13F HOLDINGS REPORT
Claybrook Capital, LLC
Quarter ended Q3 2023 · Filed July 17, 2023 · Accession 0001951757-23-000363
Total Value
$187.4M
Positions
141
Other Managers
0
Confidential Omitted
No
Holdings (141)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR | SPY | 38,269 | $17.0M | 9.05% |
| 2 | INVESCO QQQ TR | IVZ | 26,022 | $9.6M | 5.13% |
| 3 | NUVEEN NEW YORK AMT QLT MUNI | NU | 792,367 | $8.2M | 4.38% |
| 4 | ALTRIA GROUP INC | MO | 120,458 | $5.5M | 2.91% |
| 5 | NUVEEN NEW YORK QLT MUN INC | NU | 486,078 | $5.2M | 2.79% |
| 6 | AMAZON COM INC | AMZN | 28,850 | $3.8M | 2.01% |
| 7 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 10,845 | $3.7M | 1.97% |
| 8 | BLACKROCK MUNIYIELD N Y QUAL | BLK | 348,250 | $3.5M | 1.88% |
| 9 | BLACKROCK MUNIHLDGS NY QLTY | BLK | 292,141 | $3.1M | 1.63% |
| 10 | LADDER CAP CORP | LADR | 271,781 | $2.9M | 1.57% |
| 11 | PIMCO NEW YORK MUN INCOME FD | 72200T103 | 397,400 | $2.9M | 1.57% |
| 12 | VANGUARD INTL EQUITY INDEX F | 922042742 | 30,343 | $2.9M | 1.57% |
| 13 | ENERGY TRANSFER L P | ET-PI | 222,298 | $2.8M | 1.51% |
| 14 | VANECK ETF TRUST | 92189F643 | 35,300 | $2.8M | 1.50% |
| 15 | NUVEEN AMT FREE QLTY MUN INC | NU | 248,583 | $2.7M | 1.45% |
| 16 | PIMCO MUN INCOME FD II | 72200W106 | 280,187 | $2.5M | 1.35% |
| 17 | ESSENTIAL PPTYS RLTY TR INC | 29670E107 | 106,758 | $2.5M | 1.34% |
| 18 | MICROSOFT CORP | MSFT | 7,335 | $2.5M | 1.33% |
| 19 | INVESCO QUALITY MUN INCOME T | IVZ | 244,543 | $2.3M | 1.25% |
| 20 | STARWOOD PPTY TR INC | STHO | 120,192 | $2.3M | 1.24% |
| 21 | READY CAPITAL CORP | RC-PE | 206,637 | $2.3M | 1.24% |
| 22 | NUVEEN PFD & INCOME OPPORTUN | NU | 357,226 | $2.3M | 1.24% |
| 23 | FS KKR CAP CORP | FSK | 119,643 | $2.3M | 1.22% |
| 24 | GRIFFON CORP | GFF | 56,551 | $2.3M | 1.22% |
| 25 | PIMCO NEW YORK MUN FD II | 72200Y102 | 281,593 | $2.1M | 1.14% |
| 26 | BECTON DICKINSON & CO | BDX | 8,075 | $2.1M | 1.14% |
| 27 | BOEING CO | BA-PA | 10,020 | $2.1M | 1.13% |
| 28 | BLACKROCK MUNIVEST FD INC | BLK | 312,220 | $2.1M | 1.12% |
| 29 | PROSHARES TR | SPOT | 197,150 | $2.1M | 1.11% |
| 30 | KKR REAL ESTATE FIN TR INC | KKRT | 154,116 | $1.9M | 1.00% |
| 31 | NUVEEN AMT FREE MUN CR INC F | NU | 160,147 | $1.9M | 1.00% |
| 32 | REAVES UTIL INCOME FD | 756158101 | 66,212 | $1.8M | 0.97% |
| 33 | KINDER MORGAN INC DEL | EP-PC | 104,000 | $1.8M | 0.96% |
| 34 | OAKTREE SPECIALTY LENDING CO | OCSL | 90,468 | $1.8M | 0.94% |
| 35 | SPDR GOLD TR | GLD | 9,810 | $1.7M | 0.93% |
| 36 | INVESCO TR INVT GRADE NEW YO | IVZ | 170,381 | $1.7M | 0.93% |
| 37 | NUVEEN MUNICIPAL CREDIT INC | NU | 148,183 | $1.7M | 0.92% |
| 38 | AIR PRODS & CHEMS INC | AIIR | 5,600 | $1.7M | 0.89% |
| 39 | ARBOR REALTY TRUST INC | ABR-PF | 108,877 | $1.6M | 0.86% |
| 40 | ONEMAIN HLDGS INC | OMF | 34,391 | $1.5M | 0.80% |
| 41 | PENNANTPARK INVT CORP | 708062104 | 246,312 | $1.5M | 0.77% |
| 42 | XAI OCTAGON FLOATING RATE & | 98400T106 | 214,393 | $1.4M | 0.76% |
| 43 | TRIPLEPOINT VENTURE GROWTH B | TPVG | 121,240 | $1.4M | 0.76% |
| 44 | ETFIS SER TR I | 26923G822 | 72,115 | $1.4M | 0.76% |
| 45 | APOLLO COML REAL EST FIN INC | 03762U105 | 121,855 | $1.4M | 0.74% |
| 46 | ARES COML REAL ESTATE CORP | 04013V108 | 129,913 | $1.3M | 0.70% |
| 47 | VERIZON COMMUNICATIONS INC | VZ | 34,189 | $1.3M | 0.68% |
| 48 | VANGUARD TAX-MANAGED FDS | 921943858 | 26,932 | $1.2M | 0.66% |
| 49 | MFS HIGH YIELD MUN TR | 59318E102 | 382,584 | $1.2M | 0.66% |
| 50 | LISTED FD TR | 53656F599 | 65,000 | $1.2M | 0.64% |
| 51 | ISHARES TR | 464288760 | 10,025 | $1.2M | 0.62% |
| 52 | SARATOGA INVT CORP | 80349A208 | 41,817 | $1.1M | 0.60% |
| 53 | BLACKSTONE MTG TR INC | BX | 52,758 | $1.1M | 0.59% |
| 54 | ARES CAPITAL CORP | ARCC | 57,562 | $1.1M | 0.58% |
| 55 | VANGUARD INTL EQUITY INDEX F | 922042858 | 26,325 | $1.1M | 0.57% |
| 56 | SALESFORCE INC | CRM | 4,950 | $1.0M | 0.56% |
| 57 | FIRST TR EXCHANGE TRADED FD | 33734X192 | 13,490 | $1.0M | 0.55% |
| 58 | INVESCO EXCH TRADED FD TR II | IVZ | 38,421 | $1.0M | 0.54% |
| 59 | COHEN & STEERS QUALITY INCOM | 19247L106 | 85,300 | $989,480 | 0.53% |
| 60 | KAYNE ANDERSON ENERGY INFRST | 486606106 | 121,491 | $988,937 | 0.53% |
| 61 | VANECK ETF TRUST | 92189F411 | 64,093 | $984,468 | 0.53% |
| 62 | ALPHABET INC | GOOG | 7,390 | $884,583 | 0.47% |
| 63 | ALPHABET INC | GOOG | 7,290 | $881,871 | 0.47% |
| 64 | 3M CO | MMM | 8,550 | $855,770 | 0.46% |
| 65 | DYNEX CAP INC | DX-PC | 67,140 | $845,293 | 0.45% |
| 66 | HESS CORP | HESM | 6,000 | $815,700 | 0.44% |
| 67 | VANGUARD BD INDEX FDS | 921937827 | 10,600 | $801,042 | 0.43% |
| 68 | CONOCOPHILLIPS | COP | 7,600 | $787,436 | 0.42% |
| 69 | ENTERPRISE PRODS PARTNERS L | 293792107 | 28,151 | $741,779 | 0.40% |
| 70 | BLACKROCK N Y MUN INCOME TRU | BLK | 70,821 | $732,289 | 0.39% |
| 71 | SEVEN HILLS REALTY TRUST | SEVN | 70,588 | $724,233 | 0.39% |
| 72 | NUVEEN CR STRATEGIES INCOME | NU | 140,195 | $707,985 | 0.38% |
| 73 | PIMCO DYNAMIC INCOME FD | 72201Y101 | 37,383 | $700,931 | 0.37% |
| 74 | ALPS ETF TR | 00162Q452 | 17,870 | $700,683 | 0.37% |
| 75 | NUVEEN CALIFORNIA AMT QLT MU | NU | 58,810 | $678,667 | 0.36% |
| 76 | COHEN & STEERS LTD DURATION | 19248C105 | 36,815 | $670,033 | 0.36% |
| 77 | GOLDMAN SACHS BDC INC | GSBD | 47,200 | $654,192 | 0.35% |
| 78 | BAIN CAP SPECIALTY FIN INC | 05684B107 | 46,355 | $626,256 | 0.33% |
| 79 | RITHM CAPITAL CORP | RITM-PF | 65,915 | $616,305 | 0.33% |
| 80 | SPDR SER TR | 78464A763 | 5,000 | $612,900 | 0.33% |
| 81 | COHEN & STEERS TAX ADVAN PFD | 19249X108 | 34,384 | $599,313 | 0.32% |
| 82 | SLR INVESTMENT CORP | SLRC | 41,393 | $590,678 | 0.32% |
| 83 | BLACKROCK CORPOR HI YLD FD I | BLK | 63,742 | $568,579 | 0.30% |
| 84 | MPLX LP | MPLXP | 16,516 | $560,553 | 0.30% |
| 85 | MIDCAP FINANCIAL INVSTMNT CO | 03761U502 | 44,137 | $554,361 | 0.30% |
| 86 | BARCLAYS BANK PLC | 06748F324 | 21,750 | $543,750 | 0.29% |
| 87 | VOYA GLBL EQTY DIV & PREM OP | 92912T100 | 100,402 | $516,066 | 0.28% |
| 88 | BLACKSTONE STRATEGIC CRED 20 | BX | 44,898 | $490,735 | 0.26% |
| 89 | VERTIV HOLDINGS CO | VRT | 19,760 | $489,455 | 0.26% |
| 90 | VANGUARD SPECIALIZED FUNDS | 921908844 | 3,000 | $487,290 | 0.26% |
| 91 | HERCULES CAPITAL INC | HCXY | 32,620 | $482,776 | 0.26% |
| 92 | KAYNE ANDERSON NEXTGEN ENRGY | 48661E108 | 66,675 | $473,393 | 0.25% |
| 93 | ELLINGTON FINANCIAL INC | EFC-PD | 33,695 | $464,991 | 0.25% |
| 94 | KRAFT HEINZ CO | KHC | 13,000 | $461,500 | 0.25% |
| 95 | SIXTH STREET SPECIALTY LENDI | TSLX | 23,660 | $442,205 | 0.24% |
| 96 | VIRTUS CONVERTIBLE & INCOME | 92838X102 | 126,918 | $441,675 | 0.24% |
| 97 | LARGO INC | LGO | 99,295 | $425,976 | 0.23% |
| 98 | GRANITE PT MTG TR INC | 38741L107 | 75,760 | $401,528 | 0.21% |
| 99 | PIONEER NAT RES CO | 723787107 | 1,902 | $394,056 | 0.21% |
| 100 | PFIZER INC | PFE | 10,500 | $385,140 | 0.21% |
| 101 | NUVEEN PFD & INCOME TERM FD | NU | 22,795 | $382,728 | 0.20% |
| 102 | OWL ROCK CAPITAL CORPORATION | OWL | 28,490 | $382,336 | 0.20% |
| 103 | BLACKROCK CR ALLOCATION INCO | BLK | 37,535 | $380,980 | 0.20% |
| 104 | GLOBAL X FDS | 37954Y780 | 10,988 | $380,003 | 0.20% |
| 105 | PARAMOUNT GLOBAL | 92556H206 | 23,300 | $370,703 | 0.20% |
| 106 | ALLSPRING INCOME OPPORTUNIT | EAD | 56,161 | $362,238 | 0.19% |
| 107 | GREAT AJAX CORP | 38983D300 | 58,552 | $358,924 | 0.19% |
| 108 | MONROE CAP CORP | MRCC | 43,140 | $352,885 | 0.19% |
| 109 | HIGHLAND OPPORTUNITIES | HFRO-PB | 38,853 | $350,843 | 0.19% |
| 110 | PURECYCLE TECHNOLOGIES INC | PCTTW | 30,650 | $327,649 | 0.17% |
| 111 | GOLUB CAP BDC INC | 38173M102 | 24,060 | $324,810 | 0.17% |
| 112 | ARISTA NETWORKS INC | ANET | 2,000 | $324,120 | 0.17% |
| 113 | ALPS ETF TR | 00162Q478 | 8,051 | $316,677 | 0.17% |
| 114 | PENNYMAC MTG INVT TR | 70931T103 | 23,400 | $315,432 | 0.17% |
| 115 | CRESTWOOD EQUITY PARTNERS LP | 226344208 | 11,637 | $308,148 | 0.16% |
| 116 | ISHARES TR | 46435G342 | 12,521 | $295,496 | 0.16% |
| 117 | ELLINGTON RESIDENTIAL MTG RE | ELLA | 40,186 | $289,741 | 0.15% |
| 118 | BLACKSTONE SECD LENDING FD | BX | 10,400 | $284,544 | 0.15% |
| 119 | CONSTELLATION BRANDS INC | STZ | 1,069 | $263,113 | 0.14% |
| 120 | MAGELLAN MIDSTREAM PRTNRS LP | 559080106 | 4,150 | $258,628 | 0.14% |
| 121 | J P MORGAN EXCHANGE TRADED F | 46641Q332 | 4,584 | $253,633 | 0.14% |
| 122 | ISHARES TR | 464288687 | 8,197 | $253,533 | 0.14% |
| 123 | OXFORD LANE CAP CORP | OXLCZ | 51,371 | $248,636 | 0.13% |
| 124 | NEW MTN FIN CORP | 647551100 | 19,880 | $247,307 | 0.13% |
| 125 | FLAHERTY & CRUMRINE PFD SECS | 338478100 | 16,895 | $232,137 | 0.12% |
| 126 | VANECK ETF TRUST | 92189F452 | 19,030 | $228,550 | 0.12% |
| 127 | FIRST TR INTER DURATN PFD & | 33718W103 | 14,712 | $228,183 | 0.12% |
| 128 | CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | 38,270 | $212,399 | 0.11% |
| 129 | CRESCENT CAP BDC INC | 225655109 | 13,975 | $211,582 | 0.11% |
| 130 | BLACKROCK CAP INVT CORP | BLK | 64,164 | $210,458 | 0.11% |
| 131 | CALAMOS GBL DYN INCOME FUND | 12811L107 | 34,403 | $207,106 | 0.11% |
| 132 | BARINGS BDC INC | BBDC | 25,255 | $197,999 | 0.11% |
| 133 | UBS AG LONDON BRANCH | USML | 18,658 | $188,778 | 0.10% |
| 134 | EATON VANCE LTD DURATION INC | ETN | 19,837 | $185,674 | 0.10% |
| 135 | CASTLE BIOSCIENCES INC | CSTL | 13,526 | $185,577 | 0.10% |
| 136 | CLOUGH GLOBAL EQUITY FD | 18914C100 | 29,090 | $181,522 | 0.10% |
| 137 | NUVEEN VRIABL RAT PFD & INM | NU | 11,608 | $179,692 | 0.10% |
| 138 | ANGEL OAK FINL STRATEGIES IN | 03464A100 | 13,455 | $158,904 | 0.08% |
| 139 | BLACKROCK FLOATING RATE INCO | BLK | 12,650 | $154,457 | 0.08% |
| 140 | GANNETT CO INC | TDAY | 60,338 | $135,761 | 0.07% |
| 141 | PIMCO INCOME STRATEGY FD II | 72201J104 | 12,270 | $88,467 | 0.05% |