13F HOLDINGS REPORT

WEALTH EFFECTS LLC

Quarter ended Q2 2023 · Filed May 4, 2023 · Accession 0001951757-23-000253

Total Value

$195.3M

Positions

198

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (198)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	AVADEL PHARMACEUTICALS PLC	05337M104	2,498,838	$22.9M	11.72%
2	APPLE INC	AAPL	94,135	$15.5M	7.95%
3	NVIDIA CORPORATION	NVDA	25,510	$7.1M	3.63%
4	MICROSOFT CORP	MSFT	21,651	$6.2M	3.20%
5	AMAZON COM INC	AMZN	57,140	$5.9M	3.02%
6	VANGUARD INDEX FDS	922908769	25,847	$5.3M	2.70%
7	JPMORGAN CHASE & CO	VYLD	30,768	$4.0M	2.05%
8	ARROWHEAD PHARMACEUTICALS IN	ARWR	156,810	$4.0M	2.04%
9	FIRST TR EXCHANGE-TRADED FD	33739Q200	74,415	$3.6M	1.82%
10	ALPHABET INC	GOOG	33,695	$3.5M	1.79%
11	THE TRADE DESK INC	88339J105	49,295	$3.0M	1.54%
12	BLACKSTONE INC	BX	28,312	$2.5M	1.27%
13	3-D SYS CORP DEL	88554D205	223,975	$2.4M	1.23%
14	BEYOND AIR INC	XAIR	330,050	$2.2M	1.14%
15	PFIZER INC	PFE	52,904	$2.2M	1.11%
16	ISHARES TR	464287200	5,108	$2.1M	1.08%
17	CHEVRON CORP NEW	CVX	12,508	$2.0M	1.05%
18	ABBVIE INC	ABBV	12,640	$2.0M	1.03%
19	ISHARES TR	464287150	19,834	$1.8M	0.92%
20	MERCK & CO INC	MRK	16,272	$1.7M	0.89%
21	INDIE SEMICONDUCTOR INC	INDI	161,551	$1.7M	0.87%
22	GLOBAL X FDS	37954Y483	96,302	$1.7M	0.85%
23	UNITED RENTALS INC	URI	4,150	$1.6M	0.84%
24	BOEING CO	BA-PA	7,688	$1.6M	0.84%
25	JOHNSON & JOHNSON	JNJ	10,433	$1.6M	0.83%
26	J P MORGAN EXCHANGE TRADED F	46641Q332	28,230	$1.5M	0.79%
27	GENERAL MLS INC	370334104	17,942	$1.5M	0.79%
28	FIRST TR EXCHANGE-TRADED FD	33738R506	33,397	$1.5M	0.77%
29	TESLA INC	TSLA	7,130	$1.5M	0.76%
30	PROCTER AND GAMBLE CO	742718109	9,837	$1.5M	0.75%
31	BERKSHIRE HATHAWAY INC DEL	BRK-A	4,682	$1.4M	0.74%
32	INTERNATIONAL BUSINESS MACHS	INTR	10,847	$1.4M	0.73%
33	UNITEDHEALTH GROUP INC	UNH	2,972	$1.4M	0.72%
34	CVS HEALTH CORP	CVS	18,742	$1.4M	0.71%
35	ISHARES TR	464287507	5,332	$1.3M	0.68%
36	VANGUARD INDEX FDS	922908736	5,205	$1.3M	0.66%
37	DEVON ENERGY CORP NEW	25179M103	23,985	$1.2M	0.62%
38	PAGERDUTY INC	PD	34,665	$1.2M	0.62%
39	ENOVIX CORPORATION	ENVX	80,801	$1.2M	0.62%
40	EXXON MOBIL CORP	XOM	10,869	$1.2M	0.61%
41	AMERICAN TOWER CORP NEW	03027X100	5,601	$1.1M	0.59%
42	VISA INC	V	4,994	$1.1M	0.58%
43	VERIZON COMMUNICATIONS INC	VZ	27,836	$1.1M	0.55%
44	EAGLE MATLS INC	26969P108	7,326	$1.1M	0.55%
45	VANGUARD INDEX FDS	922908363	2,857	$1.1M	0.55%
46	DIGITALOCEAN HLDGS INC	DOCN	27,280	$1.1M	0.55%
47	INVESCO QQQ TR	IVZ	3,140	$1.0M	0.52%
48	ORGANON & CO	OGN	39,803	$936,172	0.48%
49	VANGUARD SCOTTSDALE FDS	92206C409	12,240	$933,055	0.48%
50	BRISTOL-MYERS SQUIBB CO	CELG-RI	13,162	$912,238	0.47%
51	ISHARES TR	464287408	6,000	$910,560	0.47%
52	BANK AMERICA CORP	060505104	31,295	$895,045	0.46%
53	ALPHABET INC	GOOG	8,387	$872,248	0.45%
54	ISHARES TR	46432F834	13,846	$857,770	0.44%
55	HOME DEPOT INC	HD	2,719	$802,518	0.41%
56	INTEL CORP	INTC	22,818	$745,463	0.38%
57	EATON VANCE TAX-MANAGED DIVE	ETN	63,689	$743,254	0.38%
58	COMCAST CORP NEW	CCZ	19,549	$741,102	0.38%
59	CATERPILLAR INC	CAT	3,197	$731,701	0.37%
60	ADVANCED MICRO DEVICES INC	AMD	7,423	$727,528	0.37%
61	BLACKROCK SCIENCE & TECHNOLO	BLK	22,419	$725,023	0.37%
62	TEKLA WORLD HEALTHCARE FD	THW	52,500	$721,350	0.37%
63	WALMART INC	WMT	4,876	$719,010	0.37%
64	ABBOTT LABS	ABLZF	7,024	$711,201	0.36%
65	RAYTHEON TECHNOLOGIES CORP	RTX	7,163	$701,513	0.36%
66	GENERAC HLDGS INC	GNRC	6,490	$700,985	0.36%
67	IRIDIUM COMMUNICATIONS INC	IRDM	11,300	$699,809	0.36%
68	FASTLY INC	FSLY	38,996	$692,577	0.35%
69	PEPSICO INC	PEP	3,727	$679,481	0.35%
70	AMGEN INC	AMGN	2,780	$672,007	0.34%
71	SEELOS THERAPEUTICS INC	81577F109	956,046	$660,819	0.34%
72	ISHARES TR	464287804	6,758	$653,499	0.33%
73	VANGUARD INDEX FDS	922908553	7,747	$643,311	0.33%
74	FS KKR CAP CORP	FSK	32,200	$595,700	0.31%
75	EATON VANCE TAX-MANAGED BUY-	ETN	46,277	$584,472	0.30%
76	PITNEY BOWES INC	PBI-PB	148,490	$577,624	0.30%
77	FIRST TR EXCHANGE-TRADED FD	33733E203	3,672	$569,264	0.29%
78	SPDR SER TR	78464A888	8,313	$563,257	0.29%
79	SUNOPTA INC	STKL	70,590	$543,543	0.28%
80	ORACLE CORP	ORCL-PD	5,815	$540,330	0.28%
81	ESSENTIAL UTILS INC	29670G102	12,353	$539,196	0.28%
82	DOLBY LABORATORIES INC	DLB	6,300	$538,146	0.28%
83	ARK ETF TR	00214Q104	13,138	$529,991	0.27%
84	SENTINELONE INC	S	32,040	$524,174	0.27%
85	ISHARES TR	464287689	2,205	$519,079	0.27%
86	GRANITESHARES ETF TR	38747R702	34,200	$515,052	0.26%
87	DLH HLDGS CORP	DLHC	44,368	$508,907	0.26%
88	MORGAN STANLEY	MS-PQ	5,704	$500,804	0.26%
89	DISNEY WALT CO	254687106	4,967	$497,296	0.25%
90	APPLIED MATLS INC	038222105	4,020	$493,777	0.25%
91	SHOPIFY INC	SHOP	10,015	$480,119	0.25%
92	ALPS ETF TR	00162Q452	12,410	$479,647	0.25%
93	FIRST TR EXCHANGE-TRADED FD	33738D101	17,888	$476,346	0.24%
94	ELASTIC N V	ESTC	8,130	$470,727	0.24%
95	CHENIERE ENERGY INC	LNG	2,986	$470,659	0.24%
96	FIRST TR EXCHANGE TRADED FD	33733B100	5,584	$467,001	0.24%
97	TWILIO INC	TWLO	6,985	$465,411	0.24%
98	EATON VANCE TAX-MANAGED GLOB	ETN	59,156	$462,005	0.24%
99	PIONEER NAT RES CO	723787107	2,237	$456,885	0.23%
100	COSTCO WHSL CORP NEW	22160K105	915	$454,865	0.23%
101	PURE CYCLE CORP	PCYO	48,100	$454,545	0.23%
102	NEXTERA ENERGY INC	NEE-PW	5,892	$454,191	0.23%
103	LILLY ELI & CO	LLY	1,310	$449,863	0.23%
104	LISTED FD TR	53656F417	2,080	$440,835	0.23%
105	ALTRIA GROUP INC	MO	9,700	$432,814	0.22%
106	VANGUARD WORLD FDS	92204A876	2,877	$424,379	0.22%
107	STATE STR CORP	STT-PG	5,554	$420,382	0.22%
108	EATON VANCE ENHANCED EQUITY	ETN	25,602	$419,870	0.21%
109	VANGUARD STAR FDS	921909768	7,592	$419,154	0.21%
110	SELECT SECTOR SPDR TR	81369Y308	5,608	$418,974	0.21%
111	KINDER MORGAN INC DEL	EP-PC	23,820	$417,094	0.21%
112	ROKU INC	ROKU	6,164	$405,714	0.21%
113	HOLOGIC INC	HOLX	5,000	$403,500	0.21%
114	SPDR S&P 500 ETF TR	SPY	980	$401,242	0.21%
115	PURECYCLE TECHNOLOGIES INC	PCTTW	56,500	$395,500	0.20%
116	COHEN & STEERS REIT & PFD &	19247X100	19,600	$382,396	0.20%
117	ZOETIS INC	ZTS	2,267	$377,386	0.19%
118	DANAHER CORPORATION	235851102	1,497	$377,222	0.19%
119	AT&T INC	T-PC	19,373	$372,924	0.19%
120	MCDONALDS CORP	MCD	1,333	$372,720	0.19%
121	SEACOAST BKG CORP FLA	SE	15,650	$370,905	0.19%
122	MODERNA INC	MRNA	2,391	$367,210	0.19%
123	HONEYWELL INTL INC	438516106	1,907	$364,510	0.19%
124	IMPINJ INC	PI	2,650	$359,128	0.18%
125	DELTA AIR LINES INC DEL	DAL	10,125	$353,565	0.18%
126	PEABODY ENERGY CORP	BTU	13,800	$353,280	0.18%
127	ISHARES TR	46434V621	6,891	$344,481	0.18%
128	REGIONS FINANCIAL CORP NEW	RF-PF	18,438	$342,211	0.18%
129	VANGUARD WORLD FDS	92204A702	885	$341,200	0.17%
130	J P MORGAN EXCHANGE TRADED F	46654Q203	7,525	$339,302	0.17%
131	BLACKROCK ENERGY & RES TR	BLK	26,901	$327,114	0.17%
132	GLOBAL PARTNERS LP	GLP-PB	10,340	$320,747	0.16%
133	CHURCH & DWIGHT CO INC	CHD	3,521	$311,305	0.16%
134	ENTERPRISE PRODS PARTNERS L	293792107	11,734	$303,905	0.16%
135	TRACTOR SUPPLY CO	TSCO	1,265	$297,326	0.15%
136	TJX COS INC NEW	872540109	3,789	$296,885	0.15%
137	SELECT SECTOR SPDR TR	81369Y506	3,531	$292,469	0.15%
138	PAYPAL HLDGS INC	PYPL	3,843	$291,837	0.15%
139	VANGUARD SPECIALIZED FUNDS	921908844	1,885	$290,309	0.15%
140	CALAMOS CONV OPPORTUNITIES &	128117108	26,938	$283,388	0.15%
141	AMERICAN INTL GROUP INC	026874784	5,625	$283,293	0.15%
142	FIRST TR EXCHANGE TRADED FD	33733A201	9,429	$278,745	0.14%
143	CHUBB LIMITED	CB	1,428	$277,352	0.14%
144	CSX CORP	CSX	9,246	$276,825	0.14%
145	DYNAVAX TECHNOLOGIES CORP	268158201	27,250	$267,323	0.14%
146	WELLS FARGO CO NEW	949746101	7,098	$265,316	0.14%
147	BLACKROCK MUNIHLDGS NJ QLTY	BLK	23,094	$264,426	0.14%
148	DEERE & CO	DE	630	$260,114	0.13%
149	VANGUARD WHITEHALL FDS	921946406	2,455	$259,003	0.13%
150	TRAVELERS COMPANIES INC	TRV	1,499	$256,942	0.13%
151	DUKE ENERGY CORP NEW	DUKB	2,639	$254,595	0.13%
152	UNITED PARCEL SERVICE INC	UPS	1,298	$251,799	0.13%
153	YETI HLDGS INC	YETI	6,270	$250,800	0.13%
154	LOCKHEED MARTIN CORP	LMT	520	$245,820	0.13%
155	EXCHANGE TRADED CONCEPTS TR	301505707	4,429	$242,378	0.12%
156	CUMMINS INC	CMI	1,010	$241,333	0.12%
157	LIPOCINE INC NEW	LPCN	756,674	$240,698	0.12%
158	FIRST TR EXCHANGE TRADED FD	33734X184	7,298	$239,557	0.12%
159	FIRST TR SML CP CORE ALPHA F	33734Y109	2,956	$238,221	0.12%
160	FIRST TR EXCHANGE TRADED FD	33734X143	2,189	$235,411	0.12%
161	ISHARES TR	464287242	2,145	$235,113	0.12%
162	PSYCHEMEDICS CORP	PMDI	44,501	$233,629	0.12%
163	ISHARES TR	464287168	1,955	$229,087	0.12%
164	ISHARES TR	46434VBD1	9,187	$225,357	0.12%
165	HONDA MOTOR LTD	HNDAF	8,463	$224,175	0.11%
166	GENERAL ELECTRIC CO	369604301	2,283	$218,255	0.11%
167	VANECK ETF TRUST	92189F700	2,504	$217,495	0.11%
168	KEYCORP	493267108	17,214	$215,519	0.11%
169	SCHWAB STRATEGIC TR	808524797	2,938	$214,944	0.11%
170	CISCO SYS INC	CSCO	3,951	$206,552	0.11%
171	COCA COLA CO	KO	3,250	$201,598	0.10%
172	FIRST TR EXCHANGE TRADED FD	33734X846	4,687	$200,380	0.10%
173	BLACKROCK MUNICIPAL INCOME	BLK	16,724	$195,336	0.10%
174	ANNALY CAPITAL MANAGEMENT IN	NLY-PJ	10,125	$193,489	0.10%
175	SCYNEXIS INC	SCYX	61,050	$183,150	0.09%
176	NUVEEN NEW JERSEY QULT MUN F	NU	15,106	$176,891	0.09%
177	DEUTSCHE BANK A G	D18190898	16,700	$170,507	0.09%
178	FIRST TR EXCHANGE TRADED FD	33734X127	10,500	$162,960	0.08%
179	JUMIA TECHNOLOGIES AG	JMIA	46,865	$154,187	0.08%
180	EATON VANCE RISK-MANAGED DIV	ETN	19,394	$154,180	0.08%
181	VIATRIS INC	VTRS	15,132	$145,570	0.07%
182	ENERGY TRANSFER L P	ET-PI	10,300	$128,441	0.07%
183	STEREOTAXIS INC	STXS	59,560	$121,502	0.06%
184	HAWAIIAN HOLDINGS INC	HE	12,500	$114,500	0.06%
185	NAUTILUS INC	NAUT	77,508	$103,861	0.05%
186	FIRST TR SR FLTG RATE INCOME	33733U108	10,240	$101,888	0.05%
187	INVESCO SR INCOME TR	IVZ	27,605	$101,586	0.05%
188	AUTOLUS THERAPEUTICS PLC	AUTL	45,000	$82,800	0.04%
189	IMMUCELL CORP	ICCC	15,667	$80,058	0.04%
190	BARCLAYS PLC	BCLYF	10,000	$71,900	0.04%
191	ONDAS HLDGS INC	ONDS	65,900	$71,172	0.04%
192	PERSPECTIVE THERAPEUTICS INC	CATX	110,000	$70,180	0.04%
193	HYDROFARM HLDGS GROUP INC	44888K209	32,845	$56,821	0.03%
194	IMMUNITYBIO INC	IBRX	28,500	$51,870	0.03%
195	PIERIS PHARMACEUTICALS INC	720795103	22,200	$21,667	0.01%
196	ONCOCYTE CORP	68235C107	40,500	$14,353	0.01%
197	AKEBIA THERAPEUTICS INC	AKBA	18,316	$10,264	0.01%
198	HYZON MOTORS INC	44951Y102	10,000	$8,151	0.00%