13F HOLDINGS REPORT

Claybrook Capital, LLC

Quarter ended Q2 2023 · Filed April 18, 2023 · Accession 0001951757-23-000174

Total Value

$179.0M

Positions

139

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (139)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	SPDR S&P 500 ETF TR	SPY	38,147	$15.6M	8.73%
2	NUVEEN NEW YORK AMT QLT MUNI	NU	792,367	$8.4M	4.68%
3	INVESCO QQQ TR	IVZ	26,086	$8.4M	4.68%
4	ESSENTIAL PPTYS RLTY TR INC	29670E107	315,093	$7.8M	4.38%
5	ALTRIA GROUP INC	MO	120,458	$5.4M	3.00%
6	NUVEEN NEW YORK QLT MUN INC	NU	486,078	$5.4M	3.00%
7	BLACKROCK MUNIYIELD N Y QUAL	BLK	348,250	$3.5M	1.98%
8	BERKSHIRE HATHAWAY INC DEL	BRK-A	10,505	$3.2M	1.81%
9	BLACKROCK MUNIHLDGS NY QLTY	BLK	292,141	$3.1M	1.74%
10	AMAZON COM INC	AMZN	29,170	$3.0M	1.68%
11	VANGUARD INTL EQUITY INDEX F	922042742	30,214	$2.8M	1.55%
12	NUVEEN AMT FREE QLTY MUN INC	NU	248,583	$2.8M	1.54%
13	PIMCO MUN INCOME FD II	72200W106	280,187	$2.6M	1.47%
14	VANECK ETF TRUST	92189F643	35,300	$2.6M	1.46%
15	INVESCO QUALITY MUN INCOME T	IVZ	244,543	$2.4M	1.36%
16	PROSHARES TR	SPOT	198,800	$2.4M	1.35%
17	ENERGY TRANSFER L P	ET-PI	181,845	$2.3M	1.27%
18	PIMCO NEW YORK MUN FD II	72200Y102	281,593	$2.2M	1.22%
19	BLACKROCK MUNIVEST FD INC	BLK	312,220	$2.2M	1.21%
20	BOEING CO	BA-PA	10,120	$2.1M	1.20%
21	FS KKR CAP CORP	FSK	116,003	$2.1M	1.20%
22	MICROSOFT CORP	MSFT	7,435	$2.1M	1.20%
23	NUVEEN PFD & INCOME OPPORTUN	NU	319,268	$2.1M	1.17%
24	STARWOOD PPTY TR INC	STHO	116,402	$2.1M	1.15%
25	BECTON DICKINSON & CO	BDX	8,225	$2.0M	1.14%
26	LADDER CAP CORP	LADR	212,889	$2.0M	1.12%
27	NUVEEN AMT FREE MUN CR INC F	NU	160,147	$1.9M	1.05%
28	SPDR GOLD TR	GLD	9,945	$1.8M	1.02%
29	KINDER MORGAN INC DEL	EP-PC	104,000	$1.8M	1.02%
30	GRIFFON CORP	GFF	56,551	$1.8M	1.01%
31	INVESCO TR INVT GRADE NEW YO	IVZ	170,381	$1.8M	1.00%
32	NUVEEN MUNICIPAL CREDIT INC	NU	148,183	$1.8M	0.99%
33	PIMCO NEW YORK MUN INCOME FD	72200T103	193,813	$1.7M	0.97%
34	OAKTREE SPECIALTY LENDING CO	OCSL	90,468	$1.7M	0.95%
35	KKR REAL ESTATE FIN TR INC	KKRT	148,166	$1.7M	0.94%
36	AIR PRODS & CHEMS INC	AIIR	5,700	$1.6M	0.91%
37	TRIPLEPOINT VENTURE GROWTH B	TPVG	121,240	$1.5M	0.82%
38	ETFIS SER TR I	26923G822	72,115	$1.4M	0.78%
39	REAVES UTIL INCOME FD	756158101	48,277	$1.4M	0.77%
40	PIMCO NEW YORK MUN INCOME FD	72200T103	203,587	$1.3M	0.73%
41	XAI OCTAGON FLOATING RATE &	98400T106	204,118	$1.3M	0.73%
42	MFS HIGH YIELD MUN TR	59318E102	382,584	$1.2M	0.69%
43	VANGUARD TAX-MANAGED FDS	921943858	26,691	$1.2M	0.67%
44	READY CAPITAL CORP	RC-PE	113,299	$1.2M	0.64%
45	ISHARES TR	464288760	10,000	$1.2M	0.64%
46	LISTED FD TR	53656F599	65,000	$1.1M	0.64%
47	ONEMAIN HLDGS INC	OMF	30,591	$1.1M	0.63%
48	APOLLO COML REAL EST FIN INC	03762U105	114,575	$1.1M	0.60%
49	VANGUARD INTL EQUITY INDEX F	922042858	26,191	$1.1M	0.59%
50	ARES CAPITAL CORP	ARCC	57,562	$1.1M	0.59%
51	KAYNE ANDERSON ENERGY INFRST	486606106	121,491	$1.0M	0.59%
52	COHEN & STEERS QUALITY INCOM	19247L106	85,300	$1.0M	0.57%
53	SALESFORCE INC	CRM	5,050	$1.0M	0.56%
54	INVESCO EXCH TRADED FD TR II	IVZ	38,347	$977,845	0.55%
55	PENNANTPARK INVT CORP	708062104	182,182	$961,921	0.54%
56	3M CO	MMM	8,800	$924,968	0.52%
57	FIRST TR EXCHANGE TRADED FD	33734X192	13,490	$902,450	0.50%
58	ARES COML REAL ESTATE CORP	04013V108	97,253	$884,030	0.49%
59	VANECK ETF TRUST	92189F411	59,448	$881,614	0.49%
60	BLACKSTONE MTG TR INC	BX	49,008	$874,793	0.49%
61	BROADMARK RLTY CAP INC	11135B100	183,618	$863,005	0.48%
62	VERIZON COMMUNICATIONS INC	VZ	21,929	$852,814	0.48%
63	SARATOGA INVT CORP	80349A208	33,445	$845,490	0.47%
64	ARBOR REALTY TRUST INC	ABR-PF	70,868	$814,273	0.46%
65	DYNEX CAP INC	DX-PC	67,140	$813,737	0.45%
66	VANGUARD BD INDEX FDS	921937827	10,600	$810,794	0.45%
67	HESS CORP	HESM	6,000	$794,040	0.44%
68	ALPHABET INC	GOOG	7,590	$787,311	0.44%
69	ALPHABET INC	GOOG	7,490	$778,960	0.44%
70	CONOCOPHILLIPS	COP	7,600	$753,996	0.42%
71	BLACKROCK N Y MUN INCOME TRU	BLK	70,821	$736,538	0.41%
72	NUVEEN CR STRATEGIES INCOME	NU	140,195	$716,396	0.40%
73	SEVEN HILLS REALTY TRUST	SEVN	70,588	$708,704	0.40%
74	ALPS ETF TR	00162Q452	17,870	$690,676	0.39%
75	NUVEEN CALIFORNIA AMT QLT MU	NU	58,810	$684,548	0.38%
76	PIMCO DYNAMIC INCOME FD	72201Y101	37,383	$673,642	0.38%
77	GOLDMAN SACHS BDC INC	GSBD	47,200	$644,280	0.36%
78	SLR INVESTMENT CORP	SLRC	41,393	$622,551	0.35%
79	SPDR SER TR	78464A763	5,000	$618,550	0.35%
80	COHEN & STEERS LTD DURATION	19248C105	33,065	$589,880	0.33%
81	MPLX LP	MPLXP	16,516	$568,976	0.32%
82	COHEN & STEERS TAX ADVAN PFD	19249X108	30,634	$547,430	0.31%
83	RITHM CAPITAL CORP	RITM-PF	65,915	$527,320	0.29%
84	PARAMOUNT GLOBAL	92556H206	23,300	$519,823	0.29%
85	LARGO INC	LGO	99,295	$514,348	0.29%
86	VOYA GLBL EQTY DIV & PREM OP	92912T100	100,402	$512,050	0.29%
87	MIDCAP FINANCIAL INVSTMNT CO	03761U502	44,137	$503,162	0.28%
88	KRAFT HEINZ CO	KHC	13,000	$502,710	0.28%
89	BLACKROCK CORPOR HI YLD FD I	BLK	56,017	$488,468	0.27%
90	BAIN CAP SPECIALTY FIN INC	05684B107	40,725	$485,442	0.27%
91	VANGUARD SPECIALIZED FUNDS	921908844	3,000	$462,030	0.26%
92	KAYNE ANDERSON NEXTGEN ENRGY	4861E1082	58,085	$446,093	0.25%
93	SIXTH STREET SPECIALTY LENDI	TSLX	23,660	$432,978	0.24%
94	PFIZER INC	PFE	10,500	$428,400	0.24%
95	VIRTUS CONVERTIBLE & INCOME	92838X102	126,918	$426,444	0.24%
96	HERCULES CAPITAL INC	HCXY	32,620	$420,472	0.23%
97	BLACKSTONE STRATEGIC CRED 20	BX	38,708	$412,240	0.23%
98	NUVEEN PFD & INCOME TERM FD	NU	22,795	$401,876	0.22%
99	PIONEER NAT RES CO	723787107	1,902	$388,464	0.22%
100	GREAT AJAX CORP	38983D300	58,552	$385,272	0.22%
101	GRANITE PT MTG TR INC	38741L107	75,760	$375,770	0.21%
102	GLOBAL X FDS	37954Y780	10,988	$365,669	0.20%
103	OWL ROCK CAPITAL CORPORATION	OWL	28,490	$359,259	0.20%
104	ALLSPRING INCOME OPPORTUNIT	EAD	56,161	$355,499	0.20%
105	ARISTA NETWORKS INC	ANET	2,000	$335,720	0.19%
106	MONROE CAP CORP	MRCC	43,140	$330,021	0.18%
107	GOLUB CAP BDC INC	38173M102	24,060	$326,254	0.18%
108	BLACKROCK CR ALLOCATION INCO	BLK	31,065	$319,659	0.18%
109	CASTLE BIOSCIENCES INC	CSTL	13,526	$307,311	0.17%
110	ALPS ETF TR	00162Q478	8,051	$299,410	0.17%
111	ELLINGTON RESIDENTIAL MTG RE	ELLA	40,186	$293,358	0.16%
112	CRESTWOOD EQUITY PARTNERS LP	226344208	11,637	$290,110	0.16%
113	PENNYMAC MTG INVT TR	70931T103	23,400	$288,522	0.16%
114	ENTERPRISE PRODS PARTNERS L	293792107	10,920	$282,828	0.16%
115	VERTIV HOLDINGS CO	VRT	19,760	$282,766	0.16%
116	HIGHLAND INCOME FD	HFRO-PB	31,453	$276,472	0.15%
117	ISHARES TR	46435G342	12,521	$273,459	0.15%
118	OXFORD LANE CAP CORP	OXLCZ	51,371	$268,670	0.15%
119	PARAMOUNT GLOBAL	92556H305	8,350	$249,999	0.14%
120	NEW MTN FIN CORP	647551100	19,880	$241,940	0.14%
121	CONSTELLATION BRANDS INC	STZ	1,069	$241,476	0.13%
122	FLAHERTY & CRUMRINE PFD SECS	338478100	16,895	$233,827	0.13%
123	FIRST TR INTER DURATN PFD &	33718W103	14,712	$232,155	0.13%
124	MAGELLAN MIDSTREAM PRTNRS LP	559080106	4,150	$225,179	0.13%
125	PURECYCLE TECHNOLOGIES INC	PCTTW	31,650	$221,550	0.12%
126	BLACKROCK CAP INVT CORP	BLK	64,164	$221,366	0.12%
127	CLOUGH GLOBAL DIVID & INCOME	18913Y103	38,270	$221,201	0.12%
128	VANECK ETF TRUST	92189F452	19,030	$215,039	0.12%
129	ELLINGTON FINANCIAL INC	EFC-PD	17,530	$214,041	0.12%
130	CALAMOS GBL DYN INCOME FUND	12811L107	34,403	$205,730	0.11%
131	BARINGS BDC INC	BBDC	25,255	$200,525	0.11%
132	UBS AG LONDON BRANCH	USML	18,658	$196,267	0.11%
133	EATON VANCE LTD DURATION INC	ETN	19,837	$195,394	0.11%
134	CRESCENT CAP BDC INC	225655109	13,975	$190,340	0.11%
135	NUVEEN VRIABL RAT PFD & INM	NU	11,608	$183,871	0.10%
136	CLOUGH GLOBAL EQUITY FD	18914C100	29,090	$176,285	0.10%
137	ANGEL OAK FINL STRATEGIES IN	03464A100	13,455	$165,900	0.09%
138	GANNETT CO INC	TDAY	60,338	$112,832	0.06%
139	PIMCO INCOME STRATEGY FD II	72201J104	12,270	$87,976	0.05%