13F HOLDINGS REPORT
Sargent Investment Group, LLC
Quarter ended Q3 2023 · Filed July 31, 2023 · Accession 0001951757-23-000443
Total Value
$411.7M
Positions
201
Other Managers
0
Confidential Omitted
No
Holdings (201)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 177,196 | $34.4M | 8.35% |
| 2 | SPDR SER TR | 78468R523 | 214,298 | $21.3M | 5.18% |
| 3 | CANTALOUPE INC | CTLPP | 1,817,428 | $14.5M | 3.51% |
| 4 | MICROSOFT CORP | MSFT | 36,909 | $12.6M | 3.05% |
| 5 | FIRST TR EXCHANGE-TRADED FD | 33733E104 | 157,395 | $11.8M | 2.87% |
| 6 | FIRST TR EXCHANGE TRADED FD | 33734X846 | 257,921 | $11.7M | 2.84% |
| 7 | BLACKSTONE INC | BX | 114,711 | $10.7M | 2.59% |
| 8 | UNIVERSAL DISPLAY CORP | OLED | 73,420 | $10.6M | 2.57% |
| 9 | CARLYLE GROUP INC | CGABL | 323,465 | $10.3M | 2.51% |
| 10 | AVID BIOSERVICES INC | 05368M106 | 732,861 | $10.2M | 2.49% |
| 11 | SPDR SER TR | 78464A409 | 167,076 | $10.2M | 2.48% |
| 12 | PALANTIR TECHNOLOGIES INC | PLTR | 661,020 | $10.1M | 2.46% |
| 13 | ENERGY RECOVERY INC | ERII | 344,170 | $9.6M | 2.34% |
| 14 | IRON MTN INC DEL | 46284V101 | 164,090 | $9.3M | 2.26% |
| 15 | INTERNATIONAL BUSINESS MACHS | INTR | 62,550 | $8.4M | 2.03% |
| 16 | SPDR SER TR | 78464A508 | 172,049 | $7.4M | 1.81% |
| 17 | SPDR SER TR | 78468R663 | 64,685 | $5.9M | 1.44% |
| 18 | EXELIXIS INC | EXEL | 304,055 | $5.8M | 1.41% |
| 19 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 16,704 | $5.7M | 1.38% |
| 20 | FORD MTR CO DEL | 345370860 | 366,265 | $5.5M | 1.35% |
| 21 | J P MORGAN EXCHANGE TRADED F | 46641Q837 | 106,520 | $5.3M | 1.30% |
| 22 | AMAZON COM INC | AMZN | 36,852 | $4.8M | 1.17% |
| 23 | ALPHABET INC | GOOG | 39,315 | $4.8M | 1.16% |
| 24 | ARES CAPITAL CORP | ARCC | 250,914 | $4.7M | 1.15% |
| 25 | CYTOSORBENTS CORP | CTSO | 1,289,546 | $4.6M | 1.12% |
| 26 | AKOUSTIS TECHNOLOGIES INC | 00973N102 | 1,368,795 | $4.4M | 1.06% |
| 27 | VANGUARD INDEX FDS | 922908512 | 29,728 | $4.1M | 1.00% |
| 28 | JANUS DETROIT STR TR | 47103U845 | 80,826 | $4.0M | 0.98% |
| 29 | JOHNSON & JOHNSON | JNJ | 24,271 | $4.0M | 0.98% |
| 30 | FIRST TR EXCHANGE TRAD FD VI | 33739H101 | 166,451 | $3.8M | 0.92% |
| 31 | MITEK SYS INC | MITK | 340,355 | $3.7M | 0.90% |
| 32 | STARWOOD PPTY TR INC | STHO | 180,698 | $3.5M | 0.85% |
| 33 | JPMORGAN CHASE & CO | VYLD | 23,870 | $3.5M | 0.84% |
| 34 | XEROX HOLDINGS CORP | XRXDW | 222,075 | $3.3M | 0.80% |
| 35 | MATTEL INC | MAT | 155,205 | $3.0M | 0.74% |
| 36 | FIRST TR EXCHANGE-TRADED FD | 33738R720 | 65,767 | $3.0M | 0.73% |
| 37 | ALPHABET INC | GOOG | 23,465 | $2.8M | 0.68% |
| 38 | CARRIER GLOBAL CORPORATION | CARR | 50,419 | $2.5M | 0.61% |
| 39 | QUALCOMM INC | QCOM | 20,087 | $2.4M | 0.58% |
| 40 | FIRST TR MORNINGSTAR DIVID L | 336917109 | 69,755 | $2.4M | 0.58% |
| 41 | HOME DEPOT INC | HD | 7,243 | $2.2M | 0.55% |
| 42 | WALMART INC | WMT | 14,231 | $2.2M | 0.54% |
| 43 | COSTCO WHSL CORP NEW | 22160K105 | 4,071 | $2.2M | 0.53% |
| 44 | COHEN & STEERS QUALITY INCOM | 19247L106 | 186,605 | $2.2M | 0.53% |
| 45 | FIRSTSERVICE CORP NEW | FSV | 13,904 | $2.1M | 0.52% |
| 46 | GENERAL ELECTRIC CO | 369604301 | 18,702 | $2.1M | 0.50% |
| 47 | ASPEN AEROGELS INC | ASPN | 257,855 | $2.0M | 0.49% |
| 48 | CHEVRON CORP NEW | CVX | 12,849 | $2.0M | 0.49% |
| 49 | PGIM ETF TR | 69344A107 | 39,115 | $1.9M | 0.47% |
| 50 | PROCTER AND GAMBLE CO | 742718109 | 12,506 | $1.9M | 0.46% |
| 51 | DANAHER CORPORATION | 235851102 | 7,788 | $1.9M | 0.45% |
| 52 | EXXON MOBIL CORP | XOM | 17,393 | $1.9M | 0.45% |
| 53 | EMERSON ELEC CO | EMR | 19,984 | $1.8M | 0.44% |
| 54 | ORACLE CORP | ORCL-PD | 14,400 | $1.7M | 0.42% |
| 55 | LINDE PLC | LIN | 4,409 | $1.7M | 0.41% |
| 56 | CATERPILLAR INC | CAT | 6,529 | $1.6M | 0.39% |
| 57 | NORTHROP GRUMMAN CORP | NOC | 3,512 | $1.6M | 0.39% |
| 58 | EASTERLY GOVT PPTYS INC | 27616P103 | 107,980 | $1.6M | 0.38% |
| 59 | PEPSICO INC | PEP | 8,391 | $1.6M | 0.38% |
| 60 | PIONEER NAT RES CO | 723787107 | 7,074 | $1.5M | 0.36% |
| 61 | COHEN & STEERS INFRASTRUCTUR | 19248A109 | 60,740 | $1.4M | 0.35% |
| 62 | MATINAS BIOPHARMA HLDGS INC | MTNB | 3,923,000 | $1.4M | 0.34% |
| 63 | MERCK & CO INC | MRK | 12,018 | $1.4M | 0.34% |
| 64 | FIRST TR EXCHANGE-TRADED FD | 33733E302 | 8,273 | $1.3M | 0.33% |
| 65 | BROADSTONE NET LEASE INC | BNL | 86,250 | $1.3M | 0.32% |
| 66 | KINDER MORGAN INC DEL | EP-PC | 73,886 | $1.3M | 0.31% |
| 67 | UNITEDHEALTH GROUP INC | UNH | 2,593 | $1.2M | 0.30% |
| 68 | ATOMERA INC | ATOM | 138,955 | $1.2M | 0.30% |
| 69 | BOEING CO | BA-PA | 5,647 | $1.2M | 0.29% |
| 70 | MARRIOTT INTL INC NEW | 571903202 | 6,464 | $1.2M | 0.29% |
| 71 | BANK AMERICA CORP | 060505104 | 40,399 | $1.2M | 0.28% |
| 72 | ABBVIE INC | ABBV | 8,452 | $1.1M | 0.28% |
| 73 | SIXTH STREET SPECIALTY LENDI | TSLX | 59,475 | $1.1M | 0.27% |
| 74 | MEDIWOUND LTD | MDWD | 103,190 | $1.1M | 0.27% |
| 75 | TEVA PHARMACEUTICAL INDS LTD | 881624209 | 145,175 | $1.1M | 0.27% |
| 76 | LILLY ELI & CO | LLY | 2,314 | $1.1M | 0.26% |
| 77 | FEDEX CORP | FDX | 4,338 | $1.1M | 0.26% |
| 78 | DIGITALBRIDGE GROUP INC | DBRG-PJ | 73,017 | $1.1M | 0.26% |
| 79 | THE ALGER ETF TRUST | 015564107 | 76,942 | $1.0M | 0.24% |
| 80 | SALESFORCE INC | CRM | 4,595 | $970,740 | 0.24% |
| 81 | ABBOTT LABS | ABLZF | 8,879 | $967,989 | 0.24% |
| 82 | APA CORPORATION | APA | 28,035 | $957,956 | 0.23% |
| 83 | AMERICAN EXPRESS CO | AXP | 5,408 | $942,074 | 0.23% |
| 84 | ISHARES TR | 464287523 | 1,850 | $938,431 | 0.23% |
| 85 | SPECTRUM PHARMACEUTICALS INC | 84763A108 | 975,600 | $936,576 | 0.23% |
| 86 | ATLANTICA SUSTAINABLE INFR P | ALDA | 39,210 | $919,082 | 0.22% |
| 87 | CREATIVE REALITIES INC | CREX | 286,200 | $872,910 | 0.21% |
| 88 | INTUIT | INTU | 1,898 | $869,645 | 0.21% |
| 89 | DRIL-QUIP INC | 262037104 | 36,740 | $854,940 | 0.21% |
| 90 | ARCHER AVIATION INC | ACHR-WT | 206,500 | $850,780 | 0.21% |
| 91 | FIRST TR EXCHANGE-TRADED FD | 33739Q200 | 17,572 | $837,657 | 0.20% |
| 92 | ADOBE SYSTEMS INCORPORATED | ADBE | 1,644 | $803,900 | 0.20% |
| 93 | FIRST TR VALUE LINE DIVID IN | 33734H106 | 19,654 | $787,929 | 0.19% |
| 94 | CVS HEALTH CORP | CVS | 11,387 | $787,183 | 0.19% |
| 95 | ZOETIS INC | ZTS | 4,571 | $787,172 | 0.19% |
| 96 | XPO INC | XPO | 13,211 | $779,449 | 0.19% |
| 97 | STARBUCKS CORP | SBUX | 7,670 | $759,790 | 0.18% |
| 98 | MASTERCARD INCORPORATED | MA | 1,892 | $744,124 | 0.18% |
| 99 | VISA INC | V | 3,133 | $744,025 | 0.18% |
| 100 | TJX COS INC NEW | 872540109 | 8,725 | $739,793 | 0.18% |
| 101 | WORLD GOLD TR | GLDW | 19,081 | $726,795 | 0.18% |
| 102 | ISHARES TR | 464287721 | 6,100 | $664,107 | 0.16% |
| 103 | CISCO SYS INC | CSCO | 12,712 | $657,719 | 0.16% |
| 104 | TESLA INC | TSLA | 2,489 | $651,546 | 0.16% |
| 105 | ENTERPRISE PRODS PARTNERS L | 293792107 | 24,726 | $651,524 | 0.16% |
| 106 | NIKE INC | NKE | 5,672 | $626,019 | 0.15% |
| 107 | DOW INC | DOW | 11,381 | $606,152 | 0.15% |
| 108 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 9,245 | $591,218 | 0.14% |
| 109 | UNION PAC CORP | UNP | 2,836 | $580,302 | 0.14% |
| 110 | LOCKHEED MARTIN CORP | LMT | 1,194 | $549,694 | 0.13% |
| 111 | PFIZER INC | PFE | 14,899 | $546,495 | 0.13% |
| 112 | VANGUARD MUN BD FDS | 922907746 | 10,774 | $541,070 | 0.13% |
| 113 | CONOCOPHILLIPS | COP | 5,180 | $536,660 | 0.13% |
| 114 | FREEPORT-MCMORAN INC | FCX | 13,185 | $527,400 | 0.13% |
| 115 | GE HEALTHCARE TECHNOLOGIES I | GEHC | 6,350 | $515,874 | 0.13% |
| 116 | FIRST TR EXCHANGE-TRADED FD | 33738R605 | 10,973 | $514,743 | 0.13% |
| 117 | UNITED PARCEL SERVICE INC | UPS | 2,734 | $490,070 | 0.12% |
| 118 | PHILIP MORRIS INTL INC | 718172109 | 5,001 | $488,198 | 0.12% |
| 119 | BROADCOM INC | AVGO | 553 | $479,689 | 0.12% |
| 120 | CEDAR FAIR L P | 150185106 | 11,790 | $471,246 | 0.11% |
| 121 | ULTA BEAUTY INC | ULTA | 951 | $447,536 | 0.11% |
| 122 | TRANSOCEAN LTD | RIG | 63,630 | $446,046 | 0.11% |
| 123 | VERIZON COMMUNICATIONS INC | VZ | 11,854 | $440,850 | 0.11% |
| 124 | ILLINOIS TOOL WKS INC | 452308109 | 1,645 | $411,513 | 0.10% |
| 125 | J P MORGAN EXCHANGE TRADED F | 46641Q159 | 8,984 | $406,077 | 0.10% |
| 126 | J P MORGAN EXCHANGE TRADED F | 46641Q274 | 8,775 | $401,895 | 0.10% |
| 127 | SPDR SER TR | 78464A870 | 4,800 | $399,360 | 0.10% |
| 128 | COMCAST CORP NEW | CCZ | 9,599 | $398,838 | 0.10% |
| 129 | GOLDMAN SACHS GROUP INC | GSCE | 1,229 | $396,402 | 0.10% |
| 130 | ISHARES INC | 464286822 | 6,265 | $389,558 | 0.09% |
| 131 | ISHARES TR | 464287788 | 5,130 | $382,749 | 0.09% |
| 132 | HENRY SCHEIN INC | HSIC | 4,705 | $381,576 | 0.09% |
| 133 | NVIDIA CORPORATION | NVDA | 892 | $377,334 | 0.09% |
| 134 | CAPSTONE GREEN ENERGY CORP | CGEH | 307,890 | $369,468 | 0.09% |
| 135 | HONEYWELL INTL INC | 438516106 | 1,768 | $366,860 | 0.09% |
| 136 | CAPITAL ONE FINL CORP | 14040H105 | 3,309 | $361,905 | 0.09% |
| 137 | CORNING INC | GLW | 10,320 | $361,613 | 0.09% |
| 138 | AUTOMATIC DATA PROCESSING IN | ADP | 1,618 | $355,620 | 0.09% |
| 139 | GABELLI DIVID & INCOME TR | 36242H104 | 16,750 | $353,928 | 0.09% |
| 140 | FIRST TR LRGE CP CORE ALPHA | 33734K109 | 4,165 | $349,902 | 0.08% |
| 141 | COCA COLA CO | KO | 5,782 | $348,192 | 0.08% |
| 142 | WISDOMTREE TR | WT | 6,475 | $342,787 | 0.08% |
| 143 | 3M CO | MMM | 3,400 | $340,306 | 0.08% |
| 144 | MCDONALDS CORP | MCD | 1,104 | $329,445 | 0.08% |
| 145 | FIRST TR EXCHANGE TRADED FD | 33734X176 | 2,830 | $325,563 | 0.08% |
| 146 | MONDELEZ INTL INC | 609207105 | 4,242 | $309,411 | 0.08% |
| 147 | META PLATFORMS INC | META | 1,063 | $305,060 | 0.07% |
| 148 | SELECT SECTOR SPDR TR | 81369Y803 | 1,730 | $300,778 | 0.07% |
| 149 | VANECK ETF TRUST | 92189H201 | 6,432 | $296,322 | 0.07% |
| 150 | APPLIED MATLS INC | 038222105 | 2,050 | $296,307 | 0.07% |
| 151 | UNITED BANKSHARES INC WEST V | UNTCW | 9,945 | $295,068 | 0.07% |
| 152 | WASHINGTON TR BANCORP INC | 940610108 | 10,900 | $292,229 | 0.07% |
| 153 | CITIGROUP INC | C-PR | 6,314 | $290,710 | 0.07% |
| 154 | BAXTER INTL INC | 071813109 | 6,365 | $289,989 | 0.07% |
| 155 | AMGEN INC | AMGN | 1,283 | $284,852 | 0.07% |
| 156 | SCHLUMBERGER LTD | SLB | 5,737 | $281,801 | 0.07% |
| 157 | PROSPERITY BANCSHARES INC | PB | 4,960 | $280,141 | 0.07% |
| 158 | ISHARES TR | 464287168 | 2,465 | $279,285 | 0.07% |
| 159 | INTEL CORP | INTC | 8,350 | $279,224 | 0.07% |
| 160 | BLOCK INC | BSQKZ | 4,187 | $278,729 | 0.07% |
| 161 | INTERCONTINENTAL EXCHANGE IN | 45866F104 | 2,457 | $277,838 | 0.07% |
| 162 | TAIWAN SEMICONDUCTOR MFG LTD | 874039100 | 2,750 | $277,530 | 0.07% |
| 163 | ISHARES TR | 464287556 | 2,157 | $273,853 | 0.07% |
| 164 | BLACKROCK INC | BLK | 390 | $269,545 | 0.07% |
| 165 | DUPONT DE NEMOURS INC | DD | 3,680 | $262,899 | 0.06% |
| 166 | TERAWULF INC | WULF | 150,000 | $262,500 | 0.06% |
| 167 | VANGUARD WORLD FDS | 92204A504 | 1,065 | $260,733 | 0.06% |
| 168 | RAYTHEON TECHNOLOGIES CORP | RTX | 2,525 | $247,349 | 0.06% |
| 169 | FISERV INC | FISV | 1,955 | $246,623 | 0.06% |
| 170 | SHOPIFY INC | SHOP | 3,760 | $242,896 | 0.06% |
| 171 | UNITED RENTALS INC | URI | 537 | $239,164 | 0.06% |
| 172 | FIRST TR EXCHANGE TRADED FD | 33734X135 | 6,150 | $231,855 | 0.06% |
| 173 | VANGUARD INDEX FDS | 922908553 | 2,721 | $227,367 | 0.06% |
| 174 | IRIDIUM COMMUNICATIONS INC | IRDM | 3,625 | $225,185 | 0.05% |
| 175 | STRYKER CORPORATION | SYK | 736 | $224,546 | 0.05% |
| 176 | SAUL CTRS INC | 804395101 | 6,025 | $221,901 | 0.05% |
| 177 | WILLIAMS COS INC | 969457100 | 6,780 | $221,231 | 0.05% |
| 178 | LAS VEGAS SANDS CORP | LVS | 3,635 | $210,830 | 0.05% |
| 179 | ISHARES TR | 464287465 | 2,905 | $210,613 | 0.05% |
| 180 | NOVO-NORDISK A S | NONOF | 1,300 | $210,379 | 0.05% |
| 181 | SOUTHERN CO | SOMN | 2,980 | $209,345 | 0.05% |
| 182 | HUNTINGTON INGALLS INDS INC | 446413106 | 915 | $208,254 | 0.05% |
| 183 | APOLLO GLOBAL MGMT INC | 03769M106 | 2,680 | $205,851 | 0.05% |
| 184 | NUCOR CORP | NUE | 1,247 | $204,467 | 0.05% |
| 185 | VANGUARD INDEX FDS | 922908363 | 500 | $203,640 | 0.05% |
| 186 | GLYCOMIMETICS INC | 38000Q102 | 108,000 | $187,920 | 0.05% |
| 187 | TARSUS PHARMACEUTICALS INC | TARS | 10,045 | $181,513 | 0.04% |
| 188 | COHEN & STEERS CLOSED-END OP | 19248P106 | 15,085 | $162,013 | 0.04% |
| 189 | FORD MTR CO DEL | 345370900 | 100,000 | $157,000 | 0.04% |
| 190 | TEKLA WORLD HEALTHCARE FD | THW | 10,000 | $140,200 | 0.03% |
| 191 | ARDELYX INC | ARDX | 35,937 | $121,826 | 0.03% |
| 192 | COHERUS BIOSCIENCES INC | CHRS | 19,692 | $84,085 | 0.02% |
| 193 | BLUEBIRD BIO INC | 09609G100 | 24,324 | $80,026 | 0.02% |
| 194 | SIRIUS XM HOLDINGS INC | SIRI | 17,073 | $77,341 | 0.02% |
| 195 | ATHIRA PHARMA INC | 04746L104 | 20,833 | $61,457 | 0.01% |
| 196 | INTRUSION INC | INTZ | 33,405 | $40,754 | 0.01% |
| 197 | RELMADA THERAPEUTICS INC | RLMD | 16,506 | $40,605 | 0.01% |
| 198 | TELLURIAN INC NEW | 87968A104 | 23,000 | $32,430 | 0.01% |
| 199 | EXELIXIS INC | EXEL | 50,000 | $27,500 | 0.01% |
| 200 | SUMMIT THERAPEUTICS INC | SMMT | 10,000 | $25,100 | 0.01% |
| 201 | TAYSHA GENE THERAPIES INC | TSHA | 25,634 | $16,944 | 0.00% |