13F HOLDINGS REPORT

Round Rock Advisors, LLC

Quarter ended Q3 2023 · Filed July 20, 2023 · Accession 0001951757-23-000406

Total Value

$276.7M

Positions

145

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (145)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	VANGUARD WHITEHALL FDS	921946406	262,608	$27.9M	10.07%
2	INVESCO QQQ TR	IVZ	73,186	$27.0M	9.77%
3	VANGUARD INDEX FDS	922908629	91,533	$20.2M	7.28%
4	ISHARES TR	464287804	189,102	$18.8M	6.81%
5	VANECK ETF TRUST	92189F676	88,629	$13.5M	4.88%
6	APPLE INC	AAPL	55,199	$10.7M	3.87%
7	SELECT SECTOR SPDR TR	81369Y704	94,967	$10.2M	3.68%
8	ISHARES TR	464287168	83,516	$9.5M	3.42%
9	SELECT SECTOR SPDR TR	81369Y209	67,490	$9.0M	3.24%
10	INVESCO EXCHANGE TRADED FD T	IVZ	59,324	$8.9M	3.21%
11	SELECT SECTOR SPDR TR	81369Y803	39,271	$6.8M	2.47%
12	J P MORGAN EXCHANGE TRADED F	46641Q837	120,711	$6.1M	2.19%
13	SPDR S&P 500 ETF TR	SPY	9,811	$4.3M	1.57%
14	ISHARES TR	46429B697	58,110	$4.3M	1.56%
15	VANGUARD SCOTTSDALE FDS	92206C409	46,956	$3.6M	1.28%
16	SPDR SER TR	78464A698	66,390	$2.7M	0.98%
17	J P MORGAN EXCHANGE TRADED F	46641Q332	48,177	$2.7M	0.96%
18	VANGUARD MALVERN FDS	922020805	55,302	$2.6M	0.95%
19	ISHARES TR	464287309	30,736	$2.2M	0.78%
20	ISHARES TR	46429B689	31,535	$2.1M	0.77%
21	INVESCO EXCH TRADED FD TR II	IVZ	13,743	$2.1M	0.75%
22	VANGUARD SPECIALIZED FUNDS	921908844	12,170	$2.0M	0.71%
23	ITT INC	ITT	20,015	$1.9M	0.67%
24	VANGUARD WORLD FDS	92204A702	4,155	$1.8M	0.66%
25	EXXON MOBIL CORP	XOM	16,759	$1.8M	0.65%
26	PEPSICO INC	PEP	9,636	$1.8M	0.64%
27	INTERNATIONAL BUSINESS MACHS	INTR	12,978	$1.7M	0.63%
28	HOME DEPOT INC	HD	5,314	$1.7M	0.60%
29	ISHARES TR	464287507	6,030	$1.6M	0.57%
30	ISHARES TR	464287614	5,497	$1.5M	0.55%
31	VANGUARD INDEX FDS	922908637	7,334	$1.5M	0.54%
32	VANGUARD INDEX FDS	922908744	10,242	$1.5M	0.53%
33	ISHARES TR	464287200	3,142	$1.4M	0.51%
34	SCHWAB STRATEGIC TR	808524797	19,255	$1.4M	0.51%
35	VANGUARD WHITEHALL FDS	921946810	18,340	$1.4M	0.50%
36	TESLA INC	TSLA	5,137	$1.3M	0.49%
37	PFIZER INC	PFE	36,261	$1.3M	0.48%
38	JPMORGAN CHASE & CO	VYLD	8,925	$1.3M	0.47%
39	INVESCO EXCH TRADED FD TR II	IVZ	19,879	$1.2M	0.45%
40	ENTERPRISE PRODS PARTNERS L	293792107	47,300	$1.2M	0.45%
41	MERCK & CO INC	MRK	10,627	$1.2M	0.44%
42	JOHNSON & JOHNSON	JNJ	7,076	$1.2M	0.42%
43	MICROSOFT CORP	MSFT	3,390	$1.2M	0.42%
44	SPDR SER TR	78464A862	4,944	$1.1M	0.40%
45	VANGUARD INDEX FDS	922908751	5,397	$1.1M	0.39%
46	AMAZON COM INC	AMZN	7,929	$1.0M	0.37%
47	RAYTHEON TECHNOLOGIES CORP	RTX	10,151	$994,392	0.36%
48	VANGUARD INDEX FDS	922908769	4,465	$983,615	0.36%
49	VOYA GLBL ADV & PREM OPP FD	92912R104	114,384	$976,839	0.35%
50	WISDOMTREE TR	WT	33,209	$956,087	0.35%
51	VANGUARD INDEX FDS	922908595	4,047	$929,751	0.34%
52	GOLDMAN SACHS ETF TR	NVGLF	28,564	$895,479	0.32%
53	SPDR DOW JONES INDL AVERAGE	78467X109	2,590	$890,519	0.32%
54	VANGUARD INDEX FDS	922908611	5,190	$858,426	0.31%
55	ISHARES TR	464287663	10,965	$858,140	0.31%
56	ISHARES TR	464288802	9,008	$843,528	0.30%
57	BERKSHIRE HATHAWAY INC DEL	BRK-A	2,448	$834,768	0.30%
58	VANGUARD SCOTTSDALE FDS	92206C870	10,490	$829,029	0.30%
59	VANGUARD INDEX FDS	922908736	2,899	$820,301	0.30%
60	MICRON TECHNOLOGY INC	MU	12,728	$803,264	0.29%
61	ISHARES TR	46434V407	18,966	$786,133	0.28%
62	ALPHABET INC	GOOG	6,212	$743,576	0.27%
63	ISHARES TR	464287655	3,946	$738,932	0.27%
64	AGNICO EAGLE MINES LTD	AEM	14,500	$724,710	0.26%
65	AMPHENOL CORP NEW	032095101	8,517	$723,505	0.26%
66	VANGUARD TAX-MANAGED FDS	921943858	15,543	$717,770	0.26%
67	VANGUARD ADMIRAL FDS INC	921932869	7,478	$699,174	0.25%
68	ISHARES TR	464287481	6,986	$675,016	0.24%
69	AT&T INC	T-PC	41,576	$663,134	0.24%
70	DEERE & CO	DE	1,627	$659,244	0.24%
71	ALPHABET INC	GOOG	5,432	$657,109	0.24%
72	ISHARES TR	46432F842	9,656	$651,780	0.24%
73	SPDR S&P MIDCAP 400 ETF TR	MDY	1,356	$649,333	0.23%
74	ISHARES TR	464289438	3,957	$627,422	0.23%
75	3M CO	MMM	5,951	$595,620	0.22%
76	CHEVRON CORP NEW	CVX	3,761	$591,793	0.21%
77	ISHARES TR	46435U663	15,905	$564,951	0.20%
78	PROCTER AND GAMBLE CO	742718109	3,625	$550,058	0.20%
79	ISHARES TR	464287762	1,957	$548,402	0.20%
80	SPDR SER TR	78464A763	4,431	$543,190	0.20%
81	COCA COLA CO	KO	8,813	$530,740	0.19%
82	PARAMOUNT GLOBAL	92556H206	33,233	$528,737	0.19%
83	FIDELITY MERRIMACK STR TR	316188309	11,594	$526,579	0.19%
84	XYLEM INC	XYL	4,473	$503,718	0.18%
85	NETFLIX INC	NFLX	1,127	$496,432	0.18%
86	MORGAN STANLEY EMKT DBT FD I	MS-PQ	76,070	$489,890	0.18%
87	ARISTA NETWORKS INC	ANET	3,020	$489,421	0.18%
88	MATTHEWS ASIA FDS	577125818	17,409	$485,236	0.18%
89	VERIZON COMMUNICATIONS INC	VZ	12,869	$478,598	0.17%
90	PIMCO ETF TR	72201R833	4,780	$476,853	0.17%
91	NEUBERGER BERMAN MUN FD INC	64124P101	44,231	$454,695	0.16%
92	NVIDIA CORPORATION	NVDA	1,005	$425,146	0.15%
93	PROSHARES TR	74347B698	7,100	$419,878	0.15%
94	YUM BRANDS INC	YUM	2,958	$409,831	0.15%
95	BLACKSTONE INC	BX	4,400	$409,068	0.15%
96	BANCROFT FD LTD	059695106	23,653	$404,230	0.15%
97	FIDELITY COMWLTH TR	315912808	7,395	$399,922	0.14%
98	COHEN & STEERS REIT & PFD &	19247X100	20,677	$392,656	0.14%
99	PIMCO ETF TR	72201R643	3,965	$388,213	0.14%
100	THERMO FISHER SCIENTIFIC INC	TMO	743	$387,660	0.14%
101	TEMPLETON EMERGING MKTS FD	880191101	31,597	$374,108	0.14%
102	VOYA GLBL EQTY DIV & PREM OP	92912T100	70,634	$363,059	0.13%
103	ISHARES TR	46434V878	7,210	$362,663	0.13%
104	NOVARTIS AG	NVSEF	3,585	$361,762	0.13%
105	VANGUARD MUN BD FDS	922907746	6,907	$346,870	0.13%
106	ORACLE CORP	ORCL-PD	2,813	$335,000	0.12%
107	VANGUARD WORLD FD	921910725	6,272	$333,106	0.12%
108	UNION PAC CORP	UNP	1,626	$332,712	0.12%
109	REGENERON PHARMACEUTICALS	REGN	460	$330,528	0.12%
110	BLACKSTONE STRATEGIC CRED 20	BX	29,498	$322,413	0.12%
111	VANGUARD INDEX FDS	922908512	2,309	$319,519	0.12%
112	SOUTHERN CO	SOMN	4,446	$312,314	0.11%
113	VANGUARD WORLD FDS	92204A504	1,259	$308,228	0.11%
114	CROWN CASTLE INC	CCI	2,669	$304,106	0.11%
115	J P MORGAN EXCHANGE TRADED F	46654Q203	6,282	$303,844	0.11%
116	BANK NEW YORK MELLON CORP	064058100	6,645	$295,835	0.11%
117	WP CAREY INC	92936U109	4,272	$288,616	0.10%
118	BLACKROCK DEBT STRATEGIES FD	BLK	28,648	$280,464	0.10%
119	ISHARES TR	464287457	3,449	$279,611	0.10%
120	VANECK ETF TRUST	92189F106	9,189	$276,681	0.10%
121	BLACKROCK MUNIHOLDINGS FD IN	BLK	23,093	$268,572	0.10%
122	PALO ALTO NETWORKS INC	PANW	985	$251,677	0.09%
123	SHOPIFY INC	SHOP	3,880	$250,648	0.09%
124	PIMCO DYNAMIC INCOME OPRNTS	69355M107	18,945	$247,422	0.09%
125	META PLATFORMS INC	META	858	$246,227	0.09%
126	SPDR SER TR	78464A870	2,958	$246,106	0.09%
127	WALMART INC	WMT	1,553	$244,101	0.09%
128	ISHARES TR	46434V621	4,664	$240,327	0.09%
129	VANGUARD STAR FDS	921909768	3,963	$222,245	0.08%
130	ISHARES TR	46435G516	3,041	$221,780	0.08%
131	PIMCO ETF TR	72201R775	2,411	$220,922	0.08%
132	STARBUCKS CORP	SBUX	2,219	$219,767	0.08%
133	TEMPLETON EMERGING MKTS INCO	880192109	42,341	$218,056	0.08%
134	SELECT SECTOR SPDR TR	81369Y605	6,271	$211,406	0.08%
135	ISHARES TR	464288414	1,970	$210,258	0.08%
136	VANGUARD WORLD FDS	92204A108	720	$203,904	0.07%
137	DISNEY WALT CO	254687106	2,277	$203,291	0.07%
138	EATON VANCE ENHANCED EQUITY	ETN	10,805	$193,301	0.07%
139	BLACKROCK CORPOR HI YLD FD I	BLK	11,682	$104,203	0.04%
140	UNITED STS NAT GAS FD LP	UNTCW	13,391	$99,363	0.04%
141	VOYA EMERGING MKTS HIGH DIVI	92912P108	12,030	$62,797	0.02%
142	PUTNAM PREMIER INCOME TR	PPT	12,000	$42,240	0.02%
143	QUANTUM SI INC	QSIAW	21,885	$39,174	0.01%
144	EMX RTY CORP	26873J107	10,000	$19,000	0.01%
145	PRESIDIO PPTY TR INC	74102L113	13,110	$575	0.00%