13F HOLDINGS REPORT

Empirical Asset Management, LLC

Quarter ended Q3 2023 · Filed August 1, 2023 · Accession 0001951757-23-000471

Total Value

$113.0M

Positions

156

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (156)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	SPDR S&P 500 ETF TR	SPY	12,149	$5.4M	4.77%
2	RBB FD INC	74933W486	83,374	$4.0M	3.56%
3	ABRDN GOLD ETF TRUST	00326A104	216,588	$4.0M	3.52%
4	WISDOMTREE TR	WT	74,848	$2.6M	2.32%
5	RBB FD INC	74933W536	47,973	$2.2M	1.93%
6	FLEXSHARES TR	FLEX	84,310	$2.1M	1.90%
7	PACER FDS TR	69374H873	72,161	$2.1M	1.90%
8	ISHARES SILVER TR	SLV	95,777	$2.0M	1.77%
9	DBX ETF TR	233051101	75,572	$1.7M	1.51%
10	INDEXIQ ETF TR	45409B107	56,735	$1.7M	1.50%
11	GILEAD SCIENCES INC	GILD	21,544	$1.7M	1.47%
12	MICROSOFT CORP	MSFT	4,698	$1.6M	1.42%
13	VICTORY PORTFOLIOS II	92647N543	37,678	$1.6M	1.40%
14	WISDOMTREE TR	WT	89,007	$1.5M	1.34%
15	DIREXION SHS ETF TR	25460E307	51,571	$1.5M	1.34%
16	J P MORGAN EXCHANGE TRADED F	46641Q308	30,050	$1.5M	1.34%
17	DBX ETF TR	233051200	42,510	$1.5M	1.33%
18	PACER FDS TR	69374H881	30,004	$1.4M	1.27%
19	INVESCO EXCH TRADED FD TR II	IVZ	33,721	$1.4M	1.23%
20	WISDOMTREE TR	WT	64,499	$1.4M	1.20%
21	VICTORY PORTFOLIOS II	92647N824	23,370	$1.3M	1.19%
22	AGF INVTS TR	00110G408	69,052	$1.3M	1.15%
23	APPLE INC	AAPL	6,401	$1.2M	1.10%
24	PEPSICO INC	PEP	6,370	$1.2M	1.04%
25	CISCO SYS INC	CSCO	22,493	$1.2M	1.03%
26	PROSHARES TR	74348A541	18,560	$1.1M	1.00%
27	ISHARES TR	46434V803	36,510	$1.1M	1.00%
28	J P MORGAN EXCHANGE TRADED F	46641Q886	12,601	$1.1M	0.98%
29	INVESCO EXCHANGE TRADED FD T	IVZ	12,388	$1.1M	0.98%
30	FRANKLIN TEMPLETON ETF TR	FGDL	24,586	$1.1M	0.98%
31	TEXAS PACIFIC LAND CORPORATI	TPL	819	$1.1M	0.95%
32	SELECT SECTOR SPDR TR	81369Y860	26,980	$1.0M	0.90%
33	FLEXSHARES TR	FLEX	42,665	$1.0M	0.89%
34	ISHARES TR	464287457	11,719	$950,168	0.84%
35	VANGUARD SCOTTSDALE FDS	92206C847	14,571	$925,682	0.82%
36	STARBOARD INVT TR	STHO	39,281	$920,358	0.81%
37	ALPS ETF TR	00162Q395	24,633	$904,024	0.80%
38	SPDR GOLD TR	GLD	4,939	$880,479	0.78%
39	HOME DEPOT INC	HD	2,765	$858,819	0.76%
40	ISHARES TR	46429B747	8,793	$858,245	0.76%
41	ISHARES TR	464288117	21,320	$844,059	0.75%
42	AUTOMATIC DATA PROCESSING IN	ADP	3,835	$842,971	0.75%
43	INDEXIQ ETF TR	45409B396	25,634	$831,440	0.74%
44	VICTORY PORTFOLIOS II	92647N774	15,797	$821,427	0.73%
45	INTERNATIONAL BUSINESS MACHS	INTR	5,933	$793,846	0.70%
46	WISDOMTREE TR	WT	17,612	$779,164	0.69%
47	KIMBERLY-CLARK CORP	KMB	5,451	$752,594	0.67%
48	TRAVELERS COMPANIES INC	TRV	4,323	$750,669	0.66%
49	EXXON MOBIL CORP	XOM	6,959	$746,353	0.66%
50	MCDONALDS CORP	MCD	2,466	$735,747	0.65%
51	BERKLEY W R CORP	WRB-PH	12,064	$718,554	0.64%
52	AKAMAI TECHNOLOGIES INC	AKAM	7,931	$712,759	0.63%
53	REGENERON PHARMACEUTICALS	REGN	985	$707,762	0.63%
54	CBOE GLOBAL MKTS INC	12503M108	5,062	$698,660	0.62%
55	THE CIGNA GROUP	125523100	2,469	$692,900	0.61%
56	GLOBE LIFE INC	GL-PD	6,307	$691,373	0.61%
57	XYLEM INC	XYL	6,138	$691,264	0.61%
58	EVEREST RE GROUP LTD	EG	1,964	$671,276	0.59%
59	AMERICAN WTR WKS CO INC NEW	030420103	4,603	$657,023	0.58%
60	AMGEN INC	AMGN	2,889	$641,420	0.57%
61	LOWES COS INC	548661107	2,825	$637,499	0.56%
62	HUMANA INC	HUM	1,423	$636,395	0.56%
63	ISHARES TR	464287465	8,592	$622,889	0.55%
64	GENUINE PARTS CO	GPC	3,592	$607,917	0.54%
65	ISHARES TR	46429B267	25,752	$589,729	0.52%
66	RBB FD INC	74933W452	11,721	$587,200	0.52%
67	FORTIVE CORP	FTV	7,744	$579,018	0.51%
68	STARBOARD INVT TR	STHO	42,769	$576,868	0.51%
69	KROGER CO	KR	12,236	$575,099	0.51%
70	ISHARES TR	464287671	5,781	$564,487	0.50%
71	CHUBB LIMITED	CB	2,831	$545,137	0.48%
72	MARATHON PETE CORP	MARA	4,606	$537,082	0.48%
73	SPDR SER TR	78464A490	12,856	$536,869	0.48%
74	MOTOROLA SOLUTIONS INC	MSI	1,814	$532,010	0.47%
75	PAYCHEX INC	PAYX	4,648	$519,986	0.46%
76	SNAP ON INC	SNA	1,800	$518,883	0.46%
77	PROCTER AND GAMBLE CO	742718109	3,378	$512,609	0.45%
78	KEYSIGHT TECHNOLOGIES INC	KEYS	3,041	$509,215	0.45%
79	TEXAS INSTRS INC	882508104	2,825	$508,476	0.45%
80	EOG RES INC	EOG	4,430	$507,019	0.45%
81	CRESTWOOD EQUITY PARTNERS LP	226344208	19,121	$506,329	0.45%
82	NORFOLK SOUTHN CORP	655844108	2,152	$488,096	0.43%
83	NEW JERSEY RES CORP	NJR	9,956	$469,907	0.42%
84	JOHNSON & JOHNSON	JNJ	2,832	$468,764	0.41%
85	ISHARES INC	46434G103	9,455	$466,013	0.41%
86	ISHARES TR	46432F842	6,855	$462,724	0.41%
87	FISERV INC	FISV	3,574	$450,860	0.40%
88	INTERNATIONAL FLAVORS&FRAGRA	459506101	5,661	$450,575	0.40%
89	LYONDELLBASELL INDUSTRIES N	LYB	4,792	$440,016	0.39%
90	ENTERPRISE PRODS PARTNERS L	293792107	16,237	$427,842	0.38%
91	SCHWAB STRATEGIC TR	808524839	9,135	$421,684	0.37%
92	FASTENAL CO	FAST	7,034	$414,917	0.37%
93	QUALCOMM INC	QCOM	3,440	$409,518	0.36%
94	PHILLIPS 66	PSX	4,268	$407,103	0.36%
95	SYSCO CORP	SYY	5,432	$403,065	0.36%
96	3M CO	MMM	4,002	$400,584	0.35%
97	WALMART INC	WMT	2,544	$399,909	0.35%
98	ROBERT HALF INTL INC	RHI	5,077	$381,926	0.34%
99	SSGA ACTIVE TR	78470P507	14,735	$381,079	0.34%
100	AMAZON COM INC	AMZN	2,904	$378,565	0.33%
101	ZOETIS INC	ZTS	2,198	$378,512	0.33%
102	AUTOZONE INC	AZO	147	$366,524	0.32%
103	META PLATFORMS INC	META	1,269	$364,178	0.32%
104	STEEL DYNAMICS INC	STLD	3,340	$363,880	0.32%
105	NVIDIA CORPORATION	NVDA	847	$358,089	0.32%
106	CF INDS HLDGS INC	125269100	5,140	$356,788	0.32%
107	BIOGEN INC	BIIB	1,209	$344,357	0.30%
108	EDWARDS LIFESCIENCES CORP	EW	3,585	$338,173	0.30%
109	ALPHABET INC	GOOG	2,693	$322,352	0.29%
110	ABBVIE INC	ABBV	2,357	$317,557	0.28%
111	T-MOBILE US INC	TMUSZ	2,249	$312,386	0.28%
112	JUNIPER NETWORKS INC	48203R104	9,966	$312,226	0.28%
113	ISHARES TR	464287432	3,027	$311,559	0.28%
114	STATE STR CORP	STT-PG	4,147	$303,506	0.27%
115	LILLY ELI & CO	LLY	645	$302,373	0.27%
116	VANGUARD INDEX FDS	922908363	733	$298,580	0.26%
117	ISHARES TR	464287200	655	$292,135	0.26%
118	FIRST TR LRG CP VL ALPHADEX	33735J101	4,325	$288,379	0.26%
119	CVS HEALTH CORP	CVS	4,152	$287,044	0.25%
120	CECO ENVIRONMENTAL CORP	CECO	21,346	$285,183	0.25%
121	MSCI INC	MSCI	593	$278,498	0.25%
122	JACOBS SOLUTIONS INC	J	2,329	$276,903	0.25%
123	SCHWAB STRATEGIC TR	808524862	5,688	$273,386	0.24%
124	BERKSHIRE HATHAWAY INC DEL	BRK-A	796	$271,436	0.24%
125	MARKETAXESS HLDGS INC	MKTX	1,038	$271,284	0.24%
126	ISHARES TR	464287242	2,460	$266,035	0.24%
127	SPDR SER TR	78464A672	9,347	$264,434	0.23%
128	AVERY DENNISON CORP	AVY	1,521	$261,305	0.23%
129	ABBOTT LABS	ABLZF	2,388	$260,384	0.23%
130	PIMCO ETF TR	72201R833	2,545	$253,872	0.22%
131	SPDR SER TR	78464A854	4,808	$250,545	0.22%
132	INVESCO EXCH TRADED FD TR II	IVZ	5,326	$239,472	0.21%
133	SCHWAB STRATEGIC TR	808524201	4,542	$237,863	0.21%
134	ULTA BEAUTY INC	ULTA	498	$234,356	0.21%
135	SCHWAB STRATEGIC TR	808524854	4,744	$233,793	0.21%
136	FIRST TRUST LRGCP GWT ALPHAD	33735K108	2,284	$231,303	0.20%
137	TORONTO DOMINION BK ONT	TORO	3,708	$229,913	0.20%
138	FIRST TR EXCHANGE TRADED FD	33734X168	3,567	$228,966	0.20%
139	SCHWAB STRATEGIC TR	808524706	9,261	$228,095	0.20%
140	ECOLAB INC	ECL	1,208	$225,491	0.20%
141	CATERPILLAR INC	CAT	909	$223,593	0.20%
142	VANGUARD INDEX FDS	922908736	783	$221,561	0.20%
143	GENERAL DYNAMICS CORP	GD	1,029	$221,309	0.20%
144	DANAHER CORPORATION	235851102	911	$218,708	0.19%
145	MARRIOTT INTL INC NEW	571903202	1,189	$218,338	0.19%
146	HP INC	HPQ	7,026	$215,764	0.19%
147	COSTAR GROUP INC	CSGP	2,420	$215,380	0.19%
148	FRANCO NEV CORP	FNV	1,500	$213,900	0.19%
149	CHEVRON CORP NEW	CVX	1,336	$210,287	0.19%
150	SCHWAB STRATEGIC TR	808524771	3,627	$208,794	0.18%
151	ISHARES TR	464287804	2,048	$204,055	0.18%
152	BARINGS BDC INC	BBDC	19,193	$150,474	0.13%
153	AMCOR PLC	AMCCF	10,572	$105,509	0.09%
154	MERSANA THERAPEUTICS INC	59045L106	10,000	$32,900	0.03%
155	CANDEL THERAPEUTICS INC	CADL	11,000	$13,860	0.01%
156	MARKFORGED HOLDING CORPORATI	57064N102	10,500	$12,705	0.01%