLT MUN INC	NU	486,078	$4.7M	2.69%
6	BERKSHIRE HATHAWAY INC DEL	BRK-A	10,980	$3.8M	2.20%
7	AMAZON COM INC	AMZN	28,050	$3.6M	2.04%
8	ENERGY TRANSFER L P	ET-PI	222,298	$3.1M	1.78%
9	BLACKROCK MUNIYIELD N Y QUAL	BLK	348,250	$3.1M	1.77%
10	LADDER CAP CORP	LADR	271,781	$2.8M	1.60%
11	VANGUARD INTL EQUITY INDEX F	922042742	29,423	$2.7M	1.57%
12	VANECK ETF TRUST	92189F643	35,300	$2.7M	1.53%
13	BLACKROCK MUNIHLDGS NY QLTY	BLK	292,141	$2.7M	1.53%
14	PIMCO NEW YORK MUN INCOME FD	72200T103	397,400	$2.5M	1.42%
15	NUVEEN AMT FREE QLTY MUN INC	NU	248,583	$2.4M	1.38%
16	FS KKR CAP CORP	FSK	119,643	$2.4M	1.35%
17	STARWOOD PPTY TR INC	STHO	120,192	$2.3M	1.33%
18	MICROSOFT CORP	MSFT	7,335	$2.3M	1.33%
19	ESSENTIAL PPTYS RLTY TR INC	29670E107	106,758	$2.3M	1.32%
20	NUVEEN PFD & INCOME OPPORTUN	NU	357,226	$2.3M	1.29%
21	PIMCO MUN INCOME FD II	72200W106	280,187	$2.2M	1.23%
22	PROSHARES TR	SPOT	195,350	$2.1M	1.22%
23	READY CAPITAL CORP	RC-PE	206,637	$2.1M	1.20%
24	BECTON DICKINSON & CO	BDX	7,950	$2.1M	1.18%
25	INVESCO QUALITY MUN INCOME T	IVZ	244,543	$2.1M	1.17%
26	BOEING CO	BA-PA	10,010	$1.9M	1.10%
27	BLACKROCK MUNIVEST FD INC	BLK	312,220	$1.9M	1.08%
28	KKR REAL ESTATE FIN TR INC	KKRT	154,116	$1.8M	1.05%
29	OAKTREE SPECIALTY LENDING CO	OCSL	90,468	$1.8M	1.04%
30	PIMCO NEW YORK MUN FD II	72200Y102	281,593	$1.8M	1.03%
31	KINDER MORGAN INC DEL	EP-PC	104,000	$1.7M	0.99%
32	SPDR GOLD TR	GLD	9,785	$1.7M	0.96%
33	ARBOR REALTY TRUST INC	ABR-PF	108,877	$1.7M	0.95%
34	NUVEEN AMT FREE MUN CR INC F	NU	160,147	$1.7M	0.94%
35	REAVES UTIL INCOME FD	756158101	66,212	$1.6M	0.93%
36	PENNANTPARK INVT CORP	708062104	246,312	$1.6M	0.93%
37	AIR PRODS & CHEMS INC	AIIR	5,600	$1.6M	0.91%
38	INVESCO TR INVT GRADE NEW YO	IVZ	170,381	$1.6M	0.89%
39	NUVEEN MUNICIPAL CREDIT INC	NU	148,183	$1.5M	0.88%
40	XAI OCTAGON FLOATING RATE &	98400T106	214,393	$1.5M	0.85%
41	ETFIS SER TR I	26923G822	72,115	$1.4M	0.80%
42	ONEMAIN HLDGS INC	OMF	34,391	$1.4M	0.79%
43	TRIPLEPOINT VENTURE GROWTH B	TPVG	121,240	$1.3M	0.73%
44	ARES COML REAL ESTATE CORP	04013V108	129,913	$1.2M	0.71%
45	APOLLO COML REAL EST FIN INC	03762U105	121,855	$1.2M	0.71%
46	MFS HIGH YIELD MUN TR	59318E102	382,584	$1.2M	0.69%
47	BLACKSTONE MTG TR INC	BX	52,758	$1.1M	0.66%
48	VANGUARD TAX-MANAGED FDS	921943858	26,109	$1.1M	0.65%
49	ARES CAPITAL CORP	ARCC	57,562	$1.1M	0.64%
50	SARATOGA INVT CORP	80349A208	41,817	$1.1M	0.61%
51	ISHARES TR	464288760	10,025	$1.1M	0.61%
52	VERIZON COMMUNICATIONS INC	VZ	32,040	$1.0M	0.59%
53	VANECK ETF TRUST	92189F411	64,093	$1.0M	0.59%
54	FIRST TR EXCHANGE TRADED FD	33734X192	13,490	$1.0M	0.59%
55	KAYNE ANDERSON ENERGY INFRST	486606106	121,491	$1.0M	0.58%
56	VANGUARD INTL EQUITY INDEX F	922042858	25,621	$1.0M	0.57%
57	ALPHABET INC	GOOG	7,540	$994,149	0.57%
58	ALPHABET INC	GOOG	7,440	$973,598	0.56%
59	INVESCO EXCH TRADED FD TR II	IVZ	38,480	$948,138	0.54%
60	HESS CORP	HESM	6,000	$918,000	0.53%
61	CONOCOPHILLIPS	COP	7,600	$910,480	0.52%
62	COHEN & STEERS QUALITY INCOM	19247L106	85,300	$863,236	0.49%
63	DYNEX CAP INC	DX-PC	67,140	$801,652	0.46%
64	3M CO	MMM	8,550	$800,451	0.46%
65	SEVEN HILLS REALTY TRUST	SEVN	70,588	$770,821	0.44%
66	ENTERPRISE PRODS PARTNERS L	293792107	28,151	$770,493	0.44%
67	ALPS ETF TR	00162Q452	17,870	$754,114	0.43%
68	VANGUARD BD INDEX FDS	921937827	10,000	$751,700	0.43%
69	VERTIV HOLDINGS CO	VRT	19,760	$735,072	0.42%
70	BAIN CAP SPECIALTY FIN INC	05684B107	46,355	$709,695	0.41%
71	NUVEEN CR STRATEGIES INCOME	NU	140,195	$709,387	0.41%
72	GOLDMAN SACHS BDC INC	GSBD	47,200	$687,232	0.39%
73	PIMCO DYNAMIC INCOME FD	72201Y101	37,383	$645,978	0.37%
74	BLACKROCK N Y MUN INCOME TRU	BLK	70,821	$644,471	0.37%
75	SLR INVESTMENT CORP	SLRC	41,393	$637,038	0.36%
76	COHEN & STEERS LTD DURATION	19248C105	36,815	$628,432	0.36%
77	RITHM CAPITAL CORP	RITM-PF	65,915	$612,350	0.35%
78	MIDCAP FINANCIAL INVSTMNT CO	03761U502	44,137	$606,884	0.35%
79	NUVEEN CALIFORNIA AMT QLT MU	NU	58,810	$603,391	0.35%
80	COHEN & STEERS TAX ADVAN PFD	19249X108	34,384	$600,688	0.34%
81	MPLX LP	MPLXP	16,516	$587,474	0.34%
82	SPDR SER TR	78464A763	5,000	$575,050	0.33%
83	BLACKROCK CORPOR HI YLD FD I	BLK	63,742	$550,093	0.31%
84	HERCULES CAPITAL INC	HCXY	32,620	$535,620	0.31%
85	BARCLAYS BANK PLC	06748F324	21,550	$502,546	0.29%
86	BLACKSTONE STRATEGIC CRED 20	BX	44,898	$493,429	0.28%
87	VOYA GLBL EQTY DIV & PREM OP	92912T100	100,402	$491,970	0.28%
88	SIXTH STREET SPECIALTY LENDI	TSLX	23,660	$483,610	0.28%
89	KAYNE ANDERSON NEXTGEN ENRGY	48661E108	66,675	$474,726	0.27%
90	VANGUARD SPECIALIZED FUNDS	921908844	3,000	$466,140	0.27%
91	KRAFT HEINZ CO	KHC	13,000	$437,320	0.25%
92	PIONEER NAT RES CO	723787107	1,902	$436,604	0.25%
93	ELLINGTON FINANCIAL INC	EFC-PD	33,695	$420,177	0.24%
94	VIRTUS CONVERTIBLE & INCOME	92838X102	126,918	$394,715	0.23%
95	BLUE OWL CAPITAL CORPORATION	OWL	28,490	$394,587	0.23%
96	NUVEEN PFD & INCOME TERM FD	NU	22,795	$391,390	0.22%
97	GREAT AJAX CORP	38983D300	58,552	$377,075	0.22%
98	SALESFORCE INC	CRM	1,857	$376,562	0.22%
99	GRANITE PT MTG TR INC	38741L107	75,760	$369,709	0.21%
100	ARISTA NETWORKS INC	ANET	2,000	$367,860	0.21%
101	BLACKROCK CR ALLOCATION INCO	BLK	37,535	$363,339	0.21%
102	LISTED FD TR	53656F599	20,000	$362,300	0.21%
103	PFIZER INC	PFE	10,705	$355,085	0.20%
104	GOLUB CAP BDC INC	38173M102	24,060	$352,960	0.20%
105	ALLSPRING INCOME OPPORTUNIT	EAD	56,161	$342,582	0.20%
106	CRESTWOOD EQUITY PARTNERS LP	226344208	11,637	$340,382	0.19%
107	GLOBAL X FDS	37954Y780	11,008	$337,171	0.19%
108	MONROE CAP CORP	MRCC	43,140	$321,393	0.18%
109	HIGHLAND OPPORTUNITIES	HFRO-PB	38,853	$312,378	0.18%
110	PENNYMAC MTG INVT TR	70931T103	23,400	$290,160	0.17%
111	ALPS ETF TR	00162Q478	8,051	$285,180	0.16%
112	BLACKSTONE SECD LENDING FD	BX	10,400	$284,544	0.16%
113	LARGO INC	LGO	99,295	$281,005	0.16%
114	ISHARES TR	46435G342	12,521	$279,719	0.16%
115	PARAMOUNT GLOBAL	92556H206	21,100	$272,190	0.16%
116	NEW MTN FIN CORP	647551100	19,880	$257,446	0.15%
117	OXFORD LANE CAP CORP	OXLCZ	51,371	$256,341	0.15%
118	ELLINGTON RESIDENTIAL MTG RE	ELLA	40,186	$249,555	0.14%
119	ISHARES TR	464288687	8,197	$247,140	0.14%
120	J P MORGAN EXCHANGE TRADED F	46641Q332	4,584	$245,519	0.14%
121	CRESCENT CAP BDC INC	225655109	13,975	$238,973	0.14%
122	BLACKROCK CAP INVT CORP	BLK	64,164	$238,048	0.14%
123	BARINGS BDC INC	BBDC	25,255	$225,022	0.13%
124	FIRST TR INTER DURATN PFD &	33718W103	14,712	$219,209	0.13%
125	FLAHERTY & CRUMRINE PFD SECS	338478100	16,895	$219,128	0.13%
126	VANECK ETF TRUST	92189F452	19,030	$216,371	0.12%
127	PURECYCLE TECHNOLOGIES INC	PCTTW	34,500	$193,545	0.11%
128	CALAMOS GBL DYN INCOME FUND	12811L107	34,403	$190,593	0.11%
129	CLOUGH GLOBAL DIVID & INCOME	18913Y103	38,270	$190,202	0.11%
130	NUVEEN VRIABL RAT PFD & INM	NU	11,608	$181,897	0.10%
131	EATON VANCE LTD DURATION INC	ETN	19,837	$179,326	0.10%
132	UBS AG LONDON BRANCH	USML	18,658	$173,872	0.10%
133	CASTLE BIOSCIENCES INC	CSTL	10,026	$169,339	0.10%
134	ANGEL OAK FINL STRATEGIES IN	03464A100	13,455	$161,998	0.09%
135	BLACKROCK FLOATING RATE INCO	BLK	12,650	$159,643	0.09%
136	CLOUGH GLOBAL EQUITY FD	18914C100	29,090	$159,413	0.09%
137	GANNETT CO INC	TDAY	60,338	$147,828	0.08%
138	PIMCO INCOME STRATEGY FD II	72201J104	12,270	$80,859	0.05%