13F HOLDINGS REPORT
WEALTH EFFECTS LLC
Quarter ended Q3 2023 · Filed July 18, 2023 · Accession 0001951757-23-000381
Total Value
$227.2M
Positions
202
Other Managers
0
Confidential Omitted
No
Holdings (202)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | AVADEL PHARMACEUTICALS PLC | 05337M104 | 2,369,089 | $39.0M | 17.18% |
| 2 | APPLE INC | AAPL | 92,736 | $18.0M | 7.92% |
| 3 | NVIDIA CORPORATION | NVDA | 24,625 | $10.4M | 4.58% |
| 4 | AMAZON COM INC | AMZN | 57,974 | $7.6M | 3.33% |
| 5 | MICROSOFT CORP | MSFT | 20,624 | $7.0M | 3.09% |
| 6 | ARROWHEAD PHARMACEUTICALS IN | ARWR | 164,050 | $5.9M | 2.57% |
| 7 | VANGUARD INDEX FDS | 922908769 | 26,366 | $5.8M | 2.56% |
| 8 | JPMORGAN CHASE & CO | VYLD | 30,169 | $4.4M | 1.93% |
| 9 | ALPHABET INC | GOOG | 32,740 | $3.9M | 1.72% |
| 10 | THE TRADE DESK INC | 88339J105 | 47,270 | $3.7M | 1.61% |
| 11 | BLACKSTONE INC | BX | 28,296 | $2.6M | 1.16% |
| 12 | ISHARES TR | 464287200 | 5,198 | $2.3M | 1.02% |
| 13 | FIRST TR EXCHANGE-TRADED FD | 33739Q200 | 43,083 | $2.1M | 0.90% |
| 14 | SEELOS THERAPEUTICS INC | 81577F109 | 1,622,546 | $1.9M | 0.85% |
| 15 | PFIZER INC | PFE | 52,830 | $1.9M | 0.85% |
| 16 | ISHARES TR | 464287150 | 19,706 | $1.9M | 0.85% |
| 17 | CHEVRON CORP NEW | CVX | 12,002 | $1.9M | 0.83% |
| 18 | TESLA INC | TSLA | 7,113 | $1.9M | 0.82% |
| 19 | MERCK & CO INC | MRK | 16,126 | $1.9M | 0.82% |
| 20 | UNITED RENTALS INC | URI | 4,140 | $1.8M | 0.81% |
| 21 | J P MORGAN EXCHANGE TRADED F | 46641Q332 | 33,162 | $1.8M | 0.81% |
| 22 | INDIE SEMICONDUCTOR INC | INDI | 190,601 | $1.8M | 0.79% |
| 23 | 3-D SYS CORP DEL | 88554D205 | 172,475 | $1.7M | 0.75% |
| 24 | BOEING CO | BA-PA | 7,930 | $1.7M | 0.74% |
| 25 | JOHNSON & JOHNSON | JNJ | 10,020 | $1.7M | 0.73% |
| 26 | ABBVIE INC | ABBV | 12,030 | $1.6M | 0.71% |
| 27 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 4,722 | $1.6M | 0.71% |
| 28 | FIRST TR EXCHANGE-TRADED FD | 33738R506 | 33,732 | $1.6M | 0.70% |
| 29 | VERIZON COMMUNICATIONS INC | VZ | 41,812 | $1.6M | 0.68% |
| 30 | VANGUARD INDEX FDS | 922908736 | 5,424 | $1.5M | 0.68% |
| 31 | PROCTER AND GAMBLE CO | 742718109 | 9,829 | $1.5M | 0.66% |
| 32 | ENOVIX CORPORATION | ENVX | 82,451 | $1.5M | 0.65% |
| 33 | UNITEDHEALTH GROUP INC | UNH | 2,973 | $1.4M | 0.63% |
| 34 | ISHARES TR | 464287507 | 5,321 | $1.4M | 0.61% |
| 35 | BEYOND AIR INC | XAIR | 323,050 | $1.4M | 0.61% |
| 36 | EAGLE MATLS INC | 26969P108 | 7,326 | $1.4M | 0.60% |
| 37 | INTERNATIONAL BUSINESS MACHS | INTR | 10,198 | $1.4M | 0.60% |
| 38 | GLOBAL X FDS | 37954Y483 | 75,984 | $1.3M | 0.59% |
| 39 | CVS HEALTH CORP | CVS | 19,152 | $1.3M | 0.58% |
| 40 | GENERAL MLS INC | 370334104 | 17,249 | $1.3M | 0.58% |
| 41 | VANGUARD INDEX FDS | 922908363 | 3,160 | $1.3M | 0.57% |
| 42 | INVESCO QQQ TR | IVZ | 3,245 | $1.2M | 0.53% |
| 43 | VISA INC | V | 5,014 | $1.2M | 0.52% |
| 44 | DEVON ENERGY CORP NEW | 25179M103 | 24,125 | $1.2M | 0.51% |
| 45 | ADVANCED MICRO DEVICES INC | AMD | 9,923 | $1.1M | 0.50% |
| 46 | DIGITALOCEAN HLDGS INC | DOCN | 27,755 | $1.1M | 0.49% |
| 47 | SENTINELONE INC | S | 73,200 | $1.1M | 0.49% |
| 48 | EXXON MOBIL CORP | XOM | 9,821 | $1.1M | 0.46% |
| 49 | ALPHABET INC | GOOG | 8,387 | $1.0M | 0.45% |
| 50 | AMERICAN TOWER CORP NEW | 03027X100 | 5,216 | $1.0M | 0.45% |
| 51 | ISHARES TR | 464287408 | 5,982 | $964,239 | 0.42% |
| 52 | VANGUARD SCOTTSDALE FDS | 92206C409 | 12,716 | $962,093 | 0.42% |
| 53 | GENERAC HLDGS INC | GNRC | 6,279 | $936,387 | 0.41% |
| 54 | BANK AMERICA CORP | 060505104 | 30,586 | $877,503 | 0.39% |
| 55 | J P MORGAN EXCHANGE TRADED F | 46654Q203 | 17,890 | $865,339 | 0.38% |
| 56 | GRANITESHARES ETF TR | 38747R702 | 43,400 | $849,338 | 0.37% |
| 57 | HOME DEPOT INC | HD | 2,721 | $845,272 | 0.37% |
| 58 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 13,053 | $834,756 | 0.37% |
| 59 | COMCAST CORP NEW | CCZ | 19,420 | $806,900 | 0.36% |
| 60 | ISHARES TR | 46432F834 | 12,797 | $801,352 | 0.35% |
| 61 | EATON VANCE TAX-MANAGED DIVE | ETN | 63,884 | $795,994 | 0.35% |
| 62 | CATERPILLAR INC | CAT | 3,229 | $794,416 | 0.35% |
| 63 | ORGANON & CO | OGN | 37,902 | $788,744 | 0.35% |
| 64 | BLACKROCK SCIENCE & TECHNOLO | BLK | 22,601 | $778,380 | 0.34% |
| 65 | TEKLA WORLD HEALTHCARE FD | THW | 55,050 | $771,801 | 0.34% |
| 66 | ABBOTT LABS | ABLZF | 6,974 | $760,284 | 0.33% |
| 67 | INTEL CORP | INTC | 22,564 | $754,536 | 0.33% |
| 68 | WALMART INC | WMT | 4,777 | $750,792 | 0.33% |
| 69 | PAGERDUTY INC | PD | 31,098 | $699,091 | 0.31% |
| 70 | ORACLE CORP | ORCL-PD | 5,815 | $692,508 | 0.30% |
| 71 | FS KKR CAP CORP | FSK | 35,600 | $682,808 | 0.30% |
| 72 | FASTLY INC | FSLY | 43,231 | $681,760 | 0.30% |
| 73 | ISHARES TR | 464287804 | 6,746 | $672,239 | 0.30% |
| 74 | PEPSICO INC | PEP | 3,601 | $667,040 | 0.29% |
| 75 | SPDR SER TR | 78464A888 | 8,266 | $663,745 | 0.29% |
| 76 | RAYTHEON TECHNOLOGIES CORP | RTX | 6,717 | $657,968 | 0.29% |
| 77 | IMPINJ INC | PI | 7,280 | $652,652 | 0.29% |
| 78 | SHOPIFY INC | SHOP | 9,945 | $642,447 | 0.28% |
| 79 | LILLY ELI & CO | LLY | 1,320 | $619,042 | 0.27% |
| 80 | VANGUARD INDEX FDS | 922908553 | 7,385 | $617,091 | 0.27% |
| 81 | ELASTIC N V | ESTC | 9,542 | $611,833 | 0.27% |
| 82 | PURECYCLE TECHNOLOGIES INC | PCTTW | 56,750 | $606,658 | 0.27% |
| 83 | AMGEN INC | AMGN | 2,706 | $600,738 | 0.26% |
| 84 | ARK ETF TR | 00214Q104 | 13,515 | $596,552 | 0.26% |
| 85 | META PLATFORMS INC | META | 2,070 | $594,049 | 0.26% |
| 86 | EATON VANCE TAX-MANAGED BUY- | ETN | 46,390 | $592,862 | 0.26% |
| 87 | FIRST TR EXCHANGE-TRADED FD | 33733E203 | 3,672 | $562,330 | 0.25% |
| 88 | ISHARES TR | 464287689 | 2,205 | $561,128 | 0.25% |
| 89 | APPLIED MATLS INC | 038222105 | 3,820 | $552,143 | 0.24% |
| 90 | PITNEY BOWES INC | PBI-PB | 152,030 | $538,185 | 0.24% |
| 91 | DOLBY LABORATORIES INC | DLB | 6,300 | $527,184 | 0.23% |
| 92 | PURE CYCLE CORP | PCYO | 46,900 | $515,900 | 0.23% |
| 93 | ALPS ETF TR | 00162Q452 | 12,805 | $502,084 | 0.22% |
| 94 | FIRST TR EXCHANGE TRADED FD | 33733B100 | 5,585 | $494,665 | 0.22% |
| 95 | COSTCO WHSL CORP NEW | 22160K105 | 916 | $492,907 | 0.22% |
| 96 | ESSENTIAL UTILS INC | 29670G102 | 12,253 | $489,028 | 0.22% |
| 97 | MORGAN STANLEY | MS-PQ | 5,704 | $487,158 | 0.21% |
| 98 | SEACOAST BKG CORP FLA | SE | 21,800 | $481,780 | 0.21% |
| 99 | IRIDIUM COMMUNICATIONS INC | IRDM | 7,500 | $465,900 | 0.21% |
| 100 | SUNOPTA INC | STKL | 69,090 | $462,212 | 0.20% |
| 101 | PIONEER NAT RES CO | 723787107 | 2,222 | $460,354 | 0.20% |
| 102 | EATON VANCE ENHANCED EQUITY | ETN | 25,648 | $458,842 | 0.20% |
| 103 | VANGUARD STAR FDS | 921909768 | 8,165 | $457,893 | 0.20% |
| 104 | EATON VANCE TAX-MANAGED GLOB | ETN | 57,702 | $456,998 | 0.20% |
| 105 | ALTRIA GROUP INC | MO | 9,875 | $447,338 | 0.20% |
| 106 | DLH HLDGS CORP | DLHC | 43,400 | $444,850 | 0.20% |
| 107 | CHENIERE ENERGY INC | LNG | 2,917 | $444,406 | 0.20% |
| 108 | FIRST TR EXCHANGE-TRADED FD | 33738D101 | 16,346 | $441,351 | 0.19% |
| 109 | NEXTERA ENERGY INC | NEE-PW | 5,944 | $441,022 | 0.19% |
| 110 | SPDR S&P 500 ETF TR | SPY | 980 | $434,539 | 0.19% |
| 111 | BROADCOM INC | AVGO | 500 | $434,081 | 0.19% |
| 112 | DELTA AIR LINES INC DEL | DAL | 9,125 | $433,803 | 0.19% |
| 113 | SELECT SECTOR SPDR TR | 81369Y308 | 5,788 | $429,296 | 0.19% |
| 114 | DISNEY WALT CO | 254687106 | 4,712 | $420,643 | 0.19% |
| 115 | VANGUARD WORLD FDS | 92204A876 | 2,877 | $408,989 | 0.18% |
| 116 | STATE STR CORP | STT-PG | 5,554 | $406,442 | 0.18% |
| 117 | VANGUARD WORLD FDS | 92204A702 | 912 | $403,318 | 0.18% |
| 118 | MCDONALDS CORP | MCD | 1,333 | $397,781 | 0.18% |
| 119 | ZOETIS INC | ZTS | 2,267 | $390,469 | 0.17% |
| 120 | HONEYWELL INTL INC | 438516106 | 1,839 | $381,496 | 0.17% |
| 121 | ISHARES TR | 46434V621 | 7,342 | $378,333 | 0.17% |
| 122 | COHEN & STEERS REIT & PFD & | 19247X100 | 19,500 | $370,305 | 0.16% |
| 123 | VANGUARD SPECIALIZED FUNDS | 921908844 | 2,226 | $361,569 | 0.16% |
| 124 | DANAHER CORPORATION | 235851102 | 1,497 | $359,296 | 0.16% |
| 125 | CHURCH & DWIGHT CO INC | CHD | 3,524 | $353,227 | 0.16% |
| 126 | BLACKROCK ENERGY & RES TR | BLK | 26,901 | $323,886 | 0.14% |
| 127 | KINDER MORGAN INC DEL | EP-PC | 18,687 | $321,782 | 0.14% |
| 128 | GLOBAL PARTNERS LP | GLP-PB | 10,340 | $317,748 | 0.14% |
| 129 | CSX CORP | CSX | 9,246 | $315,289 | 0.14% |
| 130 | VANGUARD WHITEHALL FDS | 921946406 | 2,967 | $314,710 | 0.14% |
| 131 | AT&T INC | T-PC | 19,640 | $313,260 | 0.14% |
| 132 | ENTERPRISE PRODS PARTNERS L | 293792107 | 11,700 | $308,295 | 0.14% |
| 133 | AMERICAN INTL GROUP INC | 026874784 | 5,175 | $297,794 | 0.13% |
| 134 | WELLS FARGO CO NEW | 949746101 | 6,933 | $295,892 | 0.13% |
| 135 | TJX COS INC NEW | 872540109 | 3,489 | $295,819 | 0.13% |
| 136 | PEABODY ENERGY CORP | BTU | 13,559 | $293,688 | 0.13% |
| 137 | MODERNA INC | MRNA | 2,391 | $290,507 | 0.13% |
| 138 | DEERE & CO | DE | 710 | $287,685 | 0.13% |
| 139 | SELECT SECTOR SPDR TR | 81369Y506 | 3,520 | $285,700 | 0.13% |
| 140 | FIRST TR EXCHANGE TRADED FD | 33733A201 | 9,432 | $284,080 | 0.13% |
| 141 | HOLOGIC INC | HOLX | 3,500 | $283,395 | 0.12% |
| 142 | TRACTOR SUPPLY CO | TSCO | 1,265 | $279,692 | 0.12% |
| 143 | CALAMOS CONV OPPORTUNITIES & | 128117108 | 24,698 | $276,612 | 0.12% |
| 144 | CHUBB LIMITED | CB | 1,429 | $275,100 | 0.12% |
| 145 | EXCHANGE TRADED CONCEPTS TR | 301505707 | 4,429 | $259,387 | 0.11% |
| 146 | SCHWAB STRATEGIC TR | 808524797 | 3,570 | $259,253 | 0.11% |
| 147 | BLACKROCK MUNIHLDGS NJ QLTY | BLK | 23,094 | $257,960 | 0.11% |
| 148 | ARLINGTON ASSET INVST CORP | 041356205 | 7,045 | $256,649 | 0.11% |
| 149 | CUMMINS INC | CMI | 1,010 | $247,696 | 0.11% |
| 150 | TRAVELERS COMPANIES INC | TRV | 1,418 | $246,234 | 0.11% |
| 151 | HONDA MOTOR LTD | HNDAF | 8,067 | $244,509 | 0.11% |
| 152 | FIRST TR SML CP CORE ALPHA F | 33734Y109 | 2,956 | $243,160 | 0.11% |
| 153 | LOCKHEED MARTIN CORP | LMT | 525 | $241,700 | 0.11% |
| 154 | JUMIA TECHNOLOGIES AG | JMIA | 69,615 | $238,085 | 0.10% |
| 155 | UNITED PARCEL SERVICE INC | UPS | 1,328 | $238,044 | 0.10% |
| 156 | FIRST TR EXCHANGE TRADED FD | 33734X143 | 2,189 | $237,122 | 0.10% |
| 157 | DUKE ENERGY CORP NEW | DUKB | 2,640 | $236,905 | 0.10% |
| 158 | FIRST TR EXCHANGE TRADED FD | 33734X184 | 7,298 | $232,003 | 0.10% |
| 159 | ISHARES TR | 464287242 | 2,145 | $231,960 | 0.10% |
| 160 | GENERAL ELECTRIC CO | 369604301 | 2,096 | $230,246 | 0.10% |
| 161 | ISHARES TR | 46434VBD1 | 9,187 | $223,979 | 0.10% |
| 162 | FIRST TR EXCHANGE TRADED FD | 33734X846 | 4,788 | $217,422 | 0.10% |
| 163 | VANGUARD BD INDEX FDS | 921937835 | 2,983 | $216,816 | 0.10% |
| 164 | MASTERCARD INCORPORATED | MA | 550 | $216,315 | 0.10% |
| 165 | CITIGROUP INC | C-PR | 4,615 | $212,475 | 0.09% |
| 166 | VANECK ETF TRUST | 92189F700 | 2,574 | $210,371 | 0.09% |
| 167 | SCYNEXIS INC | SCYX | 71,050 | $209,598 | 0.09% |
| 168 | CONSTELLATION BRANDS INC | STZ | 845 | $208,086 | 0.09% |
| 169 | CISCO SYS INC | CSCO | 3,939 | $203,798 | 0.09% |
| 170 | ACCENTURE PLC IRELAND | ACN | 659 | $203,354 | 0.09% |
| 171 | NETFLIX INC | NFLX | 460 | $202,625 | 0.09% |
| 172 | TORONTO DOMINION BK ONT | TORO | 3,258 | $202,029 | 0.09% |
| 173 | ROKU INC | ROKU | 3,154 | $201,730 | 0.09% |
| 174 | THE CIGNA GROUP | 125523100 | 717 | $201,190 | 0.09% |
| 175 | VANGUARD INDEX FDS | 922908512 | 1,450 | $200,640 | 0.09% |
| 176 | IMMUNITYBIO INC | IBRX | 71,000 | $197,380 | 0.09% |
| 177 | BLACKROCK MUNICIPAL INCOME | BLK | 16,724 | $191,323 | 0.08% |
| 178 | PSYCHEMEDICS CORP | PMDI | 41,501 | $189,243 | 0.08% |
| 179 | DEUTSCHE BANK A G | D18190898 | 16,700 | $175,851 | 0.08% |
| 180 | NUVEEN NEW JERSEY QULT MUN F | NU | 15,106 | $173,266 | 0.08% |
| 181 | FIRST TR EXCHANGE TRADED FD | 33734X127 | 10,500 | $164,220 | 0.07% |
| 182 | EATON VANCE RISK-MANAGED DIV | ETN | 19,394 | $159,416 | 0.07% |
| 183 | KEYCORP | 493267108 | 16,214 | $149,817 | 0.07% |
| 184 | LIPOCINE INC NEW | LPCN | 29,273 | $147,536 | 0.06% |
| 185 | HAWAIIAN HOLDINGS INC | HE | 13,500 | $145,395 | 0.06% |
| 186 | ENERGY TRANSFER L P | ET-PI | 10,300 | $130,810 | 0.06% |
| 187 | NEW YORK CMNTY BANCORP INC | 649445103 | 11,500 | $129,260 | 0.06% |
| 188 | AUTOLUS THERAPEUTICS PLC | AUTL | 47,000 | $111,860 | 0.05% |
| 189 | ONDAS HLDGS INC | ONDS | 109,900 | $94,558 | 0.04% |
| 190 | NAUTILUS INC | NAUT | 76,408 | $93,218 | 0.04% |
| 191 | STEREOTAXIS INC | STXS | 59,560 | $91,127 | 0.04% |
| 192 | IMMUCELL CORP | ICCC | 16,117 | $80,585 | 0.04% |
| 193 | BARCLAYS PLC | BCLYF | 10,000 | $78,600 | 0.03% |
| 194 | INVESCO SR INCOME TR | IVZ | 19,705 | $75,864 | 0.03% |
| 195 | PERSPECTIVE THERAPEUTICS INC | CATX | 110,000 | $73,480 | 0.03% |
| 196 | BYRNA TECHNOLOGIES INC | BYRN | 10,000 | $50,100 | 0.02% |
| 197 | HYDROFARM HLDGS GROUP INC | 44888K209 | 60,901 | $47,624 | 0.02% |
| 198 | AMERICAN LITHIUM CORP | AMLIF | 10,000 | $20,100 | 0.01% |
| 199 | AKEBIA THERAPEUTICS INC | AKBA | 18,316 | $16,759 | 0.01% |
| 200 | HYZON MOTORS INC | 44951Y102 | 15,000 | $14,378 | 0.01% |
| 201 | ONCOCYTE CORP | 68235C107 | 40,500 | $9,315 | 0.00% |
| 202 | PIERIS PHARMACEUTICALS INC | 720795103 | 16,700 | $2,764 | 0.00% |