13F HOLDINGS REPORT

Round Rock Advisors, LLC

Quarter ended Q2 2023 · Filed May 2, 2023 · Accession 0001951757-23-000235

Total Value

$260.8M

Positions

142

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (142)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	VANGUARD WHITEHALL FDS	921946406	263,348	$27.8M	10.65%
2	INVESCO QQQ TR	IVZ	72,107	$23.1M	8.87%
3	VANGUARD INDEX FDS	922908629	90,417	$19.1M	7.31%
4	ISHARES TR	464287804	190,633	$18.4M	7.07%
5	VANECK ETF TRUST	92189F676	43,937	$11.6M	4.43%
6	ISHARES TR	464287168	83,917	$9.8M	3.77%
7	SELECT SECTOR SPDR TR	81369Y704	95,267	$9.6M	3.70%
8	APPLE INC	AAPL	56,374	$9.3M	3.56%
9	INVESCO EXCHANGE TRADED FD T	IVZ	59,243	$8.6M	3.29%
10	SELECT SECTOR SPDR TR	81369Y209	63,516	$8.2M	3.15%
11	SELECT SECTOR SPDR TR	81369Y803	40,430	$6.1M	2.34%
12	J P MORGAN EXCHANGE TRADED F	46641Q837	112,740	$5.7M	2.18%
13	ISHARES TR	46429B697	58,277	$4.2M	1.63%
14	SPDR S&P 500 ETF TR	SPY	10,054	$4.1M	1.58%
15	VANGUARD SCOTTSDALE FDS	92206C409	50,131	$3.8M	1.47%
16	VANGUARD MALVERN FDS	922020805	57,519	$2.8M	1.05%
17	J P MORGAN EXCHANGE TRADED F	46641Q332	42,306	$2.3M	0.89%
18	ISHARES TR	46429B689	31,726	$2.1M	0.82%
19	ISHARES TR	464287309	30,730	$2.0M	0.75%
20	VANGUARD SPECIALIZED FUNDS	921908844	12,669	$2.0M	0.75%
21	EXXON MOBIL CORP	XOM	16,644	$1.8M	0.70%
22	ITT INC	ITT	20,730	$1.8M	0.69%
23	PEPSICO INC	PEP	9,673	$1.8M	0.68%
24	INTERNATIONAL BUSINESS MACHS	INTR	12,890	$1.7M	0.65%
25	INVESCO EXCH TRADED FD TR II	IVZ	12,795	$1.7M	0.65%
26	TESLA INC	TSLA	8,117	$1.7M	0.65%
27	VANGUARD WORLD FDS	92204A702	4,196	$1.6M	0.62%
28	HOME DEPOT INC	HD	5,301	$1.6M	0.60%
29	VANGUARD INDEX FDS	922908637	8,079	$1.5M	0.58%
30	ISHARES TR	464287507	6,030	$1.5M	0.58%
31	PFIZER INC	PFE	35,317	$1.4M	0.55%
32	VANGUARD INDEX FDS	922908744	10,242	$1.4M	0.54%
33	SCHWAB STRATEGIC TR	808524797	19,257	$1.4M	0.54%
34	ISHARES TR	464287614	5,496	$1.3M	0.52%
35	INVESCO EXCH TRADED FD TR II	IVZ	21,415	$1.3M	0.51%
36	ISHARES TR	464287200	3,156	$1.3M	0.50%
37	ENTERPRISE PRODS PARTNERS L	293792107	46,300	$1.2M	0.46%
38	JPMORGAN CHASE & CO	VYLD	8,887	$1.2M	0.44%
39	VANGUARD WHITEHALL FDS	921946810	15,687	$1.2M	0.44%
40	MERCK & CO INC	MRK	10,573	$1.1M	0.43%
41	SPDR SER TR	78464A862	5,315	$1.1M	0.43%
42	JOHNSON & JOHNSON	JNJ	6,989	$1.1M	0.42%
43	VANGUARD INDEX FDS	922908751	5,497	$1.0M	0.40%
44	VOYA GLBL ADV & PREM OPP FD	92912R104	114,584	$978,547	0.38%
45	GOLDMAN SACHS ETF TR	NVGLF	31,734	$977,738	0.37%
46	WISDOMTREE TR	WT	33,884	$967,727	0.37%
47	VANGUARD INDEX FDS	922908595	4,347	$940,728	0.36%
48	RAYTHEON TECHNOLOGIES CORP	RTX	9,588	$938,953	0.36%
49	VANGUARD INDEX FDS	922908611	5,862	$930,651	0.36%
50	VANGUARD INDEX FDS	922908769	4,465	$911,366	0.35%
51	MICROSOFT CORP	MSFT	3,089	$890,699	0.34%
52	AMAZON COM INC	AMZN	8,523	$880,341	0.34%
53	VANGUARD SCOTTSDALE FDS	92206C870	10,909	$875,096	0.34%
54	SPDR DOW JONES INDL AVERAGE	78467X109	2,588	$860,821	0.33%
55	AMPHENOL CORP NEW	032095101	9,911	$809,927	0.31%
56	ISHARES TR	464287663	10,965	$809,016	0.31%
57	ISHARES TR	464288802	9,007	$790,540	0.30%
58	ISHARES TR	46434V407	18,933	$789,118	0.30%
59	BERKSHIRE HATHAWAY INC DEL	BRK-A	2,451	$756,795	0.29%
60	MICRON TECHNOLOGY INC	MU	12,228	$737,838	0.28%
61	VANGUARD INDEX FDS	922908736	2,899	$723,127	0.28%
62	VANGUARD TAX-MANAGED FDS	921943858	15,537	$701,806	0.27%
63	ISHARES TR	464287481	7,691	$700,288	0.27%
64	VANGUARD ADMIRAL FDS INC	921932869	7,828	$695,518	0.27%
65	ISHARES TR	464287655	3,890	$693,963	0.27%
66	DEERE & CO	DE	1,627	$671,756	0.26%
67	AGNICO EAGLE MINES LTD	AEM	13,000	$662,610	0.25%
68	PIMCO ETF TR	72201R833	6,561	$651,179	0.25%
69	ISHARES TR	46432F842	9,706	$648,846	0.25%
70	SPDR SER TR	78464A763	5,201	$643,454	0.25%
71	ALPHABET INC	GOOG	6,195	$642,607	0.25%
72	PARAMOUNT GLOBAL	92556H206	28,233	$629,878	0.24%
73	FIDELITY MERRIMACK STR TR	316188309	13,593	$625,274	0.24%
74	SPDR S&P MIDCAP 400 ETF TR	MDY	1,354	$620,687	0.24%
75	3M CO	MMM	5,888	$618,888	0.24%
76	CHEVRON CORP NEW	CVX	3,761	$613,645	0.24%
77	VERIZON COMMUNICATIONS INC	VZ	15,729	$611,701	0.23%
78	ALPHABET INC	GOOG	5,589	$581,256	0.22%
79	MORGAN STANLEY EMKT DBT FD I	MS-PQ	89,607	$577,066	0.22%
80	LENNAR CORP	LEN-B	5,400	$567,594	0.22%
81	ISHARES TR	464289438	4,057	$563,639	0.22%
82	ISHARES TR	46435U663	16,339	$555,359	0.21%
83	PROCTER AND GAMBLE CO	742718109	3,625	$539,001	0.21%
84	ISHARES TR	464287762	1,956	$534,202	0.20%
85	COCA COLA CO	KO	8,609	$534,016	0.20%
86	SPDR SER TR	78464A870	6,841	$521,353	0.20%
87	ARISTA NETWORKS INC	ANET	3,020	$506,937	0.19%
88	WP CAREY INC	92936U109	6,379	$494,054	0.19%
89	NEUBERGER BERMAN MUN FD INC	64124P101	43,731	$478,854	0.18%
90	XYLEM INC	XYL	4,463	$467,273	0.18%
91	MATTHEWS ASIA FDS	577125818	17,154	$463,628	0.18%
92	PROSHARES TR	74347B698	7,100	$433,368	0.17%
93	NETFLIX INC	NFLX	1,252	$432,541	0.17%
94	THERMO FISHER SCIENTIFIC INC	TMO	742	$427,667	0.16%
95	BANCROFT FD LTD	059695106	25,003	$424,801	0.16%
96	COHEN & STEERS REIT & PFD &	19247X100	20,677	$403,408	0.15%
97	BLACKSTONE INC	BX	4,446	$390,545	0.15%
98	YUM BRANDS INC	YUM	2,942	$388,579	0.15%
99	PIMCO ETF TR	72201R643	3,952	$386,081	0.15%
100	ISHARES TR	46434V878	7,375	$370,594	0.14%
101	TEMPLETON EMERGING MKTS FD	880191101	31,597	$369,685	0.14%
102	VOYA GLBL EQTY DIV & PREM OP	92912T100	70,634	$360,233	0.14%
103	VANGUARD MUN BD FDS	922907746	7,064	$357,862	0.14%
104	CROWN CASTLE INC	CCI	2,669	$357,219	0.14%
105	FIDELITY COMWLTH TR	315912808	7,395	$354,590	0.14%
106	NOVARTIS AG	NVSEF	3,585	$329,820	0.13%
107	UNION PAC CORP	UNP	1,590	$320,003	0.12%
108	VANGUARD INDEX FDS	922908512	2,374	$318,282	0.12%
109	BLACKSTONE STRATEGIC CRED 20	BX	29,498	$314,154	0.12%
110	SOUTHERN CO	SOMN	4,446	$309,336	0.12%
111	VANGUARD WORLD FD	921910725	5,850	$306,306	0.12%
112	NVIDIA CORPORATION	NVDA	1,100	$305,554	0.12%
113	TEMPLETON EMERGING MKTS INCO	880192109	59,657	$302,460	0.12%
114	VANGUARD STAR FDS	921909768	5,470	$301,999	0.12%
115	BANK NEW YORK MELLON CORP	064058100	6,645	$301,949	0.12%
116	VANGUARD WORLD FDS	92204A504	1,259	$300,221	0.12%
117	AT&T INC	T-PC	15,576	$299,833	0.11%
118	VANECK ETF TRUST	92189F106	9,189	$297,264	0.11%
119	REGENERON PHARMACEUTICALS	REGN	360	$295,801	0.11%
120	ISHARES TR	464287457	3,425	$281,378	0.11%
121	BLACKROCK MUNIHOLDINGS FD IN	BLK	23,093	$278,271	0.11%
122	ISHARES TR	46429B663	2,723	$276,770	0.11%
123	BLACKROCK DEBT STRATEGIES FD	BLK	28,648	$272,442	0.10%
124	ORACLE CORP	ORCL-PD	2,748	$255,344	0.10%
125	PIMCO DYNAMIC INCOME OPRNTS	69355M107	18,945	$234,918	0.09%
126	ISHARES TR	46434V621	4,659	$232,880	0.09%
127	WALMART INC	WMT	1,553	$228,990	0.09%
128	DISNEY WALT CO	254687106	2,277	$227,996	0.09%
129	STARBUCKS CORP	SBUX	2,153	$224,204	0.09%
130	PIMCO ETF TR	72201R775	2,410	$223,567	0.09%
131	SELECT SECTOR SPDR TR	81369Y605	6,854	$220,370	0.08%
132	ISHARES TR	46435G516	3,041	$218,465	0.08%
133	ISHARES TR	464288414	1,970	$212,248	0.08%
134	YUM CHINA HLDGS INC	YUMC	3,296	$208,933	0.08%
135	EATON VANCE ENHANCED EQUITY	ETN	10,805	$177,202	0.07%
136	BLACKROCK CORPOR HI YLD FD I	BLK	18,882	$164,651	0.06%
137	EATON VANCE SR FLTNG RTE TR	ETN	11,000	$124,630	0.05%
138	VOYA EMERGING MKTS HIGH DIVI	92912P108	13,645	$73,274	0.03%
139	PUTNAM PREMIER INCOME TR	PPT	12,000	$42,720	0.02%
140	QUANTUM SI INC	QSIAW	21,885	$38,518	0.01%
141	EMX RTY CORP	26873J107	10,000	$19,900	0.01%
142	PRESIDIO PPTY TR INC	74102L113	13,110	$544	0.00%