13F HOLDINGS REPORT

Round Rock Advisors, LLC

Quarter ended Q4 2023 · Filed October 16, 2023 · Accession 0001951757-23-000576

Total Value

$263.6M

Positions

141

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (141)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	VANGUARD WHITEHALL FDS	921946406	263,153	$27.2M	10.32%
2	INVESCO QQQ TR	IVZ	72,787	$26.1M	9.89%
3	VANGUARD INDEX FDS	922908629	91,529	$19.1M	7.23%
4	ISHARES TR	464287804	191,578	$18.1M	6.86%
5	VANECK ETF TRUST	92189F676	88,308	$12.8M	4.86%
6	SELECT SECTOR SPDR TR	81369Y704	94,959	$9.6M	3.65%
7	ISHARES TR	464287168	83,856	$9.0M	3.42%
8	SELECT SECTOR SPDR TR	81369Y209	68,193	$8.8M	3.33%
9	INVESCO EXCHANGE TRADED FD T	IVZ	59,361	$8.4M	3.19%
10	APPLE INC	AAPL	45,857	$7.9M	2.98%
11	SELECT SECTOR SPDR TR	81369Y803	38,986	$6.4M	2.42%
12	J P MORGAN EXCHANGE TRADED F	46641Q837	114,406	$5.7M	2.18%
13	SPDR S&P 500 ETF TR	SPY	9,772	$4.2M	1.58%
14	ISHARES TR	46429B697	57,240	$4.1M	1.57%
15	VANGUARD SCOTTSDALE FDS	92206C409	46,173	$3.5M	1.32%
16	SPDR SER TR	78464A698	71,121	$3.0M	1.13%
17	J P MORGAN EXCHANGE TRADED F	46641Q332	53,887	$2.9M	1.10%
18	VANGUARD MALVERN FDS	922020805	55,183	$2.6M	0.99%
19	ISHARES TR	464287309	30,694	$2.1M	0.80%
20	ISHARES TR	46429B689	31,235	$2.0M	0.77%
21	INVESCO EXCH TRADED FD TR II	IVZ	13,745	$2.0M	0.77%
22	EXXON MOBIL CORP	XOM	16,814	$2.0M	0.75%
23	ITT INC	ITT	20,079	$2.0M	0.75%
24	VANGUARD SPECIALIZED FUNDS	921908844	12,161	$1.9M	0.72%
25	INTERNATIONAL BUSINESS MACHS	INTR	13,060	$1.8M	0.70%
26	VANGUARD WORLD FDS	92204A702	4,155	$1.7M	0.65%
27	PEPSICO INC	PEP	9,636	$1.6M	0.62%
28	HOME DEPOT INC	HD	5,315	$1.6M	0.61%
29	ISHARES TR	464287507	6,067	$1.5M	0.57%
30	VANGUARD INDEX FDS	922908637	7,336	$1.4M	0.54%
31	ISHARES TR	464287614	5,354	$1.4M	0.54%
32	VANGUARD INDEX FDS	922908744	10,286	$1.4M	0.54%
33	ISHARES TR	464287200	3,137	$1.3M	0.51%
34	VANGUARD WHITEHALL FDS	921946810	18,746	$1.3M	0.51%
35	SCHWAB STRATEGIC TR	808524797	18,370	$1.3M	0.49%
36	ENTERPRISE PRODS PARTNERS L	293792107	47,300	$1.3M	0.49%
37	JPMORGAN CHASE & CO	VYLD	8,925	$1.3M	0.49%
38	TESLA INC	TSLA	5,104	$1.3M	0.48%
39	PFIZER INC	PFE	36,261	$1.2M	0.46%
40	INVESCO EXCH TRADED FD TR II	IVZ	20,080	$1.2M	0.45%
41	MERCK & CO INC	MRK	10,684	$1.1M	0.42%
42	JOHNSON & JOHNSON	JNJ	7,018	$1.1M	0.41%
43	MICROSOFT CORP	MSFT	3,378	$1.1M	0.40%
44	VANGUARD INDEX FDS	922908751	5,404	$1.0M	0.39%
45	SPDR SER TR	78464A862	5,036	$987,178	0.37%
46	VOYA GLBL ADV & PREM OPP FD	92912R104	115,984	$962,667	0.37%
47	VANGUARD INDEX FDS	922908769	4,467	$948,804	0.36%
48	WISDOMTREE TR	WT	33,209	$936,494	0.36%
49	VANGUARD INDEX FDS	922908595	4,147	$888,198	0.34%
50	CAPITAL GROUP INTL FOCUS EQT	14019W109	39,961	$868,752	0.33%
51	SPDR DOW JONES INDL AVERAGE	78467X109	2,590	$867,470	0.33%
52	MICRON TECHNOLOGY INC	MU	12,728	$865,886	0.33%
53	GOLDMAN SACHS ETF TR	NVGLF	28,669	$860,919	0.33%
54	BERKSHIRE HATHAWAY INC DEL	BRK-A	2,448	$857,534	0.33%
55	ISHARES TR	464288802	9,231	$830,531	0.32%
56	VANGUARD INDEX FDS	922908611	5,190	$827,753	0.31%
57	ALPHABET INC	GOOG	6,170	$807,401	0.31%
58	RTX CORPORATION	RTX	11,121	$800,378	0.30%
59	ISHARES TR	464287663	10,725	$800,318	0.30%
60	VANGUARD SCOTTSDALE FDS	92206C870	10,397	$789,967	0.30%
61	VANGUARD INDEX FDS	922908736	2,896	$788,610	0.30%
62	J P MORGAN EXCHANGE TRADED F	46654Q203	16,302	$765,041	0.29%
63	ISHARES TR	46434V407	18,147	$744,574	0.28%
64	AMPHENOL CORP NEW	032095101	8,517	$715,370	0.27%
65	ISHARES TR	464287655	3,881	$685,894	0.26%
66	VANGUARD TAX-MANAGED FDS	921943858	15,547	$679,723	0.26%
67	AGNICO EAGLE MINES LTD	AEM	14,900	$677,205	0.26%
68	VANGUARD ADMIRAL FDS INC	921932869	7,336	$662,431	0.25%
69	PARAMOUNT GLOBAL	92556H206	51,233	$660,906	0.25%
70	CHEVRON CORP NEW	CVX	3,729	$628,784	0.24%
71	ISHARES TR	46432F842	9,656	$621,364	0.24%
72	SPDR S&P MIDCAP 400 ETF TR	MDY	1,358	$620,133	0.24%
73	DEERE & CO	DE	1,627	$613,997	0.23%
74	ISHARES TR	464289438	3,957	$608,705	0.23%
75	AMAZON COM INC	AMZN	4,776	$607,125	0.23%
76	ISHARES TR	464287481	6,385	$583,272	0.22%
77	FIDELITY MERRIMACK STR TR	316188309	13,203	$575,134	0.22%
78	3M CO	MMM	6,013	$562,910	0.21%
79	ISHARES TR	46435U663	16,549	$556,879	0.21%
80	ARISTA NETWORKS INC	ANET	3,020	$555,469	0.21%
81	PROCTER AND GAMBLE CO	742718109	3,625	$528,743	0.20%
82	ISHARES TR	464287762	1,922	$519,024	0.20%
83	SPDR SER TR	78464A763	4,431	$509,645	0.19%
84	MORGAN STANLEY EMKT DBT FD I	MS-PQ	75,971	$493,049	0.19%
85	COCA COLA CO	KO	8,788	$491,958	0.19%
86	PIMCO ETF TR	72201R833	4,795	$480,171	0.18%
87	MATTHEWS ASIA FDS	577125818	17,409	$457,683	0.17%
88	ALPHABET INC	GOOG	3,432	$452,509	0.17%
89	NVIDIA CORPORATION	NVDA	980	$426,304	0.16%
90	NETFLIX INC	NFLX	1,127	$425,555	0.16%
91	XYLEM INC	XYL	4,485	$408,248	0.15%
92	NEUBERGER BERMAN MUN FD INC	64124P101	43,431	$400,000	0.15%
93	PIMCO ETF TR	72201R643	4,020	$394,442	0.15%
94	PROSHARES TR	74347B698	6,798	$384,616	0.15%
95	FIDELITY COMWLTH TR	315912808	7,395	$384,466	0.15%
96	REGENERON PHARMACEUTICALS	REGN	460	$378,562	0.14%
97	VOYA GLBL EQTY DIV & PREM OP	92912T100	76,634	$375,507	0.14%
98	THERMO FISHER SCIENTIFIC INC	TMO	740	$374,566	0.14%
99	BANCROFT FD LTD	059695106	23,653	$373,008	0.14%
100	YUM BRANDS INC	YUM	2,958	$369,573	0.14%
101	NOVARTIS AG	NVSEF	3,585	$365,168	0.14%
102	ISHARES TR	46434V878	7,210	$363,240	0.14%
103	TEMPLETON EMERGING MKTS FD	880191101	31,597	$357,362	0.14%
104	COHEN & STEERS REIT & PFD &	19247X100	20,677	$354,817	0.13%
105	META PLATFORMS INC	META	1,167	$350,344	0.13%
106	VANGUARD WORLD FD	921910725	6,666	$336,233	0.13%
107	VANGUARD MUN BD FDS	922907746	6,907	$332,227	0.13%
108	UNION PAC CORP	UNP	1,624	$330,695	0.13%
109	BLACKSTONE STRATEGIC CRED 20	BX	29,498	$324,183	0.12%
110	AT&T INC	T-PC	21,576	$324,070	0.12%
111	BLACKSTONE INC	BX	3,000	$321,420	0.12%
112	VERIZON COMMUNICATIONS INC	VZ	9,690	$314,053	0.12%
113	VANGUARD INDEX FDS	922908512	2,309	$302,387	0.11%
114	ORACLE CORP	ORCL-PD	2,813	$297,953	0.11%
115	VANGUARD WORLD FDS	92204A504	1,259	$295,991	0.11%
116	SOUTHERN CO	SOMN	4,446	$287,729	0.11%
117	BANK NEW YORK MELLON CORP	064058100	6,645	$283,409	0.11%
118	ISHARES TR	464287457	3,449	$279,232	0.11%
119	WALMART INC	WMT	1,553	$248,371	0.09%
120	VANECK ETF TRUST	92189F106	9,189	$247,276	0.09%
121	WP CAREY INC	92936U109	4,572	$247,254	0.09%
122	CROWN CASTLE INC	CCI	2,669	$245,628	0.09%
123	ISHARES TR	46434V621	4,664	$230,999	0.09%
124	PALO ALTO NETWORKS INC	PANW	983	$230,454	0.09%
125	BLACKROCK MUNIHOLDINGS FD IN	BLK	22,093	$227,779	0.09%
126	TEMPLETON EMERGING MKTS INCO	880192109	49,393	$227,702	0.09%
127	PIMCO DYNAMIC INCOME OPRNTS	69355M107	18,945	$225,067	0.09%
128	VANGUARD STAR FDS	921909768	3,963	$212,100	0.08%
129	PIMCO ETF TR	72201R775	2,412	$212,048	0.08%
130	ISHARES TR	46435G516	3,041	$210,224	0.08%
131	SELECT SECTOR SPDR TR	81369Y605	6,271	$208,019	0.08%
132	MARRIOTT INTL INC NEW	571903202	1,049	$206,096	0.08%
133	ISHARES TR	464288414	1,970	$202,004	0.08%
134	EATON VANCE ENHANCED EQUITY	ETN	10,805	$185,630	0.07%
135	BLACKROCK CORPOR HI YLD FD I	BLK	11,682	$100,816	0.04%
136	UNITED STS NAT GAS FD LP	UNTCW	13,391	$91,462	0.03%
137	VOYA EMERGING MKTS HIGH DIVI	92912P108	12,030	$59,308	0.02%
138	PUTNAM PREMIER INCOME TR	PPT	12,000	$40,200	0.02%
139	QUANTUM SI INC	QSIAW	21,885	$36,329	0.01%
140	EMX RTY CORP	26873J107	10,000	$17,800	0.01%
141	PRESIDIO PPTY TR INC	74102L113	13,110	$446	0.00%