13F HOLDINGS REPORT
WEALTH EFFECTS LLC
Quarter ended Q4 2023 · Filed October 16, 2023 · Accession 0001951757-23-000583
Total Value
$202.5M
Positions
198
Other Managers
0
Confidential Omitted
No
Holdings (198)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | AVADEL PHARMACEUTICALS PLC | 05337M104 | 2,409,289 | $24.8M | 12.25% |
| 2 | APPLE INC | AAPL | 90,059 | $15.4M | 7.61% |
| 3 | NVIDIA CORPORATION | NVDA | 23,921 | $10.4M | 5.14% |
| 4 | AMAZON COM INC | AMZN | 57,263 | $7.3M | 3.59% |
| 5 | MICROSOFT CORP | MSFT | 20,220 | $6.4M | 3.15% |
| 6 | VANGUARD INDEX FDS | 922908769 | 26,867 | $5.7M | 2.82% |
| 7 | ARROWHEAD PHARMACEUTICALS IN | ARWR | 164,750 | $4.4M | 2.19% |
| 8 | JPMORGAN CHASE & CO | VYLD | 29,872 | $4.3M | 2.14% |
| 9 | ALPHABET INC | GOOG | 32,890 | $4.3M | 2.13% |
| 10 | META PLATFORMS INC | META | 13,726 | $4.1M | 2.03% |
| 11 | THE TRADE DESK INC | 88339J105 | 50,345 | $3.9M | 1.94% |
| 12 | BLACKSTONE INC | BX | 28,075 | $3.0M | 1.49% |
| 13 | ISHARES TR | 464287200 | 5,230 | $2.2M | 1.11% |
| 14 | CHEVRON CORP NEW | CVX | 11,969 | $2.0M | 1.00% |
| 15 | J P MORGAN EXCHANGE TRADED F | 46641Q332 | 36,334 | $1.9M | 0.96% |
| 16 | PFIZER INC | PFE | 56,493 | $1.9M | 0.93% |
| 17 | ISHARES TR | 464287150 | 19,742 | $1.9M | 0.92% |
| 18 | ABBVIE INC | ABBV | 11,981 | $1.8M | 0.88% |
| 19 | FIRST TR EXCHANGE-TRADED FD | 33739Q200 | 36,598 | $1.7M | 0.85% |
| 20 | TESLA INC | TSLA | 6,648 | $1.7M | 0.82% |
| 21 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 4,722 | $1.7M | 0.82% |
| 22 | MERCK & CO INC | MRK | 15,541 | $1.6M | 0.79% |
| 23 | BOEING CO | BA-PA | 8,248 | $1.6M | 0.78% |
| 24 | JOHNSON & JOHNSON | JNJ | 10,016 | $1.6M | 0.77% |
| 25 | FIRST TR EXCHANGE-TRADED FD | 33738R506 | 33,742 | $1.6M | 0.77% |
| 26 | UNITED RENTALS INC | URI | 3,415 | $1.5M | 0.75% |
| 27 | VANGUARD INDEX FDS | 922908736 | 5,556 | $1.5M | 0.75% |
| 28 | GENERAL MLS INC | 370334104 | 23,169 | $1.5M | 0.73% |
| 29 | UNITEDHEALTH GROUP INC | UNH | 2,918 | $1.5M | 0.73% |
| 30 | PROCTER AND GAMBLE CO | 742718109 | 9,865 | $1.4M | 0.71% |
| 31 | SENTINELONE INC | S | 80,090 | $1.4M | 0.67% |
| 32 | ISHARES TR | 464287507 | 5,321 | $1.3M | 0.66% |
| 33 | CVS HEALTH CORP | CVS | 18,877 | $1.3M | 0.65% |
| 34 | VANGUARD INDEX FDS | 922908363 | 3,284 | $1.3M | 0.64% |
| 35 | INTERNATIONAL BUSINESS MACHS | INTR | 9,127 | $1.3M | 0.63% |
| 36 | GLOBAL X FDS | 37954Y483 | 76,075 | $1.3M | 0.63% |
| 37 | VERIZON COMMUNICATIONS INC | VZ | 38,479 | $1.2M | 0.62% |
| 38 | ENOVIX CORPORATION | ENVX | 97,951 | $1.2M | 0.61% |
| 39 | EAGLE MATLS INC | 26969P108 | 7,225 | $1.2M | 0.59% |
| 40 | INVESCO QQQ TR | IVZ | 3,245 | $1.2M | 0.57% |
| 41 | VISA INC | V | 5,021 | $1.2M | 0.57% |
| 42 | ELI LILLY & CO | LLY | 2,150 | $1.2M | 0.57% |
| 43 | J P MORGAN EXCHANGE TRADED F | 46654Q203 | 24,550 | $1.2M | 0.57% |
| 44 | INDIE SEMICONDUCTOR INC | INDI | 176,300 | $1.1M | 0.55% |
| 45 | ALPHABET INC | GOOG | 7,987 | $1.1M | 0.52% |
| 46 | ISHARES TR | 464287408 | 5,982 | $920,271 | 0.45% |
| 47 | VANGUARD SCOTTSDALE FDS | 92206C409 | 12,116 | $910,517 | 0.45% |
| 48 | ADVANCED MICRO DEVICES INC | AMD | 8,833 | $908,209 | 0.45% |
| 49 | EXXON MOBIL CORP | XOM | 7,722 | $907,991 | 0.45% |
| 50 | GENERAC HLDGS INC | GNRC | 8,289 | $903,169 | 0.45% |
| 51 | CATERPILLAR INC | CAT | 3,247 | $886,351 | 0.44% |
| 52 | ELASTIC N V | ESTC | 10,657 | $865,775 | 0.43% |
| 53 | DIGITALOCEAN HLDGS INC | DOCN | 35,545 | $854,146 | 0.42% |
| 54 | COMCAST CORP NEW | CCZ | 18,924 | $839,078 | 0.41% |
| 55 | AMERICAN TOWER CORP NEW | 03027X100 | 5,101 | $838,871 | 0.41% |
| 56 | BANK AMERICA CORP | 060505104 | 30,066 | $823,202 | 0.41% |
| 57 | HOME DEPOT INC | HD | 2,663 | $804,564 | 0.40% |
| 58 | BEYOND AIR INC | XAIR | 347,850 | $803,534 | 0.40% |
| 59 | ISHARES TR | 46432F834 | 12,805 | $768,176 | 0.38% |
| 60 | WALMART INC | WMT | 4,702 | $751,957 | 0.37% |
| 61 | DEVON ENERGY CORP NEW | 25179M103 | 15,484 | $738,566 | 0.36% |
| 62 | EATON VANCE TAX-MANAGED DIVE | ETN | 63,929 | $737,736 | 0.36% |
| 63 | FS KKR CAP CORP | FSK | 37,400 | $736,406 | 0.36% |
| 64 | 3-D SYS CORP DEL | 88554D205 | 149,125 | $732,204 | 0.36% |
| 65 | TEKLA WORLD HEALTHCARE FD | THW | 62,400 | $731,328 | 0.36% |
| 66 | AMGEN INC | AMGN | 2,707 | $727,451 | 0.36% |
| 67 | IMPINJ INC | PI | 12,895 | $709,612 | 0.35% |
| 68 | FASTLY INC | FSLY | 36,681 | $703,183 | 0.35% |
| 69 | BLACKROCK SCIENCE & TECHNOLO | BLK | 22,344 | $701,825 | 0.35% |
| 70 | GRANITESHARES ETF TR | 38747R702 | 38,800 | $700,728 | 0.35% |
| 71 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 11,805 | $685,162 | 0.34% |
| 72 | ABBOTT LABS | ABLZF | 7,001 | $678,057 | 0.33% |
| 73 | INTEL CORP | INTC | 18,965 | $674,194 | 0.33% |
| 74 | SEELOS THERAPEUTICS INC | 81577F109 | 3,605,246 | $663,365 | 0.33% |
| 75 | PAGERDUTY INC | PD | 28,358 | $637,779 | 0.31% |
| 76 | ISHARES TR | 464287804 | 6,746 | $636,350 | 0.31% |
| 77 | ORACLE CORP | ORCL-PD | 6,005 | $636,050 | 0.31% |
| 78 | SPDR SER TR | 78464A888 | 7,962 | $609,685 | 0.30% |
| 79 | ARK ETF TR | 00214Q104 | 14,780 | $586,323 | 0.29% |
| 80 | ORGANON & CO | OGN | 32,634 | $566,527 | 0.28% |
| 81 | VANGUARD INDEX FDS | 922908553 | 7,382 | $558,522 | 0.28% |
| 82 | EATON VANCE TAX-MANAGED BUY- | ETN | 46,403 | $555,447 | 0.27% |
| 83 | ALPS ETF TR | 00162Q452 | 13,100 | $552,820 | 0.27% |
| 84 | SHOPIFY INC | SHOP | 10,020 | $546,791 | 0.27% |
| 85 | ISHARES TR | 464287689 | 2,205 | $540,357 | 0.27% |
| 86 | RTX CORPORATION | RTX | 7,373 | $530,638 | 0.26% |
| 87 | PIONEER NAT RES CO | 723787107 | 2,302 | $528,424 | 0.26% |
| 88 | FIRST TR EXCHANGE-TRADED FD | 33733E203 | 3,524 | $515,736 | 0.25% |
| 89 | COSTCO WHSL CORP NEW | 22160K105 | 909 | $513,327 | 0.25% |
| 90 | NOVO-NORDISK A S | NONOF | 5,581 | $507,508 | 0.25% |
| 91 | DLH HLDGS CORP | DLHC | 43,400 | $506,478 | 0.25% |
| 92 | DOLBY LABORATORIES INC | DLB | 6,300 | $499,338 | 0.25% |
| 93 | CHENIERE ENERGY INC | LNG | 2,887 | $479,157 | 0.24% |
| 94 | PITNEY BOWES INC | PBI-PB | 158,638 | $479,086 | 0.24% |
| 95 | FIRST TR EXCHANGE TRADED FD | 33733B100 | 5,786 | $478,762 | 0.24% |
| 96 | SEACOAST BKG CORP FLA | SE | 21,800 | $478,728 | 0.24% |
| 97 | BROADCOM INC | AVGO | 565 | $469,628 | 0.23% |
| 98 | MORGAN STANLEY | MS-PQ | 5,705 | $465,924 | 0.23% |
| 99 | ALTRIA GROUP INC | MO | 11,075 | $465,704 | 0.23% |
| 100 | ESSENTIAL UTILS INC | 29670G102 | 13,104 | $449,857 | 0.22% |
| 101 | VANGUARD STAR FDS | 921909768 | 8,315 | $445,019 | 0.22% |
| 102 | FIRST TR EXCHANGE-TRADED FD | 33738D101 | 16,405 | $433,417 | 0.21% |
| 103 | EATON VANCE ENHANCED EQUITY | ETN | 25,210 | $433,111 | 0.21% |
| 104 | EATON VANCE TAX-MANAGED GLOB | ETN | 57,514 | $423,881 | 0.21% |
| 105 | SPDR S&P 500 ETF TR | SPY | 980 | $419,126 | 0.21% |
| 106 | PURE CYCLE CORP | PCYO | 43,450 | $417,120 | 0.21% |
| 107 | SELECT SECTOR SPDR TR | 81369Y308 | 6,023 | $414,443 | 0.20% |
| 108 | ZOETIS INC | ZTS | 2,267 | $394,482 | 0.19% |
| 109 | VANGUARD WORLD FDS | 92204A702 | 912 | $378,452 | 0.19% |
| 110 | STATE STR CORP | STT-PG | 5,554 | $371,896 | 0.18% |
| 111 | GLOBAL PARTNERS LP | GLP-PB | 10,510 | $371,213 | 0.18% |
| 112 | ISHARES TR | 46434V621 | 7,442 | $368,602 | 0.18% |
| 113 | VANGUARD WORLD FDS | 92204A876 | 2,877 | $366,954 | 0.18% |
| 114 | DANAHER CORPORATION | 235851102 | 1,467 | $364,065 | 0.18% |
| 115 | VANGUARD SPECIALIZED FUNDS | 921908844 | 2,296 | $356,752 | 0.18% |
| 116 | PEPSICO INC | PEP | 2,100 | $355,824 | 0.18% |
| 117 | MCDONALDS CORP | MCD | 1,346 | $354,590 | 0.18% |
| 118 | BLACKROCK ENERGY & RES TR | BLK | 26,901 | $352,670 | 0.17% |
| 119 | IRIDIUM COMMUNICATIONS INC | IRDM | 7,500 | $341,175 | 0.17% |
| 120 | HONEYWELL INTL INC | 438516106 | 1,840 | $339,896 | 0.17% |
| 121 | DELTA AIR LINES INC DEL | DAL | 9,125 | $337,625 | 0.17% |
| 122 | COHEN & STEERS REIT & PFD & | 19247X100 | 19,500 | $334,620 | 0.17% |
| 123 | APPLIED MATLS INC | 038222105 | 2,400 | $332,280 | 0.16% |
| 124 | NEXTERA ENERGY INC | NEE-PW | 5,645 | $323,404 | 0.16% |
| 125 | DISNEY WALT CO | 254687106 | 3,971 | $321,850 | 0.16% |
| 126 | VANGUARD WHITEHALL FDS | 921946406 | 3,102 | $320,499 | 0.16% |
| 127 | ENTERPRISE PRODS PARTNERS L | 293792107 | 11,700 | $320,229 | 0.16% |
| 128 | VANGUARD BD INDEX FDS | 921937835 | 4,540 | $316,805 | 0.16% |
| 129 | CHURCH & DWIGHT CO INC | CHD | 3,427 | $314,023 | 0.16% |
| 130 | SELECT SECTOR SPDR TR | 81369Y506 | 3,448 | $311,656 | 0.15% |
| 131 | PURECYCLE TECHNOLOGIES INC | PCTTW | 55,300 | $310,233 | 0.15% |
| 132 | TJX COS INC NEW | 872540109 | 3,487 | $309,919 | 0.15% |
| 133 | CHUBB LIMITED | CB | 1,467 | $305,398 | 0.15% |
| 134 | WELLS FARGO CO NEW | 949746101 | 7,243 | $295,941 | 0.15% |
| 135 | AMERICAN INTL GROUP INC | 026874784 | 4,860 | $294,545 | 0.15% |
| 136 | BLACKROCK MUNIHLDGS NJ QLTY | BLK | 28,094 | $284,311 | 0.14% |
| 137 | DEERE & CO | DE | 725 | $273,601 | 0.14% |
| 138 | HONDA MOTOR LTD | HNDAF | 8,067 | $271,372 | 0.13% |
| 139 | CSX CORP | CSX | 8,646 | $265,865 | 0.13% |
| 140 | SCHWAB STRATEGIC TR | 808524797 | 3,732 | $264,076 | 0.13% |
| 141 | SUNOPTA INC | STKL | 77,350 | $260,670 | 0.13% |
| 142 | LOCKHEED MARTIN CORP | LMT | 635 | $259,690 | 0.13% |
| 143 | PEPSICO INC | PEP | 1,526 | $258,636 | 0.13% |
| 144 | TRACTOR SUPPLY CO | TSCO | 1,265 | $256,858 | 0.13% |
| 145 | CALAMOS CONV OPPORTUNITIES & | 128117108 | 24,258 | $255,676 | 0.13% |
| 146 | FIRST TR EXCHANGE TRADED FD | 33733A201 | 8,733 | $253,527 | 0.13% |
| 147 | HOLOGIC INC | HOLX | 3,500 | $242,900 | 0.12% |
| 148 | FIRST TR SML CP CORE ALPHA F | 33734Y109 | 2,956 | $238,460 | 0.12% |
| 149 | CUMMINS INC | CMI | 1,010 | $230,841 | 0.11% |
| 150 | CITIGROUP INC | C-PR | 5,600 | $230,328 | 0.11% |
| 151 | ISHARES TR | 46434VBD1 | 9,187 | $223,887 | 0.11% |
| 152 | TRAVELERS COMPANIES INC | TRV | 1,369 | $223,546 | 0.11% |
| 153 | EXCHANGE TRADED CONCEPTS TR | 301505707 | 4,429 | $223,066 | 0.11% |
| 154 | ALBEMARLE CORP | ALB-PA | 1,300 | $221,052 | 0.11% |
| 155 | INNOVATOR ETFS TR | INHD | 9,035 | $220,636 | 0.11% |
| 156 | FIRST TR EXCHANGE TRADED FD | 33734X846 | 4,843 | $220,022 | 0.11% |
| 157 | ISHARES TR | 464287242 | 2,145 | $218,833 | 0.11% |
| 158 | MASTERCARD INCORPORATED | MA | 550 | $217,751 | 0.11% |
| 159 | MODERNA INC | MRNA | 2,106 | $217,529 | 0.11% |
| 160 | CONSTELLATION BRANDS INC | STZ | 846 | $212,504 | 0.10% |
| 161 | SCYNEXIS INC | SCYX | 93,000 | $212,040 | 0.10% |
| 162 | CISCO SYS INC | CSCO | 3,941 | $211,882 | 0.10% |
| 163 | UNITED PARCEL SERVICE INC | UPS | 1,358 | $211,671 | 0.10% |
| 164 | VANECK ETF TRUST | 92189F700 | 2,644 | $208,081 | 0.10% |
| 165 | KINDER MORGAN INC DEL | EP-PC | 12,468 | $206,720 | 0.10% |
| 166 | DUKE ENERGY CORP NEW | DUKB | 2,315 | $204,295 | 0.10% |
| 167 | FIRST TR EXCHANGE TRADED FD | 33734X184 | 7,148 | $204,147 | 0.10% |
| 168 | ACCENTURE PLC IRELAND | ACN | 659 | $202,385 | 0.10% |
| 169 | AT&T INC | T-PC | 13,201 | $198,285 | 0.10% |
| 170 | JUMIA TECHNOLOGIES AG | JMIA | 73,650 | $194,437 | 0.10% |
| 171 | FIRST TR EXCHANGE TRADED FD | 33734X127 | 10,500 | $182,910 | 0.09% |
| 172 | PSYCHEMEDICS CORP | PMDI | 40,701 | $161,582 | 0.08% |
| 173 | KEYCORP | 493267108 | 14,964 | $161,013 | 0.08% |
| 174 | NUVEEN NEW JERSEY QULT MUN F | NU | 15,106 | $159,821 | 0.08% |
| 175 | DEUTSCHE BANK A G | D18190898 | 14,200 | $156,058 | 0.08% |
| 176 | ENERGY TRANSFER L P | ET-PI | 10,500 | $147,315 | 0.07% |
| 177 | EATON VANCE RISK-MANAGED DIV | ETN | 19,174 | $147,254 | 0.07% |
| 178 | TG THERAPEUTICS INC | TGTX | 15,500 | $129,580 | 0.06% |
| 179 | NEW YORK CMNTY BANCORP INC | 649445103 | 10,000 | $113,400 | 0.06% |
| 180 | AUTOLUS THERAPEUTICS PLC | AUTL | 47,000 | $109,510 | 0.05% |
| 181 | STEREOTAXIS INC | STXS | 69,060 | $109,115 | 0.05% |
| 182 | INVESCO SR INCOME TR | IVZ | 26,755 | $104,880 | 0.05% |
| 183 | NAUTILUS INC | NAUT | 121,500 | $103,287 | 0.05% |
| 184 | HAWAIIAN HOLDINGS INC | HE | 15,000 | $94,950 | 0.05% |
| 185 | ONDAS HLDGS INC | ONDS | 152,000 | $92,644 | 0.05% |
| 186 | IMMUNITYBIO INC | IBRX | 53,500 | $90,415 | 0.04% |
| 187 | IMMUCELL CORP | ICCC | 15,617 | $83,393 | 0.04% |
| 188 | HYDROFARM HLDGS GROUP INC | 44888K209 | 66,000 | $80,520 | 0.04% |
| 189 | BARCLAYS PLC | BCLYF | 10,000 | $77,900 | 0.04% |
| 190 | LIPOCINE INC NEW | LPCN | 18,761 | $55,908 | 0.03% |
| 191 | AKEBIA THERAPEUTICS INC | AKBA | 29,500 | $33,630 | 0.02% |
| 192 | PERSPECTIVE THERAPEUTICS INC | CATX | 110,000 | $30,107 | 0.01% |
| 193 | CARA THERAPEUTICS INC | 140755109 | 14,000 | $23,520 | 0.01% |
| 194 | BYRNA TECHNOLOGIES INC | BYRN | 10,000 | $22,400 | 0.01% |
| 195 | HYZON MOTORS INC | 44951Y102 | 15,000 | $18,750 | 0.01% |
| 196 | AMERICAN LITHIUM CORP | AMLIF | 10,000 | $14,300 | 0.01% |
| 197 | AMARIN CORP PLC | AMRN | 12,599 | $11,591 | 0.01% |
| 198 | PIERIS PHARMACEUTICALS INC | 720795103 | 11,700 | $3,487 | 0.00% |